Equitec Proprietary Markets

Equitec Proprietary Markets as of Sept. 30, 2022

Portfolio Holdings for Equitec Proprietary Markets

Equitec Proprietary Markets holds 219 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
B. Riley Financial Put Option (RILY) 16.1 $61M 1.4M 44.52
Biohaven Pharmaceutical Holding Put Option 11.9 $45M 298k 151.17
Activision Blizzard Put Option 9.4 $36M 479k 74.34
Spdr S&p 500 Etf Tr Tr Unit (SPY) 7.2 $27M 76k 357.19
Franchise Group 5.7 $22M 894k 24.30
Canadian Pacific Railway 5.4 $20M 306k 66.72
Citrix Systems 4.2 $16M 153k 103.90
Rogers Corporation Put Option (ROG) 3.2 $12M 51k 241.88
Take-Two Interactive Software Put Option (TTWO) 2.6 $9.7M 89k 109.00
Advanced Micro Devices Put Option (AMD) 2.3 $8.8M 139k 63.36
Bluerock Residential Gwt Rei Com Cl A 2.3 $8.7M 326k 26.75
Change Healthcare 2.2 $8.4M 305k 27.49
Orion Engineered Carbons (OEC) 1.9 $7.3M 549k 13.35
Ginkgo Bioworks Holdings Cl A Shs 1.9 $7.1M 2.3M 3.12
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 1.8 $7.0M 176k 39.62
Vmware Cl A Com Call Option 1.8 $6.7M 63k 106.45
Global Blood Therapeutics In Call Option 1.5 $5.7M 84k 68.09
African Gold Acquisition Cor Shs Cl A 1.4 $5.5M 551k 9.90
The Arena Group Holdings (AREN) 1.2 $4.4M 338k 13.10
Jazz Pharmaceuticals Shs Usd (JAZZ) 1.1 $4.2M 32k 133.18
First Horizon National Corporation (FHN) 0.8 $3.0M 130k 22.90
Spirit Airlines Call Option 0.8 $2.9M 157k 18.84
Parabellum Acquisition Corp Com Cl A 0.8 $2.9M 294k 9.89
Angel Oak Finl Strategies In Com Ben Int (FINS) 0.7 $2.8M 211k 13.40
Alleghany Corporation 0.7 $2.6M 3.1k 839.67
Green Plains Renewable Energy (GPRE) 0.6 $2.3M 80k 29.06
Applied Blockchain Com New (APLD) 0.6 $2.3M 1.3M 1.70
Gamestop Corp Cl A Call Option (GME) 0.6 $2.2M 89k 25.13
Magnite Ord (MGNI) 0.5 $2.1M 313k 6.57
Amazon Put Option (AMZN) 0.5 $2.0M 18k 113.11
Angel Oak Mtg (AOMR) 0.5 $1.8M 149k 11.98
Zendesk 0.5 $1.8M 23k 76.07
Nielsen Hldgs Shs Eur 0.5 $1.7M 63k 27.73
1life Healthcare Put Option 0.4 $1.6M 95k 17.14
Turquoise Hill Resources Call Option 0.4 $1.6M 52k 30.00
Babcock & Wilcox Enterpr (BW) 0.4 $1.5M 243k 6.38
Tenneco Cl A Vtg Com Stk Call Option 0.4 $1.5M 86k 17.33
Unisys Corp Com New (UIS) 0.4 $1.4M 189k 7.55
Tower Semiconductor Shs New Call Option (TSEM) 0.3 $1.3M 32k 40.00
Doubledown Interactive Co Lt Ads (DDI) 0.3 $1.2M 131k 9.23
Tegna (TGNA) 0.3 $1.0M 50k 20.68
Walt Disney Company Call Option (DIS) 0.2 $885k 9.4k 94.17
Amc Entmt Hldgs Cl A Com Call Option 0.2 $861k 122k 7.05
Pharmacyte Biotech Com New (PMCB) 0.2 $794k 331k 2.40
Spdr Gold Tr Gold Shs (GLD) 0.2 $789k 5.1k 154.71
Resolute Fst Prods In Call Option 0.2 $758k 38k 20.00
Bed Bath & Beyond 0.2 $703k 115k 6.09
Coherent Corp Put Option (COHR) 0.2 $633k 18k 34.75
Synchronoss Technologies 0.1 $566k 497k 1.14
LHC 0.1 $555k 3.4k 163.33
Evo Acquisition Corp Com Cl A 0.1 $469k 48k 9.85
East Stone Acquisition Corp SHS Put Option 0.1 $458k 44k 10.35
Twitter Call Option 0.1 $448k 10k 43.95
Sisecam Resources Com Unit Ltd 0.1 $440k 22k 19.63
Forma Therapeutics Hldgs SHS Put Option 0.1 $434k 22k 20.00
Alibaba Group Hldg Sponsored Ads (BABA) 0.1 $416k 5.2k 80.00
Signify Health Cl A Com Call Option 0.1 $385k 13k 28.75
Shell Midstream Partners Unit Ltd Int 0.1 $371k 24k 15.79
Foxo Technologies Com Cl A 0.1 $278k 218k 1.28
Acv Auctions Com Cl A (ACVA) 0.1 $276k 38k 7.19
Ford Motor Company (F) 0.1 $250k 22k 11.21
Aerie Pharmaceuticals Put Option 0.1 $237k 16k 15.20
Lmf Acquisition Opportunit I Cl A Com 0.1 $206k 20k 10.26
Coinbase Global Com Cl A (COIN) 0.0 $187k 2.9k 64.48
Novavax Com New (NVAX) 0.0 $187k 10k 18.16
Silvergate Cap Corp Cl A (SICPQ) 0.0 $176k 2.3k 76.67
Clover Health Investments Com Cl A (CLOV) 0.0 $173k 102k 1.70
Channeladvisor Put Option 0.0 $159k 7.0k 22.73
Smith Micro Software Com New 0.0 $147k 65k 2.27
Origin Materials (ORGN) 0.0 $145k 28k 5.16
Therapeuticsmd Com New (TXMD) 0.0 $139k 21k 6.59
Rio Tinto Sponsored Adr (RIO) 0.0 $137k 2.5k 55.06
Moneylion Cl A 0.0 $135k 153k 0.88
Nano Dimension Sponsord Ads New (NNDM) 0.0 $135k 57k 2.39
Atlas Air Worldwide Hldgs In Com New Call Option 0.0 $133k 1.4k 95.00
Aikido Pharma Com New (DOMH) 0.0 $129k 19k 6.86
Sos Spon Ads 0.0 $111k 27k 4.11
Bluerock Homes Trust Com Cl A (BHM) 0.0 $98k 4.8k 20.27
Edify Acquisition Corp Cl A 0.0 $96k 9.7k 9.85
Upstart Hldgs (UPST) 0.0 $89k 4.3k 20.70
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $89k 150k 0.59
African Gold Acquisition Cor *w Exp 03/31/202 0.0 $87k 2.2M 0.04
Minim 0.0 $80k 380k 0.21
Celularity *w Exp 07/16/202 (CELUW) 0.0 $74k 192k 0.39
Invesco Db Multi-sector Comm Agriculture Fd (DBA) 0.0 $70k 3.5k 20.00
BRC Com Cl A Call Option (BRCC) 0.0 $65k 8.5k 7.67
Switch Cl A Call Option 0.0 $63k 2.1k 30.00
Alphabet Cap Stk Cl C (GOOG) 0.0 $58k 600.00 96.67
Moneygram Intl Com New 0.0 $51k 4.9k 10.42
NVIDIA Corporation (NVDA) 0.0 $49k 400.00 122.50
Hanger Com New 0.0 $42k 2.1k 20.00
Proshares Tr Ii Ultra Vix Short 0.0 $40k 3.1k 12.90
Imedia Brands Com Cl A 0.0 $40k 63k 0.64
Chemocentryx Put Option 0.0 $36k 700.00 51.67
Moderna (MRNA) 0.0 $35k 300.00 116.67
Eve Hldg *w Exp 05/09/202 (EVEX.WS) 0.0 $34k 69k 0.49
Meridian Bioscience Call Option 0.0 $33k 1.1k 30.00
Msp Recovery *w Exp 05/20/202 (MSPRW) 0.0 $32k 500k 0.06
Greenidge Generation Hldgs I Class A Com 0.0 $32k 16k 1.98
Exela Technologies 0.0 $32k 70k 0.46
Burgerfi International *w Exp 12/16/202 0.0 $26k 135k 0.19
Peloton Interactive Cl A Com (PTON) 0.0 $23k 3.3k 6.97
Advent Technologies Holdng I *w Exp 02/03/202 (ADNWW) 0.0 $23k 40k 0.57
Rivian Automotive Com Cl A (RIVN) 0.0 $23k 700.00 32.86
Ishares Tr Tips Bd Etf (TIP) 0.0 $21k 200.00 105.00
Investment Managers Ser Tr I Axs Tsla Bear Dl 0.0 $21k 500.00 42.00
Th International *w Exp 12/15/202 0.0 $17k 50k 0.34
Tmc The Metals Company (TMC) 0.0 $16k 16k 1.03
Agilethought *w Exp 08/23/202 (AGLWQ) 0.0 $16k 40k 0.40
Alpha Tau Medical *w Exp 03/07/202 (DRTSW) 0.0 $16k 37k 0.43
Mind Medicine Mindmed Com New (MNMD) 0.0 $15k 4.4k 3.41
Brooge Energy *w Exp 12/20/202 0.0 $14k 74k 0.19
Cassava Sciences (SAVA) 0.0 $13k 300.00 43.33
Global Blue Group Holding *w Exp 08/28/202 0.0 $12k 44k 0.28
Cepton *w Exp 06/01/202 (CPTNW) 0.0 $12k 83k 0.14
Livewire Group *w Exp 09/26/202 (LVWR.WS) 0.0 $11k 30k 0.37
Marathon Digital Holdings In (MARA) 0.0 $11k 1.0k 11.00
Pcsb Fncl Put Option 0.0 $10k 600.00 16.67
Benson Hill Common Stock 0.0 $10k 3.6k 2.80
Teucrium Commodity Tr Wheat Fd (WEAT) 0.0 $9.0k 1.0k 9.00
Benessere Capital Acqustn *w Exp 01/07/202 0.0 $9.0k 50k 0.18
Uwm Holdings Corporation *w Exp 01/21/202 (UWMC.WS) 0.0 $9.0k 68k 0.13
View *w Exp 03/08/202 0.0 $8.0k 101k 0.08
Sabre (SABR) 0.0 $8.0k 1.6k 5.00
Ark Etf Tr Innovation Etf (ARKK) 0.0 $8.0k 200.00 40.00
Composecure *w Exp 12/27/202 (CMPOW) 0.0 $8.0k 10k 0.80
Parabellum Acquisition Corp *w Exp 99/99/999 0.0 $7.0k 188k 0.04
Arbe Robotics *w Exp 10/07/202 (ARBEW) 0.0 $7.0k 10k 0.70
Lmf Acquisition Opportunit I *w Exp 01/26/202 0.0 $7.0k 106k 0.07
Oceantech Acquisitions I Cor *w Exp 99/99/999 0.0 $6.0k 64k 0.09
Forge Global Holdings 0.0 $5.0k 3.0k 1.67
Digital Media Solutions *w Exp 07/15/202 (DMSIW) 0.0 $5.0k 20k 0.25
Boxed *w Exp 12/08/202 0.0 $5.0k 50k 0.10
Otonomo Technologies Ordinary Shares 0.0 $5.0k 17k 0.29
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.0 $5.0k 65k 0.08
Nextnav *w Exp 10/28/202 (NNAVW) 0.0 $4.0k 8.9k 0.45
Ace Global Business Acqu *w Exp 02/20/202 0.0 $4.0k 50k 0.08
Ouster *w Exp 03/11/202 (OUSTZ) 0.0 $4.0k 26k 0.15
Ace Convergence Acqu Corp *w Exp 09/30/202 0.0 $3.0k 32k 0.09
Sab Biotherapeutics *w Exp 10/22/202 (SABSW) 0.0 $3.0k 45k 0.07
Soundhound Ai *w Exp 04/26/202 (SOUNW) 0.0 $3.0k 25k 0.12
Jasper Therapeutics *w Exp 12/01/202 (JSPRW) 0.0 $3.0k 46k 0.07
Model Performance Acqu Corp *w Exp 04/29/202 0.0 $2.0k 32k 0.06
D-wave Quantum *w Exp 08/05/202 (QBTS.WS) 0.0 $2.0k 5.3k 0.38
Eos Energy Enterprises Com Cl A (EOSE) 0.0 $2.0k 1.1k 1.82
Gcm Grosvenor Com Cl A (GCMG) 0.0 $2.0k 300.00 6.67
Biohaven (BHVN) 0.0 $2.0k 350.00 5.71
Bridgetown Holdings *w Exp 09/30/202 0.0 $2.0k 20k 0.10
Uphealth 0.0 $2.0k 2.0k 1.00
Minority Equality Opportunit *w Exp 08/26/202 0.0 $2.0k 20k 0.10
ZIOPHARM Oncology 0.0 $2.0k 1.0k 1.96
Lightning Emotors *w Exp 05/18/202 0.0 $2.0k 9.3k 0.22
Bright Lights Acquisition *w Exp 01/01/202 0.0 $1.0k 45k 0.02
Adit Edtech Acquisition Corp *w Exp 99/99/999 0.0 $1.0k 22k 0.05
Tuscan Hldgs Corp Ii *w Exp 04/01/202 0.0 $1.0k 15k 0.07
Oxus Acquisition Corp *w Exp 99/99/999 0.0 $1.0k 15k 0.07
Fat Projects Acquisition Cor *w Exp 08/31/202 0.0 $1.0k 21k 0.05
Oyster Enterprises Acq Corp *w Exp 01/20/202 0.0 $1.0k 7.0k 0.14
Riot Blockchain (RIOT) 0.0 $1.0k 100.00 10.00
Bluescape Opportunities Acqu *w Exp 10/28/202 0.0 $1.0k 4.0k 0.25
Pine Is Acquisition Corp *w Exp 10/29/202 0.0 $1.0k 10k 0.10
Dune Acquisition Corp *w Exp 10/29/202 0.0 $1.0k 10k 0.10
Progress Acquisition Corp *w Exp 11/11/202 0.0 $1.0k 10k 0.10
Scion Tech Growth I *w Exp 11/01/202 0.0 $1.0k 25k 0.04
Venus Acquisition Corporatio *w Exp 04/30/202 0.0 $1.0k 40k 0.03
Robinhood Mkts Com Cl A (HOOD) 0.0 $1.0k 100.00 10.00
Moneylion *w Exp 09/22/202 (ML.WS) 0.0 $1.0k 10k 0.10
P3 Health Partners *w Exp 11/19/202 (PIIIW) 0.0 $1.0k 2.0k 0.50
Quanergy Systems *w Exp 02/01/202 (QNGWQ) 0.0 $1.0k 20k 0.05
Revelation Biosciences *w Exp 01/10/202 (REVBW) 0.0 $1.0k 20k 0.05
Danimer Scientific Com Cl A (DNMR) 0.0 $999.990000 300.00 3.33
Vinco Ventures 0.0 $999.960000 1.2k 0.83
Hippo Hldgs *w Exp 08/02/202 (HIPOW) 0.0 $999.920000 5.8k 0.17
Edify Acquisition Corp *w Exp 11/25/202 0.0 $999.902800 10k 0.10
Getty Images Holdings *w Exp 07/22/202 0.0 $999.900000 20k 0.05
Foxwayne Enterpris Aqstn Cor *w Exp 01/12/202 0.0 $999.810000 6.3k 0.16
Wag Group *w Exp 07/30/202 0.0 $999.780100 10k 0.10
Osiris Acquisition Corp *w Exp 05/01/202 0.0 $999.600000 12k 0.08
Healthcare Services Acqu Cor *w Exp 12/28/202 0.0 $999.546000 33k 0.03
iRobot Corporation Put Option (IRBT) 0.0 $0 600.00 0.00
Tesla Motors Call Option (TSLA) 0.0 $0 16k 0.00
Ishares Tr 20 Yr Tr Bd Etf Call Option (TLT) 0.0 $0 1.0k 0.00
Magnachip Semiconductor Corp Call Option (MX) 0.0 $0 6.4k 0.00
Store Capital Corp reit Put Option 0.0 $0 600.00 0.00
Evo Pmts Cl A Com Put Option 0.0 $0 500.00 0.00
Ping Identity Hldg Corp Put Option 0.0 $0 200.00 0.00
Applied Dna Sciences 0.0 $0 300.00 0.00
Cohn Robbins Holdings Corp *w Exp 08/28/202 0.0 $0 1.9k 0.00
North Mountain Merger Corp *w Exp 09/16/202 0.0 $0 15k 0.00
Comsovereign Hldg Corp Com New 0.0 $0 1.4k 0.00
Empowerment & Inclusion Capi *w Exp 01/12/202 0.0 $0 6.0k 0.00
26 Capital Acquisition Corp *w Exp 12/31/202 0.0 $0 1.0k 0.00
7gc & Co Holdings *w Exp 12/23/202 0.0 $0 5.0k 0.00
Astrea Acquisition Corp *w Exp 01/28/202 0.0 $0 5.8k 0.00
Athlon Acquisition Corp *w Exp 01/12/202 0.0 $0 2.0k 0.00
Authentic Equity Acquistn *w Exp 01/20/202 0.0 $0 6.9k 0.00
Cf Acquisition Corp Iv *w Exp 12/31/202 0.0 $0 2.5k 0.00
Deep Lake Capital Acqustn *w Exp 01/04/202 0.0 $0 4.0k 0.00
Kairos Acquisition Corp *w Exp 11/30/202 0.0 $0 15k 0.00
Kl Acquisition Corp *w Exp 01/12/202 0.0 $0 4.0k 0.00
Marlin Technology Corp *w Exp 01/12/202 0.0 $0 4.0k 0.00
Monument Circle Acquisitn *w Exp 01/14/202 0.0 $0 3.0k 0.00
Pontem Corporation *w Exp 01/05/202 0.0 $0 3.7k 0.00
Scp & Co Healthcare Acqustn *w Exp 01/27/202 0.0 $0 5.0k 0.00
Tastemaker Acquisition Corp *w Exp 01/07/202 0.0 $0 4.8k 0.00
Tlg Acquisition One Corp *w Exp 01/25/202 0.0 $0 7.0k 0.00
Evo Acquisition Corp *w Exp 01/04/202 0.0 $0 17k 0.00
Fusion Acquisition Corp Ii *w Exp 02/29/202 0.0 $0 5.0k 0.00
Gx Acquisition Corp Ii *w Exp 03/17/202 0.0 $0 5.0k 0.00
Benson Hill *w Exp 09/29/202 (BHLWQ) 0.0 $0 892.00 0.00
Buzzfeed *w Exp 12/03/202 (BZFDW) 0.0 $0 87.00 0.00
Buzzfeed Class A Com 0.0 $0 263.00 0.00
Adtheorent Holding Company *w Exp 12/26/202 (ADTHW) 0.0 $0 2.0k 0.00
Sonder Holdings *w Exp 01/31/202 (SONDW) 0.0 $0 2.6k 0.00
Monterey Bio Acquisition Cor *w Exp 10/05/202 0.0 $0 10k 0.00
Surgepays *w Exp 10/22/202 (SURGW) 0.0 $0 200.00 0.00
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $0 2.5k 0.00
Faze Holdings *w Exp 03/01/202 0.0 $0 233.00 0.00
Presto Automation *w Exp 09/21/202 (PRSTW) 0.0 $0 1.6k 0.00