Equitec Proprietary Markets

Equitec Proprietary Markets as of Sept. 30, 2023

Portfolio Holdings for Equitec Proprietary Markets

Equitec Proprietary Markets holds 97 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Horizon Therapeutics Pub L SHS Call Option 27.1 $110M 948k 115.69
Seagen Put Option 14.9 $60M 284k 212.15
Activision Blizzard 12.3 $50M 530k 93.63
Vmware Cl A Com 12.1 $49M 296k 166.48
B. Riley Financial (RILY) 10.9 $44M 1.1M 40.99
Brookfield Infrastructure Com Sb Vtg Shs A Put Option 4.3 $17M 487k 35.34
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 2.3 $9.4M 217k 43.25
Spdr Gold Tr Gold Shs Call Option (GLD) 1.4 $5.8M 34k 171.45
Biohaven Put Option (BHVN) 1.3 $5.3M 204k 26.01
National Instruments 1.2 $5.1M 85k 59.62
Applied Digital Corp Com New (APLD) 1.2 $5.0M 809k 6.24
Silicon Motion Technology Sponsored Adr Call Option (SIMO) 1.1 $4.6M 90k 51.25
Ginkgo Bioworks Holdings Cl A Shs 1.1 $4.6M 2.5M 1.81
Capri Holdings SHS Call Option (CPRI) 1.1 $4.5M 85k 52.61
Canadian Pacific Kansas City (CP) 1.0 $4.0M 53k 74.41
Amedisys (AMED) 0.8 $3.4M 36k 93.40
Amc Entmt Hldgs Cl A New Call Option (AMC) 0.7 $3.0M 370k 7.99
Angel Oak Finl Strategies In Com Ben Int (FINS) 0.6 $2.5M 210k 12.04
Spirit Airlines Call Option 0.6 $2.4M 148k 16.50
Synchronoss Technologies 0.5 $1.8M 1.9M 0.96
Lilium N V Class A Ord Shs (LILMF) 0.4 $1.7M 2.3M 0.71
JPMorgan Chase & Co. (JPM) 0.3 $1.4M 9.7k 145.02
Stratasys SHS Call Option (SSYS) 0.3 $1.2M 85k 13.61
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.3 $1.2M 2.7k 427.48
Doubledown Interactive Co Lt Ads (DDI) 0.3 $1.1M 131k 8.48
Babcock & Wilcox Enterpr (BW) 0.3 $1.1M 258k 4.21
CIRCOR International 0.2 $836k 15k 55.75
Cadiz Com New (CDZI) 0.2 $810k 245k 3.31
Tegna Call Option (TGNA) 0.2 $788k 54k 14.57
Orion Engineered Carbons (OEC) 0.2 $726k 34k 21.28
Advanced Micro Devices (AMD) 0.2 $679k 6.6k 102.82
Angel Oak Mtg (AOMR) 0.1 $459k 54k 8.53
The Arena Group Holdings (AREN) 0.1 $376k 88k 4.28
Coherus Biosciences (CHRS) 0.0 $181k 48k 3.74
Pharmacyte Biotech Com New (PMCB) 0.0 $174k 83k 2.10
Marathon Digital Holdings In (MARA) 0.0 $137k 16k 8.50
First Horizon National Corporation Put Option (FHN) 0.0 $120k 11k 11.02
Ishares Tr 20 Yr Tr Bd Etf (TLT) 0.0 $106k 1.2k 88.69
Oracle Corporation (ORCL) 0.0 $106k 1.0k 105.92
Gamestop Corp Cl A Call Option (GME) 0.0 $89k 5.4k 16.46
Green Plains Renewable Energy (GPRE) 0.0 $81k 2.7k 30.10
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $81k 180k 0.45
Carvana Cl A Put Option (CVNA) 0.0 $67k 1.6k 41.98
Lucid Group 0.0 $44k 7.9k 5.59
Origin Materials (ORGN) 0.0 $36k 28k 1.28
Tower Semiconductor Shs New Put Option (TSEM) 0.0 $32k 1.3k 24.56
Livewire Group *w Exp 09/26/202 (LVWR.WS) 0.0 $19k 55k 0.35
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $17k 65k 0.26
Eve Hldg *w Exp 05/09/202 (EVEX.WS) 0.0 $14k 20k 0.71
Proshares Tr Ii Ultra Vix Short 0.0 $8.1k 500.00 16.21
National Vision Hldgs (EYE) 0.0 $8.1k 500.00 16.18
Ark Etf Tr Innovation Etf (ARKK) 0.0 $7.9k 200.00 39.67
Proshares Tr Ultshrt Qqq 0.0 $7.0k 500.00 14.00
Bridgetown Holdings *w Exp 09/30/202 0.0 $6.5k 19k 0.34
Teucrium Commodity Tr Wheat Fd (WEAT) 0.0 $5.6k 1.0k 5.57
Sabre (SABR) 0.0 $4.5k 1.0k 4.49
Icahn Enterprises Depositary Unit (IEP) 0.0 $4.1k 209.00 19.78
Tmc The Metals Company (TMC) 0.0 $4.0k 4.0k 0.99
Msp Recovery *w Exp 05/20/202 (MSPRW) 0.0 $4.0k 500k 0.01
Etf Managers Tr Etfmg Altr Hrvst 0.0 $3.7k 1.0k 3.65
Alpha Tau Medical *w Exp 03/07/202 (DRTSW) 0.0 $2.9k 12k 0.25
Niocorp Devs *w Exp 03/17/202 (NIOBW) 0.0 $2.9k 5.0k 0.58
Oxus Acquisition Corp *w Exp 99/99/999 0.0 $1.9k 15k 0.12
Oceantech Acquisitions I Cor *w Exp 99/99/999 0.0 $1.8k 64k 0.03
Ace Global Business Acqu *w Exp 02/20/202 0.0 $1.5k 50k 0.03
Cepton *w Exp 06/01/202 (CPTNW) 0.0 $1.4k 53k 0.03
Adit Edtech Acquisition Corp *w Exp 99/99/999 0.0 $1.3k 22k 0.06
Hawaiian Electric Industries (HE) 0.0 $1.2k 100.00 12.31
Seastar Medical Holding Corp *w Exp 10/28/202 (ICUCW) 0.0 $1.1k 80k 0.01
Gorilla Technology Group *w Exp 07/13/202 (GRRRW) 0.0 $880.500000 15k 0.06
Brooge Energy *w Exp 12/20/202 0.0 $858.963500 57k 0.02
Inpixon Com New 2022 0.0 $839.250000 7.5k 0.11
Dune Acquisition Corp *w Exp 10/29/202 0.0 $700.000000 10k 0.07
Fat Projects Acquisition Cor *w Exp 08/31/202 0.0 $677.397500 21k 0.03
Multimetaverse Holdings *w Exp 01/04/202 (MMVXF) 0.0 $664.140000 22k 0.03
D-wave Quantum *w Exp 08/05/202 (QBTS.WS) 0.0 $604.200000 5.3k 0.11
7gc & Co Holdings *w Exp 12/28/202 0.0 $429.000000 5.0k 0.09
Asset Entities Class B Com 0.0 $396.000000 800.00 0.49
Osiris Acquisition Corp *w Exp 05/01/202 0.0 $359.380000 12k 0.03
Agilethought *w Exp 08/23/202 (AGLWQ) 0.0 $343.490400 35k 0.01
Revelation Biosciences *w Exp 01/10/202 (REVBW) 0.0 $338.000000 20k 0.02
View *w Exp 03/08/202 0.0 $300.000000 30k 0.01
Monterey Innovation Acqui *w Exp 09/30/202 0.0 $287.000000 10k 0.03
Tempo Automation Holdings In *w Exp 09/30/202 (TMPWQ) 0.0 $263.988000 29k 0.01
Priveterra Acquisition Corp *w Exp 01/07/202 0.0 $250.080000 4.8k 0.05
Electriq Pwr Hldgs *w Exp 07/31/202 (ELIWQ) 0.0 $198.800000 7.0k 0.03
Celularity *w Exp 07/16/202 (CELUW) 0.0 $161.120000 11k 0.02
Cf Acquisition Corp Iv *w Exp 12/31/202 0.0 $125.000000 2.5k 0.05
Hippo Hldgs *w Exp 08/02/202 (HIPOW) 0.0 $110.200000 5.8k 0.02
Presto Automation *w Exp 09/21/202 (PRSTW) 0.0 $80.000000 1.6k 0.05
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $74.000000 2.5k 0.03
Sonder Holdings *w Exp 01/18/202 (SONDW) 0.0 $42.120000 2.6k 0.02
Bluescape Opportunities Acqu *w Exp 10/28/202 0.0 $35.200000 4.0k 0.01
Apple Call Option (AAPL) 0.0 $0 200.00 0.00
United States Steel Corporation Call Option 0.0 $0 200.00 0.00
Tesla Motors Call Option (TSLA) 0.0 $0 18k 0.00
MaxLinear Call Option (MXL) 0.0 $0 400.00 0.00