Financial & Investment Management Group

Financial & Investment Management as of Dec. 31, 2014

Portfolio Holdings for Financial & Investment Management

Financial & Investment Management holds 117 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 10.4 $39M 3.5M 11.30
Blackrock Res & Commodities Strategy Tr (BCX) 4.6 $17M 1.8M 9.71
American Realty Capital Prop 4.1 $15M 1.7M 9.05
BlackRock Credit All Inc Trust IV (BTZ) 4.0 $15M 1.2M 12.92
Gaiam 3.3 $13M 1.8M 7.13
MFS Multimarket Income Trust (MMT) 2.7 $10M 1.6M 6.50
Janus Capital 2.7 $10M 625k 16.13
Gamco Global Gold Natural Reso (GGN) 2.6 $9.8M 1.4M 7.00
AllianceBernstein Income Fund 2.4 $9.1M 1.2M 7.47
Franklin Universal Trust (FT) 2.4 $8.9M 1.3M 7.10
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 2.1 $8.0M 591k 13.63
U.S. Global Investors (GROW) 2.1 $7.9M 2.5M 3.10
Life Time Fitness 2.0 $7.5M 132k 56.62
Nuveen Qual Preferred Inc. Fund III 1.9 $7.3M 881k 8.33
Montgomery Street Income Securities 1.9 $7.1M 431k 16.44
Rcs Cap 1.8 $6.9M 565k 12.24
Dominion Diamond Corp foreign 1.7 $6.5M 365k 17.96
Western Asset Global Cp Defi (GDO) 1.7 $6.4M 361k 17.78
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 1.6 $6.1M 528k 11.60
MFS Intermediate Income Trust (MIN) 1.6 $6.1M 1.3M 4.78
Vodafone Group New Adr F (VOD) 1.6 $6.0M 175k 34.17
Silver Wheaton Corp 1.6 $5.9M 288k 20.33
Medical Properties Trust (MPW) 1.5 $5.6M 406k 13.78
Cott Corp 1.4 $5.5M 794k 6.88
John Hancock Patriot Premium Div Fund II (PDT) 1.4 $5.5M 397k 13.75
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.3 $5.0M 569k 8.77
At&t (T) 1.3 $5.0M 148k 33.59
Cohen & Steers Clsd-End Optuny Fnd (FOF) 1.3 $4.9M 375k 13.15
Strategic Global Income Fund 1.3 $4.8M 567k 8.48
Sasol (SSL) 1.3 $4.8M 125k 37.97
B2gold Corp (BTG) 1.3 $4.7M 2.9M 1.62
Royal Gold Inc conv 1.1 $4.3M 4.2M 1.03
Nuveen Intermediate 1.0 $3.7M 298k 12.50
Lexington Realty Trust (LXP) 1.0 $3.6M 331k 10.98
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.8 $2.9M 144k 20.09
Putnam Municipal Opportunities Trust (PMO) 0.8 $2.8M 237k 11.99
TiVo 0.7 $2.7M 229k 11.84
Harris & Harris 0.7 $2.7M 916k 2.95
Franklin Templeton (FTF) 0.7 $2.6M 215k 12.19
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.7 $2.5M 176k 14.40
Teradata Corporation (TDC) 0.7 $2.5M 57k 43.69
Invesco Quality Municipal Inc Trust (IQI) 0.7 $2.4M 196k 12.49
Fort Dearborn Income Securities 0.6 $2.4M 167k 14.14
Eaton Vance Mun Income Term Tr (ETX) 0.6 $2.2M 125k 17.51
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.6 $2.1M 155k 13.29
Invesco Van Kampen Dyn Cr Opp Fund 0.6 $2.1M 176k 11.85
THE GDL FUND Closed-End fund (GDL) 0.6 $2.1M 201k 10.23
Eaton Vance Natl Mun Opport (EOT) 0.5 $2.0M 97k 21.01
Chambers Str Pptys 0.5 $2.1M 255k 8.06
Templeton Global Income Fund (SABA) 0.5 $2.0M 277k 7.19
First Tr Inter Duration Pfd & Income (FPF) 0.5 $1.8M 80k 22.71
Nuveen Int Dur Qual Mun Trm 0.5 $1.8M 139k 12.65
Pioneer Floating Rate Trust (PHD) 0.5 $1.7M 148k 11.38
Nuveen Global High (JGH) 0.5 $1.7M 98k 17.25
Northeast Utilities System 0.4 $1.6M 30k 53.52
Eaton Vance Short Duration Diversified I (EVG) 0.4 $1.6M 112k 14.15
Cinedigm 0.4 $1.5M 949k 1.62
Invesco Van Kampen Bond Fund (VBF) 0.4 $1.5M 81k 18.40
LEGG MASON BW GLOBAL Income 0.4 $1.4M 86k 16.70
Western Asset Municipal Partners Fnd 0.4 $1.4M 93k 14.83
Cohen & Steers infrastucture Fund (UTF) 0.4 $1.4M 60k 22.72
Cutwater Select Income 0.4 $1.3M 70k 19.34
Morgan Stanley income sec 0.3 $1.3M 73k 17.93
Dws Strategic Income Trust 0.3 $1.3M 111k 11.56
Fastenal Company (FAST) 0.3 $1.2M 26k 47.57
BlackRock Core Bond Trust (BHK) 0.3 $1.2M 88k 13.20
BlackRock Floating Rate Income Trust (BGT) 0.3 $1.1M 90k 12.85
Berkshire Hathaway (BRK.B) 0.3 $1.1M 7.3k 150.20
Bancroft Fund (BCV) 0.3 $1.0M 50k 20.06
Dreyfus Mun Bd Infrastructure 0.3 $1.0M 85k 12.17
BlackRock Income Trust 0.3 $968k 151k 6.40
MFS Investment Grade Municipal Trust (CXH) 0.3 $982k 105k 9.37
Royce Global Value Tr (RGT) 0.3 $998k 124k 8.04
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.2 $931k 71k 13.09
LeapFrog Enterprises 0.2 $907k 192k 4.72
Nuveen Select Tax-Free Incom Portfolio 3 0.2 $916k 64k 14.25
Western Asset Worldwide Income Fund 0.2 $871k 76k 11.41
Special Opportunities Fund (SPE) 0.2 $874k 57k 15.37
Colgate-Palmolive Company (CL) 0.2 $844k 12k 69.18
Wesco Aircraft Holdings 0.2 $820k 59k 13.99
Templeton Dragon Fund (TDF) 0.2 $759k 32k 24.04
Nuveen Select Tax-Free Income Portfolio (NXP) 0.2 $770k 54k 14.26
Zweig Total Return 0.2 $743k 53k 14.02
Procter & Gamble Company (PG) 0.2 $716k 7.9k 91.05
Federated Premier Intermediate Municipal 0.2 $676k 53k 12.75
Madison Covered Call Eq Strat (MCN) 0.2 $685k 84k 8.14
Voya Prime Rate Trust sh ben int 0.2 $666k 126k 5.31
Dover Saddlery 0.2 $653k 135k 4.85
MFS InterMarket Income Trust I 0.2 $650k 78k 8.34
DTE Energy Company (DTE) 0.2 $618k 7.2k 86.32
Consolidated Edison (ED) 0.1 $551k 8.3k 66.04
Boulder Total Return Fund 0.1 $531k 19k 27.74
Birner Dental Mgmt. Services 0.1 $511k 34k 14.99
Royce Micro Capital Trust (RMT) 0.1 $482k 48k 10.09
Nuveen Select Tax Free Incom Portfolio 2 0.1 $474k 35k 13.59
Federated Enhanced Treasury 0.1 $508k 38k 13.33
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $462k 29k 15.72
Blackrock Util & Infrastrctu (BUI) 0.1 $437k 21k 20.74
EATON VANCE MI Municipal 0.1 $431k 34k 12.71
Walgreen Boots Alliance (WBA) 0.1 $403k 5.3k 76.22
Apple (AAPL) 0.1 $362k 3.3k 110.27
Zweig Fund 0.1 $333k 22k 15.46
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $313k 24k 13.15
Morgan Stanley Emerging Markets Fund 0.1 $318k 22k 14.53
Morgan Stanley Asia Pacific Fund 0.1 $300k 20k 14.83
Pfizer (PFE) 0.1 $249k 8.0k 31.19
Mainstay Definedterm Mn Opp (MMD) 0.1 $260k 14k 18.18
Coffee Holding (JVA) 0.1 $238k 47k 5.12
Ford Motor Company (F) 0.1 $175k 11k 15.52
Virtus Total Return Fund Cef 0.1 $204k 45k 4.52
Calamos Strategic Total Return Fund (CSQ) 0.0 $133k 12k 11.44
Nuveen Quality Preferred Income Fund 0.0 $162k 20k 8.06
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $169k 18k 9.53
Templeton Russia & East European Fund 0.0 $123k 14k 8.98
Cbre Clarion Global Real Estat re (IGR) 0.0 $116k 13k 8.99
Aegon 0.0 $86k 12k 7.50
First Federal of Northern Michigan Bancp 0.0 $75k 14k 5.47