First Foundation Advisors as of Sept. 30, 2012
Portfolio Holdings for First Foundation Advisors
First Foundation Advisors holds 143 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Anheuser-Busch InBev NV (BUD) | 4.4 | $19M | 223k | 85.91 | |
| International Business Machines (IBM) | 4.1 | $18M | 88k | 207.46 | |
| Philip Morris International (PM) | 4.0 | $18M | 197k | 89.94 | |
| Qualcomm (QCOM) | 3.8 | $17M | 269k | 62.47 | |
| Novartis (NVS) | 3.1 | $14M | 226k | 61.26 | |
| Microsoft Corporation (MSFT) | 3.1 | $14M | 462k | 29.76 | |
| Diageo (DEO) | 3.0 | $13M | 118k | 112.73 | |
| Johnson & Johnson (JNJ) | 3.0 | $13M | 191k | 68.91 | |
| Aon | 2.9 | $13M | 248k | 52.29 | |
| Pepsi (PEP) | 2.9 | $13M | 178k | 70.77 | |
| Berkshire Hathaway (BRK.B) | 2.8 | $13M | 142k | 88.20 | |
| Republic Services (RSG) | 2.7 | $12M | 428k | 27.51 | |
| Teva Pharmaceutical Industries (TEVA) | 2.4 | $11M | 260k | 41.41 | |
| Western Union Company (WU) | 2.4 | $10M | 566k | 18.22 | |
| United Parcel Service (UPS) | 2.3 | $10M | 142k | 71.57 | |
| PCM Fund (PCM) | 2.3 | $10M | 814k | 12.41 | |
| Caterpillar (CAT) | 2.2 | $9.9M | 115k | 86.04 | |
| Altria (MO) | 2.2 | $9.7M | 291k | 33.39 | |
| Occidental Petroleum Corporation (OXY) | 2.2 | $9.7M | 112k | 86.06 | |
| General Dynamics Corporation (GD) | 2.2 | $9.6M | 145k | 66.12 | |
| General Electric Company | 2.2 | $9.5M | 418k | 22.71 | |
| Bank of New York Mellon Corporation (BK) | 2.1 | $9.1M | 404k | 22.62 | |
| Archer Daniels Midland Company (ADM) | 2.0 | $8.8M | 325k | 27.18 | |
| Potash Corp. Of Saskatchewan I | 1.9 | $8.4M | 194k | 43.42 | |
| Canadian Natural Resources (CNQ) | 1.9 | $8.3M | 269k | 30.79 | |
| E.I. du Pont de Nemours & Company | 1.9 | $8.3M | 165k | 50.27 | |
| Goldman Sachs (GS) | 1.8 | $8.1M | 71k | 113.67 | |
| British American Tobac (BTI) | 1.8 | $7.9M | 77k | 102.64 | |
| BlackRock (BLK) | 1.7 | $7.5M | 42k | 178.30 | |
| Walt Disney Company (DIS) | 1.7 | $7.5M | 144k | 52.28 | |
| Applied Materials (AMAT) | 1.6 | $7.2M | 649k | 11.16 | |
| Pimco Income Strategy Fund II (PFN) | 1.4 | $6.2M | 544k | 11.42 | |
| Devon Energy Corporation (DVN) | 1.4 | $6.1M | 100k | 60.50 | |
| Exxon Mobil Corporation (XOM) | 1.4 | $6.0M | 65k | 91.45 | |
| Suncor Energy (SU) | 1.3 | $5.6M | 171k | 32.85 | |
| Accenture (ACN) | 1.2 | $5.5M | 79k | 70.02 | |
| Broadcom Corporation | 0.8 | $3.6M | 103k | 34.57 | |
| Apple (AAPL) | 0.8 | $3.4M | 5.1k | 667.06 | |
| Chevron Corporation (CVX) | 0.7 | $3.2M | 27k | 116.55 | |
| American Rlty Cap Tr | 0.6 | $2.8M | 240k | 11.74 | |
| CenturyLink | 0.5 | $2.0M | 50k | 40.39 | |
| Wells Fargo Adv Multi-Sector Inco Fund (ERC) | 0.5 | $2.0M | 123k | 16.31 | |
| Pimco CA Muni. Income Fund III (PZC) | 0.4 | $1.9M | 165k | 11.68 | |
| Berkshire Hathaway (BRK.A) | 0.4 | $1.9M | 14.00 | 132714.29 | |
| Spdr S&p 500 Etf (SPY) | 0.4 | $1.8M | 12k | 143.97 | |
| At&t (T) | 0.4 | $1.7M | 45k | 37.69 | |
| Starwood Property Trust (STWD) | 0.3 | $1.5M | 63k | 23.26 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.3 | $1.2M | 9.8k | 121.72 | |
| SPDR Gold Trust (GLD) | 0.2 | $1.1M | 6.5k | 171.85 | |
| Edwards Lifesciences (EW) | 0.2 | $1.0M | 9.6k | 107.36 | |
| Procter & Gamble Company (PG) | 0.2 | $1.0M | 15k | 69.34 | |
| Abbott Laboratories (ABT) | 0.2 | $908k | 13k | 68.55 | |
| National-Oilwell Var | 0.2 | $865k | 11k | 80.07 | |
| Pfizer (PFE) | 0.2 | $814k | 33k | 24.85 | |
| BlackRock Floating Rate Income Strat. Fn (FRA) | 0.2 | $835k | 55k | 15.07 | |
| Retail Opportunity Investments (ROIC) | 0.2 | $807k | 63k | 12.87 | |
| Colony Financial | 0.2 | $756k | 39k | 19.48 | |
| Oaktree Cap | 0.2 | $754k | 18k | 40.98 | |
| Regency Centers Corporation (REG) | 0.2 | $694k | 14k | 48.70 | |
| Total (TTE) | 0.1 | $666k | 13k | 50.08 | |
| Pimco Income Strategy Fund (PFL) | 0.1 | $670k | 51k | 13.23 | |
| Coca-Cola Company (KO) | 0.1 | $632k | 17k | 37.91 | |
| Illinois Tool Works (ITW) | 0.1 | $630k | 11k | 59.43 | |
| American Realty Capital Prop | 0.1 | $630k | 50k | 12.51 | |
| Annaly Capital Management | 0.1 | $554k | 33k | 16.83 | |
| 3M Company (MMM) | 0.1 | $574k | 6.2k | 92.43 | |
| Wells Fargo & Company (WFC) | 0.1 | $550k | 16k | 34.50 | |
| PG&E Corporation (PCG) | 0.1 | $563k | 13k | 42.71 | |
| Clorox Company (CLX) | 0.1 | $589k | 8.2k | 72.05 | |
| McDonald's Corporation (MCD) | 0.1 | $547k | 6.0k | 91.78 | |
| Nucor Corporation (NUE) | 0.1 | $546k | 14k | 38.24 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $507k | 7.8k | 65.19 | |
| Emerson Electric (EMR) | 0.1 | $515k | 11k | 48.23 | |
| Exelon Corporation (EXC) | 0.1 | $529k | 15k | 35.60 | |
| Oracle Corporation (ORCL) | 0.1 | $547k | 17k | 31.47 | |
| Ventas (VTR) | 0.1 | $528k | 8.5k | 62.31 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 0.1 | $538k | 5.3k | 101.51 | |
| Eli Lilly & Co. (LLY) | 0.1 | $439k | 9.3k | 47.40 | |
| Verizon Communications (VZ) | 0.1 | $420k | 9.2k | 45.62 | |
| Colgate-Palmolive Company (CL) | 0.1 | $434k | 4.0k | 107.27 | |
| General Mills (GIS) | 0.1 | $455k | 11k | 39.88 | |
| Schlumberger (SLB) | 0.1 | $457k | 6.3k | 72.29 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $435k | 16k | 27.54 | |
| American Express Company (AXP) | 0.1 | $406k | 7.1k | 56.83 | |
| Bristol Myers Squibb (BMY) | 0.1 | $383k | 11k | 33.73 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $379k | 4.1k | 93.30 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $414k | 7.8k | 52.95 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.1 | $383k | 3.1k | 121.66 | |
| Home Depot (HD) | 0.1 | $352k | 5.8k | 60.45 | |
| PPG Industries (PPG) | 0.1 | $345k | 3.0k | 115.00 | |
| Public Storage (PSA) | 0.1 | $363k | 2.6k | 139.03 | |
| Halliburton Company (HAL) | 0.1 | $367k | 11k | 33.68 | |
| United Technologies Corporation | 0.1 | $371k | 4.7k | 78.19 | |
| Spdr Short-term High Yield mf (SJNK) | 0.1 | $350k | 12k | 30.40 | |
| Dominion Resources (D) | 0.1 | $328k | 6.2k | 52.99 | |
| Cisco Systems (CSCO) | 0.1 | $309k | 16k | 19.11 | |
| Starbucks Corporation (SBUX) | 0.1 | $286k | 5.6k | 50.70 | |
| Cablevision Systems Corporation | 0.1 | $299k | 19k | 15.85 | |
| Nuveen Build Amer Bd (NBB) | 0.1 | $304k | 14k | 21.41 | |
| Level 3 Communications | 0.1 | $310k | 14k | 22.98 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $254k | 6.3k | 40.44 | |
| Kraft Foods | 0.1 | $245k | 5.9k | 41.38 | |
| Nordstrom (JWN) | 0.1 | $276k | 5.0k | 55.20 | |
| CVS Caremark Corporation (CVS) | 0.1 | $276k | 5.7k | 48.47 | |
| ConocoPhillips (COP) | 0.1 | $253k | 4.4k | 57.07 | |
| Merck & Co (MRK) | 0.1 | $264k | 5.8k | 45.16 | |
| H.J. Heinz Company | 0.1 | $271k | 4.8k | 55.92 | |
| PowerShares DB Com Indx Trckng Fund | 0.1 | $242k | 8.4k | 28.65 | |
| SPDR S&P Dividend (SDY) | 0.1 | $254k | 4.4k | 58.20 | |
| Source Capital (SOR) | 0.1 | $248k | 4.8k | 52.02 | |
| TCW Strategic Income Fund (TSI) | 0.1 | $285k | 50k | 5.71 | |
| Penn West Energy Trust | 0.1 | $262k | 18k | 14.23 | |
| Citigroup (C) | 0.1 | $252k | 7.7k | 32.69 | |
| Companhia de Bebidas das Americas | 0.1 | $205k | 5.4k | 38.22 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $229k | 18k | 12.77 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $216k | 2.5k | 85.78 | |
| Willis Group Holdings | 0.1 | $230k | 6.2k | 36.95 | |
| Boeing Company (BA) | 0.1 | $229k | 3.3k | 69.60 | |
| Morgan Stanley (MS) | 0.1 | $240k | 14k | 16.74 | |
| Amgen (AMGN) | 0.1 | $210k | 2.5k | 84.34 | |
| Royal Dutch Shell | 0.1 | $233k | 3.4k | 69.39 | |
| Live Nation Entertainment (LYV) | 0.1 | $220k | 26k | 8.59 | |
| World Wrestling Entertainment | 0.1 | $230k | 29k | 8.04 | |
| Capstead Mortgage Corporation | 0.1 | $202k | 15k | 13.47 | |
| PowerShares Emerging Markets Sovere | 0.1 | $206k | 6.7k | 30.72 | |
| Invesco Van Kampen Cal Val Mun Inc Trust (VCV) | 0.1 | $205k | 15k | 14.04 | |
| Sprott Physical Gold Trust (PHYS) | 0.1 | $220k | 15k | 15.18 | |
| Express Scripts Holding | 0.1 | $230k | 3.7k | 62.55 | |
| Eldorado Gold Corp | 0.0 | $173k | 11k | 15.27 | |
| Calamos Strategic Total Return Fund (CSQ) | 0.0 | $174k | 17k | 10.17 | |
| BlackRock Floating Rate Income Trust (BGT) | 0.0 | $190k | 13k | 14.72 | |
| Two Harbors Investment | 0.0 | $123k | 11k | 11.75 | |
| Bank of America Corporation (BAC) | 0.0 | $141k | 16k | 8.85 | |
| Dell | 0.0 | $141k | 14k | 9.84 | |
| Frontier Communications | 0.0 | $126k | 26k | 4.92 | |
| Chimera Investment Corporation | 0.0 | $117k | 43k | 2.70 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $126k | 16k | 7.81 | |
| Cbre Clarion Global Real Estat re (IGR) | 0.0 | $151k | 17k | 8.88 | |
| Anworth Mortgage Asset Corporation | 0.0 | $68k | 10k | 6.80 | |
| MFA Mortgage Investments | 0.0 | $103k | 12k | 8.48 | |
| DCT Industrial Trust | 0.0 | $65k | 10k | 6.50 | |
| Rubicon Minerals Corp | 0.0 | $52k | 14k | 3.71 | |
| Motricity | 0.0 | $34k | 69k | 0.49 |
