First Foundation Advisors

Latest statistics and disclosures from FIRST FOUNDATION ADVISORS's latest quarterly 13F-HR filing:

FIRST FOUNDATION ADVISORS portfolio companies for December 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Microsoft Corporation (MSFT) 5.51 1.35M 62.14 64.62
Berkshire Hathaway (BRK.B) 3.95 370198 162.98 0.00
Vareit, Inc reits 3.82 6.89M 8.46 0.00
Pfizer (PFE) 2.98 1.40M 32.48 34.26
Philip Morris International (PM) 2.54 424804 +2.00% 91.49 107.72
United Parcel Service (UPS) 2.29 305738 114.64 106.18
Gramercy Ppty Tr 2.19 3.64M +9.00% 9.18 0.00
Goldman Sachs (GS) 2.12 135184 239.45 247.35
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 2.07 311444 +9.00% 101.33 101.57
Wells Fargo & Company (WFC) 2.03 562782 55.11 57.81
Allergan 2.02 146587 +31.00% 210.01 0.00
Bank of New York Mellon Corporation (BK) 2.00 646371 -2.00% 47.38 47.09
Alphabet Inc Class C cs 1.94 38397 +31.00% 771.84 0.00
Altria (MO) 1.92 433289 67.62 74.43
Level 3 Communications 1.85 500689 56.36 0.00
Johnson & Johnson (JNJ) 1.84 244378 +2.00% 115.21 122.73
BlackRock (BLK) 1.79 71897 380.54 389.16
Diageo (DEO) 1.79 263652 -3.00% 103.94 114.77
Merck & Co (MRK) 1.76 455854 +7.00% 58.87 66.16
Oracle Corporation (ORCL) 1.69 671059 38.45 43.17
Rexford Industrial Realty Inc reit 1.69 1.11M +3.00% 23.19 0.00
Comcast Corporation (CMCSA) 1.58 348973 +3.00% 69.05 37.89
Retail Opportunity Investments (ROIC) 1.46 1.06M +463.00% 21.13 22.04
Medtronic 1.42 304082 71.23 0.00
Starwood Property Trust (STWD) 1.38 958089 +2.00% 21.95 22.91
Las Vegas Sands (LVS) 1.36 389297 +3.00% 53.41 52.17
Republic Services (RSG) 1.30 348997 57.05 61.35
Twenty-first Century Fox 1.25 680646 +2.00% 28.04 0.00
PPG Industries (PPG) 1.20 193827 NEW 94.76 103.31
Mondelez Int 1.19 408795 44.33 0.00
QUALCOMM (QCOM) 1.14 267711 65.20 57.22
Mallinckrodt Pub 1.14 350034 -12.00% 49.82 0.00
British American Tobac (BTI) 1.09 147686 112.67 63.95
Walt Disney Company (DIS) 1.08 158685 +4.00% 104.22 110.32
Live Nation Entertainment (LYV) 1.07 615403 26.60 28.84
Dow Chemical Company (DOW) 1.06 282906 57.22 63.55
Anheuser-Busch InBev NV (BUD) 0.97 139861 105.44 109.26
PICO Holdings (PICO) 0.94 945001 15.15 13.65
Monsanto Company (MON) 0.93 135647 105.21 112.96
Occidental Petroleum Corporation (OXY) 0.76 163532 -2.00% 71.23 64.89
Nielsen Hldgs Plc Shs Eur stock 0.75 273934 -2.00% 41.95 0.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.69 1.20M +5.00% 8.85 8.88
Pimco Dynamic Credit Income other 0.68 513986 20.22 0.00
Pimco Income Strategy Fund II (PFN) 0.60 968686 +4.00% 9.49 9.91
Doubleline Income Solutions 0.59 476719 18.99 0.00
iShares MSCI EAFE Index Fund (EFA) 0.58 153235 +1648.00% 57.73 60.39
Apple (AAPL) 0.57 74775 +9.00% 115.81 136.66
Starbucks Corporation (SBUX) 0.54 148264 55.52 57.48
SPDR S&P; 500 ETF (SPY) 0.53 36486 +110.00% 223.54 236.74
Gilead Sciences (GILD) 0.53 112551 -11.00% 71.61 69.94
PCM Fund (PCM) 0.52 789100 10.00 10.33
Cohen & Steers Ltd Dur Pfd I 0.52 325497 +8.00% 24.54 0.00
iShares S&P; Cal AMTFr Mncpl Bnd Fd (CMF) 0.44 57548 NEW 115.49 116.21
Nuveen Multi-Strategy Income & Growth Fd (JPC) 0.40 621221 +7.00% 9.84 9.97
iShares Lehman Aggregate Bond (AGG) 0.38 54068 +2191.00% 108.07 109.00
Exxon Mobil Corporation (XOM) 0.37 62556 +15.00% 90.26 81.08
Allergan Plc pfd conv ser a 0.37 7403 +22.00% 762.53 0.00
International Business Machines (IBM) 0.35 31834 -71.00% 165.99 181.35
BlackRock Credit All Inc Trust IV (BTZ) 0.35 417635 +2.00% 12.97 13.18
Nuveen Build Amer Bd fd com 0.35 259148 +11.00% 20.63 0.00
iShares iBoxx $ High Yid Corp Bond (HYG) 0.34 59664 86.55 88.25
BlackRock Floating Rate Income Strat. Fn (FRA) 0.33 354539 +2.00% 14.41 14.73
Vanguard REIT ETF (VNQ) 0.32 59133 +99.00% 82.53 85.40
Eaton Vance Limited Duration Income Fund (EVV) 0.31 341006 -3.00% 13.72 14.17
Doubleline Total Etf etf 0.30 95255 +296.00% 48.39 0.00
Coca-Cola Company (KO) 0.29 107911 +21.00% 41.46 41.78
PIMCO Corporate Opportunity Fund (PTY) 0.29 309566 14.31 15.53
BlackRock Ltd. Duration Income Trust (BLW) 0.29 290193 -3.00% 15.17 15.90
Berkshire Hathaway (BRK.A) 0.27 17 244117.65 0.00
Wynn Resorts (WYNN) 0.27 47020 +46.00% 86.52 94.01
First Trust/Four Corners SFRI Fund II (FCT) 0.27 300227 +50.00% 13.83 13.91
Vanguard S&p 500 Etf idx fd 0.27 19841 205.33 0.00
Nuveen Insd Dividend Advantage 0.26 276557 -8.00% 14.46 0.00
Diversified Real Asset Inc F 0.26 254303 -12.00% 15.59 0.00
Facebook Inc cl a 0.25 32568 +86.00% 115.05 0.00
Nuveen Quality Pref. Inc. Fund II (JPS) 0.24 395600 +27.00% 9.31 9.62
BlackRock Core Bond Trust (BHK) 0.23 275865 -12.00% 13.01 13.25
Teva Pharmaceutical Industries (TEVA) 0.22 90723 -22.00% 36.26 35.38
Ftd Cos 0.22 139000 -5.00% 23.85 0.00
Lions Gate Entmnt Corp cl a vtg 0.22 128328 NEW 26.40 0.00
Nuveen Fltng Rte Incm Opp Fd 0.21 266651 +7.00% 12.19 0.00
MFS Multimarket Income Trust (MMT) 0.21 523889 +11.00% 6.06 6.15
Highland Fds i hi ld iboxx srln 0.21 171115 NEW 18.75 0.00
Bristol Myers Squibb (BMY) 0.20 52173 +57.00% 58.43 56.44
New America High Income Fund I 0.20 322104 +4.00% 9.26 0.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.20 232694 +5.00% 12.83 13.28
Pimco Dynamic Incm Fund 0.20 112377 +2.00% 27.70 0.00
Vanguard Mid-Cap ETF (VO) 0.19 21819 131.63 140.03
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.19 209606 -34.00% 14.14 14.40
Blackrock Multi-sector Incom other 0.19 175858 +12.00% 16.48 0.00
Celgene Corporation (CELG) 0.18 24148 -2.00% 115.74 118.23
Blackrock Build America Bond Trust (BBN) 0.18 130666 -6.00% 21.61 22.38
Alphabet Inc Class A cs 0.18 3452 +46.00% 792.41 0.00
iShares S&P; 500 Index (IVV) 0.17 11584 +113.00% 224.97 238.26
Amazon (AMZN) 0.16 3318 +46.00% 749.85 845.24
iShares S&P; 1500 Index Fund (ISI) 0.16 47938 -11.00% 51.30 0.00
Alexandria Real Estate Equities (ARE) 0.15 20830 +6.00% 111.14 120.20
Nuveen California Municipal Value Fund (NCA) 0.15 220635 10.43 10.25
Brookfield Real Assets Incom shs ben int 0.15 99491 NEW 22.31 0.00
Cisco Systems (CSCO) 0.14 70229 +21.00% 30.22 34.32
Alexandria Real Estate Equitie conv prf 0.14 64531 34.26 0.00
Aon 0.14 19093 111.51 0.00
Time Warner (TWX) 0.13 20468 +5.00% 96.54 97.28
Pepsi (PEP) 0.13 19627 104.65 109.83
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.13 90133 +10.00% 21.83 0.00
Broad 0.13 11185 176.75 0.00
Charles Schwab Corporation (SCHW) 0.12 45196 39.47 41.11
Chevron Corporation (CVX) 0.12 15780 -9.00% 117.68 110.12
Brown-Forman Corporation (BF.B) 0.12 39720 44.91 0.00
Procter & Gamble Company (PG) 0.12 21219 +11.00% 84.08 91.05
Oaktree Cap 0.12 48734 -82.00% 37.50 0.00
Liberty Global Inc Com Ser A 0.12 58991 30.58 0.00
AT&T; (T) 0.11 39483 +23.00% 42.52 42.36
UnitedHealth (UNH) 0.11 10392 -3.00% 160.03 163.06
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.11 15130 NEW 108.20 108.86
Invesco Quality Municipal Inc Trust (IQI) 0.11 129834 +58.00% 12.40 12.46
Flaherty & Crumrine Dyn Pfd shs 0.11 69734 +5.00% 23.78 0.00
Mead Johnson Nutrition (MJN) 0.10 20857 -4.00% 70.77 87.89
Vanguard Admiral Fds Inc cmn 0.10 12480 124.52 0.00
General Electric Company (GE) 0.09 42316 +7.00% 31.60 30.19
Intel Corporation (INTC) 0.09 35996 +5.00% 36.28 36.53
CenturyLink (CTL) 0.09 58481 +137.00% 23.79 24.58
Prudential Financial (PRU) 0.09 12951 +4.00% 104.08 109.96
BofI Holding (BOFI) 0.09 48000 28.54 30.84
Eaton Vance Natl Mun Opport 0.09 69391 -4.00% 20.80 0.00
Eaton Vance Mun Income Term Tr Shs 0.09 70008 +37.00% 19.61 0.00
Bank Of America Corporation preferred 0.08 987 NEW 1167.17 0.00
Nuveen Div. Advantage Muni. Fund (NAD) 0.08 87036 +343.00% 13.96 13.94
Walgreen Boots Alliance 0.08 15005 +22.00% 82.77 0.00
Costco Wholesale Corporation (COST) 0.07 6380 160.19 177.56
McDonald's Corporation (MCD) 0.07 8653 -6.00% 121.69 128.65
Boeing Company (BA) 0.07 6833 -17.00% 155.71 177.44
Unilever N.V. (UN) 0.07 26192 -5.00% 41.04 46.91
Biogen Idec (BIIB) 0.07 4031 -69.00% 283.55 285.13
NetEase (NTES) 0.07 5068 +24.00% 215.27 299.93
Vector (VGR) 0.07 44746 +3.00% 22.75 22.85
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.07 70979 +10.00% 14.07 14.22
Schwab Strategic Tr cmn 0.07 20976 NEW 48.10 0.00
Abbvie 0.07 16834 +28.00% 62.61 0.00
Fox News 0.07 39802 -39.00% 26.48 0.00
Wells Fargo & Company Non-cum Perpet cnv 0.06 747 +149.00% 1190.48 0.00
Home Depot (HD) 0.06 6734 +9.00% 134.10 145.95
Schlumberger (SLB) 0.06 11664 -7.00% 83.93 80.15
TCW Strategic Income Fund (TSI) 0.06 168635 NEW 5.33 5.51
Templeton Emerging Markets Income Fund (TEI) 0.06 81700 10.91 11.73
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 0.06 67113 +19.00% 13.34 13.42
Doubleline Opportunistic Cr 0.06 38560 +13.00% 23.09 0.00
Ucp Inc-cl A 0.06 75000 -33.00% 12.10 0.00
Miller Howard High Inc Eqty 0.06 69137 NEW 12.40 0.00
Great Ajax Corp reit 0.06 68143 -39.00% 13.27 0.00
Global Net Lease 0.06 114647 7.83 0.00
Coca Cola European Partners shs 0.06 30115 31.41 0.00
JPMorgan Chase & Co. (JPM) 0.05 8830 +25.00% 86.30 90.33
Leucadia National (LUK) 0.05 33537 -45.00% 23.28 25.69
Dominion Resources (D) 0.05 9012 +3.00% 76.56 77.00
3M Company (MMM) 0.05 4631 +11.00% 178.58 187.41
Verizon Communications (VZ) 0.05 15235 +41.00% 53.36 50.60
eBay (EBAY) 0.05 24873 +6.00% 29.67 34.06
Activision Blizzard (ATVI) 0.05 20834 +5.00% 36.09 45.55
Realty Income (O) 0.05 14241 -5.00% 57.51 63.19
CoreSite Realty (COR) 0.05 9411 79.38 90.02
Motorola Solutions (MSI) 0.05 9085 +8.00% 82.88 80.27
Pimco Income Strategy Fund (PFL) 0.05 74721 -10.00% 10.57 11.04
Zoetis Inc Cl A 0.05 13322 +8.00% 53.52 0.00
Paypal Holdings 0.05 20888 -43.00% 39.45 0.00
Liberty Global 0.05 27993 +70.00% 24.59 0.00
Lions Gate Entmnt Corp cl b non vtg 0.05 34230 NEW 24.54 0.00
Crown Holdings (CCK) 0.04 11269 +14.00% 52.53 53.33
Wal-Mart Stores (WMT) 0.04 9262 +5.00% 69.10 72.39
BioMarin Pharmaceutical (BMRN) 0.04 6550 82.90 87.51
Eli Lilly & Co. (LLY) 0.04 7487 +3.00% 73.59 82.87
Copart (CPRT) 0.04 10256 -14.00% 55.38 58.99
Digital Realty Trust (DLR) 0.04 5495 98.27 107.83
NVIDIA Corporation (NVDA) 0.04 6299 -41.00% 106.68 101.46
Public Storage (PSA) 0.04 2951 223.65 228.41
Molson Coors Brewing Company (TAP) 0.04 6123 +14.00% 97.34 101.02
Emerson Electric (EMR) 0.04 11177 +3.00% 55.74 60.48
Amgen (AMGN) 0.04 4051 -6.00% 146.14 174.56
Accenture 0.04 4656 117.05 0.00
Constellation Brands (STZ) 0.04 3586 +38.00% 153.37 158.85
Netflix (NFLX) 0.04 5429 123.78 143.25
SPDR Gold Trust (GLD) 0.04 5730 +32.00% 109.60 119.77
Edison International (EIX) 0.04 8823 -2.00% 71.97 78.87
Skyworks Solutions (SWKS) 0.04 7425 -11.00% 74.61 94.70
Glacier Ban (GBCI) 0.04 15306 36.26 36.95
Kimco Realty Corporation (KIM) 0.04 25800 +218.00% 25.16 24.38
ONEOK (OKE) 0.04 10315 57.39 53.16
Costamare Inc shs 0.04 98960 +48.00% 5.60 0.00
Invesco Insured Municipal Income Trust (IIM) 0.04 37171 NEW 14.64 14.76
Schwab Strategic Tr us reit etf 0.04 13405 NEW 41.03 0.00
Ishares Core Msci Eafe Etf core msci eafe 0.04 10967 +59.00% 53.62 0.00
Jamba 0.04 60900 10.30 0.00
Qts Realty Trust Inc stock 0.04 11736 49.68 0.00
Twilio Inc cl a 0.04 22050 -2.00% 28.84 0.00
Bank of America Corporation (BAC) 0.03 18027 22.08 24.23
Abbott Laboratories (ABT) 0.03 13305 +22.00% 38.41 45.68
Lennar Corporation (LEN) 0.03 10943 42.95 47.43
SYSCO Corporation (SYY) 0.03 8148 55.35 53.20
Union Pacific Corporation (UNP) 0.03 4435 NEW 103.72 107.74
AmerisourceBergen (ABC) 0.03 6821 78.14 92.16
National-Oilwell Var (NOV) 0.03 10658 37.44 39.79
Rockwell Collins (COL) 0.03 4500 92.67 94.56
Lockheed Martin Corporation (LMT) 0.03 1780 +2.00% 250.00 266.00
United Technologies Corporation (UTX) 0.03 4473 +8.00% 109.55 112.46
TJX Companies (TJX) 0.03 5338 -50.00% 75.12 78.25
Lowe's Companies (LOW) 0.03 5525 -78.00% 71.13 76.10
Advance Auto Parts (AAP) 0.03 2708 -7.00% 169.13 157.33
Vanguard Short-Term Bond ETF (BSV) 0.03 6045 NEW 79.40 79.92
Entravision Communication (EVC) 0.03 75000 NEW 7.00 5.65
New Oriental Education & Tech (EDU) 0.03 11400 42.11 49.15
Micron Technology (MU) 0.03 20000 21.90 23.24
Illumina (ILMN) 0.03 3281 -33.00% 128.01 160.00
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.03 1535 NEW 254.72 276.33
Rockwell Automation (ROK) 0.03 3033 134.52 151.14
Magellan Midstream Partners (MMP) 0.03 5955 +5.00% 75.57 77.98
LSI Industries (LYTS) 0.03 40000 9.75 10.20
Prospect Capital Corporation (PSEC) 0.03 47888 8.35 9.38
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.03 3354 NEW 117.17 118.78
Nordic American Tanker Shippin 0.03 46891 NEW 8.40 0.00
iShares Dow Jones Select Dividend (DVY) 0.03 4335 -35.00% 88.58 92.19
Pimco Municipal Income Fund II (PML) 0.03 38445 12.23 12.58
WisdomTree Total Dividend Fund (DTD) 0.03 4800 81.25 84.71
Eaton Vance Municipal Bond Fund (EIM) 0.03 41208 +123.00% 12.40 12.54
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.03 39046 +147.00% 12.14 12.36
Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd (WIW) 0.03 47039 NEW 11.14 11.25
Eaton Vance California Mun. Income Trust (CEV) 0.03 36788 +112.00% 12.29 12.41
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.03 33858 NEW 14.15 14.47
Schwab Strategic Tr us aggregate b 0.03 8445 NEW 51.51 0.00
Lgi Homes 0.03 15000 28.73 0.00
Mobileye N.v. 0.03 10670 38.14 0.00
Equinix 0.03 1405 357.30 0.00
Monster Beverage Corp Com stock 0.03 10309 +99.00% 44.33 0.00
Kraft Heinz 0.03 5098 87.29 0.00
Camping World Hldgs 0.03 12550 NEW 32.59 0.00
PNC Financial Services (PNC) 0.02 2054 NEW 116.85 126.88
RLI (RLI) 0.02 4051 63.19 58.88
Caterpillar (CAT) 0.02 3028 +10.00% 92.80 95.48
Ecolab (ECL) 0.02 2933 +2.00% 117.29 125.50
Consolidated Edison (ED) 0.02 3141 +10.00% 73.54 76.61
Travelers Companies (TRV) 0.02 2901 -3.00% 122.37 122.27
Raytheon Company (RTN) 0.02 2616 +17.00% 142.20 153.48
CVS Caremark Corporation (CVS) 0.02 3347 +14.00% 78.88 81.48
CIGNA Corporation (CI) 0.02 2049 +3.00% 133.24 147.04
Colgate-Palmolive Company (CL) 0.02 4588 -27.00% 65.39 73.35
General Mills (GIS) 0.02 5458 NEW 61.74 61.37
Honeywell International (HON) 0.02 3244 -3.00% 115.91 125.03
Nextera Energy Inc C om 0.02 2504 +13.00% 119.41 0.00
American Electric Power Company (AEP) 0.02 4543 +16.00% 62.95 67.15
Gap (GPS) 0.02 10574 +3.00% 22.41 24.70
TOTAL S.A. (TOT) 0.02 5238 +9.00% 50.97 50.26
PG&E; Corporation (PCG) 0.02 4242 60.82 66.33
Toll Brothers (TOL) 0.02 10184 -52.00% 31.03 33.74
Sempra Energy (SRE) 0.02 2816 100.50 109.09
PACCAR (PCAR) 0.02 4000 64.00 67.42
Enterprise Products Partners 0.02 11273 27.06 0.00
iShares Russell 2000 Index (IWM) 0.02 2020 +17.00% 134.65 138.65
Acuity Brands (AYI) 0.02 1134 -63.00% 231.04 218.13
MetLife (MET) 0.02 5632 NEW 53.98 52.49
Deckers Outdoor Corporation (DECK) 0.02 4431 NEW 55.29 53.57
Worthington Industries (WOR) 0.02 5017 47.44 49.12
iShares Russell 1000 Growth Index (IWF) 0.02 3607 +38.00% 104.80 113.09
Vanguard Europe Pacific ETF (VEA) 0.02 7310 NEW 36.53 38.35
iShrs S&P; ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.02 2867 NEW 104.99 105.71
PowerShares Emerging Markets Sovere (PCY) 0.02 10752 28.27 29.05
iShares MSCI EAFE Growth Index (EFG) 0.02 4341 NEW 63.58 67.30
Tortoise Energy Infrastructure (TYG) 0.02 9622 30.66 34.57
iShares FTSE KLD 400 Social Idx Fd (DSI) 0.02 3450 82.32 87.03
Pimco Municipal Income Fund III (PMX) 0.02 23979 11.38 11.43
Vanguard Short Term Corporate Bond ETF (VCSH) 0.02 3741 79.39 79.93
Schwab International Equity ETF (SCHF) 0.02 13397 NEW 27.69 29.06
Nuveen Build Amer Bd Opptny 0.02 11591 20.96 0.00
Intellipharmaceuticsintl Inc C 0.02 100900 2.84 0.00
Ishares Tr eafe min volat 0.02 5963 61.21 0.00
Spdr Short-term High Yield mf 0.02 10706 -88.00% 27.65 0.00
Pimco Total Return Etf totl 0.02 3285 +30.00% 104.11 0.00
Alexander & Baldwin 0.02 5613 -64.00% 44.85 0.00
Ishares Tr 2018 cp tm etf 0.02 10566 25.55 0.00
Madison Square Garden Cl A 0.02 2018 -26.00% 171.46 0.00
Rivernorth Opprtunities Fd I 0.02 14973 -54.00% 18.90 0.00
Line Corp- 0.02 10000 34.00 0.00
U.S. Ban (USB) 0.01 4127 NEW 51.37 55.10
AFLAC Incorporated (AFL) 0.01 3076 NEW 69.57 71.71
Novartis AG (NVS) 0.01 2772 -29.00% 72.87 77.28
Deere & Company (DE) 0.01 2091 NEW 102.82 108.62
NIKE (NKE) 0.01 4152 +6.00% 50.82 57.86
Jacobs Engineering (JEC) 0.01 3900 -4.00% 56.92 56.03
Discovery Communications (DISCK) 0.01 7500 NEW 26.80 28.55
Fifth Street Finance (FSC) 0.01 15000 5.40 4.59
Gladstone Capital Corporation (GLAD) 0.01 12701 9.37 9.12
TICC Capital (TICC) 0.01 25126 6.61 8.11
Silicon Motion Technology (SIMO) 0.01 5000 42.40 41.03
Valeant Pharmaceuticals Int (VRX) 0.01 12034 NEW 14.54 16.18
Kayne Anderson Energy Development (KED) 0.01 10352 19.42 20.12
BlackRock Floating Rate Income Trust (BGT) 0.01 12908 14.10 14.50
Neuberger Berman Real Estate Sec Inc Fd (NRO) 0.01 15771 +40.00% 5.39 5.39
Penn West Energy Trust 0.01 46000 1.76 0.00
Blackrock Muniyield California Ins Fund (MCA) 0.01 13165 14.51 14.66
Special Opportunities Fund (SPE) 0.01 13734 -17.00% 13.62 14.50
Kayne Anderson Mdstm Energy 0.01 13965 15.90 0.00
Cys Investments 0.01 25000 7.72 0.00
Delphi Automotive Plc shs 0.01 3342 -14.00% 67.32 0.00
Seadrill Partners 0.01 20675 NEW 4.21 0.00
Direxion Shs Etf Tr daily jr gold mi 0.01 14390 NEW 5.56 0.00
Eldorado Gold Corp New 0.00 11330 3.18 0.00
Bank Of America Corp w exp 10/201 0.00 10000 1.00 0.00
Tanzanian Royalty Expl Corp 0.00 117371 0.50 0.00
Medley Capital Corporation 0.00 10000 NEW 7.50 0.00
Citigroup Inc Com Us cmn 0.00 18985 0.16 0.00
Kcap Financial 0.00 12000 4.00 0.00
Allianzgi Conv & Income Fd I 0.00 11760 5.70 0.00
Contravir Pharma 0.00 10000 NEW 1.20 0.00