First Foundation Advisors

Latest statistics and disclosures from FIRST FOUNDATION ADVISORS's latest quarterly 13F-HR filing:

FIRST FOUNDATION ADVISORS portfolio companies for March 2017 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Microsoft Corporation (MSFT) 5.23 1.28M -5.00% 65.86 73.79
Vareit, Inc reits 4.03 7.66M +11.00% 8.49 0.00
Berkshire Hathaway (BRK.B) 3.88 376163 166.68 0.00
Pfizer (PFE) 3.05 1.44M +2.00% 34.21 33.48
Philip Morris International (PM) 2.68 383170 -9.00% 112.90 119.58
Level 3 Communications 2.60 734105 +46.00% 57.22 0.00
Allergan 2.36 159559 +8.00% 238.92 0.00
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 2.24 356661 +14.00% 101.65 101.72
United Parcel Service (UPS) 2.13 320205 +4.00% 107.30 112.68
Alphabet Inc Class C cs 2.12 41311 +7.00% 829.56 0.00
Gramercy Ppty Tr 2.11 1.30M -64.00% 26.30 0.00
Diageo (DEO) 2.07 288919 +9.00% 115.58 120.65
Las Vegas Sands (LVS) 2.03 574691 +47.00% 57.07 62.36
Johnson & Johnson (JNJ) 1.97 255023 +4.00% 124.55 135.31
Oracle Corporation (ORCL) 1.97 712429 +6.00% 44.61 50.80
Altria (MO) 1.96 444425 +2.00% 71.42 73.42
Bank of New York Mellon Corporation (BK) 1.95 667576 +3.00% 47.23 53.36
Wells Fargo & Company (WFC) 1.95 564803 55.66 54.17
Merck & Co (MRK) 1.87 475431 +4.00% 63.54 62.63
Comcast Corporation (CMCSA) 1.65 709781 +103.00% 37.59 39.63
Medtronic 1.65 331721 +9.00% 80.56 0.00
Retail Opportunity Investments (ROIC) 1.59 1.22M +15.00% 21.03 20.02
Rexford Industrial Realty Inc reit 1.59 1.14M +2.00% 22.52 0.00
Goldman Sachs (GS) 1.47 103320 -23.00% 229.72 220.18
Twenty-first Century Fox 1.45 722285 +6.00% 32.39 0.00
Starwood Property Trust (STWD) 1.40 1.00M +4.00% 22.58 21.95
PPG Industries (PPG) 1.35 207092 +6.00% 105.08 106.37
Republic Services (RSG) 1.33 341792 -2.00% 62.81 64.90
British American Tobac (BTI) 1.28 311036 +110.00% 66.32 71.55
Live Nation Entertainment (LYV) 1.19 635668 +3.00% 30.37 36.66
Walt Disney Company (DIS) 1.16 164794 +3.00% 113.39 107.09
Mondelez Int 1.15 432704 +5.00% 43.08 0.00
BlackRock (BLK) 1.13 47469 -33.00% 383.51 428.65
Dow Chemical Company (DOW) 1.11 281958 63.54 66.14
Anheuser-Busch InBev NV (BUD) 1.05 154607 +10.00% 109.76 114.74
Mallinckrodt Pub 1.05 380034 +8.00% 44.57 0.00
Monsanto Company (MON) 1.02 145278 +7.00% 113.20 117.38
QUALCOMM (QCOM) 0.96 269214 57.34 53.84
Apple (AAPL) 0.77 86776 +16.00% 143.66 150.27
PICO Holdings (PICO) 0.77 889746 -5.00% 14.00 16.70
Nielsen Hldgs Plc Shs Eur stock 0.76 296443 +8.00% 41.31 0.00
Occidental Petroleum Corporation (OXY) 0.75 190606 +16.00% 63.36 60.03
Pimco Dynamic Credit Income other 0.67 508762 21.44 0.00
Doubleline Income Solutions 0.60 486516 +2.00% 20.07 0.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.59 1.10M -8.00% 8.69 8.60
Pimco Income Strategy Fund II (PFN) 0.58 928627 -4.00% 10.05 10.76
JPMorgan Chase & Co. (JPM) 0.56 103143 +1068.00% 87.84 90.89
Starbucks Corporation (SBUX) 0.53 146227 58.39 57.98
Gilead Sciences (GILD) 0.50 118366 +5.00% 67.92 73.76
Cohen & Steers Ltd Dur Pfd I 0.45 289288 -11.00% 25.35 0.00
PCM Fund (PCM) 0.43 691236 -12.00% 10.15 11.58
Exxon Mobil Corporation (XOM) 0.40 79195 +26.00% 82.01 80.12
Amazon (AMZN) 0.36 6634 +99.00% 886.49 1025.67
Wynn Resorts (WYNN) 0.35 49317 +4.00% 114.60 134.14
Allergan Plc pfd conv ser a 0.32 6150 -16.00% 848.48 0.00
Coca-Cola Company (KO) 0.31 118687 +9.00% 42.44 45.03
Berkshire Hathaway (BRK.A) 0.31 20 +17.00% 249850.00 0.00
Nuveen Build Amer Bd fd com 0.31 241155 -6.00% 20.90 0.00
SPDR S&P; 500 ETF (SPY) 0.30 20867 -42.00% 235.73 246.88
PIMCO Corporate Opportunity Fund (PTY) 0.29 302993 -2.00% 15.70 16.65
BlackRock Floating Rate Income Strat. Fn (FRA) 0.29 319141 -9.00% 14.49 14.15
BlackRock Ltd. Duration Income Trust (BLW) 0.29 305174 +5.00% 15.57 15.80
Eaton Vance Limited Duration Income Fund (EVV) 0.28 327817 -3.00% 13.83 14.07
Nuveen Multi-Strategy Income & Growth Fd (JPC) 0.28 464709 -25.00% 9.81 10.49
Facebook Inc cl a 0.28 31895 -2.00% 142.06 0.00
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.27 305924 +45.00% 14.39 15.13
Vanguard S&p 500 Etf idx fd 0.27 19841 216.37 0.00
Nuveen Insd Dividend Advantage 0.25 271141 14.62 0.00
BlackRock Credit All Inc Trust IV (BTZ) 0.25 306938 -26.00% 13.16 13.48
Wells Fargo & Company Non-cum Perpet cnv 0.23 3064 +310.00% 1239.00 0.00
Alphabet Inc Class A cs 0.23 4449 +28.00% 847.72 0.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.21 250339 +7.00% 13.33 13.47
MFS Multimarket Income Trust (MMT) 0.20 528117 6.12 6.19
Teva Pharmaceutical Industries (TEVA) 0.19 97129 +7.00% 32.09 32.64
Celgene Corporation (CELG) 0.19 24084 124.44 137.74
Vanguard Mid-Cap ETF (VO) 0.19 21819 139.24 145.54
First Trust/Four Corners SFRI Fund II (FCT) 0.19 219507 -26.00% 13.83 13.47
BlackRock Core Bond Trust (BHK) 0.19 230328 -16.00% 13.35 13.87
Diversified Real Asset Inc F 0.19 181611 -28.00% 17.35 0.00
Broad 0.19 13917 +24.00% 218.94 0.00
Lions Gate Entmnt Corp cl a vtg 0.19 116137 -9.00% 26.49 0.00
New America High Income Fund I 0.18 304782 -5.00% 9.43 0.00
TCW Strategic Income Fund (TSI) 0.18 531902 +215.00% 5.40 5.67
Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd (WIW) 0.18 256711 +445.00% 11.17 11.16
Blackrock Build America Bond Trust (BBN) 0.18 130826 22.39 23.28
Blackrock Multi-sector Incom other 0.18 165771 -5.00% 17.31 0.00
Bristol Myers Squibb (BMY) 0.16 47265 -9.00% 54.37 55.65
Cisco Systems (CSCO) 0.16 75020 +6.00% 33.80 31.84
Mead Johnson Nutrition (MJN) 0.16 28512 +36.00% 89.05 89.98
Alexandria Real Estate Equities (ARE) 0.16 22730 +9.00% 110.51 121.00
iShares S&P; 1500 Index Fund (ISI) 0.16 47069 54.03 0.00
Nuveen Quality Pref. Inc. Fund II (JPS) 0.16 272129 -31.00% 9.54 10.23
Oaktree Cap 0.16 55722 +14.00% 45.31 0.00
CenturyLink (CTL) 0.15 102887 +75.00% 23.57 23.37
Store Capital Corp reit 0.15 102300 NEW 23.88 0.00
Alexandria Real Estate Equitie conv prf 0.14 64637 34.86 0.00
Aon 0.14 18933 118.68 0.00
Liberty Global Inc Com Ser A 0.14 61401 +4.00% 35.86 0.00
Time Warner (TWX) 0.13 21067 +2.00% 97.69 99.47
Rydex S&P; Equal Weight ETF (RSP) 0.13 22527 NEW 90.82 94.31
Nuveen California Municipal Value Fund (NCA) 0.13 211762 -4.00% 10.08 10.35
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.13 92849 +3.00% 22.63 0.00
Brown-Forman Corporation (BF.B) 0.12 41355 +4.00% 46.19 0.00
Charles Schwab Corporation (SCHW) 0.11 45135 40.81 42.15
Chevron Corporation (CVX) 0.11 16848 +6.00% 107.37 103.25
General Electric Company (GE) 0.11 57783 +36.00% 29.80 25.91
Invesco Van Kampen Dyn Cr Opp Fund (VTA) 0.11 146458 NEW 12.23 11.92
Pimco Dynamic Incm Fund 0.11 60208 -46.00% 28.85 0.00
Flaherty & Crumrine Dyn Pfd shs 0.11 72204 +3.00% 24.53 0.00
Walgreen Boots Alliance 0.11 21037 +40.00% 83.04 0.00
Bank of America Corporation (BAC) 0.10 67940 +276.00% 23.59 23.80
AT&T; (T) 0.10 37496 -5.00% 41.55 36.51
Intel Corporation (INTC) 0.10 44805 +24.00% 36.07 34.73
UnitedHealth (UNH) 0.10 10194 164.02 191.78
NetEase (NTES) 0.10 5668 +11.00% 284.05 307.20
Bank Of America Corporation preferred 0.10 1368 +38.00% 1194.73 0.00
Vanguard Admiral Fds Inc cmn 0.10 12480 125.64 0.00
Jamba 0.10 175077 +187.00% 9.05 0.00
Home Depot (HD) 0.09 10425 +54.00% 146.86 146.65
Prudential Financial (PRU) 0.09 12912 106.64 111.74
iShares Russell 2000 Value Index (IWN) 0.09 12730 NEW 118.15 119.47
Vanguard REIT ETF (VNQ) 0.09 18371 -68.00% 82.58 83.75
Eaton Vance Natl Mun Opport 0.09 69391 21.52 0.00
Eaton Vance Mun Income Term Tr Shs 0.09 73380 +4.00% 19.57 0.00
Costco Wholesale Corporation (COST) 0.08 7373 +15.00% 167.64 150.44
Procter & Gamble Company (PG) 0.08 15163 -28.00% 89.82 88.61
BofI Holding (BOFI) 0.08 48000 26.12 24.91
Motorola Solutions (MSI) 0.08 14192 +56.00% 86.25 90.52
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.08 86213 +21.00% 14.17 14.68
3M Company (MMM) 0.07 5681 +22.00% 191.34 211.16
Rent-A-Center (RCII) 0.07 136043 NEW 8.87 12.77
eBay (EBAY) 0.07 33630 +35.00% 33.57 36.61
Invesco Quality Municipal Inc Trust (IQI) 0.07 93724 -27.00% 12.43 12.79
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 0.07 79658 +18.00% 13.36 13.82
Miller Howard High Inc Eqty 0.07 79511 +15.00% 13.39 0.00
Coca Cola European Partners shs 0.07 30000 37.70 0.00
McDonald's Corporation (MCD) 0.06 7827 -9.00% 129.55 153.92
Boeing Company (BA) 0.06 5888 -13.00% 176.80 212.14
International Business Machines (IBM) 0.06 5336 -83.00% 174.10 147.08
Pepsi (PEP) 0.06 9364 -52.00% 111.81 116.63
iShares S&P; 500 Index (IVV) 0.06 4403 -61.00% 237.34 248.55
New Oriental Education & Tech (EDU) 0.06 15400 +35.00% 60.39 79.11
Activision Blizzard (ATVI) 0.06 19915 -4.00% 49.86 60.93
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.06 3535 +130.00% 285.15 253.40
Vector (VGR) 0.06 44634 20.79 21.31
Templeton Emerging Markets Income Fund (TEI) 0.06 80800 11.24 11.36
Abbvie 0.06 15441 -8.00% 65.15 0.00
Alibaba Group Holding Ltd Spon 0.06 9432 NEW 107.82 0.00
Global Net Lease 0.06 38215 -66.00% 24.07 0.00
Crown Holdings (CCK) 0.05 15155 +34.00% 52.92 59.83
BioMarin Pharmaceutical (BMRN) 0.05 8310 +26.00% 87.73 89.28
Copart (CPRT) 0.05 13586 +32.00% 61.90 31.55
Verizon Communications (VZ) 0.05 15899 +4.00% 48.75 44.23
E.I. du Pont de Nemours & Company (DD) 0.05 9768 NEW 80.36 84.54
NIKE (NKE) 0.05 13372 +222.00% 55.71 59.95
Schlumberger (SLB) 0.05 11058 -5.00% 78.13 66.53
Dollar Tree (DLTR) 0.05 9670 NEW 78.49 70.89
Advance Auto Parts (AAP) 0.05 5705 +110.00% 148.29 105.27
Netflix (NFLX) 0.05 5429 147.73 188.54
Skyworks Solutions (SWKS) 0.05 8247 +11.00% 97.98 107.47
iShares S&P; MidCap 400 Index (IJH) 0.05 5119 NEW 171.13 176.82
iShares iBoxx $ High Yid Corp Bond (HYG) 0.05 8564 -85.00% 87.81 88.73
Royce Micro Capital Trust (RMT) 0.05 92864 NEW 8.39 8.90
Pimco Income Strategy Fund (PFL) 0.05 74721 11.16 12.22
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.05 61244 +56.00% 12.33 12.77
Doubleline Opportunistic Cr 0.05 32227 -16.00% 23.86 0.00
Powershares S&p 500 0.05 20000 NEW 40.50 0.00
Highland Fds i hi ld iboxx srln 0.05 42532 -75.00% 18.55 0.00
Abbott Laboratories (ABT) 0.04 13588 +2.00% 44.38 50.84
Eli Lilly & Co. (LLY) 0.04 8155 +8.00% 84.12 84.66
Dominion Resources (D) 0.04 8166 -9.00% 77.52 77.57
Digital Realty Trust (DLR) 0.04 5495 106.46 112.46
Kimberly-Clark Corporation (KMB) 0.04 4367 NEW 131.67 125.28
Molson Coors Brewing Company (TAP) 0.04 7321 +19.00% 95.75 87.98
Morgan Stanley (MS) 0.04 16326 NEW 42.82 46.59
AmerisourceBergen (ABC) 0.04 6829 88.45 91.62
Lockheed Martin Corporation (LMT) 0.04 2437 +36.00% 267.54 289.12
Amgen (AMGN) 0.04 3561 -12.00% 164.00 180.21
Lowe's Companies (LOW) 0.04 7995 +44.00% 82.18 73.84
Visa (V) 0.04 7760 NEW 88.92 99.60
Fiserv (FISV) 0.04 5011 NEW 115.35 126.71
Trex Company (TREX) 0.04 10000 NEW 69.40 73.19
SPDR Gold Trust (GLD) 0.04 5730 118.67 119.26
Micron Technology (MU) 0.04 25000 +25.00% 28.88 32.01
Illumina (ILMN) 0.04 3631 +10.00% 170.75 172.75
Edison International (EIX) 0.04 7396 -16.00% 79.64 78.98
Realty Income (O) 0.04 9611 -32.00% 59.52 57.31
Kimco Realty Corporation (KIM) 0.04 27042 +4.00% 22.08 18.89
CoreSite Realty (COR) 0.04 7921 -15.00% 90.01 105.12
iShares S&P; Cal AMTFr Mncpl Bnd Fd (CMF) 0.04 6193 -89.00% 116.26 118.51
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.04 44451 +31.00% 14.42 15.25
Intellipharmaceuticsintl Inc C 0.04 274592 +172.00% 2.50 0.00
Ucp Inc-cl A 0.04 65740 -12.00% 10.15 0.00
Paycom Software 0.04 10000 NEW 57.50 0.00
Lions Gate Entmnt Corp cl b non vtg 0.04 28823 -15.00% 24.39 0.00
Wal-Mart Stores (WMT) 0.03 7120 -23.00% 72.05 76.15
SYSCO Corporation (SYY) 0.03 8148 51.91 51.08
Union Pacific Corporation (UNP) 0.03 3932 -11.00% 105.80 104.85
SVB Financial (SIVB) 0.03 2500 NEW 186.00 177.42
Emerson Electric (EMR) 0.03 7913 -29.00% 59.90 60.04
National-Oilwell Var (NOV) 0.03 12268 +15.00% 40.10 33.45
Rockwell Collins (COL) 0.03 4551 97.12 109.31
ConocoPhillips (COP) 0.03 9966 NEW 49.87 42.65
iShares MSCI EAFE Index Fund (EFA) 0.03 8232 -94.00% 62.32 66.55
Accenture 0.03 4683 119.80 0.00
Entravision Communication (EVC) 0.03 75000 6.20 6.85
Worthington Industries (WOR) 0.03 10017 +99.00% 45.12 52.11
BT (BT) 0.03 20551 NEW 19.99 20.23
Glacier Ban (GBCI) 0.03 15306 33.91 34.98
Rockwell Automation (ROK) 0.03 3066 155.58 165.08
Prospect Capital Corporation (PSEC) 0.03 47888 9.04 8.28
iShares IBoxx $ Invest Grade Corp Bd Fd (LQD) 0.03 3468 +3.00% 117.94 121.55
ONEOK (OKE) 0.03 9252 -10.00% 55.45 54.45
Cardiovascular Systems (CSII) 0.03 16175 NEW 28.25 32.05
Pimco Municipal Income Fund II (PML) 0.03 36851 -4.00% 12.59 13.41
Eaton Vance Municipal Bond Fund (EIM) 0.03 37925 -7.00% 12.55 12.81
Eaton Vance California Mun. Income Trust (CEV) 0.03 35632 -3.00% 12.26 12.60
Invesco Insured Municipal Income Trust (IIM) 0.03 31625 -14.00% 14.58 15.29
Phillips 66 0.03 5707 NEW 79.20 0.00
Powershares Exchange 0.03 12500 NEW 42.32 0.00
Essent 0.03 15000 NEW 36.20 0.00
Qts Realty Trust Inc stock 0.03 10000 -14.00% 48.70 0.00
Grubhub 0.03 15178 NEW 32.88 0.00
Washington Prime 0.03 10000 NEW 52.20 0.00
Citizens Financial 0.03 15028 NEW 34.54 0.00
Kraft Heinz 0.03 5121 90.80 0.00
Paypal Holdings 0.03 11878 -43.00% 43.02 0.00
Camping World Hldgs 0.03 15000 +19.00% 32.27 0.00
Trivago N V spon ads a shs 0.03 40000 NEW 13.02 0.00
Packaging Corporation of America (PKG) 0.02 3250 NEW 91.69 109.46
MasterCard Incorporated (MA) 0.02 2882 NEW 112.42 129.27
PNC Financial Services (PNC) 0.02 2737 +33.00% 120.20 126.24
RLI (RLI) 0.02 4051 59.99 57.56
Ecolab (ECL) 0.02 2914 125.26 133.05
Consolidated Edison (ED) 0.02 3855 +22.00% 77.56 82.93
Reynolds American (RAI) 0.02 4064 NEW 62.99 66.89
Travelers Companies (TRV) 0.02 2048 -29.00% 120.61 125.15
Raytheon Company (RTN) 0.02 2275 -13.00% 152.53 169.37
CVS Caremark Corporation (CVS) 0.02 4734 +41.00% 78.58 77.03
CIGNA Corporation (CI) 0.02 1747 -14.00% 146.54 174.23
Colgate-Palmolive Company (CL) 0.02 4171 -9.00% 73.12 73.27
General Mills (GIS) 0.02 6225 +14.00% 58.96 54.35
GlaxoSmithKline (GSK) 0.02 7398 NEW 42.17 42.66
Honeywell International (HON) 0.02 2500 -22.00% 124.80 136.35
Nextera Energy Inc C om 0.02 2203 -12.00% 128.46 0.00
United Technologies Corporation (UTX) 0.02 2733 -38.00% 112.33 123.49
Gap (GPS) 0.02 10200 -3.00% 24.31 23.78
Weyerhaeuser Company (WY) 0.02 9100 NEW 33.96 34.43
iShares Russell 1000 Value Index (IWD) 0.02 2881 NEW 114.89 116.76
TOTAL S.A. (TOT) 0.02 4938 -5.00% 50.43 49.62
PG&E; Corporation (PCG) 0.02 4258 66.46 68.26
Toll Brothers (TOL) 0.02 10146 36.07 39.30
Fastenal Company (FAST) 0.02 6601 NEW 51.51 42.41
PACCAR (PCAR) 0.02 4000 67.25 68.87
Constellation Brands (STZ) 0.02 2000 -44.00% 162.00 198.52
Enterprise Products Partners 0.02 10423 -7.00% 27.63 0.00
MetLife (MET) 0.02 5516 -2.00% 52.76 54.65
Magellan Midstream Partners (MMP) 0.02 5063 -14.00% 76.83 70.12
iShares Russell 1000 Growth Index (IWF) 0.02 2607 -27.00% 113.92 122.40
iShares Dow Jones Select Dividend (DVY) 0.02 3159 -27.00% 91.17 93.04
Pacific Premier Ban (PPBI) 0.02 6928 NEW 38.54 36.75
Kayne Anderson MLP Investment (KYN) 0.02 17250 NEW 20.99 18.59
PowerShares Emerging Markets Sovere (PCY) 0.02 11080 +3.00% 29.06 29.52
Tortoise Energy Infrastructure (TYG) 0.02 9622 34.92 30.36
Nuveen Fltng Rte Incm Opp Fd 0.02 25652 -90.00% 11.73 0.00
iShares FTSE KLD 400 Social Idx Fd (DSI) 0.02 3450 86.67 91.53
Nuveen Div. Advantage Muni. Fund (NAD) 0.02 25166 -71.00% 13.71 14.24
Pimco Municipal Income Fund III (PMX) 0.02 23979 11.30 11.85
Rydex S&P; 500 Pure Growth ETF (RPG) 0.02 4304 NEW 89.68 97.78
Blackrock Muniyield California Ins Fund (MCA) 0.02 17305 +31.00% 14.74 15.20
Nuveen Build Amer Bd Opptny 0.02 11591 21.65 0.00
Powershares Etf Tr Ii s^p smcp fin p 0.02 7750 NEW 51.23 0.00
Delphi Automotive Plc shs 0.02 3798 +13.00% 80.57 0.00
Ishares Tr eafe min volat 0.02 5963 66.07 0.00
Pimco Total Return Etf totl 0.02 2965 -9.00% 105.23 0.00
Ishares Core Msci Eafe Etf core msci eafe 0.02 6876 -37.00% 57.88 0.00
Zoetis Inc Cl A 0.02 6761 -49.00% 53.39 0.00
Ishares Tr 2018 cp tm etf 0.02 10566 25.65 0.00
Equinix 0.02 1000 -28.00% 400.00 0.00
Liberty Global 0.02 11603 -58.00% 22.24 0.00
Madison Square Garden Cl A 0.02 1569 -22.00% 199.49 0.00
Brookfield Real Assets Incom shs ben int 0.02 14267 -85.00% 22.78 0.00
NVIDIA Corporation (NVDA) 0.01 1918 -69.00% 108.97 168.10
Deere & Company (DE) 0.01 2162 +3.00% 108.70 125.75
Royal Dutch Shell (RDS.A) 0.01 4421 NEW 52.70 0.00
Jacobs Engineering (JEC) 0.01 3900 55.38 52.30
Gladstone Capital Corporation (GLAD) 0.01 12701 9.53 9.88
TICC Capital (TICC) 0.01 25126 7.36 6.62
Lam Research Corporation (LRCX) 0.01 1806 NEW 128.46 163.53
iShares Lehman Aggregate Bond (AGG) 0.01 1948 -96.00% 108.32 109.92
iShares S&P; Natl AMTFr Mncpl Bd Fd (MUB) 0.01 2101 -86.00% 109.00 110.93
Nordic American Tanker Shippin 0.01 11000 -76.00% 8.18 0.00
iShares S&P; SmallCap 600 Index (IJR) 0.01 3256 NEW 69.10 71.25
Kayne Anderson Energy Development (KED) 0.01 10352 19.51 17.54
BlackRock Floating Rate Income Trust (BGT) 0.01 12908 14.25 13.97
Neuberger Berman Real Estate Sec Inc Fd (NRO) 0.01 15771 5.33 5.50
Vanguard Short Term Corporate Bond ETF (VCSH) 0.01 2681 -28.00% 79.82 80.23
Special Opportunities Fund (SPE) 0.01 13734 14.64 15.51
Kayne Anderson Mdstm Energy 0.01 13965 16.47 0.00
Wisdomtree Tr intl hedge eqt 0.01 3370 NEW 62.91 0.00
Schwab Strategic Tr cmn 0.01 4310 -79.00% 49.65 0.00
Cys Investments 0.01 25000 7.96 0.00
First Tr Exch Traded Fund Ii lng/sht equity 0.01 5783 NEW 34.93 0.00
Snap Inc cl a 0.01 10000 NEW 22.50 0.00
Fifth Street Finance (FSC) 0.00 15000 4.60 5.46
Eldorado Gold Corp New 0.00 11330 3.44 0.00
Tanzanian Royalty Expl Corp 0.00 117371 0.43 0.00
Penn West Energy Trust 0.00 46000 1.70 0.00
Medley Capital Corporation 0.00 10000 7.70 0.00
Citigroup Inc Com Us cmn 0.00 18985 0.16 0.00
Kcap Financial 0.00 12000 4.08 0.00
Allianzgi Conv & Income Fd I 0.00 11760 6.04 0.00
Contravir Pharma 0.00 10000 1.80 0.00