First New York Securities

First New York Securities as of Sept. 30, 2015

Portfolio Holdings for First New York Securities

First New York Securities holds 314 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Dow Chemical Company 54.4 $1.2B 1.6M 762.50
Olin Corporation (OLN) 18.9 $411M 359k 1145.00
Dot Hill Systems 12.4 $269M 880k 305.83
Envivio 3.7 $81M 504k 160.00
Millennial Media 1.7 $37M 429k 85.00
Spdr S&p 500 Etf (SPY) 1.4 $31M 27k 1133.29
Solera Holdings 1.0 $22M 27k 817.11
Precision Castparts 0.8 $18M 10k 1716.79
Kythera Biopharmaceuticals I 0.7 $16M 206k 74.98
Home Properties 0.3 $6.0M 81k 74.75
Yahoo! 0.3 $5.9M 26k 231.00
Fiat Chrysler Auto 0.3 $5.7M 432k 13.21
Anheuser-Busch InBev NV (BUD) 0.2 $4.6M 43k 106.32
Cytec Industries 0.2 $4.5M 8.5k 525.00
Sanofi-Aventis SA (SNY) 0.2 $4.1M 87k 47.47
Con-way 0.2 $3.9M 83k 47.45
Ryland 0.2 $3.5M 86k 40.83
Strategic Hotels & Resorts 0.2 $3.5M 252k 13.79
Sigma-Aldrich Corporation 0.1 $3.2M 23k 138.92
Total (TTE) 0.1 $3.2M 72k 44.71
Cablevision Systems Corporation 0.1 $3.4M 7.5k 445.00
Novo Nordisk A/S (NVO) 0.1 $2.8M 51k 54.24
Thoratec Corporation 0.1 $2.5M 40k 63.26
H&R Block (HRB) 0.1 $2.4M 67k 36.20
Transocean (RIG) 0.1 $2.5M 190k 12.92
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $2.1M 60k 35.47
Sony Corporation (SONY) 0.1 $2.3M 92k 24.50
Novartis (NVS) 0.1 $2.1M 23k 91.92
Qiagen 0.1 $2.0M 78k 25.80
Synergetics USA 0.1 $1.9M 11k 174.90
Brown-Forman Corporation (BF.B) 0.1 $1.8M 19k 96.90
Ubs Group (UBS) 0.1 $1.7M 91k 18.52
Nokia Corporation (NOK) 0.1 $1.6M 232k 6.78
Sap (SAP) 0.1 $1.6M 25k 64.79
Diageo (DEO) 0.1 $1.3M 12k 107.79
Syngenta 0.1 $1.3M 20k 63.78
Deutsche Bank Ag-registered (DB) 0.1 $1.2M 45k 26.96
Statoil ASA 0.1 $1.1M 73k 14.56
Blyth 0.0 $762k 128k 5.97
CIGNA Corporation 0.0 $703k 5.2k 135.02
Frontline Limited Usd2.5 0.0 $672k 250k 2.69
Us Natural Gas Fd Etf 0.0 $556k 118k 4.70
Paypal Holdings (PYPL) 0.0 $698k 23k 31.04
Tenaris (TS) 0.0 $328k 14k 24.11
AGL Resources 0.0 $336k 5.5k 61.04
Greif (GEF) 0.0 $367k 12k 31.91
Telefonaktiebolaget LM Ericsson (ERIC) 0.0 $503k 51k 9.78
AutoZone (AZO) 0.0 $409k 565.00 723.83
Toyota Motor Corporation (TM) 0.0 $469k 4.0k 117.28
Macquarie Infrastructure Company 0.0 $373k 5.0k 74.66
HEICO Corporation (HEI) 0.0 $341k 7.0k 48.88
IPC The Hospitalist Company 0.0 $414k 5.3k 77.69
Terex Corporation (TEX) 0.0 $372k 21k 17.94
Proshares Tr Ii Ultrashort Ye etf (YCS) 0.0 $527k 6.0k 87.82
Ambac Finl Group Inc *w exp 04/30/202 0.0 $360k 52k 6.87
Sientra 0.0 $506k 50k 10.15
Comcast Corporation (CMCSA) 0.0 $250k 4.4k 56.88
Melco Crown Entertainment (MLCO) 0.0 $124k 9.0k 13.76
Progressive Corporation (PGR) 0.0 $153k 5.0k 30.64
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 0.0 $222k 3.2k 69.38
Range Resources (RRC) 0.0 $177k 5.5k 32.12
Wal-Mart Stores (WMT) 0.0 $203k 2.1k 96.67
Via 0.0 $112k 2.6k 43.15
Baxter International (BAX) 0.0 $164k 5.0k 32.85
Carnival Corporation (CCL) 0.0 $142k 2.9k 49.70
Verizon Communications (VZ) 0.0 $240k 5.5k 43.51
Western Digital (WDC) 0.0 $238k 3.0k 79.44
Mohawk Industries (MHK) 0.0 $164k 900.00 181.79
Koninklijke Philips Electronics NV (PHG) 0.0 $235k 10k 23.46
Partner Re 0.0 $126k 260.00 485.00
Computer Sciences Corporation 0.0 $305k 2.0k 152.50
Hewlett-Packard Company 0.0 $179k 9.4k 18.98
Royal Dutch Shell 0.0 $128k 2.7k 47.39
Lazard Ltd-cl A shs a 0.0 $142k 3.3k 43.30
Prudential Financial (PRU) 0.0 $116k 1.5k 76.21
Dollar Tree (DLTR) 0.0 $276k 4.1k 66.66
Central Garden & Pet (CENT) 0.0 $180k 12k 15.47
SBA Communications Corporation 0.0 $262k 2.5k 104.74
Huntsman Corporation (HUN) 0.0 $124k 13k 9.69
Altera Corporation 0.0 $255k 686.00 371.07
BHP Billiton (BHP) 0.0 $237k 7.5k 31.62
Hibbett Sports (HIBB) 0.0 $266k 7.6k 35.01
Cheniere Energy (LNG) 0.0 $242k 5.0k 48.30
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.0 $210k 16k 13.11
Crawford & Company (CRD.B) 0.0 $258k 46k 5.61
Winthrop Realty Trust 0.0 $169k 12k 14.36
Hancock Holding Company (HWC) 0.0 $111k 4.1k 27.05
BJ's Restaurants (BJRI) 0.0 $179k 4.2k 43.03
Potlatch Corporation (PCH) 0.0 $150k 5.2k 28.79
HCP 0.0 $158k 4.2k 37.25
Boston Properties (BXP) 0.0 $213k 1.8k 118.40
Madison Square Garden 0.0 $164k 2.3k 72.14
Hldgs (UAL) 0.0 $157k 3.0k 53.05
Globus Med Inc cl a (GMED) 0.0 $161k 7.8k 20.66
Prima Biomed Ltd spon adr lvl ii 0.0 $165k 130k 1.27
Norwegian Cruise Line Hldgs (NCLH) 0.0 $287k 5.0k 57.30
Cst Brands 0.0 $189k 5.6k 33.66
Plains Gp Hldgs L P shs a rep ltpn 0.0 $112k 6.4k 17.50
Zulily Inc cl a 0.0 $203k 12k 17.40
Medtronic (MDT) 0.0 $174k 2.6k 66.94
Mylan Nv 0.0 $121k 3.0k 40.26
Viavi Solutions Inc equities (VIAV) 0.0 $135k 25k 5.37
Chubb Corporation 0.0 $68k 550.00 122.65
Petroleo Brasileiro SA (PBR) 0.0 $13k 3.0k 4.35
Vale (VALE) 0.0 $13k 3.0k 4.20
Petroleo Brasileiro SA (PBR.A) 0.0 $3.3k 900.00 3.68
Time Warner 0.0 $90k 1.3k 68.75
HSBC Holdings (HSBC) 0.0 $3.4k 90.00 37.88
ICICI Bank (IBN) 0.0 $23k 2.7k 8.38
Joy Global 0.0 $22k 1.5k 14.93
Goldman Sachs (GS) 0.0 $56.000000 1.00 56.00
Signature Bank (SBNY) 0.0 $46k 331.00 137.56
TD Ameritrade Holding 0.0 $34k 1.1k 31.84
Bank of America Corporation (BAC) 0.0 $1.1k 112.00 9.54
CVB Financial (CVBF) 0.0 $17k 1.0k 16.70
Lincoln National Corporation (LNC) 0.0 $77k 1.6k 47.46
Blackstone 0.0 $16k 500.00 31.67
CSX Corporation (CSX) 0.0 $5.4k 200.00 26.90
Exxon Mobil Corporation (XOM) 0.0 $74k 1.0k 74.35
FedEx Corporation (FDX) 0.0 $50k 345.00 143.98
Abbott Laboratories (ABT) 0.0 $48k 1.2k 40.22
Teva Pharmaceutical Industries (TEVA) 0.0 $57k 1.0k 56.46
Comcast Corporation 0.0 $3.4k 60.00 57.23
CBS Corporation 0.0 $46k 1.2k 39.90
Ameren Corporation (AEE) 0.0 $46k 1.1k 42.27
Chevron Corporation (CVX) 0.0 $6.3k 80.00 78.88
Pulte (PHM) 0.0 $35k 1.8k 18.87
At&t (T) 0.0 $98k 3.0k 32.58
Apache Corporation 0.0 $2.0k 50.00 39.16
Hudson City Ban 0.0 $41k 4.0k 10.17
Kohl's Corporation (KSS) 0.0 $42k 900.00 46.31
Ryder System (R) 0.0 $74k 1.0k 74.04
Stanley Black & Decker (SWK) 0.0 $9.7k 100.00 96.98
Johnson Controls 0.0 $1.2k 30.00 41.37
Morgan Stanley (MS) 0.0 $35k 1.1k 31.50
Apartment Investment and Management 0.0 $67k 1.8k 37.02
TECO Energy 0.0 $2.6k 100.00 26.26
Equity Residential (EQR) 0.0 $25k 331.00 75.12
Christopher & Banks Corporation (CBKCQ) 0.0 $17k 15k 1.11
Office Depot 0.0 $16k 2.6k 6.42
McKesson Corporation (MCK) 0.0 $84k 456.00 185.03
Apple (AAPL) 0.0 $5.000000 2.00 2.50
Hess (HES) 0.0 $33k 660.00 50.06
Merck & Co (MRK) 0.0 $67k 1.4k 49.39
Nextera Energy (NEE) 0.0 $3.9k 40.00 97.55
Pepsi (PEP) 0.0 $67k 705.00 94.30
Philip Morris International (PM) 0.0 $94k 1.2k 79.33
Procter & Gamble Company (PG) 0.0 $7.2k 100.00 71.94
Stryker Corporation (SYK) 0.0 $48k 511.00 94.10
United Technologies Corporation 0.0 $77k 862.00 88.99
Xerox Corporation 0.0 $101k 10k 9.73
Qualcomm (QCOM) 0.0 $104k 1.9k 53.73
TJX Companies (TJX) 0.0 $32k 450.00 71.42
Southern Company (SO) 0.0 $3.6k 80.00 44.70
Brown-Forman Corporation (BF.A) 0.0 $1.9k 18.00 107.00
EOG Resources (EOG) 0.0 $43k 585.00 72.80
ITC Holdings 0.0 $46k 1.4k 33.34
Lowe's Companies (LOW) 0.0 $3.4k 50.00 68.92
Washington Real Estate Investment Trust (ELME) 0.0 $2.5k 100.00 24.93
SL Green Realty 0.0 $85k 790.00 108.16
Kellogg Company (K) 0.0 $4.0k 60.00 66.55
Visa (V) 0.0 $82k 1.2k 69.66
Standard Pacific 0.0 $23k 2.9k 8.00
Omni (OMC) 0.0 $2.7k 41.00 65.90
AvalonBay Communities (AVB) 0.0 $61k 350.00 174.82
Vornado Realty Trust (VNO) 0.0 $90k 1.0k 90.42
Applied Materials (AMAT) 0.0 $85k 5.8k 14.69
Chesapeake Energy Corporation 0.0 $26k 3.5k 7.33
IDEX Corporation (IEX) 0.0 $7.5k 105.00 71.30
IRSA Inversiones Representaciones 0.0 $102k 7.0k 14.54
Enbridge Energy Management 0.0 $71k 3.0k 23.78
Lennar Corporation (LEN.B) 0.0 $46k 1.2k 39.60
Amazon (AMZN) 0.0 $38.000100 3.00 12.67
HCC Insurance Holdings 0.0 $7.7k 100.00 77.47
Zimmer Holdings (ZBH) 0.0 $12k 130.00 93.93
Wynn Resorts (WYNN) 0.0 $31k 580.00 53.12
Ventas (VTR) 0.0 $90k 1.6k 56.06
Hertz Global Holdings 0.0 $1.4k 84.00 16.73
Radian (RDN) 0.0 $55k 3.5k 15.91
Rite Aid Corporation 0.0 $74k 12k 6.07
Tesoro Corporation 0.0 $12k 120.00 97.24
Quanta Services (PWR) 0.0 $2.1k 85.00 24.21
Brinker International (EAT) 0.0 $51k 965.00 52.67
Texas Capital Bancshares (TCBI) 0.0 $79k 1.5k 52.42
Companhia Energetica Minas Gerais (CIG) 0.0 $230.997000 130.00 1.78
Enterprise Products Partners (EPD) 0.0 $4.0k 43.00 92.51
Health Net 0.0 $6.0k 100.00 60.22
Key (KEY) 0.0 $102k 7.9k 13.01
Owens-Illinois 0.0 $3.0k 145.00 20.72
Premiere Global Services 0.0 $69k 5.0k 13.74
RPC (RES) 0.0 $89k 10k 8.85
Zions Bancorporation (ZION) 0.0 $33k 1.2k 27.54
DSW 0.0 $15k 600.00 25.31
Ez (EZPW) 0.0 $4.9k 800.00 6.17
Phi 0.0 $1.2k 64.00 18.88
Prosperity Bancshares (PB) 0.0 $9.8k 200.00 49.11
Armstrong World Industries (AWI) 0.0 $62k 1.3k 47.74
Commerce Bancshares (CBSH) 0.0 $4.6k 100.00 45.56
Copa Holdings Sa-class A (CPA) 0.0 $6.1k 146.00 41.93
Carrizo Oil & Gas 0.0 $6.2k 203.00 30.54
Concho Resources 0.0 $20k 200.00 98.30
Quest Diagnostics Incorporated (DGX) 0.0 $100k 1.6k 61.47
MetLife (MET) 0.0 $3.8k 80.00 47.15
M/I Homes (MHO) 0.0 $76k 3.2k 23.58
Navios Maritime Partners 0.0 $14k 1.9k 7.29
Plains All American Pipeline (PAA) 0.0 $3.6k 25.00 145.00
Pepco Holdings 0.0 $1.8k 103.00 17.33
Rush Enterprises (RUSHA) 0.0 $78k 3.2k 24.20
SPX Corporation 0.0 $8.0k 675.00 11.92
Alexion Pharmaceuticals 0.0 $156.000000 1.00 156.00
Banco Bradesco SA (BBD) 0.0 $1.8k 345.00 5.36
British American Tobac (BTI) 0.0 $21k 190.00 110.08
China Uni 0.0 $1.3k 100.00 12.77
Republic Airways Holdings 0.0 $15k 2.5k 5.78
Stifel Financial (SF) 0.0 $67k 1.6k 42.10
DealerTrack Holdings 0.0 $26k 22.00 1184.09
Unilever (UL) 0.0 $4.1k 100.00 40.78
Aqua America 0.0 $3.3k 126.00 26.47
Bk Nova Cad (BNS) 0.0 $14k 310.00 44.08
Cleco Corporation 0.0 $64k 1.2k 53.24
Lions Gate Entertainment 0.0 $30k 810.00 36.80
Navigant Consulting 0.0 $96k 6.0k 15.91
NAVIOS MARITIME HOLDINGS INC Com Stk 0.0 $622.000000 250.00 2.49
TreeHouse Foods (THS) 0.0 $101k 1.3k 77.79
Westlake Chemical Corporation (WLK) 0.0 $1.0k 20.00 51.90
Enersis 0.0 $41k 3.3k 12.64
Alcatel-Lucent 0.0 $1.5k 400.00 3.65
Rex American Resources (REX) 0.0 $13k 260.00 50.62
Merge Healthcare 0.0 $1.4k 200.00 7.10
Superior Energy Services 0.0 $16k 1.3k 12.63
Taubman Centers 0.0 $11k 162.00 69.08
Trina Solar 0.0 $9.9k 1.1k 8.97
National Health Investors (NHI) 0.0 $1.3k 23.00 57.48
Bel Fuse (BELFA) 0.0 $57k 3.4k 16.51
Central Garden & Pet (CENTA) 0.0 $24k 1.5k 16.11
Digirad Corporation 0.0 $21k 5.5k 3.74
HEICO Corporation (HEI.A) 0.0 $2.3k 50.00 45.40
Market Vectors Gold Miners ETF 0.0 $37k 2.7k 13.74
National Retail Properties (NNN) 0.0 $7.3k 200.00 36.27
Seneca Foods Corporation (SENEB) 0.0 $256.000000 8.00 32.00
Teck Resources Ltd cl b (TECK) 0.0 $461.001600 96.00 4.80
Towers Watson & Co 0.0 $9.4k 80.00 117.38
Nabors Industries 0.0 $1.0k 110.00 9.45
Hyatt Hotels Corporation (H) 0.0 $45k 956.00 47.10
Rush Enterprises (RUSHB) 0.0 $2.7k 116.00 23.31
Urstadt Biddle Properties 0.0 $30k 1.7k 17.85
American International (AIG) 0.0 $82k 1.4k 56.82
Green Plains Renewable Energy (GPRE) 0.0 $59k 3.1k 19.46
Regency Centers Corporation (REG) 0.0 $12k 200.00 62.15
Seadrill 0.0 $6.000000 1.00 6.00
Vale 0.0 $670.000000 200.00 3.35
Camden Property Trust (CPT) 0.0 $22k 300.00 73.90
Curis 0.0 $10k 5.0k 2.02
Hubbell Incorporated 0.0 $57k 528.00 108.14
Fortinet (FTNT) 0.0 $68k 1.6k 42.48
General Motors Company (GM) 0.0 $25k 150.00 164.50
Opko Health (OPK) 0.0 $34.000000 4.00 8.50
Kayne Anderson Energy Total Return Fund 0.0 $3.9k 300.00 13.08
Embotelladora Andina SA (AKO.B) 0.0 $6.6k 320.00 20.75
iShares Dow Jones US Financial (IYF) 0.0 $8.4k 100.00 84.11
Adept Technology 0.0 $3.3k 11.00 297.45
Targa Res Corp (TRGP) 0.0 $98k 1.9k 51.52
NovaBay Pharmaceuticals 0.0 $2.4k 8.2k 0.29
Constellation Brands 0.0 $250.000000 2.00 125.00
Mosaic (MOS) 0.0 $59k 1.9k 31.11
Hampton Roads Bankshares Inc C 0.0 $14k 7.4k 1.90
Freescale Semiconductor Holdin 0.0 $92k 2.5k 36.58
Hollyfrontier Corp 0.0 $4.1k 17.00 240.00
Wendy's/arby's Group (WEN) 0.0 $31k 3.6k 8.65
Ralph Lauren Corp (RL) 0.0 $11k 90.00 118.16
Ddr Corp 0.0 $10k 650.00 15.38
Cbre Group Inc Cl A (CBRE) 0.0 $3.2k 100.00 32.00
Brookfield Global Listed 0.0 $1.3k 100.00 12.53
Ntelos Holdings 0.0 $46k 5.1k 9.03
Caesars Entertainment 0.0 $388.997400 66.00 5.89
Phillips 66 (PSX) 0.0 $103k 1.3k 76.84
Ensco Plc Shs Class A 0.0 $1.7k 120.00 14.08
Carlyle Group 0.0 $48k 2.8k 16.80
Dht Holdings (DHT) 0.0 $20k 2.7k 7.42
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $8.7k 200.00 43.37
Workday Inc cl a (WDAY) 0.0 $90k 1.3k 68.86
Diamondback Energy (FANG) 0.0 $91k 1.4k 64.60
Zoetis Inc Cl A (ZTS) 0.0 $43k 500.00 85.00
Alteva 0.0 $64k 15k 4.41
Tri Pointe Homes (TPH) 0.0 $9.9k 759.00 13.09
Liberty Global Inc Com Ser A 0.0 $8.6k 200.00 42.94
Doubleline Income Solutions (DSL) 0.0 $3.5k 200.00 17.29
Twenty-first Century Fox 0.0 $1.9k 72.00 26.99
News (NWSA) 0.0 $35k 2.7k 12.62
News Corp Class B cos (NWS) 0.0 $42k 3.3k 12.82
Fox News 0.0 $11k 400.00 27.07
Cnh Industrial (CNH) 0.0 $652.000000 100.00 6.52
Ucp Inc-cl A 0.0 $3.4k 500.00 6.71
Intercontinental Exchange (ICE) 0.0 $2.8k 12.00 235.00
Ambev Sa- (ABEV) 0.0 $1.3k 100.00 12.50
American Airls (AAL) 0.0 $98k 2.3k 42.50
Ashford Hospitality Prime In 0.0 $77k 5.5k 14.03
Brixmor Prty (BRX) 0.0 $89k 3.8k 23.48
Google Inc Class C 0.0 $43k 71.00 608.42
Voya Financial (VOYA) 0.0 $66k 1.7k 38.77
Mediwound Ltd cmn 0.0 $23k 3.0k 7.63
Navient Corporation equity (NAVI) 0.0 $13k 1.2k 11.24
Markit 0.0 $93k 3.2k 29.00
Gopro (GPRO) 0.0 $13k 400.00 31.22
Wl Ross Holding Corp Uts 0.0 $33k 2.9k 11.23
Liberty Media Corp Del Com Ser C 0.0 $103k 3.0k 34.46
Elbit Imaging 0.0 $55k 43k 1.28
California Resources 0.0 $2.6k 1.0k 2.60
Liberty Broadband Cl C (LBRDK) 0.0 $10k 200.00 51.17
Outfront Media (OUT) 0.0 $3.1k 147.00 20.80
Fairmount Santrol Holdings 0.0 $51k 19k 2.70
Liberty Global 0.0 $3.4k 100.00 33.69
Spx Flow 0.0 $23k 675.00 34.43
Boulevard Acquisition unit 99/99/9999 0.0 $997.000000 100.00 9.97