Vivaldi Asset Management

First Trust Capital Management as of Sept. 30, 2021

Portfolio Holdings for First Trust Capital Management

First Trust Capital Management holds 222 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kansas City Southern Equity 6.4 $42M 156k 270.64
Flagstar Bancorp Equity 5.3 $35M 692k 50.78
Sterling Bancorp Del Equity 4.9 $33M 1.3M 24.96
Cornerstone Ondemand Equity 4.9 $32M 567k 57.26
Cloudera Equity 4.3 $28M 1.8M 15.97
Stamps Equity 4.0 $26M 80k 329.79
Cimarex Energy Equity 3.9 $26M 295k 87.20
Magellan Health Equity 2.5 $16M 172k 94.55
Altabancorp Equity 2.5 $16M 368k 44.16
Landmark Infrastrctur Partr Equity 2.0 $13M 802k 16.35
Itamar Med Equity 2.0 $13M 427k 30.22
Score Media & Gaming Equity 1.8 $12M 343k 34.23
Cadence Bancorporation Equity 1.6 $11M 487k 21.96
Atotech Equity 1.6 $11M 442k 24.15
Howard Bancorp Equity 1.3 $8.5M 420k 20.28
Soliton Equity 1.2 $7.6M 373k 20.36
890 5th Ave Partners Equity 1.0 $6.6M 669k 9.91
Acceleron Pharma Equity 0.9 $5.9M 34k 172.11
Environmental Impact Acqu Equity 0.9 $5.8M 584k 9.89
Trebia Acquisition Corp Equity 0.9 $5.7M 571k 9.91
Lionheart Acquisition Corp I Equity 0.9 $5.7M 570k 9.91
Mcap Acquisition Corp Equity 0.8 $5.1M 520k 9.87
Spartan Acquisition Corp Iii Equity 0.8 $5.1M 519k 9.88
Gigcapital4 Equity 0.7 $4.6M 465k 9.86
Ftac Athena Acquisition Corp Equity 0.7 $4.3M 439k 9.88
Gores Guggenheim Equity 0.6 $4.3M 417k 10.22
Tailwind Acquisition Corp Equity 0.6 $4.2M 434k 9.78
Cm Life Sciences Iii Equity 0.6 $4.1M 416k 9.92
Far Peak Acquisition Corp Equity 0.6 $4.0M 399k 9.95
Software Acquisition Group Iii Unt Equity 0.5 $3.4M 340k 10.10
Ecp Environmental Gw Opt Cor Equity 0.5 $3.4M 341k 9.88
E Merge Technology Acquisiti Equity 0.5 $3.3M 339k 9.82
Social Capital Hedosopha Hld Equity 0.5 $3.3M 326k 10.15
Tekkorp Digital Acquisitn Equity 0.5 $3.3M 332k 9.82
Ig Acquisition Corp Equity 0.5 $3.2M 324k 9.79
Longview Acquisition Corp Ii Equity 0.5 $3.2M 320k 9.89
Gores Metropoulos Ii Equity 0.5 $3.1M 316k 9.88
Dmy Technology Group Inc Iv Equity 0.5 $3.0M 303k 9.91
Thayer Ventures Acqu Corp Equity 0.5 $3.0M 297k 10.11
Fortress Capital Acquisition Equity 0.5 $3.0M 306k 9.78
Prime Impact Acquisition I Equity 0.4 $2.9M 300k 9.82
European Sustainable Growth Equity 0.4 $2.9M 292k 9.90
Eq Health Acquisition Corp Equity 0.4 $2.9M 295k 9.77
Apollo Strategic Growth Capt Equity 0.4 $2.9M 295k 9.76
Kins Technology Group Equity 0.4 $2.8M 280k 9.94
Healthcor Catalio Acqu Corp Equity 0.4 $2.8M 281k 9.90
Dpcm Cap Equity 0.4 $2.7M 280k 9.77
Equity Distr Acquisition Cor Equity 0.4 $2.7M 277k 9.82
Dragoneer Growth Oppty Corp Equity 0.4 $2.7M 273k 9.95
Burgundy Technology Acqu Cor Equity 0.4 $2.7M 269k 9.95
Queens Gambit Growth Capital Equity 0.4 $2.6M 268k 9.87
Chp Merger Corp Equity 0.4 $2.6M 258k 10.02
Americas Technology Acqsn Equity 0.4 $2.6M 251k 10.24
M3 Brigade Acquisition Ii Equity 0.4 $2.6M 260k 9.91
Colicity Equity 0.4 $2.6M 259k 9.92
Avanti Acquisition Corp Equity 0.4 $2.5M 260k 9.79
Carney Technology Acqu Corp Equity 0.4 $2.5M 250k 9.97
Corner Growth Acquisition Equity (COOL) 0.4 $2.5M 255k 9.76
Athena Technology Acquisi Equity 0.4 $2.5M 248k 9.93
Trillium Therapeutics Equity 0.4 $2.4M 138k 17.56
Cohn Robbins Holdings Corp Equity 0.4 $2.3M 238k 9.82
Motive Capital Corp Equity 0.4 $2.3M 235k 9.90
Yucaipa Acquisition Corp Equity 0.3 $2.3M 233k 9.88
Khosla Ventures Acquisition Equity 0.3 $2.3M 233k 9.87
Pine Is Acquisition Corp Equity 0.3 $2.3M 231k 9.76
H I G Acquisition Corp Equity 0.3 $2.2M 225k 9.77
Population Health Invs Co In Equity 0.3 $2.2M 222k 9.78
Seven Oaks Acquisition Corp Equity 0.3 $2.1M 212k 9.93
Roman Dbdr Tech Acquisition Equity 0.3 $2.1M 207k 10.11
European Biotech Acqutn Corp Equity 0.3 $2.1M 210k 9.94
Northern Star Invstmnt Corp Equity (NSTB) 0.3 $2.1M 208k 9.93
Pmv Consumer Acquisition Cor Equity 0.3 $2.1M 210k 9.81
Gigcapital 5 Unt Equity (GIAFU) 0.3 $2.1M 200k 10.28
Kingswood Acquisition Corp Equity 0.3 $2.0M 201k 10.09
Oaktree Acquisition Corp Ii Equity 0.3 $2.0M 207k 9.80
Churchill Capital Corp V Equity 0.3 $2.0M 207k 9.78
Hennessy Capital Invs Corp V Equity 0.3 $2.0M 204k 9.87
Forum Merger Iv Corp Equity 0.3 $2.0M 200k 10.00
Social Leverage Acquisn Corp Equity 0.3 $2.0M 204k 9.78
Horizon Acquisition Corporat Equity 0.3 $2.0M 203k 9.80
Redball Acquisition Corp Equity 0.3 $1.9M 195k 9.84
Bcls Acquisition Corp Equity 0.3 $1.9M 191k 9.96
Columbia Ppty Tr Equity 0.3 $1.9M 98k 19.02
Healthcare Capital Corp Equity 0.3 $1.9M 189k 9.86
Tailwind Internatnal Acq Cor Equity 0.3 $1.8M 185k 9.91
Z-work Acquisition Corp Equity 0.3 $1.8M 185k 9.91
Cf Acquisition Corp V Equity 0.3 $1.8M 185k 9.90
Malacca Straits Acquisition Equity 0.3 $1.8M 184k 9.94
Cf Acquisition Corp Iv Equity 0.3 $1.8M 188k 9.73
Empowerment & Inclusion Capi Equity 0.3 $1.8M 180k 10.00
Sarissa Capital Acquisitn Equity 0.3 $1.8M 180k 9.88
Bridgetown Holdings Equity 0.3 $1.7M 178k 9.81
East Res Acquisition Equity 0.3 $1.7M 176k 9.84
Orion Biotech Opportuntes Equity 0.3 $1.7M 175k 9.90
North Atlantic Acquisitn Cor Equity 0.3 $1.7M 173k 9.92
Scion Tech Growth I Equity 0.3 $1.7M 172k 9.97
Interprivate Iii Financia Equity 0.3 $1.7M 169k 9.90
Vy Global Growth Equity 0.3 $1.7M 170k 9.81
Research Alliance Corp Ii Equity 0.3 $1.7M 169k 9.85
7gc & Co Holdings Equity 0.3 $1.7M 170k 9.73
Eucrates Biomedical Acqu Cor Equity 0.2 $1.6M 168k 9.78
Athlon Acquisition Corp Equity 0.2 $1.6M 165k 9.78
Blueriver Acquisition Corp Equity (BLUVF) 0.2 $1.6M 162k 9.95
North Mountain Merger Corp Equity 0.2 $1.6M 157k 10.18
Pivotal Investment Corp Iii Equity 0.2 $1.6M 158k 9.88
Arya Sciences Acquisition V Cl A Ord Equity 0.2 $1.6M 158k 9.88
Lazard Growth Acquisition Equity 0.2 $1.5M 159k 9.73
Go Acquisition Corp Equity 0.2 $1.5M 156k 9.81
Rmg Acquisition Corp Iii Equity (RMGUF) 0.2 $1.5M 155k 9.88
Direct Selling Acquisition Unt Equity (DSAQU) 0.2 $1.5M 150k 10.08
Dfp Healthcare Acquisitns Equity 0.2 $1.5M 149k 9.94
Montes Archimedes Acquisitio Equity 0.2 $1.4M 143k 10.00
Tiga Acquisition Corp Equity 0.2 $1.4M 139k 10.13
Ftac Hera Acquisition Corp Equity 0.2 $1.4M 144k 9.74
Diamondhead Holdings Corp Equity 0.2 $1.4M 140k 9.90
Clarim Acquisition Corp Equity 0.2 $1.4M 139k 9.84
26 Capital Acquisition Corp Equity 0.2 $1.4M 140k 9.72
Highland Transcend Partners Equity 0.2 $1.4M 137k 9.92
Adit Edtech Acquisition Corp Equity 0.2 $1.3M 135k 9.98
Zanite Acquisition Corp Equity 0.2 $1.3M 133k 10.11
Churchill Capital Corp Vii Equity (CVII) 0.2 $1.3M 138k 9.72
Delwinds Ins Acquisition Cor Equity 0.2 $1.3M 135k 9.89
Vpc Impact Acqu Holdi Iii In Equity 0.2 $1.3M 134k 9.91
Ivanhoe Capital Acquistin Equity 0.2 $1.3M 134k 9.90
Trepont Acquisition Corp I Equity 0.2 $1.3M 132k 9.97
Scion Tech Growth I Equity 0.2 $1.3M 134k 9.73
Lux Health Tech Acquisition Equity 0.2 $1.3M 133k 9.81
Benessere Capital Acqustn Equity 0.2 $1.3M 128k 10.04
Growth Cap Acquisition Corp Equity 0.2 $1.3M 129k 9.88
Bright Lights Acquisition Equity 0.2 $1.3M 126k 10.09
Leo Holdings Iii Corp Equity 0.2 $1.3M 127k 9.94
Broadscale Acquisition Corp Equity 0.2 $1.2M 126k 9.89
North Mountain Merger Corp Equity 0.2 $1.2M 126k 9.79
Khosla Ventures Acqut Co Iii Equity 0.2 $1.2M 126k 9.80
Frontier Acquisition Corp Equity 0.2 $1.2M 126k 9.71
Frazier Lifesciences Acqu Equity 0.2 $1.2M 124k 9.82
Novus Capital Corporation Ii Equity 0.2 $1.2M 122k 9.90
7gc & Co Holdings Equity 0.2 $1.2M 117k 10.02
Cai International Equity 0.2 $1.2M 21k 55.92
Monument Circle Acquisitn Equity 0.2 $1.1M 113k 10.01
Jaws Juggernaut Acquisitn Equity 0.2 $1.1M 112k 10.07
Altimeter Growth Corp 2 Equity 0.2 $1.1M 113k 9.89
Foresight Acquisition Corp Equity 0.2 $1.1M 114k 9.86
Magnum Opus Acquisition Equity 0.2 $1.0M 102k 9.89
Cartesian Growth Corp Equity 0.2 $1.0M 102k 9.85
Epiphany Technology Acquisit Equity 0.2 $996k 102k 9.77
Thunder Brdg Cap Prtnrs Iv I Equity 0.1 $985k 100k 9.85
Altitude Acquisition Corp Equity 0.1 $935k 95k 9.84
Prospector Capital Corp Equity 0.1 $922k 95k 9.76
Northern Genesis Acquisition Equity 0.1 $915k 92k 9.93
Authentic Equity Acquistn Equity 0.1 $903k 90k 10.03
Virtuoso Acquisition Corp Equity 0.1 $892k 90k 9.91
Cf Acquisition Corp Vi Equity 0.1 $887k 90k 9.86
Bridgetown 2 Holdings Equity 0.1 $879k 89k 9.91
Biotech Acquisition Company Equity 0.1 $877k 90k 9.74
Fusion Acquisition Corp Ii Equity 0.1 $874k 90k 9.71
Capstar Spl Purp Acquisition Equity 0.1 $814k 82k 9.92
Humanco Acquisition Corp Equity 0.1 $806k 82k 9.88
Thimble Point Acquisition Equity 0.1 $797k 80k 9.94
Poema Global Holdings Corp Equity 0.1 $790k 80k 9.85
Ventoux Ccm Acquisition Corp Equity 0.1 $772k 77k 10.00
Golden Arrow Merger Corp Equity (GAMCU) 0.1 $743k 75k 9.91
Edtechx Holdings Acqu Corp I Equity 0.1 $689k 68k 10.21
Cc Neuberger Prin Hldgs Ii Equity 0.1 $686k 70k 9.83
Plum Acquisition Corp I Equity 0.1 $685k 71k 9.68
Lightjump Acquisition Corp Equity 0.1 $680k 68k 10.07
Archimedes Tech Spac Partnr Equity 0.1 $672k 68k 9.96
Eq Health Acquisition Corp Equity 0.1 $634k 63k 9.99
Nuance Communications Equity 0.1 $619k 11k 55.08
Athene Holding Equity 0.1 $615k 8.9k 68.81
Atlas Crest Investment Corp Equity 0.1 $599k 60k 9.98
Progress Acquisition Corp Equity 0.1 $586k 59k 10.02
Boa Acquisition Corp Equity 0.1 $573k 58k 9.89
Xilinx Equity 0.1 $541k 3.6k 151.08
Tlg Acquisition One Corp Equity 0.1 $536k 54k 9.93
Plum Acquisition Corp I Equity 0.1 $491k 50k 9.82
Moringa Acquisition Corp Equity (MACAU) 0.1 $484k 49k 9.96
Ackrell Spac Partners I Equity 0.1 $460k 45k 10.22
Dune Acquisition Corp Equity 0.1 $456k 45k 10.13
Ithax Acquisition Corp Equity 0.1 $449k 45k 9.98
Omega Alpha Spac Equity 0.1 $447k 46k 9.74
Hh&l Acquisition Equity 0.1 $447k 45k 9.93
Ihs Markit Equity 0.1 $446k 3.8k 116.59
Peridot Acquisition Corp Ii Equity 0.1 $444k 45k 9.87
Golden Falcon Acquisition Equity 0.1 $439k 45k 9.76
Roth Ch Acquisition Iii Equity 0.1 $400k 40k 9.93
Decarbonization Plus Acqu Ii Equity 0.1 $361k 37k 9.88
Vereit Equity 0.1 $358k 7.9k 45.20
Dd3 Acquisition Corp Ii Equity 0.1 $358k 36k 9.92
Kl Acquisition Corp Equity 0.1 $356k 36k 9.89
Pnm Res Equity (TXNM) 0.1 $355k 7.2k 49.52
Covanta Hldg Corp Equity 0.1 $354k 18k 20.12
5 01 Acquisition Corp Equity 0.1 $344k 35k 9.82
Sanderson Farms Equity 0.1 $344k 1.8k 188.29
Agile Growth Corp Equity 0.0 $328k 33k 9.90
Social Capital Hedosopha Hld Equity 0.0 $320k 32k 10.13
Lmf Acquisition Opportunit I Equity 0.0 $315k 30k 10.50
State Auto Finl Corp Equity 0.0 $315k 6.2k 51.02
Five9 Equity (FIVN) 0.0 $301k 1.9k 159.77
Sports Entertainment Acqu Equity 0.0 $275k 28k 10.00
Inovalon Hldgs Equity 0.0 $264k 6.5k 40.35
Atlantic Ave Acquisition Cor Equity 0.0 $257k 26k 9.81
Better World Acquisition Cor Equity 0.0 $252k 25k 10.08
PPD Equity 0.0 $251k 5.4k 46.89
Tech And Energy Transition Equity 0.0 $249k 25k 9.79
Turmeric Acquisition Corp Equity 0.0 $245k 25k 9.80
Vectoiq Acquisition Corp Ii Equity 0.0 $243k 25k 9.72
Meridian Bancorp Inc Md Equity 0.0 $240k 12k 20.73
Aerojet Rocketdyne Hldgs Equity 0.0 $228k 5.2k 43.59
Cova Acquisition Corp Equity 0.0 $224k 23k 9.96
Peoples United Financial Equity 0.0 $212k 12k 17.48
Investors Bancorp Equity 0.0 $211k 14k 15.08
Change Healthcare Equity 0.0 $202k 9.7k 20.88
Tailwind Two Acquisition Cor Equity 0.0 $197k 20k 9.75
Adit Edtech Acquisition Corp Equity 0.0 $195k 20k 9.75
Breeze Holdings Acquisitn Equity (BRZH) 0.0 $190k 19k 10.10
Sportsmans Whse Hldgs Equity (SPWH) 0.0 $177k 10k 17.56
Lmf Acquisition Opportunit I Equity 0.0 $155k 15k 10.05
Edtechx Holdings Acqu Corp I Equity 0.0 $150k 15k 10.00
Hudson Executive Invs Corp I Equity 0.0 $149k 15k 9.93
Stratim Cloud Acquisition Equity 0.0 $134k 14k 9.93
Sarissa Capital Acquisitn Equity 0.0 $130k 13k 9.84