Herndon Plant Oakley

Herndon Plant Oakley as of Sept. 30, 2012

Portfolio Holdings for Herndon Plant Oakley

Herndon Plant Oakley holds 166 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kinder Morgan Energy Partners 7.9 $38M 456k 82.50
iShares Barclays 20+ Yr Treas.Bond (TLT) 7.7 $37M 297k 124.22
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 4.9 $23M 2.0M 11.70
Kinder Morgan Management 4.0 $19M 251k 76.40
Teekay Lng Partners 3.0 $14M 376k 37.62
Telstra Corporation 2.6 $13M 623k 20.25
Vodafone 2.6 $12M 436k 28.50
Exxon Mobil Corporation (XOM) 2.5 $12M 133k 91.45
Goodyear Tire Rubr Pfd 5.875% p 2.4 $12M 264k 44.17
ProShares Short S&P500 2.4 $11M 332k 34.08
Hartford Financial Services (HIG) 2.2 $10M 531k 19.44
Westpac Banking Corporation 2.1 $10M 78k 128.33
GAMCO Natural Resources, Gold & Income Trust (GNT) 2.0 $9.7M 605k 16.00
Eagle Rock Energy Partners,L.P 2.0 $9.5M 999k 9.56
Kinder Morgan (KMI) 2.0 $9.4M 265k 35.52
San Juan Basin Royalty Trust (SJT) 1.8 $8.7M 613k 14.17
General Electric Company 1.6 $7.7M 340k 22.71
Enbridge Energy Partners 1.6 $7.4M 252k 29.44
Rydex S&P Equal Weight ETF 1.4 $6.8M 130k 52.18
PennantPark Investment (PNNT) 1.3 $6.0M 568k 10.61
Enterprise Products Partners (EPD) 1.2 $6.0M 111k 53.60
Plains All American Pipeline (PAA) 1.2 $5.9M 67k 88.20
Kinder Morgan Inc/delaware Wts 1.2 $5.7M 1.6M 3.49
Merck & Co (MRK) 1.2 $5.7M 126k 45.10
Microsoft Corporation (MSFT) 1.2 $5.6M 189k 29.76
EMC Corporation 1.2 $5.6M 207k 27.27
Xl Group 1.2 $5.6M 232k 24.03
Wal-Mart Stores (WMT) 1.1 $5.5M 74k 73.80
Intel Corporation (INTC) 1.1 $5.3M 234k 22.66
Advent Claymore Convertible Sec & Inc (AVK) 1.1 $5.3M 319k 16.47
Stryker Corporation (SYK) 1.0 $4.9M 89k 55.66
Boeing Company (BA) 1.0 $4.9M 71k 69.59
Flaherty & Crumrine/Claymore Preferred S (FFC) 1.0 $4.6M 228k 19.99
Oneok Partners 0.9 $4.4M 74k 59.50
Tellabs 0.9 $4.2M 1.2M 3.53
AllianceBernstein Income Fund 0.8 $4.0M 468k 8.64
LSI Corporation 0.8 $3.7M 534k 6.91
Enbridge Energy Management 0.8 $3.6M 115k 31.66
At&t (T) 0.7 $3.5M 93k 37.70
Nokia Corporation (NOK) 0.7 $3.4M 1.3M 2.58
Alcoa 0.7 $3.3M 370k 8.85
Calamos Convertible & Hi Income Fund (CHY) 0.7 $3.3M 258k 12.66
Clough Global Allocation Fun (GLV) 0.7 $3.2M 235k 13.54
Ford Motor Company (F) 0.7 $3.1M 319k 9.86
Dell 0.6 $3.0M 308k 9.86
Ventas (VTR) 0.6 $2.8M 46k 62.25
Micron Technology (MU) 0.6 $2.8M 468k 5.98
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.6 $2.8M 287k 9.72
AGIC Convertible & Income Fund 0.6 $2.6M 280k 9.44
iShares Dow Jones Select Dividend (DVY) 0.5 $2.4M 42k 57.68
Leggett & Platt (LEG) 0.5 $2.3M 91k 25.05
Johnson & Johnson (JNJ) 0.5 $2.2M 33k 68.92
Southwest Airlines (LUV) 0.5 $2.3M 257k 8.77
Calamos Strategic Total Return Fund (CSQ) 0.5 $2.2M 220k 10.17
Energy Transfer Partners 0.5 $2.2M 51k 42.56
Global X Etf equity 0.4 $2.0M 90k 22.08
3M Company (MMM) 0.4 $1.7M 19k 92.40
Coca-Cola Company (KO) 0.3 $1.7M 45k 37.94
HCC Insurance Holdings 0.3 $1.7M 50k 33.90
Jack Henry & Associates (JKHY) 0.3 $1.6M 42k 37.85
Teva Pharmaceutical Industries (TEVA) 0.3 $1.6M 38k 41.42
Cisco Systems (CSCO) 0.3 $1.5M 77k 19.09
Bank Of America 8.2% Rep. 1/10 p 0.3 $1.5M 57k 25.99
Iron Mountain Incorporated 0.3 $1.4M 40k 34.11
PowerShares QQQ Trust, Series 1 0.3 $1.3M 19k 68.59
Copano Energy 0.3 $1.2M 37k 32.97
Hatteras Financial 0.3 $1.2M 44k 28.20
Verizon Communications (VZ) 0.2 $1.2M 26k 45.56
NuStar Energy 0.2 $1.2M 23k 50.87
Texas Capital Bancshares (TCBI) 0.2 $1.1M 22k 49.73
Cohen & Steers infrastucture Fund (UTF) 0.2 $1.1M 61k 18.22
Putnam Premier Income Trust (PPT) 0.2 $1.0M 179k 5.73
PowerShrs CEF Income Cmpst Prtfl 0.2 $1.1M 41k 25.85
Peyto Expl & Dev (PEYUF) 0.2 $1.0M 42k 24.65
Pfizer (PFE) 0.2 $1.0M 41k 24.85
Proshares Tr Ultrashort Dow30 Newetf 0.2 $994k 21k 46.80
Corning Incorporated (GLW) 0.2 $954k 73k 13.15
Philip Morris International (PM) 0.2 $977k 11k 89.95
St. Joe Company (JOE) 0.2 $976k 50k 19.49
Targa Resources Partners 0.2 $901k 21k 42.89
Nuveen Build Amer Bd Opptny 0.2 $918k 42k 22.06
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $876k 8.3k 105.73
Western Asst High Incm Opprtnty Fnd (HIO) 0.2 $879k 132k 6.65
New America High Income Fund I 0.2 $825k 75k 10.99
Chevron Corporation (CVX) 0.2 $759k 6.5k 116.59
Hartford Finl Svcs Group Inc dep conv p 0.1 $726k 38k 19.10
Abbott Laboratories (ABT) 0.1 $737k 11k 68.53
Bristol Myers Squibb (BMY) 0.1 $696k 21k 33.74
Vanguard Total Stock Market ETF (VTI) 0.1 $705k 9.6k 73.65
PowerShares Preferred Portfolio 0.1 $694k 47k 14.79
Arthur J. Gallagher & Co. (AJG) 0.1 $690k 19k 35.82
International Business Machines (IBM) 0.1 $690k 3.3k 207.39
iShares S&P SmallCap 600 Index (IJR) 0.1 $677k 8.8k 77.03
Rydex Etf Trust equity 0.1 $678k 24k 28.16
Eaton Vance Senior Floating Rate Fund (EFR) 0.1 $612k 37k 16.61
SPDR S&P International Dividend (DWX) 0.1 $597k 13k 45.23
Dividend & Income 0.1 $619k 170k 3.64
TC Pipelines 0.1 $569k 13k 45.16
Bank of America Corporation (BAC) 0.1 $524k 59k 8.83
Koninklijke Philips Electronics NV (PHG) 0.1 $516k 22k 23.45
ConocoPhillips (COP) 0.1 $505k 8.8k 57.20
SPDR S&P Dividend (SDY) 0.1 $498k 8.6k 58.09
Nuveen Equity Premium Opportunity Fund 0.1 $459k 36k 12.61
WisdomTree Emerging Markets Eq (DEM) 0.1 $463k 8.6k 53.70
Pepsi (PEP) 0.1 $408k 5.8k 70.83
Procter & Gamble Company (PG) 0.1 $424k 6.1k 69.35
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $443k 35k 12.77
Vanguard Small-Cap ETF (VB) 0.1 $437k 5.5k 80.18
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $452k 46k 9.86
Kimberly-Clark Corporation (KMB) 0.1 $398k 4.6k 85.85
SPDR Barclays Capital High Yield B 0.1 $370k 9.2k 40.24
ProShares UltraShort Euro (EUO) 0.1 $404k 20k 20.10
Avon Products 0.1 $332k 21k 15.94
Wells Fargo & Company (WFC) 0.1 $321k 9.3k 34.54
General Mills (GIS) 0.1 $338k 8.5k 39.86
Prosperity Bancshares (PB) 0.1 $342k 8.0k 42.65
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.1 $322k 25k 13.00
John Hancock Preferred Income Fund (HPI) 0.1 $317k 14k 22.91
Nuveen Insured Municipal Opp. Fund 0.1 $326k 21k 15.62
Clough Global Equity Fund closed-end fund (GLQ) 0.1 $344k 27k 12.92
Caterpillar (CAT) 0.1 $264k 3.1k 85.99
Altria (MO) 0.1 $269k 8.0k 33.45
Navios Maritime Partners 0.1 $267k 18k 14.83
Bank Of America Corporation warrant 0.1 $294k 83k 3.53
Vanguard Mid-Cap ETF (VO) 0.1 $308k 3.8k 81.05
Kayne Anderson MLP Investment (KYN) 0.1 $263k 8.4k 31.24
Barclays Bk Plc ipth s^p vix 0.1 $293k 33k 8.99
Nuveen Quality Income Municipal Fund 0.1 $306k 19k 16.14
Nuveen Premium Income Municipal Fund 0.1 $264k 17k 15.68
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $296k 5.2k 56.92
Apple (AAPL) 0.1 $230k 345.00 666.67
ConAgra Foods (CAG) 0.1 $230k 8.3k 27.60
Citigroup Inc unit 0.1 $252k 2.6k 96.92
Oracle Corporation (ORCL) 0.1 $227k 7.2k 31.50
Symmetri 0.1 $251k 36k 6.97
Rush Enterprises (RUSHA) 0.1 $248k 13k 19.22
Zix Corporation 0.1 $219k 77k 2.86
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $233k 47k 5.01
Nuveen Premier Mun Income 0.1 $229k 15k 15.47
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $227k 16k 14.20
Blackrock Strategic Bond Trust 0.1 $245k 16k 15.04
Office Depot 0.0 $175k 68k 2.57
Yum! Brands (YUM) 0.0 $206k 3.1k 66.32
Halliburton Company (HAL) 0.0 $207k 6.2k 33.63
Susser Holdings Corporation 0.0 $203k 5.6k 36.25
Aberdeen Asia-Pacific Income Fund 0.0 $167k 21k 7.79
Gabelli Dividend & Income Trust (GDV) 0.0 $176k 10k 16.92
Nicholas-applegate Conv. Incom 0.0 $213k 25k 8.65
ING Asia Pacific High Divid Eq Inco Fund 0.0 $184k 11k 16.44
Nuveen Insured Premium Incm. Mun. Fnd II 0.0 $206k 13k 15.34
BlackRock MuniYield Insured Investment 0.0 $208k 13k 15.80
Wells Fargo Advantage Utils (ERH) 0.0 $214k 18k 12.06
MGIC Investment (MTG) 0.0 $138k 90k 1.53
BlackRock Income Trust 0.0 $129k 17k 7.66
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $125k 17k 7.59
Roundy's 0.0 $151k 25k 6.04
Regions Financial Corporation (RF) 0.0 $75k 11k 7.18
iCAD 0.0 $82k 38k 2.14
Liberty All-Star Equity Fund (USA) 0.0 $83k 17k 4.85
Towerstream Corporation 0.0 $74k 18k 4.07
Hugoton Royalty Trust (HGTXU) 0.0 $69k 10k 6.62
Crocotta Energy 0.0 $58k 20k 2.90
Generex Biotechnology Corporation 0.0 $1.0k 10k 0.10
Commerce Financial Corp ****re 0.0 $0 20k 0.00
Tootie Pie Company (TOOT) 0.0 $4.0k 17k 0.23
Rio Verde Minerals Development 0.0 $6.0k 20k 0.30