Herndon Plant Oakley

Herndon Plant Oakley as of March 31, 2011

Portfolio Holdings for Herndon Plant Oakley

Herndon Plant Oakley holds 158 positions in its portfolio as reported in the March 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Barclays 20+ Yr Treas.Bond (TLT) 15.3 $48M 524k 92.13
ProShares Short S&P500 4.3 $13M 327k 41.17
Hartford Finl Svcs Group Inc dep conv p 3.4 $11M 410k 26.05
Citigroup Inc unit 2.7 $8.6M 68k 126.51
Kinder Morgan Energy Partners 2.5 $8.0M 109k 74.09
D Xl Company Switzerland Equity conv pref. 2.3 $7.1M 212k 33.69
Abbott Laboratories (ABT) 2.2 $7.0M 143k 49.05
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 2.0 $6.3M 456k 13.85
Eagle Rock Energy Partners,L.P 1.9 $5.8M 570k 10.25
EMC Corporation 1.8 $5.7M 214k 26.56
Oracle Corporation (ORCL) 1.8 $5.5M 165k 33.44
AllianceBernstein Holding (AB) 1.7 $5.3M 241k 21.80
JPMorgan Chase & Co. (JPM) 1.6 $5.0M 109k 46.10
Citi 1.6 $4.9M 1.1M 4.42
E.I. du Pont de Nemours & Company 1.5 $4.8M 87k 54.97
Dell 1.5 $4.7M 327k 14.51
Enterprise Products Partners (EPD) 1.5 $4.7M 110k 43.06
Intel Corporation (INTC) 1.5 $4.6M 228k 20.18
Microsoft Corporation (MSFT) 1.4 $4.6M 181k 25.39
Enbridge Energy Partners 1.4 $4.4M 68k 64.63
Rydex S&P Equal Weight ETF 1.4 $4.4M 86k 50.46
Stryker Corporation (SYK) 1.3 $4.2M 69k 60.80
Wal-Mart Stores (WMT) 1.3 $4.1M 80k 52.05
Hess (HES) 1.3 $4.1M 49k 85.21
Vodafone 1.3 $4.1M 144k 28.75
LSI Corporation 1.3 $4.1M 604k 6.80
Valero Energy Corporation (VLO) 1.2 $3.7M 125k 29.82
Sprint Nextel Corporation 1.1 $3.6M 768k 4.64
San Juan Basin Royalty Trust (SJT) 1.1 $3.6M 129k 27.55
Legg Mason 1.1 $3.5M 97k 36.09
Hugoton Royalty Trust (HGTXU) 1.1 $3.5M 147k 23.78
Calamos Convertible & Hi Income Fund (CHY) 1.1 $3.5M 254k 13.64
Kinder Morgan Management 1.1 $3.4M 52k 65.58
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.1 $3.4M 379k 8.95
Cerner Corporation 1.1 $3.3M 30k 111.20
Kemet Corporation Cmn 0.9 $3.0M 201k 14.83
AGIC Convertible & Income Fund 0.9 $2.9M 266k 10.95
Advent Claymore Convertible Sec & Inc (AVK) 0.9 $2.9M 145k 19.81
Calamos Strategic Total Return Fund (CSQ) 0.9 $2.7M 278k 9.73
Calamos Conv. Opptys. & Income Fund (CHI) 0.8 $2.7M 199k 13.36
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.8 $2.6M 155k 17.08
Energy Transfer Partners 0.8 $2.6M 51k 51.76
Plains All American Pipeline (PAA) 0.8 $2.6M 40k 63.74
Motorola Solutions (MSI) 0.7 $2.3M 52k 44.70
Exxon Mobil Corporation (XOM) 0.7 $2.3M 27k 84.13
John Hancock Pref. Income Fund II (HPF) 0.7 $2.2M 116k 18.83
Oneok Partners 0.7 $2.1M 26k 82.34
General Electric Company 0.6 $1.9M 97k 20.05
Goodyear Tire Rubr Pfd 5.875% p 0.6 $1.9M 37k 51.07
Johnson & Johnson (JNJ) 0.6 $1.8M 31k 59.24
Invesco Van Kampen Senior Income Trust (VVR) 0.6 $1.8M 343k 5.13
3M Company (MMM) 0.5 $1.7M 18k 93.52
SPDR Gold Trust (GLD) 0.5 $1.5M 11k 139.86
Coca-Cola Company (KO) 0.5 $1.4M 22k 66.34
Jack Henry & Associates (JKHY) 0.4 $1.3M 39k 33.89
Redwood Trust (RWT) 0.4 $1.3M 82k 15.54
Enbridge Energy Management 0.4 $1.2M 19k 62.88
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.4 $1.2M 92k 12.88
Annaly Capital Management 0.4 $1.1M 65k 17.46
Teva Pharmaceutical Industries (TEVA) 0.3 $1.1M 22k 50.15
Cisco Systems (CSCO) 0.3 $1.1M 62k 17.15
PowerShares QQQ Trust, Series 1 0.3 $1.1M 19k 57.44
Motorola Mobility Holdings 0.3 $1.1M 45k 24.40
Kayne Anderson MLP Investment (KYN) 0.3 $1.1M 33k 32.66
Bed Bath & Beyond 0.3 $1.1M 22k 48.28
Bank Of America 8.2% Rep. 1/10 p 0.3 $1.0M 40k 26.26
Rydex Etf Trust equity 0.3 $1.1M 37k 28.86
Celgene Corporation 0.3 $1.0M 18k 57.60
Rydex S&P Equal Weight Energy 0.3 $1.0M 13k 75.33
Targa Resources Partners 0.3 $973k 28k 34.69
Texas Instruments Incorporated (TXN) 0.3 $893k 26k 34.55
Nuveen Muni Value Fund (NUV) 0.3 $898k 99k 9.04
HCC Insurance Holdings 0.3 $867k 28k 31.30
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.3 $839k 8.0k 104.44
PowerShares Preferred Portfolio 0.3 $851k 59k 14.36
Vulcan Materials Company (VMC) 0.3 $832k 18k 45.59
Peyto Expl & Dev (PEYUF) 0.2 $775k 36k 21.41
Hewlett-Packard Company 0.2 $749k 18k 40.99
Nuveen Performance Plus Municipal Fund 0.2 $773k 58k 13.41
Western Asst High Incm Opprtnty Fnd (HIO) 0.2 $737k 116k 6.36
Texas Capital Bancshares (TCBI) 0.2 $709k 27k 25.98
New America High Income Fund I (HYB) 0.2 $653k 64k 10.21
Pfizer (PFE) 0.2 $598k 29k 20.31
Chevron Corporation (CVX) 0.2 $599k 5.6k 107.41
Nationwide Health Properties 0.2 $612k 14k 42.50
Nuveen Insured Municipal Opp. Fund 0.2 $587k 44k 13.40
iShares S&P SmallCap 600 Index (IJR) 0.2 $573k 7.8k 73.59
Copano Energy 0.2 $531k 15k 35.58
Vanguard Total Stock Market ETF (VTI) 0.2 $552k 8.0k 68.70
Verizon Communications (VZ) 0.2 $518k 13k 38.55
Apple (AAPL) 0.2 $495k 1.4k 348.59
Nuveen Equity Premium Opportunity Fund 0.2 $514k 40k 12.72
Pepsi (PEP) 0.1 $462k 7.2k 64.35
Procter & Gamble Company (PG) 0.1 $470k 7.6k 61.54
Eaton Vance Senior Floating Rate Fund (EFR) 0.1 $482k 29k 16.44
At&t (T) 0.1 $453k 15k 30.58
Vanguard Small-Cap ETF (VB) 0.1 $430k 5.5k 78.90
Nuveen Quality Income Municipal Fund 0.1 $455k 35k 13.14
Masco Corporation (MAS) 0.1 $407k 29k 13.92
Nuveen Premier Mun Income 0.1 $407k 32k 12.69
International Business Machines (IBM) 0.1 $384k 2.4k 163.27
Arthur J. Gallagher & Co. (AJG) 0.1 $362k 12k 30.45
Kimberly-Clark Corporation (KMB) 0.1 $343k 5.3k 65.32
General Mills (GIS) 0.1 $357k 9.8k 36.58
MFS Intermediate Income Trust (MIN) 0.1 $333k 54k 6.13
Gabelli Dividend & Income Trust (GDV) 0.1 $338k 20k 16.64
Boeing Company (BA) 0.1 $308k 4.2k 73.86
Vanguard Mid-Cap ETF (VO) 0.1 $306k 3.8k 80.53
Nuveen Premium Income Municipal Fund 0.1 $318k 25k 12.79
Nuveen Investment Quality Munl Fund 0.1 $319k 24k 13.37
Nuveen Build Amer Bd Opptny 0.1 $323k 17k 18.65
Berkshire Hathaway (BRK.B) 0.1 $292k 3.5k 83.67
SPDR S&P Dividend (SDY) 0.1 $299k 5.5k 54.16
Nuveen Insured Premium Incm. Mun. Fnd II 0.1 $280k 24k 11.74
Home Depot (HD) 0.1 $245k 6.6k 37.01
Harley-Davidson (HOG) 0.1 $257k 6.0k 42.55
Halliburton Company (HAL) 0.1 $252k 5.0k 49.93
Philip Morris International (PM) 0.1 $243k 3.7k 65.73
Ford Motor Company (F) 0.1 $261k 18k 14.91
Inergy 0.1 $253k 6.3k 40.16
Nicholas-applegate Conv. Incom 0.1 $245k 24k 10.06
John Hancock Preferred Income Fund (HPI) 0.1 $263k 14k 19.01
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $256k 5.2k 49.23
Caterpillar (CAT) 0.1 $211k 1.9k 111.52
Republic Services (RSG) 0.1 $226k 7.5k 30.07
Spdr S&p 500 Etf (SPY) 0.1 $206k 1.6k 132.56
Bristol Myers Squibb (BMY) 0.1 $224k 8.5k 26.45
Suburban Propane Partners (SPH) 0.1 $229k 4.1k 56.40
AllianceBernstein Income Fund 0.1 $235k 31k 7.69
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $235k 28k 8.49
Wells Fargo Advantage Utils (ERH) 0.1 $209k 18k 11.86
Bank of America Corporation (BAC) 0.1 $187k 14k 13.35
Tollgrade Communications (TLGD) 0.1 $184k 18k 10.10
Nuveen Premium Income Muni Fd 4 0.1 $188k 16k 11.58
Powerwave Technologies 0.1 $170k 38k 4.52
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $157k 12k 13.15
Blackrock Strategic Bond Trust 0.1 $152k 12k 12.96
Southwest Airlines (LUV) 0.0 $133k 11k 12.66
Aberdeen Asia-Pacific Income Fund 0.0 $122k 18k 6.96
Zix Corporation 0.0 $101k 27k 3.69
Dreyfus Strategic Municipal Bond Fund 0.0 $97k 13k 7.68
Liberty All-Star Equity Fund (USA) 0.0 $96k 18k 5.28
Dreyfus Strategic Muni. 0.0 $83k 10k 8.05
Coldwater Creek 0.0 $56k 21k 2.65
American Caresource Holdings (ANCI) 0.0 $55k 33k 1.67
Towerstream Corporation 0.0 $49k 13k 3.90
Putnam Managed Municipal Income Trust (PMM) 0.0 $73k 11k 6.91
Dune Energy (DUNR) 0.0 $26k 32k 0.82
Nuveen Tax Adv Fltg Rate Fun 0.0 $35k 15k 2.35
National Patent Development 0.0 $22k 15k 1.47
Lear Corp Com Stk 0.0 $0 10k 0.00
Basin Water (BWTRQ) 0.0 $0 18k 0.00
Generex Biotechnology Corporation 0.0 $2.0k 10k 0.19
Commerce Financial Corp ****re 0.0 $0 20k 0.00
Kulabyte Corporation 0.0 $0 77k 0.00
Mccampbell Minerals Xxx 0.0 $0 828k 0.00
Tootie Pie Company (TOOT) 0.0 $9.0k 17k 0.52
Bolivar Energy Corp 0.0 $1.0k 10k 0.10