Hilltop Holdings

Hilltop Holdings as of Sept. 30, 2013

Portfolio Holdings for Hilltop Holdings

Hilltop Holdings holds 200 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 5.6 $9.7M 92k 105.28
SWS 4.8 $8.2M 1.5M 5.58
Hilltop Holdings (HTH) 4.0 $7.0M 376k 18.50
Kayne Anderson MLP Investment (KYN) 3.5 $5.9M 166k 35.85
iShares Lehman MBS Bond Fund (MBB) 3.2 $5.5M 52k 105.92
SPDR S&P Dividend (SDY) 2.4 $4.0M 59k 68.94
iShares iBoxx $ High Yid Corp Bond (HYG) 2.2 $3.8M 42k 91.57
iShares S&P US Pref Stock Idx Fnd (PFF) 1.7 $3.0M 78k 38.00
iShares FTSE NAREIT Mort. Plus Capp 1.6 $2.8M 230k 11.99
Financial Select Sector SPDR (XLF) 1.4 $2.4M 118k 19.91
iShares Dow Jones Select Dividend (DVY) 1.3 $2.3M 35k 66.35
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.3 $2.2M 20k 109.01
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.2 $2.1M 19k 113.51
Utilities SPDR (XLU) 1.2 $2.1M 56k 37.37
iShares Russell 2000 Index (IWM) 1.2 $2.1M 19k 106.62
iShares S&P MidCap 400 Index (IJH) 1.2 $2.0M 16k 124.12
Western Union Company (WU) 1.1 $1.9M 101k 18.66
Powershares Senior Loan Portfo mf 1.1 $1.8M 75k 24.68
Chicago Bridge & Iron Company 1.0 $1.8M 26k 67.76
iShares MSCI EAFE Index Fund (EFA) 1.0 $1.7M 26k 63.81
URS Corporation 0.9 $1.6M 31k 53.75
Trinity Industries (TRN) 0.9 $1.6M 36k 45.35
Centene Corporation (CNC) 0.9 $1.6M 25k 63.97
AGCO Corporation (AGCO) 0.9 $1.6M 26k 60.43
Hanesbrands (HBI) 0.9 $1.5M 25k 62.31
iShares Russell 1000 Growth Index (IWF) 0.9 $1.6M 20k 78.18
Broadridge Financial Solutions (BR) 0.9 $1.5M 48k 31.75
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.8 $1.4M 17k 84.48
Newfield Exploration 0.8 $1.4M 52k 27.38
Affiliated Managers (AMG) 0.8 $1.4M 7.7k 182.61
Safeway 0.8 $1.4M 43k 31.97
Flowserve Corporation (FLS) 0.8 $1.4M 22k 62.39
Darling International (DAR) 0.8 $1.3M 63k 21.17
MeadWestva 0.8 $1.3M 34k 38.39
Chevron Corporation (CVX) 0.8 $1.3M 11k 121.53
IDEX Corporation (IEX) 0.7 $1.3M 20k 65.27
Thor Industries (THO) 0.7 $1.3M 22k 58.06
Spdr S&p 500 Etf (SPY) 0.7 $1.2M 7.1k 168.07
Consumer Discretionary SPDR (XLY) 0.7 $1.2M 20k 60.64
Apple (AAPL) 0.7 $1.2M 2.4k 476.87
Vanguard Emerging Markets ETF (VWO) 0.7 $1.2M 29k 40.14
Timken Company (TKR) 0.7 $1.1M 19k 60.42
Pentair 0.7 $1.1M 17k 64.94
Oge Energy Corp (OGE) 0.6 $1.1M 31k 36.11
Exxon Mobil Corporation (XOM) 0.6 $1.1M 13k 86.02
General Electric Company 0.6 $1.1M 46k 23.90
Polaris Industries (PII) 0.6 $1.0M 8.1k 129.16
Wells Fargo & Company (WFC) 0.6 $947k 23k 41.33
Tidewater 0.6 $956k 16k 59.36
Lorillard 0.6 $955k 21k 44.77
Coca-Cola Company (KO) 0.5 $924k 24k 37.90
Materials SPDR (XLB) 0.5 $939k 22k 42.01
Thermo Fisher Scientific (TMO) 0.5 $907k 9.8k 92.10
iShares Dow Jones US Industrial (IYJ) 0.5 $887k 9.8k 90.50
Kimberly-Clark Corporation (KMB) 0.5 $865k 9.2k 94.30
SPDR Gold Trust (GLD) 0.5 $864k 6.7k 128.17
iShares Dow Jones US Utilities (IDU) 0.5 $855k 9.1k 93.94
iShares Dow Jones US Energy Sector (IYE) 0.5 $860k 18k 47.10
iShares Dow Jones US Healthcare (IYH) 0.5 $858k 8.0k 106.92
iShares Dow Jones US Technology (IYW) 0.5 $857k 11k 78.82
Microsoft Corporation (MSFT) 0.5 $848k 26k 33.29
priceline.com Incorporated 0.5 $845k 836.00 1010.77
iShares Russell Midcap Growth Idx. (IWP) 0.5 $837k 11k 78.22
Vodafone 0.5 $806k 23k 35.16
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.5 $813k 6.7k 121.34
Vanguard Short-Term Bond ETF (BSV) 0.4 $767k 9.5k 80.35
Johnson & Johnson (JNJ) 0.4 $744k 8.6k 86.65
Cisco Systems (CSCO) 0.4 $731k 31k 23.43
International Flavors & Fragrances (IFF) 0.4 $717k 8.7k 82.36
Visa (V) 0.4 $733k 3.8k 190.98
At&t (T) 0.4 $710k 21k 33.81
ConocoPhillips (COP) 0.4 $714k 10k 69.48
Pepsi (PEP) 0.4 $710k 8.9k 79.55
Qualcomm (QCOM) 0.4 $691k 10k 67.29
Republic Services (RSG) 0.4 $662k 20k 33.32
Covidien 0.4 $659k 11k 60.92
Vanguard REIT ETF (VNQ) 0.4 $643k 9.7k 66.15
Clean Harbors (CLH) 0.4 $628k 11k 58.65
Nordson Corporation (NDSN) 0.4 $621k 8.4k 73.55
Emerson Electric (EMR) 0.3 $604k 9.3k 64.75
Nextera Energy (NEE) 0.3 $607k 7.6k 80.20
United Technologies Corporation 0.3 $601k 5.6k 107.90
Google 0.3 $592k 676.00 875.74
HSBC Holdings (HSBC) 0.3 $573k 11k 54.27
McGraw-Hill Companies 0.3 $568k 8.7k 65.56
Merck & Co (MRK) 0.3 $566k 12k 47.64
McDonald's Corporation (MCD) 0.3 $555k 5.8k 96.24
Noble Corporation Com Stk 0.3 $548k 15k 37.77
Novo Nordisk A/S (NVO) 0.3 $537k 3.2k 169.29
CVS Caremark Corporation (CVS) 0.3 $524k 9.2k 56.76
Illinois Tool Works (ITW) 0.3 $514k 6.7k 76.24
Tupperware Brands Corporation 0.3 $518k 6.0k 86.29
PPG Industries (PPG) 0.3 $500k 3.0k 167.00
Twenty-first Century Fox 0.3 $493k 15k 33.49
Oracle Corporation (ORCL) 0.3 $476k 14k 33.15
Apache Corporation 0.3 $461k 5.4k 85.10
MDU Resources (MDU) 0.3 $464k 17k 27.95
Honeywell International (HON) 0.3 $457k 5.5k 83.08
Schlumberger (SLB) 0.3 $449k 5.1k 88.32
EQT Corporation (EQT) 0.2 $428k 4.8k 88.80
Ace Limited Cmn 0.2 $417k 4.5k 93.46
Ecolab (ECL) 0.2 $414k 4.2k 98.83
LKQ Corporation (LKQ) 0.2 $408k 13k 31.85
Watsco, Incorporated (WSO) 0.2 $412k 4.4k 94.30
iShares S&P Global 100 Index (IOO) 0.2 $413k 5.7k 72.01
International Business Machines (IBM) 0.2 $403k 2.2k 185.29
iShares Russell 2000 Growth Index (IWO) 0.2 $400k 3.2k 125.83
iShares S&P SmallCap 600 Index (IJR) 0.2 $397k 4.0k 99.80
iShares FTSE KLD 400 Social Idx (DSI) 0.2 $394k 6.3k 62.96
Eaton (ETN) 0.2 $390k 5.7k 68.89
Monsanto Company 0.2 $373k 3.6k 104.28
3M Company (MMM) 0.2 $386k 3.2k 119.43
Sempra Energy (SRE) 0.2 $388k 4.5k 85.52
Amazon (AMZN) 0.2 $376k 1.2k 312.81
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $378k 2.5k 151.08
JPMorgan Chase & Co. (JPM) 0.2 $363k 7.0k 51.68
Procter & Gamble Company (PG) 0.2 $358k 4.7k 75.74
Tractor Supply Company (TSCO) 0.2 $338k 5.0k 67.22
Starbucks Corporation (SBUX) 0.2 $343k 4.5k 76.89
Clorox Company (CLX) 0.2 $342k 4.2k 81.64
iShares Russell Midcap Index Fund (IWR) 0.2 $348k 2.5k 139.20
Express Scripts Holding 0.2 $352k 5.7k 61.80
Cognizant Technology Solutions (CTSH) 0.2 $327k 4.0k 82.12
Freeport-McMoRan Copper & Gold (FCX) 0.2 $325k 9.8k 33.10
Southern Company (SO) 0.2 $329k 8.0k 41.22
General Dynamics Corporation (GD) 0.2 $320k 3.6k 87.72
Columbia Sportswear Company (COLM) 0.2 $325k 5.4k 60.17
National Grid 0.2 $327k 5.5k 59.09
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.2 $326k 3.2k 102.03
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.2 $333k 9.2k 36.31
American Electric Power Company (AEP) 0.2 $308k 7.1k 43.40
Dollar Tree (DLTR) 0.2 $308k 5.4k 57.16
PPL Corporation (PPL) 0.2 $311k 10k 30.34
Sprott Physical Silver Tr tr unit (PSLV) 0.2 $311k 36k 8.74
Pimco Etf Tr 0-5 high yield (HYS) 0.2 $304k 2.9k 105.19
Berkshire Hathaway (BRK.B) 0.2 $291k 2.6k 113.54
Wal-Mart Stores (WMT) 0.2 $287k 3.9k 74.08
Citrix Systems 0.2 $293k 4.2k 70.59
Northrop Grumman Corporation (NOC) 0.2 $285k 3.0k 95.35
Intel Corporation (INTC) 0.2 $298k 13k 22.94
eBay (EBAY) 0.2 $285k 5.1k 55.78
PG&E Corporation (PCG) 0.2 $287k 7.0k 40.87
Public Service Enterprise (PEG) 0.2 $292k 8.9k 32.95
Precision Castparts 0.2 $298k 1.3k 226.96
iShares S&P MidCap 400 Growth (IJK) 0.2 $293k 2.1k 138.93
MasterCard Incorporated (MA) 0.2 $272k 404.00 673.27
Cerner Corporation 0.2 $272k 5.2k 52.60
Lincoln Electric Holdings (LECO) 0.2 $281k 4.2k 66.57
Darden Restaurants (DRI) 0.2 $283k 6.1k 46.25
General Mills (GIS) 0.2 $273k 5.7k 47.86
Celgene Corporation 0.2 $279k 1.8k 153.97
McCormick & Company, Incorporated (MKC) 0.2 $270k 4.2k 64.62
Valeant Pharmaceuticals Int 0.2 $284k 2.7k 104.37
COMMON Uns Energy Corp 0.2 $275k 5.9k 46.68
American Express Company (AXP) 0.1 $254k 3.4k 75.48
Norfolk Southern (NSC) 0.1 $260k 3.4k 77.33
Hubbell Incorporated 0.1 $251k 2.4k 104.67
Altria (MO) 0.1 $254k 7.4k 34.41
Biogen Idec (BIIB) 0.1 $261k 1.1k 240.55
Gilead Sciences (GILD) 0.1 $252k 4.0k 62.94
TJX Companies (TJX) 0.1 $267k 4.7k 56.41
iShares Russell 1000 Index (IWB) 0.1 $251k 2.7k 94.18
Alliant Energy Corporation (LNT) 0.1 $263k 5.3k 49.49
Linkedin Corp 0.1 $258k 1.0k 246.18
Phillips 66 (PSX) 0.1 $266k 4.6k 57.78
Cummins (CMI) 0.1 $240k 1.8k 132.96
Verizon Communications (VZ) 0.1 $237k 5.1k 46.59
EMC Corporation 0.1 $246k 9.6k 25.55
Advance Auto Parts (AAP) 0.1 $244k 3.0k 82.46
Amphenol Corporation (APH) 0.1 $248k 3.2k 77.31
New Jersey Resources Corporation (NJR) 0.1 $233k 5.3k 44.08
Tim Hortons Inc Com Stk 0.1 $249k 4.3k 58.04
Cameron International Corporation 0.1 $239k 4.1k 58.36
iShares MSCI EAFE Growth Index (EFG) 0.1 $239k 3.5k 68.09
Catamaran 0.1 $236k 5.1k 45.97
Abbvie (ABBV) 0.1 $247k 5.5k 44.73
Diamond Offshore Drilling 0.1 $226k 3.6k 62.38
J.B. Hunt Transport Services (JBHT) 0.1 $226k 3.1k 72.88
AstraZeneca (AZN) 0.1 $222k 4.3k 51.93
Alexion Pharmaceuticals 0.1 $220k 1.9k 116.09
Gentex Corporation (GNTX) 0.1 $231k 9.0k 25.62
Northeast Utilities System 0.1 $205k 5.0k 41.33
AmerisourceBergen (COR) 0.1 $208k 3.4k 61.18
Becton, Dickinson and (BDX) 0.1 $203k 2.0k 100.10
Accenture (ACN) 0.1 $206k 2.8k 73.57
WESCO International (WCC) 0.1 $214k 2.8k 76.57
Alliance Data Systems Corporation (BFH) 0.1 $207k 979.00 211.44
Cleco Corporation 0.1 $209k 4.7k 44.91
Garmin (GRMN) 0.1 $209k 4.6k 45.28
First Trust Mid Cap Core Alpha Fnd (FNX) 0.1 $209k 4.6k 45.88
SPDR DJ International Real Estate ETF (RWX) 0.1 $211k 5.0k 42.20
Advisorshares Tr peritus hg yld 0.1 $202k 3.9k 51.37
Jazz Pharmaceuticals (JAZZ) 0.1 $204k 2.2k 91.77
iShares Gold Trust 0.1 $166k 13k 12.92
Sprott Physical Gold Trust (PHYS) 0.1 $152k 14k 11.01
Mitsubishi UFJ Financial (MUFG) 0.1 $134k 21k 6.42
Nomura Holdings (NMR) 0.1 $99k 13k 7.80
Banco Santander (SAN) 0.1 $103k 13k 8.17
Nuveen Muni Value Fund (NUV) 0.1 $91k 10k 9.10
Lake Shore Gold 0.0 $8.0k 20k 0.40