Horizon Kinetics

Horizon Kinetics as of Sept. 30, 2011

Portfolio Holdings for Horizon Kinetics

Horizon Kinetics holds 461 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
AutoNation (AN) 5.0 $287M 8.7M 32.78
Brookfield Asset Management 5.0 $285M 10M 27.55
Leucadia National 4.6 $263M 12M 22.68
Franco-Nevada Corporation (FNV) 4.4 $249M 6.9M 36.07
Sears Holdings Corporation 4.0 $230M 4.0M 57.52
Liberty Media Corp lcpad 4.0 $225M 3.4M 66.12
Howard Hughes 3.8 $215M 5.1M 42.10
Liberty Media 3.3 $190M 3.0M 63.56
DreamWorks Animation SKG 3.3 $186M 10M 18.18
Jarden Corporation 3.1 $177M 6.3M 28.26
Las Vegas Sands (LVS) 2.7 $152M 4.0M 38.34
Wynn Resorts (WYNN) 2.4 $136M 1.2M 115.08
Forest City Enterprises 2.4 $135M 13M 10.66
Icahn Enterprises (IEP) 2.2 $124M 3.4M 36.21
MasterCard Incorporated (MA) 2.1 $122M 385k 317.16
CBOE Holdings (CBOE) 2.0 $113M 4.6M 24.47
Market Vectors Gaming 1.4 $83M 3.0M 27.78
Greenlight Capital Re Ltd cl a (GLRE) 1.4 $82M 3.9M 20.74
Berkshire Hathaway (BRK.B) 1.4 $78M 1.1M 71.04
Cme (CME) 1.3 $72M 292k 246.40
WisdomTree Investments (WT) 1.2 $71M 10M 7.02
AutoZone (AZO) 1.2 $70M 220k 319.19
Limited Brands 1.2 $69M 1.8M 38.51
Equity Lifestyle Properties (ELS) 1.2 $68M 1.1M 62.70
CBOE Holdings (CBOE) 1.2 $69M 2.8M 24.47
DISH Network 1.1 $61M 2.4M 25.05
Imperial Oil (IMO) 1.1 $60M 1.7M 36.11
General Growth Properties 1.0 $59M 4.8M 12.10
Grupo Televisa (TV) 1.0 $58M 3.2M 18.39
Vornado Realty Trust (VNO) 0.9 $54M 729k 74.62
Canadian Natural Resources (CNQ) 0.9 $54M 1.8M 29.27
Live Nation Entertainment (LYV) 0.9 $51M 6.4M 8.01
Via 0.9 $50M 1.3M 38.74
Sigma-Aldrich Corporation 0.9 $49M 790k 61.79
Continental Resources 0.8 $45M 926k 48.37
NYSE Euronext 0.8 $45M 1.9M 23.24
Cnooc 0.8 $44M 276k 160.30
Texas Pacific Land Trust 0.8 $44M 1.2M 36.34
Liberty Media 0.7 $40M 2.7M 14.76
Discovery Communications 0.7 $41M 1.1M 37.62
IntercontinentalEx.. 0.7 $39M 328k 118.26
Suncor Energy (SU) 0.6 $35M 1.4M 25.44
Markel Corporation (MKL) 0.6 $32M 89k 357.11
CBS Corporation 0.5 $30M 1.5M 20.38
Visa (V) 0.5 $27M 318k 85.72
Cohen & Steers (CNS) 0.5 $27M 934k 28.75
Echostar Corporation (SATS) 0.5 $26M 1.2M 22.61
Carnival Corporation (CCL) 0.4 $24M 779k 30.30
MGM Resorts International. (MGM) 0.4 $22M 2.4M 9.29
Berkshire Hathaway (BRK.A) 0.4 $21M 194.00 106806.45
J.C. Penney Company 0.3 $20M 737k 26.78
Live Nation Entertainment In note 2.875% 7/1 0.3 $19M 21M 0.90
Union Pacific Corporation (UNP) 0.3 $19M 232k 81.69
Icahn Enterprises Lp conv bnd 0.3 $19M 20M 0.93
Virtus Investment Partners (VRTS) 0.3 $18M 339k 53.62
Nasdaq Omx Group Inc note 2.500% 8/1 0.3 $18M 18M 1.02
IAC/InterActive 0.3 $17M 418k 39.55
Norfolk Southern (NSC) 0.3 $17M 275k 60.95
Cenovus Energy (CVE) 0.3 $17M 540k 30.71
CSX Corporation (CSX) 0.3 $16M 833k 18.67
CB Richard Ellis 0.3 $15M 1.1M 13.46
Loews Corporation (L) 0.2 $14M 410k 34.55
Valhi 0.2 $14M 260k 54.17
Pimco Income Strategy Fund II (PFN) 0.2 $14M 1.6M 8.77
Nuveen Performance Plus Municipal Fund 0.2 $14M 923k 14.58
BOK Financial Corporation (BOKF) 0.2 $13M 280k 46.89
Leucadia Natl Corp debt 0.2 $12M 11M 1.18
Ecopetrol (EC) 0.2 $13M 314k 40.29
Scripps Networks Interactive 0.2 $12M 322k 37.17
Penn West Energy Trust 0.2 $12M 801k 14.77
Exxon Mobil Corporation (XOM) 0.2 $12M 159k 72.63
Tata Motors 0.2 $11M 742k 15.38
iShares Barclays TIPS Bond Fund (TIP) 0.2 $12M 101k 114.30
Potash Corp. Of Saskatchewan I 0.2 $11M 247k 43.22
Philip Morris International (PM) 0.2 $11M 173k 62.38
Google 0.2 $11M 22k 515.04
Penske Automotive (PAG) 0.2 $10M 626k 16.00
IntercontinentalEx.. 0.2 $10M 87k 118.24
PIMCO Income Opportunity Fund 0.2 $10M 424k 24.61
U.S. Gold Corporation 0.2 $9.6M 2.4M 4.01
Echostar Corporation (SATS) 0.2 $9.1M 402k 22.61
Time Warner 0.1 $8.6M 288k 29.97
Sotheby's 0.1 $8.6M 311k 27.57
Cresud (CRESY) 0.1 $8.5M 790k 10.82
SandRidge Energy 0.1 $8.2M 1.5M 5.56
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $7.7M 527k 14.66
Ascent Media Corporation 0.1 $7.4M 188k 39.32
Winthrop Realty Trust 0.1 $7.4M 855k 8.69
& PROD CO shares Brookfield 0.1 $7.3M 1.1M 6.65
Bristol Myers Squibb (BMY) 0.1 $7.0M 223k 31.36
Williams Companies (WMB) 0.1 $6.8M 278k 24.34
Buckeye Partners 0.1 $7.0M 113k 62.51
Boston Propert 2.875 2/15/37c v deb 0.1 $6.4M 6.4M 1.00
Baidu (BIDU) 0.1 $6.2M 58k 106.92
Madison Square Garden 0.1 $6.2M 270k 22.80
D.R. Horton (DHI) 0.1 $5.6M 623k 9.04
Alexander's (ALX) 0.1 $5.7M 16k 360.89
Encana Corp 0.1 $5.0M 259k 19.20
Regis Corp Minn note 5.000% 7/1 0.1 $5.0M 4.4M 1.16
BlackRock Floating Rate Income Trust (BGT) 0.1 $5.1M 405k 12.67
Melco Crown Entertainment (MLCO) 0.1 $4.5M 539k 8.31
M&T Bank Corporation (MTB) 0.1 $4.4M 63k 69.90
Silver Wheaton Corp 0.1 $4.8M 161k 29.45
ING Prime Rate Trust 0.1 $4.4M 860k 5.12
Pimco Income Strategy Fund (PFL) 0.1 $4.7M 473k 10.03
PCM Fund (PCM) 0.1 $4.3M 426k 10.10
Lear Corporation (LEA) 0.1 $3.7M 87k 42.90
Rovi Corporation 0.1 $4.1M 95k 42.98
Inter Parfums (IPAR) 0.1 $3.7M 241k 15.45
Covanta Holding Corporation 0.1 $3.2M 213k 15.19
Caci Intl Inc note 2.125% 5/0 0.1 $3.5M 3.2M 1.10
Saks Inc note 2.000% 3/1 0.1 $3.5M 3.6M 0.98
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $3.5M 3.4k 1032.13
Ritchie Bros. Auctioneers Inco 0.1 $3.6M 177k 20.19
Liberty Global 0.1 $3.5M 101k 34.61
John Wiley & Sons (WLY) 0.1 $3.2M 72k 44.42
Brookfield Infrastructure Part (BIP) 0.1 $3.7M 151k 24.34
Jefferies 0.1 $3.6M 286k 12.41
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $3.2M 39k 82.84
SPDR Barclays Capital High Yield B 0.1 $3.2M 89k 36.19
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $3.3M 256k 12.73
Blackrock Fl Rate Ome Stra I 0.1 $3.4M 289k 11.63
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $3.5M 828k 4.22
Market Vectors Short Municipal Index ETF 0.1 $3.2M 179k 17.70
Nuveen Munpl Markt Opp Fund 0.1 $3.4M 248k 13.50
Liberty Media Corp New deb 3.125% 3/3 0.1 $3.1M 2.9M 1.07
Johnson & Johnson (JNJ) 0.1 $2.7M 42k 63.70
CACI International (CACI) 0.1 $2.7M 55k 49.95
Sina Corporation 0.1 $3.0M 42k 71.61
CenterPoint Energy (CNP) 0.1 $2.8M 142k 19.62
Royal Gold (RGLD) 0.1 $3.0M 46k 64.06
McMoRan Exploration 0.1 $3.0M 300k 9.93
Claymore/AlphaShares China Real Est ETF 0.1 $2.9M 219k 13.23
Blackrock Credit Alln Inc Trust I 0.1 $2.6M 302k 8.75
LMP Corporate Loan Fund 0.1 $3.1M 290k 10.69
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $3.1M 222k 13.96
Nuveen Senior Income Fund 0.1 $2.8M 421k 6.73
Cognizant Technology Solutions (CTSH) 0.0 $2.4M 39k 62.69
Global Inds Ltd dbcv 2.750% 8/0 0.0 $2.4M 2.4M 0.98
Penn Va Corp note 4.500%11/1 0.0 $2.0M 2.0M 1.00
St Mary Ld & Expl Co note 3.500% 4/0 0.0 $2.0M 1.6M 1.22
BHP Billiton 0.0 $2.4M 36k 66.45
Expedia 0.0 $2.0M 78k 25.75
Abbott Laboratories (ABT) 0.0 $2.4M 48k 51.12
Novartis (NVS) 0.0 $2.3M 42k 55.80
eBay (EBAY) 0.0 $2.4M 81k 29.49
Biogen Idec (BIIB) 0.0 $2.4M 26k 93.07
Prestige Brands Holdings (PBH) 0.0 $2.2M 244k 9.05
E.W. Scripps Company (SSP) 0.0 $2.1M 303k 7.00
ManTech International Corporation 0.0 $2.5M 80k 31.38
China Uni 0.0 $2.4M 119k 20.42
Movado (MOV) 0.0 $2.0M 167k 12.18
KKR & Co 0.0 $2.3M 218k 10.39
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $2.2M 154k 14.21
Charles Riv Labs Intl Inc note 2.250% 6/1 0.0 $2.5M 2.5M 0.98
Nuveen Mult Curr St Gv Incm 0.0 $2.0M 154k 13.01
Managed Duration Invtmt Grd Mun Fund 0.0 $2.1M 147k 14.21
Chesapeake Energy Corp note 2.500% 5/1 0.0 $1.9M 2.0M 0.95
El Paso Corporation 0.0 $1.9M 109k 17.48
Nasdaq Omx (NDAQ) 0.0 $1.7M 75k 23.14
Eli Lilly & Co. (LLY) 0.0 $1.9M 51k 37.00
Apple (AAPL) 0.0 $1.9M 5.0k 381.40
Merck & Co (MRK) 0.0 $1.5M 45k 32.70
Rio Tinto (RIO) 0.0 $1.5M 35k 44.08
Danaher Corporation (DHR) 0.0 $1.8M 44k 41.95
Freeport-McMoRan Copper & Gold (FCX) 0.0 $2.0M 65k 30.45
United Auto Group Inc note 3.500% 4/0 0.0 $1.7M 1.9M 0.92
Loral Space & Communications 0.0 $1.7M 35k 50.10
Southern Union Company 0.0 $1.6M 40k 40.57
Affiliated Managers Group note 3.950% 8/1 0.0 $1.8M 1.7M 1.05
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.0 $1.7M 113k 14.81
Eaton Vance Senior Income Trust (EVF) 0.0 $1.8M 283k 6.31
Nuveen Premium Income Muni Fund 2 0.0 $1.9M 134k 14.43
Nuveen Fltng Rte Incm Opp 0.0 $1.6M 156k 10.44
Nuveen Premium Income Muni Fd 4 0.0 $1.9M 153k 12.65
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $1.5M 103k 14.74
Promotora De Informaciones S adr cl b conv 0.0 $1.7M 380k 4.43
First Trust/Aberdeen Global Opportunity 0.0 $1.9M 119k 16.12
BlackRock New York Insured Municipal 0.0 $1.7M 121k 14.27
Nuveen New York Perf. Plus Muni Fund 0.0 $1.9M 130k 14.93
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $1.5M 112k 13.70
Pimco NY Municipal Income Fund (PNF) 0.0 $1.6M 152k 10.47
Lexington Rlty Trst Pref 6.50% p (LXP.PC) 0.0 $1.8M 43k 41.50
BP (BP) 0.0 $1.2M 32k 36.07
Peabody Energy Corp sdcv 4.750%12/1 0.0 $1.3M 1.3M 1.03
Sba Communications Corp note 1.875% 5/0 0.0 $1.3M 1.3M 1.04
Interpublic Group Cos Inc note 4.250% 3/1 0.0 $1.1M 1.1M 1.01
Covanta Hldg Corp dbcv 1.000% 2/0 0.0 $1.0M 1.0M 1.00
Infosys Technologies (INFY) 0.0 $1.4M 27k 51.06
NRG Energy (NRG) 0.0 $1.1M 54k 21.21
CMS Energy Corporation (CMS) 0.0 $1.1M 55k 19.80
Pfizer (PFE) 0.0 $1.2M 70k 17.66
Walt Disney Company (DIS) 0.0 $895k 30k 30.14
HSN 0.0 $886k 27k 33.13
Chevron Corporation (CVX) 0.0 $1.2M 13k 92.62
FirstEnergy (FE) 0.0 $1.1M 24k 44.93
General Electric Company 0.0 $1.1M 70k 15.22
Kraft Foods 0.0 $874k 26k 33.56
Pall Corporation 0.0 $1.4M 33k 42.40
GlaxoSmithKline 0.0 $1.3M 33k 41.29
Pepsi (PEP) 0.0 $1.4M 23k 61.89
Procter & Gamble Company (PG) 0.0 $1.1M 18k 63.17
Royal Dutch Shell 0.0 $1.0M 17k 61.50
Sanofi-Aventis SA (SNY) 0.0 $1.2M 38k 32.81
Iron Mountain Incorporated 0.0 $1.2M 37k 31.63
PetroChina Company 0.0 $1.3M 11k 120.54
Pioneer Floating Rate Trust (PHD) 0.0 $1.2M 100k 11.88
Sohu 0.0 $868k 18k 48.22
H.J. Heinz Company 0.0 $1.0M 21k 50.47
Calpine Corporation 0.0 $899k 64k 14.08
Cablevision Systems Corporation 0.0 $1.0M 65k 15.73
Life Technologies 0.0 $1.4M 36k 38.42
Harry Winston Diamond Corp Com Stk 0.0 $1.1M 108k 10.15
Cubist Pharmaceuticals 0.0 $1.3M 38k 35.32
Flowers Foods (FLO) 0.0 $911k 47k 19.45
Overseas Shipholding 0.0 $1.3M 91k 13.74
Medallion Financial (MFIN) 0.0 $981k 105k 9.30
SPDR S&P China (GXC) 0.0 $1.2M 22k 55.79
AllianceBernstein Global Hgh Incm (AWF) 0.0 $1.1M 82k 12.99
Cohen & Steers Quality Income Realty (RQI) 0.0 $1.3M 167k 7.67
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $1.4M 98k 14.09
Nuveen Floating Rate Income Fund (JFR) 0.0 $864k 85k 10.13
Nuveen Premier Mun Income 0.0 $1.1M 80k 14.01
Templeton Emerging Markets Income Fund (TEI) 0.0 $1.1M 75k 14.86
Blackrock Muniyield Quality Fund II (MQT) 0.0 $1.2M 96k 12.84
DWS Municipal Income Trust 0.0 $1.1M 87k 12.75
RMK Advantage Income Fund (HAV) 0.0 $949k 126k 7.56
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $908k 63k 14.34
Putnam Municipal Opportunities Trust (PMO) 0.0 $930k 79k 11.71
Nuveen Premium Income Municipal Fund 0.0 $1.3M 91k 13.78
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $942k 72k 13.15
American Intl Group 0.0 $935k 153k 6.12
Amc Networks Inc Cl A (AMCX) 0.0 $930k 29k 31.94
China Petroleum & Chemical 0.0 $289k 3.0k 95.89
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $552k 18k 30.85
Progressive Corporation (PGR) 0.0 $635k 36k 17.76
Fidelity National Information Services (FIS) 0.0 $301k 12k 24.28
Nasdaq Omx (NDAQ) 0.0 $324k 14k 23.16
Caterpillar (CAT) 0.0 $678k 9.2k 73.82
McDonald's Corporation (MCD) 0.0 $835k 9.5k 87.84
Monsanto Company 0.0 $729k 12k 60.07
Archer Daniels Midland Company (ADM) 0.0 $604k 24k 24.82
Bunge 0.0 $736k 13k 58.27
United Parcel Service (UPS) 0.0 $304k 4.8k 63.24
Copart (CPRT) 0.0 $784k 20k 39.14
Fidelity National Financial 0.0 $621k 41k 15.17
Kimberly-Clark Corporation (KMB) 0.0 $297k 4.2k 70.98
Reynolds American 0.0 $497k 13k 37.47
Royal Caribbean Cruises (RCL) 0.0 $609k 28k 21.65
Sonoco Products Company (SON) 0.0 $672k 24k 28.24
T. Rowe Price (TROW) 0.0 $479k 10k 47.80
McGraw-Hill Companies 0.0 $464k 11k 40.98
Harris Corporation 0.0 $740k 22k 34.16
Verizon Communications (VZ) 0.0 $363k 9.9k 36.76
Affymetrix 0.0 $657k 134k 4.90
Emerson Electric (EMR) 0.0 $800k 19k 41.29
Analog Devices (ADI) 0.0 $330k 11k 31.26
Cincinnati Financial Corporation (CINF) 0.0 $296k 11k 26.30
Tetra Tech (TTEK) 0.0 $360k 19k 18.76
Raytheon Company 0.0 $413k 10k 40.89
Altria (MO) 0.0 $752k 28k 26.81
Honeywell International (HON) 0.0 $595k 14k 43.91
Marsh & McLennan Companies (MMC) 0.0 $573k 22k 26.57
Schlumberger (SLB) 0.0 $521k 8.7k 59.74
Qualcomm (QCOM) 0.0 $729k 15k 48.60
Boeing 0.0 $516k 8.5k 60.48
Marriott International (MAR) 0.0 $336k 12k 27.24
Washington Post Company 0.0 $387k 1.2k 326.86
Deluxe Corporation (DLX) 0.0 $612k 33k 18.60
Enstar Group (ESGR) 0.0 $695k 7.3k 95.22
Dr Pepper Snapple 0.0 $472k 12k 38.80
Verisk Analytics (VRSK) 0.0 $758k 22k 34.76
PICO Holdings 0.0 $592k 29k 20.52
Calpine Corporation 0.0 $287k 20k 14.10
Simcere Pharmaceutical 0.0 $576k 58k 9.93
Yahoo! 0.0 $790k 60k 13.17
New Oriental Education & Tech 0.0 $326k 14k 22.96
NetEase (NTES) 0.0 $432k 11k 38.16
Eaton Vance 0.0 $700k 31k 22.26
Enterprise Products Partners (EPD) 0.0 $774k 19k 40.17
American Railcar Industries 0.0 $300k 20k 15.39
Quest Diagnostics Incorporated (DGX) 0.0 $575k 12k 49.36
Teleflex Incorporated (TFX) 0.0 $419k 7.8k 53.71
Ameron International Corporation 0.0 $446k 5.2k 85.02
KLA-Tencor Corporation (KLAC) 0.0 $586k 15k 38.30
Progenics Pharmaceuticals 0.0 $374k 65k 5.74
Valmont Industries (VMI) 0.0 $296k 3.8k 77.89
Cubic Corporation 0.0 $360k 9.2k 39.05
Rockwell Automation (ROK) 0.0 $568k 10k 55.96
WD-40 Company (WDFC) 0.0 $402k 10k 39.80
CoreLogic 0.0 $415k 39k 10.67
Cowen 0.0 $523k 193k 2.71
MF Global Holdings 0.0 $385k 93k 4.13
IDT Corporation (IDT) 0.0 $605k 30k 20.40
Rydex S&P Equal Weight ETF 0.0 $302k 7.3k 41.37
Powershares Qqq Trust unit ser 1 0.0 $820k 125k 6.57
WisdomTree India Earnings Fund (EPI) 0.0 $641k 35k 18.16
American Municipal Income Portfolio 0.0 $805k 58k 14.01
American Select Portfolio 0.0 $839k 86k 9.78
Eaton Vance Municipal Income Trust (EVN) 0.0 $606k 50k 12.18
Eaton Vance Short Duration Diversified I (EVG) 0.0 $300k 19k 16.09
Franklin Templeton (FTF) 0.0 $321k 25k 12.99
Genon Energy 0.0 $311k 112k 2.78
Cadiz (CDZI) 0.0 $316k 40k 7.90
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.0 $362k 3.4k 106.72
PIMCO Corporate Opportunity Fund (PTY) 0.0 $653k 40k 16.54
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $505k 87k 5.79
BlackRock Real Asset Trust 0.0 $446k 43k 10.38
Market Vectors High Yield Muni. Ind 0.0 $623k 21k 30.14
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $336k 24k 14.21
Nuveen Quality Preferred Income Fund 0.0 $347k 46k 7.52
SPDR Nuveen Barclays Capital Build Amer 0.0 $644k 11k 57.45
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $766k 57k 13.43
RMK Multi-Sector High Income Fund (HMH) 0.0 $518k 101k 5.13
Market Vectors-Inter. Muni. Index 0.0 $345k 15k 22.48
Pimco Municipal Income Fund II (PML) 0.0 $354k 32k 11.06
BlackRock Muni Income Investment Trust 0.0 $636k 46k 13.87
BlackRock Senior High Income Fund 0.0 $666k 182k 3.65
Dreyfus Strategic Muni. 0.0 $626k 74k 8.50
Dreyfus Municipal Income 0.0 $456k 48k 9.54
Eaton Vance Municipal Bond Fund (EIM) 0.0 $329k 27k 12.37
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $615k 46k 13.46
Federated Premier Intermediate Municipal 0.0 $290k 22k 13.26
First Trust ISE Revere Natural Gas 0.0 $483k 31k 15.81
RMK High Income Fund (HIH) 0.0 $804k 110k 7.34
MFS Municipal Income Trust (MFM) 0.0 $385k 57k 6.74
Neuberger Berman NY Int Mun Common 0.0 $766k 55k 14.00
Nuveen Municipal Advantage Fund 0.0 $698k 48k 14.52
Nuveen Dividend Advantage Municipal Fd 2 0.0 $610k 43k 14.13
Nuveen Quality Income Municipal Fund 0.0 $765k 55k 13.99
PIMCO Corporate Income Fund (PCN) 0.0 $586k 42k 14.10
Pioneer Municipal High Income Trust (MHI) 0.0 $483k 33k 14.50
Putnam Managed Municipal Income Trust (PMM) 0.0 $419k 56k 7.43
Templeton Emerging Markets (EMF) 0.0 $358k 21k 16.80
Nuveen Insured Premium Incm. Mun. Fnd II 0.0 $680k 52k 13.02
Nuveen Investment Quality Munl Fund 0.0 $482k 33k 14.80
Swisher Hygiene 0.0 $470k 111k 4.25
Market Vectors Pre-Refunded Mun. In 0.0 $662k 26k 25.04
MFS High Income Municipal Trust (CXE) 0.0 $637k 130k 4.91
Alliance New York Municipal Income Fund 0.0 $443k 32k 14.00
Nuveen California Select Qlty Mun Inc Fu 0.0 $286k 20k 14.63
Nuveen NY Select Quality Municipal 0.0 $385k 26k 14.76
Invesco Municipal Premium Income Trust (PIA) 0.0 $526k 66k 7.97
BlackRock MuniHoldings New York Insured (MHN) 0.0 $717k 50k 14.32
Eaton Vance New York Muni. Incm. Trst 0.0 $600k 44k 13.52
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $464k 38k 12.28
Invesco Insured Municipal Income Trust (IIM) 0.0 $503k 33k 15.46
Nuveen Ny Div Advantg Mun 0.0 $367k 27k 13.61
Nuveen Insured New York Prem Inco Mun (NNF) 0.0 $578k 39k 14.78
Promotora De Informaciones Adr adr cl a 0.0 $447k 107k 4.17
RMK Strategic Income Fund 0.0 $613k 115k 5.32
First Trust/FIDAC Mortgage Income Fund (FMY) 0.0 $530k 28k 18.67
Templeton Russia & East European Fund 0.0 $325k 22k 14.64
BlackRock Municipal Bond Investment Tst 0.0 $587k 40k 14.57
Western Asset High Income Fund (HIF) 0.0 $308k 32k 9.59
Alkermes (ALKS) 0.0 $488k 32k 15.25
Bank of America Corporation (BAC) 0.0 $189k 31k 6.11
Baxter International (BAX) 0.0 $262k 4.7k 56.08
Tree 0.0 $50k 10k 4.98
Genuine Parts Company (GPC) 0.0 $239k 4.7k 50.85
Pitney Bowes (PBI) 0.0 $275k 15k 18.79
Boston Scientific Corporation (BSX) 0.0 $133k 22k 5.93
International Flavors & Fragrances (IFF) 0.0 $261k 4.7k 56.13
Liberty Global 0.0 $205k 5.7k 36.16
Stryker Corporation (SYK) 0.0 $259k 5.5k 47.09
Vodafone 0.0 $271k 11k 25.70
First Industrial Realty Trust (FR) 0.0 $104k 13k 8.00
Fiserv (FI) 0.0 $228k 4.5k 50.82
Human Genome Sciences 0.0 $266k 21k 12.67
Quanta Services (PWR) 0.0 $188k 10k 18.75
Invesco (IVZ) 0.0 $285k 18k 15.50
American Capital 0.0 $160k 24k 6.81
United Online 0.0 $52k 10k 5.20
Mizuho Financial (MFG) 0.0 $30k 11k 2.82
Albany Molecular Research 0.0 $158k 56k 2.82
CARBO Ceramics 0.0 $256k 2.5k 102.52
Energy Recovery (ERII) 0.0 $153k 51k 2.99
Nomura Holdings (NMR) 0.0 $48k 14k 3.57
Sirius XM Radio 0.0 $69k 46k 1.50
ViroPharma Incorporated 0.0 $271k 15k 18.07
ISIS Pharmaceuticals 0.0 $197k 29k 6.79
Maxygen 0.0 $224k 41k 5.46
NV Energy 0.0 $225k 15k 14.71
Pain Therapeutics 0.0 $181k 38k 4.76
Arena Pharmaceuticals 0.0 $65k 45k 1.44
ImmunoGen 0.0 $153k 14k 10.93
McDermott International 0.0 $168k 16k 10.78
Seaboard Corporation (SEB) 0.0 $225k 125.00 1800.00
Veeco Instruments (VECO) 0.0 $224k 9.2k 24.35
Dendreon Corporation 0.0 $261k 29k 9.00
China Finance Online 0.0 $20k 10k 2.00
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.0 $220k 28k 7.89
Telik (TELK) 0.0 $35k 116k 0.30
Apollo Investment 0.0 $196k 26k 7.51
Vical Incorporated 0.0 $205k 83k 2.48
Celldex Therapeutics 0.0 $60k 26k 2.28
Myrexis (MYRX) 0.0 $203k 74k 2.74
BioSante Pharmaceuticals 0.0 $31k 14k 2.30
Powershares Qqq Trust unit ser 1 0.0 $149k 20k 7.45
WidePoint Corporation 0.0 $29k 39k 0.74
AGIC Convertible & Income Fund 0.0 $118k 14k 8.31
American Income Fund (MRF) 0.0 $75k 10k 7.41
American Strategic Income Portfolio 0.0 $169k 16k 10.45
American Strategic Income Portfolio III 0.0 $122k 18k 6.85
American Strategic Income Portf. Inc II 0.0 $101k 12k 8.14
Blackrock Credit All Inc Trust III 0.0 $145k 15k 9.85
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $265k 20k 13.22
Cohen & Steers Dividend Majors Fund 0.0 $170k 15k 11.33
Dreyfus Strategic Municipal Bond Fund 0.0 $106k 12k 8.55
Aeterna Zentaris 0.0 $156k 103k 1.52
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.0 $228k 9.3k 24.40
Pacific Biosciences of California (PACB) 0.0 $39k 12k 3.25
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $200k 11k 18.11
Nuveen Select Maturities Mun Fund (NIM) 0.0 $277k 26k 10.50
Putnam Premier Income Trust (PPT) 0.0 $69k 13k 5.35
BlackRock Debt Strategies Fund 0.0 $122k 32k 3.82
Nuveen Muni Value Fund (NUV) 0.0 $117k 12k 9.75
BlackRock Corporate High Yield Fund III 0.0 $65k 10k 6.50
Entertainment Gaming Asia (EGT) 0.0 $3.0k 10k 0.30
Nuveen Quality Pref. Inc. Fund II 0.0 $152k 20k 7.57
Nuveen Qual Preferred Inc. Fund III 0.0 $89k 12k 7.42
Nuveen Insured Municipal Opp. Fund 0.0 $208k 14k 14.42
Putnam High Income Securities Fund 0.0 $96k 13k 7.43
TCW Strategic Income Fund (TSI) 0.0 $81k 16k 4.95
Western Asset Managed High Incm Fnd 0.0 $167k 29k 5.67
Nuveen Insd Dividend Advantage (NVG) 0.0 $159k 11k 14.40
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.0 $278k 5.3k 52.95
Blackrock Ny Mun Income Tr I 0.0 $165k 11k 14.77
Blackrock Muni Intermediate Drtn Fnd 0.0 $148k 10k 14.65
Blackrock Defined Opprty Cr 0.0 $262k 21k 12.27
Hyperion Brookfield Total Return (HTR) 0.0 $113k 18k 6.18
Mfs Calif Mun 0.0 $190k 18k 10.88
Nuveen Mun High Inc Oppty 0.0 $240k 22k 10.93
Nuveen Real Estate Income Fund (JRS) 0.0 $161k 18k 9.00
PIMCO Short Term Mncpl (SMMU) 0.0 $202k 4.0k 50.50
Pioneer Municipal High Income Advantage (MAV) 0.0 $259k 19k 13.86
Blackrock Muniyield Quality Fund (MQY) 0.0 $183k 12k 14.81
Nuveen New York Qty Inc Munpl Fnd (NUN) 0.0 $215k 15k 14.82
MFS High Yield Municipal Trust (CMU) 0.0 $278k 63k 4.40
Pimco NY Muni. Income Fund III (PYN) 0.0 $156k 17k 9.00
Blackrock New York Municipal Bond Trust 0.0 $214k 15k 14.81
Eaton Vance Calif Mun Bd 0.0 $134k 11k 12.25
40/86 Strategic Income Fund (HHY) 0.0 $134k 15k 9.27
Invesco Quality Municipal Securities 0.0 $232k 16k 14.25
Nuveen Insured CA Premium Inc Fd II 0.0 $238k 17k 14.20
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.0 $253k 20k 12.85
Pimco CA Muni. Income Fund III (PZC) 0.0 $114k 12k 9.55
Western Asset Municipal Partners Fnd 0.0 $231k 16k 14.91
First Trust Strgy. High Income Fund II (FHY) 0.0 $284k 62k 4.61
Oncothyreon 0.0 $169k 28k 5.96
BlackRock Muniyield Michigan Ins. Fnd II 0.0 $149k 11k 13.19
Eaton Vance Mich Mun Bd 0.0 $178k 13k 13.61
Nuveen NY Municipal Value (NNY) 0.0 $100k 11k 9.43
Western Asset Municipal D Opp Trust 0.0 $223k 11k 20.98
BlackRock MuniYield Investment Fund 0.0 $209k 15k 14.12
Blackrock Ny Invt Quality Mu 0.0 $237k 17k 14.08
China Hydroelectric Corporat w exp 01/25/201 0.0 $4.8k 40k 0.12
Sanofi Aventis Wi Conval Rt 0.0 $16k 16k 1.03
Api Technologies Corp 0.0 $273k 69k 3.95
Icg Group 0.0 $138k 15k 9.20
Wendy's/arby's Group (WEN) 0.0 $85k 19k 4.56