III Capital Management

III Capital Management as of Dec. 31, 2021

Portfolio Holdings for III Capital Management

III Capital Management holds 155 positions in its portfolio as reported in the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Dexcom Note 0.750% 12/01/23 (Principal) 12.5 $177M 54M 3.27
Palo Alto Networks Note 0.750% 07/01/23 (Principal) 10.9 $154M 73M 2.10
Workday Note 0.250% 10/01/22 (Principal) 8.8 $125M 67M 1.86
Insight Enterprises Note 0.750% 02/15/25 (Principal) 4.0 $57M 36M 1.61
Blackline Note 0.125% 08/01/24 (Principal) 3.3 $47M 31M 1.51
Arch Resources Note 5.250% 11/15/25 (Principal) 2.8 $40M 15M 2.64
Zillow Group Note 1.375% 09/01/26 (Principal) 2.7 $39M 24M 1.61
Uphealth Put Option 2.5 $35M 131k 269.09
Sabre Glbl Note 4.000% 04/15/25 (Principal) 2.5 $35M 26M 1.37
Lumentum Hldgs Note 0.250% 03/15/24 (Principal) 2.2 $32M 18M 1.78
Cloudflare Note 0.750% 05/15/25 (Principal) 2.2 $31M 8.8M 3.51
National Vision Hldgs Note 2.500% 05/15/25 (Principal) 2.0 $29M 17M 1.68
Fti Consulting Note 2.000% 08/15/23 (Principal) 2.0 $29M 18M 1.56
Dish Network Corporation Note 0.000% 12/15/25 (Principal) 1.9 $27M 27M 1.00
Insulet Corp Note 0.375% 09/01/26 (Principal) 1.9 $27M 20M 1.33
Rapid7 Note 2.250% 05/01/25 (Principal) 1.9 $26M 13M 2.01
Okta Note 0.125% 09/01/25 (Principal) 1.8 $26M 19M 1.36
Omnicell Note 0.250% 09/15/25 (Principal) 1.8 $25M 13M 1.89
Granite Constr Note 2.750% 11/01/24 (Principal) 1.7 $24M 18M 1.37
American Eagle Outfitters In Note 3.750% 04/15/25 (Principal) 1.6 $23M 7.5M 3.03
Lci Inds Note 1.125% 05/15/26 (Principal) 1.4 $20M 19M 1.10
Middleby Corp Note 1.000% 09/01/25 (Principal) 1.4 $20M 13M 1.60
Altair Engr Note 0.250% 06/01/24 (Principal) 1.4 $20M 12M 1.70
Natera Note 2.250% 05/01/27 (Principal) 1.4 $19M 7.5M 2.57
Zendesk Note 0.625% 06/15/25 (Principal) 1.1 $16M 13M 1.20
Microstrategy Note 0.750% 12/15/25 (Principal) 1.1 $15M 9.8M 1.56
Guidewire Software Note 1.250% 03/15/25 (Principal) 1.1 $15M 13M 1.17
Winnebago Inds Note 1.500% 04/01/25 (Principal) 1.1 $15M 11M 1.35
Live Nation Entertainment In Note 2.000% 02/15/25 (Principal) 1.1 $15M 11M 1.32
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 1.0 $15M 140k 104.70
Conmed Corp Note 2.625% 02/01/24 (Principal) 1.0 $14M 8.2M 1.67
Liberty Media Corp Del Note 1.000% 01/30/23 (Principal) 0.9 $13M 7.7M 1.72
Akamai Technologies Note 0.125% 05/01/25 (Principal) 0.9 $13M 10M 1.31
Algonquin Pwr Utils Corp Unit 99/99/9999 (AQNU) 0.9 $13M 275k 47.06
Atlas Air Worldwide Hldgs In Note 2.250% 06/01/22 (Principal) 0.9 $13M 10M 1.29
Pegasystems Note 0.750% 03/01/25 (Principal) 0.9 $12M 12M 1.06
Pacira Biosciences Note 2.375% 04/01/22 (Principal) 0.8 $11M 11M 1.03
KBR Note 2.500% 11/01/23 (Principal) 0.7 $11M 5.5M 1.91
Mesa Labs Note 1.375% 08/15/25 (Principal) 0.7 $9.6M 7.5M 1.28
Block Note 0.125% 03/01/25 (Principal) 0.6 $9.0M 6.1M 1.49
Rambus Inc Del Note 1.375% 02/01/23 (Principal) 0.6 $7.9M 5.0M 1.57
American Airlines Group Note 6.500% 07/01/25 (Principal) 0.5 $7.4M 5.3M 1.39
Sunrun Put Option (RUN) 0.5 $7.1M 20k 354.74
Beyond Meat Put Option (BYND) 0.4 $5.6M 5.6k 996.95
Workiva Note 1.125% 08/15/26 (Principal) 0.3 $4.4M 2.5M 1.77
Alphabet Cap Stk Cl C (GOOG) 0.3 $4.3M 1.5k 2893.55
Kkr & Co (KKR) 0.3 $4.2M 56k 74.50
Wix Note 0.000% 07/01/23 (Principal) 0.3 $3.8M 3.0M 1.28
Software Acquisitn Grp Inc I Unit 03/01/2028 0.3 $3.5M 350k 10.10
Liberty Media Corp Del Com A Siriusxm 0.2 $3.4M 66k 50.85
Expedia Group Com New Call Option (EXPE) 0.2 $3.0M 7.8k 386.67
Acropolis Infrastructure Acq Unit 99/99/9999 0.2 $2.7M 270k 9.97
Bleuacacia Unit 10/30/2026 (BLEUU) 0.1 $2.0M 200k 10.05
Nextera Energy (NEE) 0.1 $2.0M 22k 93.35
Fisker Cl A Com Stk (FSRNQ) 0.1 $2.0M 127k 15.73
Royal Caribbean Cruises (RCL) 0.1 $2.0M 26k 76.87
Illumina Call Option (ILMN) 0.1 $2.0M 7.8k 251.06
Delta Air Lines Inc Del Com New (DAL) 0.1 $1.7M 43k 39.06
Elliott Opportunity Ii Corp Unit 99/99/9999 0.1 $1.6M 160k 10.01
Cornerstone Buil 0.1 $1.6M 90k 17.43
Avista Pub Acquisition Corp Unit 04/06/2026 0.1 $1.5M 150k 10.11
Burtech Acquisition Corp Unit 12/10/2026 (BRKHU) 0.1 $1.5M 150k 10.01
Aetherium Acquisition Corp Unit 12/21/2026 (GMFIU) 0.1 $1.5M 150k 10.00
ON Semiconductor Call Option (ON) 0.1 $1.4M 900.00 1596.67
Pan American Silver Corp Can (PAAS) 0.1 $1.4M 56k 24.96
Shyft Group (SHYF) 0.1 $1.4M 29k 49.12
Iconic Sports Acquisition Unit 99/99/9999 0.1 $1.3M 128k 10.10
Williams Rowland Acquisition Unit 99/99/9999 0.1 $1.3M 125k 10.10
Kraneshares Tr Csi Chi Internet Call Option (KWEB) 0.1 $1.1M 15k 75.47
Caesars Entertainment (CZR) 0.1 $1.1M 12k 93.49
Pulte (PHM) 0.1 $1.1M 19k 57.16
Omnilit Acquisition Corp Unit 11/08/2026 0.1 $1.1M 105k 10.04
Array Technologies Com Shs (ARRY) 0.1 $1.1M 67k 15.69
Gogreen Investments Corp Unit 99/99/9999 0.1 $1.0M 100k 10.11
Lionheart Iii Corp Unit 11/03/2026 0.1 $1.0M 100k 10.10
Uta Acquisition Corporation Unit 12/01/2026 0.1 $1.0M 100k 10.08
Perception Capital Corp Ii Unit 10/25/2026 0.1 $1.0M 99k 10.15
Infinite Acquisition Corp Unit 99/99/9999 0.1 $1.0M 100k 10.07
World Quantum Growth Acquisi Unit 99/99/9999 0.1 $1.0M 100k 10.05
Opy Acquisition Corp I Unit 09/22/2026 0.1 $1.0M 100k 10.00
Southwest Airlines (LUV) 0.1 $856k 20k 42.80
Altice Usa Cl A (ATUS) 0.1 $832k 52k 16.16
Corsair Partnering Corp Unit 99/99/9999 0.1 $816k 82k 10.00
Lamf Global Ventures Corp I Unit 11/05/2026 0.1 $753k 75k 10.04
Ap Acquisition Corp Unit 99/99/9999 (APCA.U) 0.1 $709k 70k 10.13
4068594 Enphase Energy (ENPH) 0.0 $695k 3.8k 182.89
Portage Fintech Acquisitn Unit 07/08/2026 (PFTAU) 0.0 $686k 69k 9.94
Charter Communications Inc N Cl A (CHTR) 0.0 $651k 1.0k 651.00
Jaws Hurricane Acquisitn Cor Unit 06/08/2026 0.0 $631k 63k 9.97
Jaws Juggernaut Acquisitn Unit 06/17/2026 0.0 $541k 54k 9.95
Bilander Acquisition Corp Unit 05/19/2026 0.0 $541k 54k 10.04
Pontem Corporation Shs Cl A 0.0 $529k 54k 9.80
Hh&l Acquisition Shs Cl A 0.0 $525k 54k 9.72
Hovnanian Enterprises Cl A New (HOV) 0.0 $509k 4.0k 127.25
Gladstone Acquisition Corp Unit 04/01/2024 0.0 $508k 50k 10.16
Games & Esports Exprnc Acq C Unit 12/01/2026 0.0 $507k 50k 10.14
Hunt Companies Acquisitio Unit 99/99/9999 0.0 $507k 50k 10.14
Vmg Consumer Acquisition Cor Unit 11/08/2026 0.0 $507k 50k 10.14
Talon 1 Acquisition Corp Unit 11/02/2026 0.0 $504k 50k 10.08
Investcorp Europe Acquisitio Unit 12/15/2026 (IVCBU) 0.0 $504k 50k 10.08
Cactus Acquisition Corp 1 Lt Unit 08/17/2028 (CCTSU) 0.0 $504k 50k 10.08
Apx Acquisition Corp I Unit 12/07/2026 (APXIU) 0.0 $503k 50k 10.06
Everest Consolidator Acq Cor Unit 99/99/9999 (MNTN.U) 0.0 $502k 50k 10.04
Lf Capital Acquisition Corp Unit 05/15/2028 0.0 $501k 50k 10.02
Proof Acquisition Corp I Unit 99/99/9999 0.0 $500k 50k 10.00
Jackson Acquisition Unit 99/99/9999 0.0 $498k 50k 9.96
Zynga Cl A 0.0 $444k 69k 6.40
Churchill Capital Corp Vii Com Cl A (CVII) 0.0 $421k 43k 9.81
Bath &#38 Body Works In (BBWI) 0.0 $311k 4.5k 69.75
Vici Pptys (VICI) 0.0 $276k 9.2k 30.08
Eg Acquisition Corp Unit 99/99/9999 0.0 $273k 28k 9.89
Skydeck Acquisition Corp Unit 05/13/2026 0.0 $273k 28k 9.90
Anthemis Digital Acquisition Unit 10/18/2026 0.0 $253k 25k 10.12
7 Acquisition Corporation Unit 11/05/2026 0.0 $251k 25k 10.04
Arogo Capital Acquisition Unit 99/99/9999 (AOGOU) 0.0 $250k 25k 10.00
Altimar Acquisition Corp Iii Unit 99/99/9999 0.0 $250k 25k 9.84
Dhc Acquisition Corp Unit 02/25/2026 0.0 $248k 25k 9.77
Tb Sa Acquisition Corp Unit 03/25/2028 0.0 $247k 25k 9.89
American Airls Put Option (AAL) 0.0 $217k 19k 11.60
Onyx Acquisition Co I Unit 11/30/2028 (ONYXU) 0.0 $202k 20k 10.13
Esm Acquisition Corporation Unit 99/99/9999 0.0 $187k 19k 9.98
Golden Arrow Merger Corp Unit 07/31/2026 (GAMCU) 0.0 $183k 19k 9.77
Thrive Acquisition Corporati Unit 10/31/2028 0.0 $151k 15k 10.07
Kismet Acquisition Three Cor Unit 99/99/9999 0.0 $132k 14k 9.76
Block Cl A Call Option (SQ) 0.0 $131k 380.00 344.74
Disruptive Acquisition Corp Unit 03/06/2026 0.0 $128k 13k 10.24
Ftac Hera Acquisition Corp Unit 02/28/2026 0.0 $127k 13k 10.00
Silver Spike Acquisitn Corp Unit 02/26/2026 0.0 $124k 13k 9.92
Supernova Partn Acq Co Iii L Unit 99/99/9999 0.0 $123k 13k 9.84
Sabre Put Option (SABR) 0.0 $113k 3.6k 31.39
Dynamics Special Purpose Cor Class A Com 0.0 $108k 11k 9.78
Noble Rock Acquisition Corp Unit 01/31/2028 0.0 $107k 11k 9.80
Tkb Critical Technologies 1 Unit 10/20/2026 0.0 $101k 10k 10.10
Lead Edge Growth Oprtunts Lt Unit 04/01/2026 0.0 $99k 10k 9.90
Big Sky Growth Partners Unit 04/01/2026 0.0 $97k 10k 9.70
Boston Scientific Corporation Call Option (BSX) 0.0 $88k 740.00 118.92
Orion Acquisition Corp Unit 02/19/2026 0.0 $87k 8.9k 9.79
Frontier Acquisition Corp Unit 03/01/2026 0.0 $86k 8.7k 9.83
Victorias Secret And Common Stock (VSCO) 0.0 $82k 1.5k 55.18
Bigbear Ai Hldgs Put Option (BBAI) 0.0 $80k 401.00 199.50
European Biotech Acqutn Corp Unit 03/09/2026 0.0 $74k 7.5k 9.87
Vector Acquisition Corp Ii Cl A Shs 0.0 $61k 6.2k 9.76
Uniti Group Inc Com reit Put Option (UNIT) 0.0 $55k 1.0k 55.00
Khosla Ventures Acqut Co Iii Com Cl A 0.0 $24k 2.5k 9.60
Effector Therapeutics *w Exp 12/31/27 (EFTRW) 0.0 $23k 26k 0.89
Lionheart Acquisition Corp I *w Exp 02/14/26 0.0 $20k 32k 0.62
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 0.0 $14k 3.6k 3.89
Crucible Acquisition Corp *w Exp 12/26/25 0.0 $13k 19k 0.69
Vail Resorts Call Option (MTN) 0.0 $12k 100.00 120.00
Anzu Special Acquisitin Corp *w Exp 12/31/27 0.0 $8.0k 10k 0.78
Coinbase Global Com Cl A Put Option (COIN) 0.0 $8.0k 143.00 55.94
Spotify Technology S A SHS Put Option (SPOT) 0.0 $4.0k 859.00 4.66
Alibaba Group Hldg Sponsored Ads Call Option (BABA) 0.0 $2.0k 289.00 6.92
JetBlue Airways Corporation Call Option (JBLU) 0.0 $1.0k 2.5k 0.40
Pinduoduo Sponsored Ads Put Option (PDD) 0.0 $0 13.00 0.00