III Capital Management

III Capital Management as of Sept. 30, 2023

Portfolio Holdings for III Capital Management

III Capital Management holds 158 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Palo Alto Networks Note 0.375% 6/0 (Principal) 6.6 $132M 56M 2.36
Ishares Tr Iboxx Inv Cp Etf Put Option (LQD) 5.2 $103M 1.0M 102.02
Etsy Note 0.125%10/0 (Principal) 4.5 $90M 88M 1.02
Cnx Res Corp Note 2.250% 5/0 (Principal) 3.6 $72M 40M 1.81
Insight Enterprises Note 0.750% 2/1 (Principal) 3.3 $65M 31M 2.13
Ati Note 3.500% 6/1 (Principal) 3.1 $62M 23M 2.69
Middleby Corp Note 1.000% 9/0 (Principal) 3.0 $60M 54M 1.12
American Airls Put Option (AAL) 2.6 $52M 4.1M 12.81
American Airlines Group Note 6.500% 7/0 (Principal) 2.5 $50M 47M 1.07
Rivian Automotive Com Cl A Put Option (RIVN) 2.5 $49M 2.0M 24.28
Akamai Technologies Note 0.375% 9/0 (Principal) 2.4 $49M 47M 1.04
Varonis Sys Note 1.250% 8/1 (Principal) 2.3 $46M 39M 1.17
Microstrategy Note 0.750%12/1 (Principal) 2.2 $44M 40M 1.08
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 2.1 $43M 100k 427.48
Royal Caribbean Group Note 2.875%11/1 (Principal) 2.1 $42M 38M 1.13
United States Stl Corp Note 5.000%11/0 (Principal) 2.1 $42M 17M 2.47
Eqt Corp Note 1.750% 5/0 (Principal) 2.1 $42M 15M 2.78
Veradigm Note 0.875% 1/0 (Principal) 2.1 $41M 36M 1.13
Booking Holdings Note 0.750% 5/0 (Principal) 2.1 $41M 25M 1.67
Winnebago Inds Note 1.500% 4/0 (Principal) 1.8 $36M 32M 1.12
Carnival Corp Note 5.750%10/0 (Principal) 1.8 $35M 24M 1.50
Royal Caribbean Group Note 6.000% 8/1 (Principal) 1.5 $30M 15M 1.97
Chart Inds Note 1.000%11/1 (Principal) 1.4 $29M 9.9M 2.91
Parsons Corp Del Note 0.250% 8/1 (Principal) 1.3 $27M 21M 1.27
Marriott Vacations Worldwide Note 1/1 (Principal) 1.3 $27M 30M 0.88
Snap Note 0.250% 5/0 (Principal) 1.3 $26M 28M 0.92
Ishares Tr 7-10 Yr Trsy Bd (IEF) 1.3 $26M 285k 91.59
Ford Mtr Co Del Note 3/1 (Principal) 1.2 $23M 24M 0.98
Guidewire Software Note 1.250% 3/1 (Principal) 1.2 $23M 23M 1.02
Ford Motor Company Put Option (F) 1.2 $23M 1.9M 12.42
Dynavax Technologies Corp Note 2.500% 5/1 (Principal) 1.1 $23M 15M 1.53
Conmed Corp Note 2.250% 6/1 (Principal) 1.0 $20M 21M 0.95
Dropbox Note 3/0 (Principal) 1.0 $20M 21M 0.95
Enphase Energy Note 3/0 (Principal) 0.9 $19M 22M 0.88
Itron Note 3/1 (Principal) 0.9 $17M 20M 0.86
Interdigital Note 3.500% 6/0 (Principal) 0.9 $17M 15M 1.18
Li Auto Note 0.250% 5/0 (Principal) 0.9 $17M 12M 1.42
Ironwood Pharmaceuticals Note 0.750% 6/1 (Principal) 0.8 $16M 16M 0.99
Progress Software Corp Note 1.000% 4/1 (Principal) 0.8 $15M 15M 1.03
Under Armour Note 1.500% 6/0 (Principal) 0.7 $15M 15M 0.97
Zillow Group Note 2.750% 5/1 (Principal) 0.7 $15M 14M 1.03
Bill Holdings Note 12/0 (Principal) 0.7 $14M 14M 1.00
Shift4 Pmts Note 12/1 (Principal) 0.7 $13M 14M 0.99
Bloom Energy Corp Com Cl A Call Option (BE) 0.7 $13M 993k 13.26
Bentley Sys Note 0.375% 7/0 (Principal) 0.6 $13M 15M 0.87
Innoviva Note 2.500% 8/1 (Principal) 0.6 $13M 13M 1.00
Dropbox Note 3/0 (Principal) 0.6 $12M 12M 0.94
Groupon Com New Put Option (GRPN) 0.5 $11M 713k 15.32
Groupon Note 1.125% 3/1 (Principal) 0.5 $11M 20M 0.56
Invesco Exch Traded Fd Tr Ii Sr Ln Etf (BKLN) 0.5 $10M 480k 20.99
National Vision Hldgs Note 2.500% 5/1 (Principal) 0.5 $9.9M 10M 0.96
Post Hldgs Note 2.500% 8/1 (Principal) 0.5 $9.4M 9.5M 0.99
Box Note 1/1 (Principal) 0.5 $9.3M 8.6M 1.08
Beyond Meat Note 3/1 (Principal) 0.5 $9.1M 34M 0.27
The Realreal Note 1.000% 3/0 (Principal) 0.5 $9.1M 20M 0.46
Nutanix Note 0.250%10/0 (Principal) 0.4 $8.9M 10M 0.89
Airbnb Com Cl A Put Option (ABNB) 0.4 $8.9M 65k 137.21
Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.4 $8.9M 9.0M 0.99
Datadog Note 0.125% 6/1 (Principal) 0.4 $8.3M 7.0M 1.18
Nice Note 9/1 (Principal) 0.4 $8.1M 9.0M 0.91
Dish Network Corporation Note 12/1 (Principal) 0.4 $8.1M 12M 0.68
Pacira Biosciences Note 0.750% 8/0 (Principal) 0.4 $7.7M 8.5M 0.91
Ziff Davis Note 1.750%11/0 (Principal) 0.4 $7.1M 7.7M 0.92
Us Bancorp Del Com New Put Option (USB) 0.3 $6.6M 200k 33.06
Livent Corp Note 4.125% 7/1 (Principal) 0.3 $6.5M 3.0M 2.17
Cytokinetics Note 3.500% 7/0 (Principal) 0.3 $6.4M 7.5M 0.85
Airbnb Note 3/1 (Principal) 0.3 $6.3M 7.2M 0.88
Dish Network Corporation Cl A Put Option 0.3 $5.9M 1.0M 5.86
Live Nation Entertainment Put Option (LYV) 0.3 $5.8M 70k 83.04
Vail Resorts Note 1/0 (Principal) 0.3 $5.8M 6.6M 0.88
Topgolf Callaway Brands Corp Note 2.750% 5/0 (Principal) 0.3 $5.8M 5.5M 1.05
Li Auto Sponsored Ads Put Option (LI) 0.3 $5.3M 150k 35.65
Nextera Energy (NEE) 0.2 $4.7M 82k 57.29
Lucid Group Put Option (LCID) 0.2 $4.1M 730k 5.59
Ptc Therapeutics Note 1.500% 9/1 (Principal) 0.2 $4.0M 5.0M 0.80
Tko Group Holdings Cl A Put Option (TKO) 0.2 $3.6M 43k 84.06
Uniti Group Inc Com reit Put Option (UNIT) 0.2 $3.4M 720k 4.72
Patrick Inds Note 1.750%12/0 (Principal) 0.2 $3.3M 3.5M 0.95
Dexcom Note 0.250%11/1 (Principal) 0.2 $3.3M 3.5M 0.95
Phinia Common Stock (PHIN) 0.2 $3.1M 114k 26.79
Endeavor Group Hldgs Cl A Com (EDR) 0.1 $2.8M 143k 19.90
Coinbase Global Com Cl A Put Option (COIN) 0.1 $2.7M 36k 75.08
The Realreal Note 3.000% 6/1 (Principal) 0.1 $2.6M 3.7M 0.72
Snap Cl A Put Option (SNAP) 0.1 $2.5M 285k 8.91
BorgWarner (BWA) 0.1 $2.4M 60k 40.37
Hyatt Hotels Corp Com Cl A (H) 0.1 $2.2M 20k 106.08
BioMarin Pharmaceutical Call Option (BMRN) 0.1 $2.1M 24k 88.48
Starwood Ppty Tr Note 6.750% 7/1 (Principal) 0.1 $2.0M 2.0M 1.02
Alphabet Cap Stk Cl C (GOOG) 0.1 $2.0M 15k 131.85
Veeco Instrs Inc Del Note 3.500% 1/1 (Principal) 0.1 $1.9M 1.5M 1.28
Sharkninja Com Shs (SN) 0.1 $1.8M 39k 46.36
Geo Corrections Holdings Note 6.500% 2/2 (Principal) 0.1 $1.8M 1.5M 1.20
Sabre (SABR) 0.1 $1.8M 400k 4.49
Select Sector Spdr Tr Sbi Cons Stpls (XLP) 0.1 $1.8M 26k 68.81
Academy Sports & Outdoor (ASO) 0.1 $1.7M 36k 47.27
CRH Ord (CRH) 0.1 $1.6M 29k 54.73
Digitalocean Hldgs Note 12/0 (Principal) 0.1 $1.5M 2.0M 0.77
Peabody Energy Put Option (BTU) 0.1 $1.5M 59k 25.99
Peabody Engr Corp Note 3.250% 3/0 (Principal) 0.1 $1.5M 1.0M 1.52
Williams-Sonoma (WSM) 0.1 $1.5M 9.7k 155.40
Guardant Health Put Option (GH) 0.1 $1.5M 50k 29.64
Cyberark Software Note 11/1 (Principal) 0.1 $1.4M 1.3M 1.16
Delta Air Lines Inc Del Com New (DAL) 0.1 $1.4M 39k 37.00
Sirius Xm Holdings Call Option 0.1 $1.4M 300k 4.52
Verizon Communications (VZ) 0.1 $1.2M 38k 32.41
Kraft Heinz (KHC) 0.1 $1.1M 34k 33.64
Mitek Sys Note 0.750% 2/0 (Principal) 0.1 $1.1M 1.3M 0.87
Seaworld Entertainment (PRKS) 0.1 $1.1M 23k 46.25
Charter Communications Inc N Cl A (CHTR) 0.1 $1.1M 2.4k 439.82
Opy Acquisition Corp I Com Cl A 0.1 $1.0M 99k 10.43
Outfront Media (OUT) 0.1 $1.0M 100k 10.10
Beyond Meat Put Option (BYND) 0.0 $962k 100k 9.62
Booking Holdings (BKNG) 0.0 $925k 300.00 3083.95
Advanced Energy Industries (AEIS) 0.0 $897k 8.7k 103.12
Vici Pptys (VICI) 0.0 $866k 30k 29.10
Liberty Media Corp Del Com Lbty Srm S A (LSXMA) 0.0 $824k 32k 25.45
Netflix (NFLX) 0.0 $755k 2.0k 377.60
Marriott Vacations Wrldwde Cp (VAC) 0.0 $747k 7.4k 100.63
Landsea Homes Corp (LSEA) 0.0 $729k 81k 8.99
Meta Platforms Cl A (META) 0.0 $627k 2.1k 300.21
Boyd Gaming Corporation (BYD) 0.0 $608k 10k 60.83
Nio Spon Ads Put Option (NIO) 0.0 $487k 550k 0.89
Virgin Galactic Holdings Inc virgin galactic holdings 0.0 $344k 191k 1.80
Six Flags Entertainment (SIX) 0.0 $335k 14k 23.51
Western Digital (WDC) 0.0 $322k 7.0k 45.63
Bath &#38 Body Works In (BBWI) 0.0 $300k 8.9k 33.80
Etsy (ETSY) 0.0 $222k 3.4k 64.58
Nogin Com New (NOGNQ) 0.0 $118k 222k 0.53
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $43k 99k 0.43
Smiledirectclub Cl A Com Put Option (SDCCQ) 0.0 $33k 80k 0.41
Hnr Acquisition Corp *w Exp 02/04/202 (EONR.WS) 0.0 $21k 100k 0.21
Silverbox Corp Iii *w Exp 02/28/202 (SBXC.WS) 0.0 $17k 83k 0.20
Bitcoin Depot *w Exp 06/30/202 (BTMWW) 0.0 $16k 82k 0.19
Bleuacacia Right 10/30/2026 0.0 $10k 200k 0.05
Futuretech Ii Acquisition *w Exp 08/18/202 (FTIIW) 0.0 $6.0k 80k 0.08
Aimfinity Investment Corp I *w Exp 04/21/202 (AIMAW) 0.0 $5.5k 100k 0.06
Everest Consolidator Acq Cor *w Exp 99/99/999 0.0 $5.4k 25k 0.21
Effector Therapeutics *w Exp 12/31/202 (EFTRW) 0.0 $4.5k 42k 0.11
Acropolis Infrastructure Acq *w Exp 03/30/202 0.0 $4.5k 90k 0.05
Nubia Brand International *w Exp 11/16/202 0.0 $4.1k 50k 0.08
Bleuacacia *w Exp 10/30/202 0.0 $3.7k 100k 0.04
Banyan Acquisition Corporati *w Exp 09/30/202 0.0 $3.7k 23k 0.16
Aetherium Acquisition Corp *w Exp 12/21/202 (GMFIW) 0.0 $3.4k 150k 0.02
Shuaa Partners Acquistn Corp *w Exp 02/24/202 0.0 $3.4k 50k 0.07
Cartica Acquisition Corp *w Exp 04/30/202 (CITEW) 0.0 $3.1k 50k 0.06
Burtech Acquisition Corp *w Exp 12/18/202 (BRKHW) 0.0 $3.0k 150k 0.02
Denali Capital Acquisitn Cor *w Exp 03/28/202 (DECAW) 0.0 $2.9k 41k 0.07
Proof Acquisition Corp I *w Exp 99/99/999 (SOARW) 0.0 $2.8k 25k 0.11
Pono Cap Two *w Exp 07/31/202 (SBCWW) 0.0 $2.6k 56k 0.05
Infinite Acquisition Corp *w Exp 11/23/202 0.0 $1.9k 50k 0.04
Portage Fintech Acquisitn *w Exp 07/08/202 0.0 $1.9k 23k 0.08
Opy Acquisition Corp I *w Exp 09/22/202 0.0 $1.5k 50k 0.03
Esgl Hldgs *w Exp 10/19/202 (ESGLW) 0.0 $1.1k 66k 0.02
Lamf Global Ventures Corp I *w Exp 11/05/202 0.0 $1.1k 38k 0.03
Cactus Acquisition Corp 1 Lt *w Exp 08/17/202 (CTSWF) 0.0 $1.1k 25k 0.04
Investcorp India Acquistn *w Exp 06/01/202 (IVCAW) 0.0 $842.500000 13k 0.07
Uphealth *w Exp 06/08/202 (UPHLW) 0.0 $247.500000 25k 0.01
Lf Capital Acquisition Corp *w Exp 02/19/202 0.0 $75.000000 25k 0.00