III Capital Management

III Capital Management as of Dec. 31, 2023

Portfolio Holdings for III Capital Management

III Capital Management holds 147 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr Iboxx Inv Cp Etf Put Option (LQD) 12.9 $313M 2.8M 110.66
Royal Caribbean Group Note 6.000% 8/1 (Principal) 6.3 $152M 57M 2.66
Middleby Corp Note 1.000% 9/0 (Principal) 3.5 $85M 70M 1.22
Insight Enterprises Note 0.750% 2/1 (Principal) 3.5 $85M 33M 2.60
Chart Inds Note 1.000%11/1 (Principal) 3.5 $84M 36M 2.34
Etsy Note 0.125%10/0 (Principal) 3.0 $73M 63M 1.15
Ati Note 3.500% 6/1 (Principal) 2.8 $68M 23M 2.96
American Airls Put Option (AAL) 2.4 $57M 4.2M 13.74
Akamai Technologies Note 0.375% 9/0 (Principal) 2.3 $56M 50M 1.12
Rivian Automotive Com Cl A (RIVN) 2.1 $52M 2.2M 23.46
Booking Holdings Note 0.750% 5/0 (Principal) 1.9 $46M 25M 1.89
Winnebago Inds Note 1.500% 4/0 (Principal) 1.6 $40M 32M 1.25
Cyberark Software Note 11/1 (Principal) 1.6 $39M 28M 1.42
Veradigm Note 0.875% 1/0 (Principal) 1.6 $38M 37M 1.01
Parsons Corp Del Note 0.250% 8/1 (Principal) 1.5 $38M 26M 1.43
Cnx Res Corp Note 2.250% 5/0 (Principal) 1.5 $36M 22M 1.62
Invesco Exch Traded Fd Tr Ii Sr Ln Etf (BKLN) 1.5 $35M 1.7M 21.18
Spirit Airlines Put Option (SAVEQ) 1.4 $35M 2.1M 16.39
Microstrategy Note 0.750%12/1 (Principal) 1.4 $33M 20M 1.65
JetBlue Airways Corporation Put Option (JBLU) 1.4 $33M 5.9M 5.55
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 1.3 $33M 35M 0.94
Block Note 0.125% 3/0 (Principal) 1.3 $32M 33M 0.98
Jazz Investments I Note 1.500% 8/1 (Principal) 1.3 $32M 33M 0.97
Geo Corrections Holdings Note 6.500% 2/2 (Principal) 1.2 $28M 20M 1.40
Interdigital Note 3.500% 6/0 (Principal) 1.1 $28M 19M 1.47
Guidewire Software Note 1.250% 3/1 (Principal) 1.1 $26M 24M 1.11
National Vision Hldgs Note 2.500% 5/1 (Principal) 1.0 $25M 25M 1.01
Vail Resorts Note 1/0 (Principal) 1.0 $25M 28M 0.89
Enphase Energy Note 3/0 (Principal) 1.0 $25M 27M 0.92
Groupon Com New Call Option (GRPN) 1.0 $24M 1.9M 12.84
Conmed Corp Note 2.250% 6/1 (Principal) 1.0 $24M 24M 1.00
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 1.0 $24M 50k 475.31
Ford Motor Company Put Option (F) 0.9 $23M 1.9M 12.19
PG&E Corporation Put Option (PCG) 0.9 $23M 1.3M 18.03
Dropbox Note 3/0 (Principal) 0.9 $22M 22M 1.01
Dynavax Technologies Corp Note 2.500% 5/1 (Principal) 0.9 $22M 15M 1.46
Ford Mtr Co Del Note 3/1 (Principal) 0.9 $21M 21M 1.00
Western Digital Corp. Note 1.500% 2/0 (Principal) 0.8 $21M 21M 1.00
Li Auto Note 0.250% 5/0 (Principal) 0.8 $21M 14M 1.46
Pacira Biosciences Note 0.750% 8/0 (Principal) 0.8 $20M 22M 0.93
Itron Note 3/1 (Principal) 0.8 $19M 21M 0.92
Jetblue Airways Corp Note 0.500% 4/0 (Principal) 0.8 $19M 26M 0.72
Marriott Vacations Worldwide Note 1/1 (Principal) 0.7 $18M 20M 0.88
Varonis Sys Note 1.250% 8/1 (Principal) 0.7 $18M 12M 1.53
Western Digital Call Option (WDC) 0.7 $17M 317k 52.37
Under Armour Note 1.500% 6/0 (Principal) 0.7 $16M 15M 1.05
Progress Software Corp Note 1.000% 4/1 (Principal) 0.6 $16M 15M 1.05
Box Note 1/1 (Principal) 0.6 $15M 14M 1.12
Innoviva Note 2.500% 8/1 (Principal) 0.6 $15M 14M 1.09
Snap Note 0.250% 5/0 (Principal) 0.6 $14M 13M 1.05
Spirit Airls Note 1.000% 5/1 (Principal) 0.5 $12M 18M 0.69
Shift4 Pmts Note 12/1 (Principal) 0.5 $12M 11M 1.12
Bentley Sys Note 0.375% 7/0 (Principal) 0.5 $12M 14M 0.90
Groupon Note 1.125% 3/1 (Principal) 0.5 $12M 20M 0.62
Dropbox Note 3/0 (Principal) 0.5 $12M 12M 0.98
Snap Cl A Put Option (SNAP) 0.5 $12M 700k 16.93
Bank of America Corporation Put Option (BAC) 0.5 $12M 350k 33.67
Post Hldgs Note 2.500% 8/1 (Principal) 0.5 $12M 12M 1.01
Guess Note 2.000% 4/1 (Principal) 0.5 $12M 11M 1.05
American Airlines Group Note 6.500% 7/0 (Principal) 0.5 $11M 10M 1.11
Ark Etf Tr Innovation Etf Put Option (ARKK) 0.4 $11M 200k 52.37
Lucid Group (LCID) 0.4 $10M 2.4M 4.21
Lci Inds Note 1.125% 5/1 (Principal) 0.4 $10M 10M 0.98
Nextera Energy (NEE) 0.4 $10M 165k 60.74
Beyond Meat Put Option (BYND) 0.4 $9.8M 1.1M 8.90
Us Bancorp Del Com New Put Option (USB) 0.4 $8.7M 200k 43.28
Bloom Energy Corp Com Cl A Put Option (BE) 0.3 $7.9M 533k 14.80
Dish Network Corporation Note 12/1 (Principal) 0.3 $7.7M 12M 0.63
Beyond Meat Note 3/1 (Principal) 0.3 $7.6M 40M 0.19
The Realreal Note 3.000% 6/1 (Principal) 0.3 $7.5M 10M 0.74
Nio Spon Ads Put Option (NIO) 0.3 $7.5M 825k 9.07
The Realreal Note 1.000% 3/0 (Principal) 0.3 $7.5M 20M 0.37
Charles Schwab Corporation Put Option (SCHW) 0.3 $6.9M 100k 68.80
4068594 Enphase Energy Put Option (ENPH) 0.3 $6.6M 50k 132.14
Coinbase Global Com Cl A Put Option (COIN) 0.3 $6.3M 36k 173.92
Livent Corp Note 4.125% 7/1 (Principal) 0.3 $6.3M 3.0M 2.10
Tko Group Holdings Cl A (TKO) 0.3 $6.2M 76k 81.58
Macom Tech Solutions Hldgs I Note 0.250% 3/1 (Principal) 0.3 $6.2M 5.0M 1.24
Topgolf Callaway Brands Corp Note 2.750% 5/0 (Principal) 0.2 $5.9M 5.5M 1.07
Live Nation Entertainment Put Option (LYV) 0.2 $5.6M 60k 93.60
Li Auto Sponsored Ads Put Option (LI) 0.2 $5.6M 150k 37.43
Dish Network Corporation Cl A Put Option 0.2 $4.9M 3.1M 1.61
Ziff Davis Note 1.750%11/0 (Principal) 0.2 $4.9M 5.2M 0.95
Progress Software Corporation Put Option (PRGS) 0.2 $4.3M 80k 54.30
Uniti Group Inc Com reit Put Option (UNIT) 0.2 $4.2M 720k 5.78
Snap Note 0.125% 3/0 (Principal) 0.2 $3.9M 5.0M 0.79
Mp Materials Corp Com Cl A Put Option (MP) 0.2 $3.8M 190k 19.85
Phinia Common Stock (PHIN) 0.2 $3.8M 124k 30.29
Marcus Corp Del Note 5.000% 9/1 (Principal) 0.2 $3.7M 2.5M 1.47
Realreal Put Option (REAL) 0.1 $3.5M 1.7M 2.01
Marathon Digital Holdings In Note 1.000%12/0 (Principal) 0.1 $3.4M 4.0M 0.84
Sharkninja Com Shs (SN) 0.1 $2.8M 54k 51.17
Booking Holdings (BKNG) 0.1 $2.6M 720.00 3547.22
Boyd Gaming Corporation (BYD) 0.1 $2.5M 40k 62.61
Peabody Energy Put Option (BTU) 0.1 $2.4M 100k 24.32
CRH Ord (CRH) 0.1 $2.2M 32k 69.16
Select Sector Spdr Tr Sbi Cons Stpls (XLP) 0.1 $2.1M 30k 72.03
Alphabet Cap Stk Cl C (GOOG) 0.1 $2.1M 15k 140.93
Veeco Instrs Inc Del Note 3.500% 1/1 (Principal) 0.1 $2.0M 1.5M 1.36
Outfront Media (OUT) 0.1 $2.0M 145k 13.96
Delta Air Lines Inc Del Com New (DAL) 0.1 $1.9M 47k 40.23
Academy Sports & Outdoor (ASO) 0.1 $1.8M 28k 66.00
BorgWarner (BWA) 0.1 $1.8M 50k 35.85
Lumentum Hldgs Note 0.500%12/1 (Principal) 0.1 $1.8M 2.0M 0.89
Hilton Worldwide Holdings (HLT) 0.1 $1.6M 9.0k 182.09
Kraft Heinz (KHC) 0.1 $1.4M 39k 36.98
Guardant Health Put Option (GH) 0.1 $1.4M 50k 27.05
Dish Network Corporation Note 3.375% 8/1 (Principal) 0.1 $1.4M 2.5M 0.54
Landsea Homes Corp (LSEA) 0.1 $1.3M 101k 13.14
Penn National Gaming (PENN) 0.1 $1.3M 50k 26.02
Six Flags Entertainment (SIX) 0.1 $1.3M 50k 25.08
Verizon Communications (VZ) 0.0 $1.2M 32k 37.70
Mitek Sys Note 0.750% 2/0 (Principal) 0.0 $1.1M 1.3M 0.92
Fisker Cl A Com Stk Put Option (FSRNQ) 0.0 $1.1M 600k 1.75
Ssr Mining In Note 2.500% 4/0 (Principal) 0.0 $964k 1.0M 0.96
Sirius Xm Holdings Call Option 0.0 $793k 145k 5.47
Virgin Galactic Holdings Inc virgin galactic holdings Put Option 0.0 $735k 300k 2.45
Liberty Media Corp Del Com Lbty Srm S A (LSXMA) 0.0 $499k 17k 28.74
Purecycle Technologies Put Option (PCT) 0.0 $405k 100k 4.05
Nikola Corp Put Option 0.0 $359k 411k 0.88
Nikola Corp Note 8.250%12/1 (Principal) 0.0 $291k 250k 1.16
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $32k 99k 0.32
Burtech Acquisition Corp *w Exp 12/18/202 (BRKHW) 0.0 $12k 150k 0.08
Bitcoin Depot *w Exp 06/30/202 (BTMWW) 0.0 $12k 82k 0.14
Bleuacacia Right 10/30/2026 0.0 $10k 200k 0.05
Banyan Acquisition Corporati *w Exp 09/30/202 0.0 $8.3k 23k 0.37
Silverbox Corp Iii *w Exp 02/28/202 (SBXC.WS) 0.0 $7.7k 83k 0.09
Hnr Acquisition Corp *w Exp 02/04/202 (EONR.WS) 0.0 $6.4k 100k 0.06
Aetherium Acquisition Corp *w Exp 12/21/202 (GMFIW) 0.0 $6.0k 150k 0.04
Effector Therapeutics *w Exp 12/31/202 (EFTRW) 0.0 $4.4k 42k 0.11
Syntec Optics Hldgs *w Exp 11/07/202 (OPTXW) 0.0 $3.7k 47k 0.08
Aimfinity Investment Corp I *w Exp 04/21/202 (AIMAW) 0.0 $3.4k 100k 0.03
Proof Acquisition Corp I *w Exp 99/99/999 (SOARW) 0.0 $3.1k 25k 0.12
Everest Consolidator Acq Cor *w Exp 99/99/999 0.0 $3.1k 25k 0.12
Perception Capital Corp Iii *w Exp 07/08/202 0.0 $3.1k 23k 0.13
Cartica Acquisition Corp *w Exp 04/30/202 (CITEW) 0.0 $2.3k 50k 0.05
Denali Capital Acquisitn Cor *w Exp 03/28/202 (DECAW) 0.0 $2.2k 41k 0.05
Nubia Brand International *w Exp 11/16/202 0.0 $2.0k 50k 0.04
Pono Cap Two *w Exp 07/31/202 (SBCWW) 0.0 $1.9k 56k 0.03
Bleuacacia *w Exp 10/30/202 0.0 $1.9k 100k 0.02
Futuretech Ii Acquisition *w Exp 08/18/202 (FTIIW) 0.0 $1.9k 80k 0.02
Lamf Global Ventures Corp I *w Exp 11/05/202 0.0 $1.1k 38k 0.03
Cactus Acquisition Corp 1 Lt *w Exp 08/17/202 (CTSWF) 0.0 $687.335000 25k 0.03
Investcorp India Acquistn *w Exp 06/01/202 (IVCAW) 0.0 $406.250000 13k 0.03
Envoy Medical *w Exp 09/29/202 (COCHW) 0.0 $242.050000 10k 0.02
Esgl Hldgs *w Exp 10/19/202 (ESGLW) 0.0 $205.840000 66k 0.00
Selina Hospitality *w Exp 10/27/202 (SLNWF) 0.0 $0 145k 0.00