Ionic Capital Management

Ionic Capital Management as of Sept. 30, 2012

Portfolio Holdings for Ionic Capital Management

Ionic Capital Management holds 211 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Citigroup (C) 4.7 $183M 5.6M 32.72
Spdr S&p 500 Etf (SPY) 3.8 $149M 1.0M 143.97
Market Vectors Gold Miners ETF 3.7 $144M 2.7M 53.69
Coca-Cola Company (KO) 3.6 $140M 3.7M 37.93
Wal-Mart Stores (WMT) 3.5 $137M 1.9M 73.80
Citigroup Inc unit 3.4 $131M 1.4M 96.79
Direxion Daily Fin Bull 3x dly (FAS) 2.9 $112M 1.1M 104.94
Metlife Inc 5% 10/0/14 Conv Pr cv prf 2.5 $95M 1.4M 69.14
Microsoft Corporation (MSFT) 2.2 $85M 2.8M 29.76
Johnson & Johnson (JNJ) 2.1 $80M 1.2M 68.90
Ford Motor Company (F) 2.0 $80M 8.1M 9.86
General Electric Company 1.9 $75M 3.3M 22.71
Walt Disney Company (DIS) 1.6 $63M 1.2M 52.28
Philip Morris International (PM) 1.5 $58M 644k 89.94
Procter & Gamble Company (PG) 1.4 $56M 808k 69.36
iShares MSCI EAFE Index Fund (EFA) 1.4 $56M 1.0M 53.00
iShares Silver Trust (SLV) 1.4 $54M 1.6M 33.48
SolarWinds 1.4 $53M 948k 55.74
Berkshire Hathaway (BRK.B) 1.3 $51M 578k 88.20
Intel Corporation (INTC) 1.3 $49M 2.2M 22.66
3M Company (MMM) 1.2 $46M 496k 92.42
E M C Corp Mass note 1.750%12/0 1.1 $43M 25M 1.72
Direxion Shs Exch Trd 1.1 $43M 486k 88.85
Proshares Tr Ii 1.1 $41M 1.0M 40.12
Newfield Exploration 1.0 $40M 1.3M 31.32
MetLife (MET) 1.0 $39M 1.1M 34.47
Allergan 1.0 $38M 419k 91.58
Verizon Communications (VZ) 1.0 $38M 838k 45.57
Alliance Data Systems Corp note 1.750% 8/0 0.9 $36M 20M 1.82
Kraft Foods 0.9 $36M 873k 41.35
Abbott Laboratories (ABT) 0.9 $35M 514k 68.56
Royal Dutch Shell 0.9 $34M 493k 69.41
BP (BP) 0.9 $34M 794k 42.36
Nike (NKE) 0.9 $34M 354k 94.91
Merck & Co (MRK) 0.8 $33M 726k 45.10
iShares Dow Jones US Real Estate (IYR) 0.8 $31M 480k 64.38
Textron Inc note 4.500% 5/0 0.8 $30M 15M 2.01
Gilead Sciences conv 0.8 $30M 20M 1.51
Exxon Mobil Corporation (XOM) 0.8 $30M 325k 91.43
McDonald's Corporation (MCD) 0.7 $29M 314k 91.75
Energy Select Sector SPDR (XLE) 0.7 $28M 381k 73.44
Mosaic (MOS) 0.7 $27M 469k 57.60
Barrick Gold Corp (GOLD) 0.7 $27M 644k 41.76
Chesapeake Energy Corporation 0.7 $27M 1.4M 18.87
Cisco Systems (CSCO) 0.7 $27M 1.4M 19.10
ConocoPhillips (COP) 0.7 $26M 460k 57.18
Starwood Hotels & Resorts Worldwide 0.6 $25M 427k 57.96
Direxion Daily Small Cp Bull 3X (TNA) 0.6 $25M 401k 61.51
Pfizer (PFE) 0.6 $24M 975k 24.85
Cameron International Corporation 0.6 $24M 422k 56.07
Virgin Media Inc note 6.500%11/1 0.6 $23M 14M 1.72
Wynn Resorts (WYNN) 0.6 $23M 200k 115.43
IntercontinentalEx.. 0.6 $23M 168k 133.41
Anglogold Ashanti Holdings Fin pfd cv 0.6 $22M 538k 41.59
iShares Russell 2000 Index (IWM) 0.6 $22M 262k 83.44
PowerShares DB US Dollar Index Bullish 0.6 $22M 1.0M 21.92
Holdings Inc Note 5.25 0.5 $21M 12M 1.77
Honeywell International (HON) 0.5 $21M 346k 59.75
Exion Shs Etf Tr Dly Fin Bear dded 0.5 $20M 1.1M 18.22
Target Corporation (TGT) 0.5 $20M 310k 63.47
SPDR S&P Retail (XRT) 0.5 $20M 313k 62.75
Corning Incorporated (GLW) 0.5 $20M 1.5M 13.15
Wells Fargo & Company (WFC) 0.5 $19M 561k 34.53
Verisign (VRSN) 0.5 $19M 395k 48.69
BHP Billiton (BHP) 0.5 $19M 275k 68.61
Us Natural Gas Fd Etf 0.5 $19M 901k 21.32
Halliburton Company (HAL) 0.5 $18M 546k 33.70
Boeing Company (BA) 0.5 $18M 259k 69.60
Newmont Mining Corporation (NEM) 0.5 $17M 312k 56.01
Baidu (BIDU) 0.5 $17M 148k 116.92
Hershey Company (HSY) 0.4 $17M 240k 70.89
Cabela's Incorporated 0.4 $16M 295k 54.68
Sba Communications Corp note 4.000%10/0 0.4 $16M 7.5M 2.12
Google 0.4 $15M 20k 754.50
Weatherford International Lt reg 0.4 $15M 1.2M 12.68
Seadrill 0.4 $15M 372k 39.22
Molson Coors Brewing Company (TAP) 0.4 $14M 320k 45.05
Ace Limited Cmn 0.4 $14M 184k 75.59
Potash Corp. Of Saskatchewan I 0.4 $14M 320k 43.42
International Business Machines (IBM) 0.4 $14M 67k 207.44
AngloGold Ashanti 0.3 $13M 370k 35.08
Suncor Energy (SU) 0.3 $13M 395k 32.85
Petroleo Brasileiro SA (PBR) 0.3 $12M 529k 22.93
J.M. Smucker Company (SJM) 0.3 $12M 139k 86.32
ProShares Ultra Silver 0.3 $12M 206k 58.35
United States Oil Fund 0.3 $12M 346k 34.12
Medtronic 0.3 $11M 260k 43.12
Emerson Electric (EMR) 0.3 $11M 232k 48.27
CenturyLink 0.3 $11M 280k 40.40
BB&T Corporation 0.3 $11M 339k 33.17
Weyerhaeuser Company (WY) 0.3 $11M 400k 26.14
Direxion Shs Etf Tr dly smcap bear3x 0.3 $10M 683k 14.88
Harman International Industries 0.2 $9.5M 205k 46.16
Rentech 0.2 $9.4M 3.8M 2.46
American International (AIG) 0.2 $9.2M 282k 32.78
Bank of America Corporation (BAC) 0.2 $8.5M 964k 8.83
Suntrust Banks Inc $1.00 Par Cmn 0.2 $8.5M 300k 28.27
Direxion Shs Etf Tr dly gld min bl 0.2 $8.6M 483k 17.72
American Express Company (AXP) 0.2 $8.2M 144k 56.86
Cree 0.2 $8.1M 318k 25.51
Devon Energy Corporation (DVN) 0.2 $7.9M 130k 60.50
SPDR S&P MidCap 400 ETF (MDY) 0.2 $7.0M 39k 179.93
General Motors Company (GM) 0.2 $6.8M 300k 22.75
CF Industries Holdings (CF) 0.2 $6.5M 29k 222.24
Technology SPDR (XLK) 0.2 $6.5M 212k 30.82
BlackRock (BLK) 0.2 $6.2M 35k 178.31
NetApp (NTAP) 0.2 $6.1M 185k 32.88
E.I. du Pont de Nemours & Company 0.2 $6.2M 124k 50.27
Baker Hughes Incorporated 0.2 $6.4M 141k 45.23
Yahoo! 0.2 $6.4M 400k 15.98
Cme (CME) 0.1 $5.7M 100k 57.30
U.S. Bancorp (USB) 0.1 $5.9M 171k 34.30
National Retail Properties I note 3.950% 9/1 0.1 $5.8M 4.5M 1.28
Exelixis Inc cnv 0.1 $5.8M 5.5M 1.05
Comcast Corporation (CMCSA) 0.1 $5.4M 150k 35.75
Carnival Corporation (CCL) 0.1 $5.4M 148k 36.43
PowerShares QQQ Trust, Series 1 0.1 $5.6M 82k 68.57
PNC Financial Services (PNC) 0.1 $5.0M 79k 63.10
Energy Transfer Equity (ET) 0.1 $5.0M 110k 45.20
Cemex SAB de CV (CX) 0.1 $4.5M 540k 8.33
Freeport-McMoRan Copper & Gold (FCX) 0.1 $4.8M 120k 39.58
Financial Select Sector SPDR (XLF) 0.1 $4.8M 305k 15.59
Direxion Daily Real Estate Bull 3X (DRN) 0.1 $4.5M 62k 72.94
Facebook Inc cl a (META) 0.1 $4.8M 219k 21.68
Thompson Creek Metal unit 99/99/9999 0.1 $4.5M 265k 16.99
Morgan Stanley (MS) 0.1 $4.3M 258k 16.73
Colgate-Palmolive Company (CL) 0.1 $4.4M 41k 107.21
Occidental Petroleum Corporation (OXY) 0.1 $4.3M 50k 86.10
Canadian Natural Resources (CNQ) 0.1 $4.2M 135k 30.79
Fastenal Company (FAST) 0.1 $4.4M 103k 42.99
Dole Food Company 0.1 $4.4M 314k 14.03
Ecolab (ECL) 0.1 $4.0M 61k 64.84
Anadarko Petroleum Corporation 0.1 $3.5M 50k 69.92
Banco Itau Holding Financeira (ITUB) 0.1 $3.4M 223k 15.28
JDS Uniphase Corporation 0.1 $3.6M 291k 12.38
Industries N shs - a - (LYB) 0.1 $3.5M 67k 51.66
Comcast Corporation 0.1 $3.0M 88k 34.81
Coinstar 0.1 $3.1M 70k 44.97
Nexen 0.1 $3.1M 123k 25.34
EQT Corporation (EQT) 0.1 $3.0M 50k 59.00
Ford Mtr Co Del *w exp 01/01/201 0.1 $3.1M 3.0M 1.03
Zions Bancorporation *w exp 05/22/202 0.1 $3.0M 866k 3.50
Direxion Shs Etf Tr dly enrgy bear3x 0.1 $3.3M 427k 7.65
Annaly Capital Management 0.1 $2.6M 152k 16.77
Jarden Corporation 0.1 $2.6M 50k 52.83
Kinross Gold Corp (KGC) 0.1 $2.6M 259k 10.21
Teradyne (TER) 0.1 $2.9M 201k 14.22
Fifth & Pac Cos 0.1 $2.7M 210k 12.78
GlaxoSmithKline 0.1 $2.2M 47k 46.24
Agilent Technologies Inc C ommon (A) 0.1 $2.4M 62k 38.45
Omni (OMC) 0.1 $2.4M 46k 51.56
MGM Resorts International. (MGM) 0.1 $2.2M 200k 10.75
Franco-Nevada Corporation (FNV) 0.1 $2.4M 40k 58.92
iShares MSCI Emerging Markets Indx (EEM) 0.1 $2.0M 49k 41.33
Valero Energy Corporation (VLO) 0.1 $1.9M 61k 31.69
General Mills (GIS) 0.1 $2.1M 53k 39.85
Hewlett-Packard Company 0.1 $2.1M 122k 17.06
Marathon Oil Corporation (MRO) 0.1 $2.0M 68k 29.57
Invesco (IVZ) 0.1 $2.0M 80k 24.99
Rbc Cad (RY) 0.1 $2.0M 35k 57.40
Thompson Creek Metals 0.1 $1.8M 619k 2.83
Kimco Realty Corporation (KIM) 0.1 $2.1M 104k 20.27
Suno 0.0 $1.4M 30k 46.82
PPL Corporation (PPL) 0.0 $1.5M 50k 29.06
Broadcom Corporation 0.0 $1.7M 50k 34.58
Key (KEY) 0.0 $1.6M 184k 8.74
Ariba 0.0 $1.6M 37k 44.78
Mag Silver Corp (MAG) 0.0 $1.5M 121k 12.05
Direxion Daily Tech Bull 3x (TECL) 0.0 $1.5M 25k 59.20
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $1.5M 50k 31.03
Direxion Daily Emr Mkts Bear 3x 0.0 $1.5M 130k 11.74
Unisys Corp 6.25% Cv Pfd A cvp 0.0 $1.6M 26k 61.79
Dryships Inc. note 5.000%12/0 0.0 $1.0M 1.3M 0.82
Avon Products 0.0 $1.0M 63k 15.97
Leggett & Platt (LEG) 0.0 $1.3M 50k 25.06
Total (TTE) 0.0 $1.3M 25k 50.12
Exelixis (EXEL) 0.0 $1.1M 226k 4.83
Boston Beer Company (SAM) 0.0 $1.1M 10k 112.00
Wintrust Financial Corporation (WTFC) 0.0 $1.4M 36k 37.55
Semgroup Corp cl a 0.0 $1.1M 30k 36.84
Marathon Petroleum Corp (MPC) 0.0 $1.3M 23k 54.59
Liberty Media Corp lcpad 0.0 $1.4M 13k 104.11
FedEx Corporation (FDX) 0.0 $601k 7.1k 84.56
United Rentals (URI) 0.0 $749k 23k 32.71
FLIR Systems 0.0 $699k 35k 19.97
BioScrip 0.0 $941k 103k 9.11
CVR Energy (CVI) 0.0 $775k 21k 36.75
Gaylord Entertainment Company 0.0 $601k 15k 39.54
Geo 0.0 $643k 23k 27.67
Pentair 0.0 $717k 16k 44.53
DigitalGlobe 0.0 $768k 38k 20.38
Direxion Daily Energy Bull 3X 0.0 $696k 13k 53.54
AuthenTec 0.0 $771k 96k 8.01
Universal American 0.0 $637k 69k 9.25
Covanta Holding Corporation 0.0 $429k 25k 17.16
E TRADE Financial Corporation 0.0 $399k 45k 8.81
PPG Industries (PPG) 0.0 $402k 3.5k 114.86
Shuffle Master 0.0 $480k 30k 15.84
Clearwire Corporation 0.0 $302k 225k 1.34
Dollar General (DG) 0.0 $464k 9.0k 51.56
Unisys Corporation (UIS) 0.0 $416k 20k 20.80
KAR Auction Services (KAR) 0.0 $470k 24k 19.72
General Growth Properties 0.0 $483k 25k 19.48
Direxion Daily Real Estate Bull 3X (DRN) 0.0 $511k 7.0k 73.00
Summit Hotel Properties (INN) 0.0 $453k 53k 8.55
Michael Kors Holdings 0.0 $340k 6.4k 53.12
Express Scripts Holding 0.0 $479k 7.6k 62.65
Phillips 66 (PSX) 0.0 $232k 5.0k 46.40
Sirius XM Radio 0.0 $174k 67k 2.59
Utilities SPDR (XLU) 0.0 $4.0k 100.00 40.00
Sears Holding Copr 10-18-2012 0.0 $115k 42k 2.73