Ionic Capital Management

Ionic Capital Management as of Sept. 30, 2017

Portfolio Holdings for Ionic Capital Management

Ionic Capital Management holds 212 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares iBoxx $ High Yid Corp Bond (HYG) 9.4 $234M 2.6M 88.76
Barclays Bk Plc Ipath S&p500 Vix etf 9.4 $233M 5.9M 39.19
iShares MSCI EAFE Index Fund (EFA) 7.1 $177M 2.6M 68.48
CurrencyShares Euro Trust 6.6 $165M 1.4M 114.10
Spdr S&p 500 Etf (SPY) 4.9 $122M 486k 251.24
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 4.5 $112M 965k 116.42
iShares FTSE/Xinhua China 25 Index (FXI) 4.4 $109M 2.5M 44.04
SPDR Gold Trust (GLD) 3.2 $79M 650k 121.58
Apple (AAPL) 2.7 $67M 432k 154.12
iShares MSCI Emerging Markets Indx (EEM) 2.3 $56M 1.3M 44.81
Allergan 1.7 $43M 210k 204.94
Merck & Co (MRK) 1.5 $38M 598k 64.03
Norfolk Southern (NSC) 1.5 $38M 288k 132.24
Microsoft Corporation (MSFT) 1.4 $34M 461k 74.49
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.1 $26M 210k 124.76
Tesla Motors (TSLA) 1.0 $25M 73k 341.10
Anadarko Petroleum Corporation 0.9 $24M 485k 48.85
Morgan Stanley (MS) 0.8 $21M 425k 48.17
Direxion Shs Etf Tr Daily Gold Miner 0.8 $19M 752k 25.86
Dell Technologies Inc Class V equity 0.8 $19M 242k 77.20
Visa (V) 0.7 $18M 168k 105.24
Facebook Inc cl a (META) 0.7 $17M 101k 170.88
United Parcel Service (UPS) 0.7 $17M 137k 120.09
Bristol Myers Squibb (BMY) 0.7 $16M 254k 63.74
SPDR S&P Biotech (XBI) 0.6 $16M 182k 86.57
Energy Select Sector SPDR (XLE) 0.6 $15M 217k 68.48
CurrencyShares Japanese Yen Trust 0.6 $15M 175k 85.40
Altaba 0.6 $15M 219k 66.24
Suntrust Banks Inc $1.00 Par Cmn 0.6 $14M 236k 59.77
Ilg 0.6 $14M 511k 26.73
Nomad Foods (NOMD) 0.5 $13M 923k 14.57
Delta Air Lines (DAL) 0.5 $13M 275k 48.22
Walt Disney Company (DIS) 0.5 $13M 130k 98.60
PowerShares DB US Dollar Index Bullish 0.5 $13M 522k 24.18
Pinnacle Foods Inc De 0.5 $12M 213k 57.18
General Electric Company 0.5 $12M 492k 24.18
Oracle Corporation (ORCL) 0.5 $12M 249k 48.35
iShares MSCI Brazil Index (EWZ) 0.5 $12M 285k 41.69
WisdomTree Japan Total Dividend (DXJ) 0.5 $11M 209k 54.70
Spdr Euro Stoxx 50 Etf (FEZ) 0.4 $11M 260k 41.25
Time Warner 0.4 $9.9M 97k 102.41
VMware 0.4 $9.9M 90k 109.20
Molson Coors Brewing Company (TAP) 0.4 $9.5M 117k 81.65
Goodyear Tire & Rubber Company (GT) 0.4 $9.4M 283k 33.25
CIGNA Corporation 0.4 $9.3M 50k 186.94
Zions Bancorporation *w exp 05/22/202 0.4 $8.9M 586k 15.18
Mitel Networks Corp 0.4 $9.0M 1.1M 8.39
Citigroup (C) 0.4 $8.9M 123k 72.74
Del Taco Restaurants Inc Exp 6 warr 0.4 $9.0M 749k 11.96
Microchip Technology Inc note 1.625% 2/1 0.4 $8.9M 5.1M 1.75
Nexstar Broadcasting (NXST) 0.3 $8.7M 140k 62.30
Alibaba Group Holding (BABA) 0.3 $8.6M 50k 172.72
Tesla Inc convertible security 0.3 $8.6M 7.0M 1.23
Us Foods Hldg Corp call (USFD) 0.3 $8.3M 312k 26.70
Market Vectors Etf Tr Oil Svcs 0.3 $8.0M 308k 26.07
Petroleo Brasileiro SA (PBR) 0.3 $7.7M 762k 10.04
Exxon Mobil Corporation (XOM) 0.3 $7.8M 95k 81.98
Air Products & Chemicals (APD) 0.3 $7.6M 50k 151.22
Applied Materials (AMAT) 0.3 $7.8M 150k 52.09
Hain Celestial (HAIN) 0.3 $7.7M 188k 41.15
Qualcomm (QCOM) 0.3 $7.4M 142k 51.84
RealPage 0.3 $7.4M 185k 39.90
Tesaro 0.3 $7.6M 59k 129.09
Cathay Gen Bancorp *w exp 12/05/201 0.3 $7.4M 359k 20.53
Vaneck Vectors Gold Miners mutual (GDX) 0.3 $7.6M 330k 22.96
Industrial SPDR (XLI) 0.3 $7.1M 100k 71.00
SPDR S&P MidCap 400 ETF (MDY) 0.3 $7.2M 22k 326.34
Dowdupont 0.3 $7.3M 105k 69.23
ConocoPhillips (COP) 0.3 $7.0M 140k 50.04
Zions Bancorporation (ZION) 0.3 $6.9M 147k 47.17
Golar Lng (GLNG) 0.3 $7.1M 312k 22.60
Axalta Coating Sys (AXTA) 0.3 $6.7M 232k 28.92
Microsemi Corporation 0.3 $6.4M 123k 51.48
Xpo Logistics Inc equity (XPO) 0.3 $6.4M 95k 67.78
Pfizer (PFE) 0.2 $6.1M 172k 35.70
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.2 $6.1M 183k 33.59
Advanced Micro Devices (AMD) 0.2 $5.9M 463k 12.75
Mueller Water Products (MWA) 0.2 $6.0M 471k 12.80
Utilities SPDR (XLU) 0.2 $6.0M 113k 53.05
iShares Dow Jones US Real Estate (IYR) 0.2 $6.0M 76k 79.88
General Motors Company (GM) 0.2 $5.9M 145k 40.38
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 0.2 $5.9M 56k 105.21
Hostess Brands 0.2 $5.9M 431k 13.66
Wal-Mart Stores (WMT) 0.2 $5.8M 75k 78.13
Gray Television (GTN) 0.2 $5.6M 359k 15.70
Level 3 Communications 0.2 $5.8M 110k 53.29
Tyson Foods (TSN) 0.2 $5.5M 79k 70.46
Flexion Therapeutics 0.2 $5.5M 227k 24.18
Virtus Investment Partners convertible preferred security 0.2 $5.4M 52k 103.94
U.S. Bancorp (USB) 0.2 $5.1M 96k 53.59
Halcon Res 0.2 $5.3M 777k 6.80
BB&T Corporation 0.2 $5.0M 106k 46.94
FMC Corporation (FMC) 0.2 $5.1M 57k 89.31
General Mtrs Co *w exp 07/10/201 0.2 $5.0M 150k 33.11
Interdigital Inc 1.5% 3/1/20 convertible bond 0.2 $5.0M 4.3M 1.17
Barrick Gold Corp (GOLD) 0.2 $4.7M 293k 16.09
Dollar Tree (DLTR) 0.2 $4.7M 54k 86.83
Hldgs (UAL) 0.2 $4.8M 79k 60.88
Pure Storage Inc - Class A (PSTG) 0.2 $4.8M 297k 15.99
Dxc Technology (DXC) 0.2 $4.5M 53k 85.89
Chevron Corporation (CVX) 0.2 $4.3M 37k 117.53
Hollyfrontier Corp 0.2 $4.3M 120k 35.97
Dominion Resource p 0.2 $4.3M 84k 50.60
Ford Motor Company (F) 0.2 $4.1M 340k 11.97
Verizon Communications (VZ) 0.1 $3.8M 77k 49.50
SPDR S&P Retail (XRT) 0.1 $3.8M 90k 41.77
Allergan Plc pfd conv ser a 0.1 $3.8M 5.2k 738.22
Nexeo Solutions 0.1 $3.6M 497k 7.30
Union Pacific Corporation (UNP) 0.1 $3.5M 30k 116.00
Bob Evans Farms 0.1 $3.4M 44k 77.51
SPDR S&P Oil & Gas Explore & Prod. 0.1 $3.4M 100k 34.09
Powershares Senior Loan Portfo mf 0.1 $3.5M 151k 23.16
Mondelez Int (MDLZ) 0.1 $3.5M 87k 40.66
Party City Hold 0.1 $3.6M 266k 13.55
Symantec Corporation 0.1 $3.3M 100k 32.82
Hd Supply 0.1 $3.2M 90k 36.06
Zayo Group Hldgs 0.1 $3.3M 96k 34.42
1,000% Sina 01.12.2018 note 0.1 $3.4M 2.9M 1.16
Ctrip.com International 0.1 $2.9M 55k 52.75
Goldcorp 0.1 $2.9M 226k 12.96
Tempur-Pedic International (SGI) 0.1 $3.1M 48k 64.50
Consumer Staples Select Sect. SPDR (XLP) 0.1 $2.7M 50k 53.98
Marathon Petroleum Corp (MPC) 0.1 $2.7M 48k 56.08
Via 0.1 $2.6M 92k 27.84
ConAgra Foods (CAG) 0.1 $2.5M 75k 33.74
Associated Banc- (ASB) 0.1 $2.4M 100k 24.25
H.B. Fuller Company (FUL) 0.1 $2.4M 41k 58.05
Turkish Investment Fund 0.1 $2.4M 254k 9.37
Gores Hldin-cw20 equity wrt 0.1 $2.5M 339k 7.34
Cisco Systems (CSCO) 0.1 $2.2M 65k 33.63
Becton Dickinson & Co pfd shs conv a 0.1 $2.1M 39k 54.96
JPMorgan Chase & Co. (JPM) 0.1 $1.9M 20k 95.50
Marathon Oil Corporation (MRO) 0.1 $2.1M 153k 13.56
PowerShares DB Agriculture Fund 0.1 $1.9M 102k 18.98
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $1.9M 214k 8.89
Turquoisehillres 0.1 $2.0M 635k 3.10
Berry Plastics (BERY) 0.1 $2.0M 35k 56.64
Medtronic (MDT) 0.1 $1.9M 25k 77.76
Modine Manufacturing (MOD) 0.1 $1.8M 94k 19.25
KKR & Co 0.1 $1.9M 91k 20.33
Monsanto Company 0.1 $1.6M 13k 119.87
Platform Specialty Prods Cor 0.1 $1.4M 125k 11.15
Viavi Solutions Inc equities (VIAV) 0.1 $1.5M 162k 9.46
Sohu 0.1 $1.2M 22k 54.45
Nxp Semiconductors N V (NXPI) 0.1 $1.2M 11k 113.15
Spdr Short-term High Yield mf (SJNK) 0.1 $1.2M 44k 27.97
Bank of America Corporation (BAC) 0.0 $1.1M 42k 25.33
Avon Products 0.0 $884k 380k 2.33
Intel Corporation (INTC) 0.0 $952k 25k 38.08
Barnes & Noble 0.0 $1.1M 142k 7.61
THE GDL FUND Closed-End fund (GDL) 0.0 $897k 88k 10.20
Associated Banc Corp *w exp 11/21/201 0.0 $1.0M 210k 4.94
Twitter 0.0 $1.1M 66k 16.88
Cushing Energy Income 0.0 $967k 111k 8.69
Liberty Media Corp Delaware Com A Siriusxm 0.0 $903k 22k 41.92
Barclays Bk 0.0 $960k 46k 20.82
Everbridge, Inc. Cmn (EVBG) 0.0 $999k 38k 26.43
Avista Healthcare Pub Acq Co cl a 0.0 $1.1M 106k 10.00
Sierra Wireless 0.0 $860k 40k 21.50
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $683k 152k 4.49
Credit Suisse Nassau Brh invrs vix sterm 0.0 $736k 7.5k 97.54
Electrum Spl Acquisition Cor 0.0 $798k 78k 10.25
Hewlett Packard Enterprise (HPE) 0.0 $736k 50k 14.72
Stellar Acquisition Iii 0.0 $804k 79k 10.16
National Energy Services Reu (NESR) 0.0 $630k 66k 9.62
Hennessy Cap Acquston Corp I 0.0 $807k 82k 9.85
Banco Bradesco SA (BBD) 0.0 $576k 52k 11.08
Tcf Finl Corp *w exp 11/14/201 0.0 $564k 313k 1.80
Suntrust Bks Inc wrt exp 11/14/2 0.0 $483k 369k 1.31
Rice Energy 0.0 $508k 18k 28.96
Voya Prime Rate Trust sh ben int 0.0 $576k 110k 5.23
Depomed Inc conv 0.0 $571k 772k 0.74
Agrofresh Solutions wts feb 19 19 0.0 $577k 1.0M 0.55
Dynegy Inc unit 07/01/20191 0.0 $382k 6.0k 64.10
Arconic 0.0 $622k 25k 24.88
M I Acquisitions 0.0 $416k 41k 10.15
Kayne Anderson Acquisition 0.0 $595k 61k 9.75
Dryships 0.0 $577k 235k 2.46
Forum Merger Corp - A 0.0 $424k 44k 9.74
Dish Network Corp note 3.375% 8/1 0.0 $392k 350k 1.12
IAC/InterActive 0.0 $212k 1.8k 117.78
Stericycle (SRCL) 0.0 $256k 3.6k 71.71
Pioneer Floating Rate Trust (PHD) 0.0 $178k 15k 11.95
SPDR S&P Homebuilders (XHB) 0.0 $358k 9.0k 39.78
Eaton Vance Senior Income Trust (EVF) 0.0 $164k 25k 6.64
Apollo Sr Floating Rate Fd I (AFT) 0.0 $184k 11k 16.74
Amc Networks Inc Cl A (AMCX) 0.0 $260k 4.5k 58.43
Biotime Inc wts oct 1 18 0.0 $249k 1.2M 0.21
Petroleum & Res Corp Com cef (PEO) 0.0 $199k 10k 19.61
Nextera Energy Inc unit 08/31/2018 0.0 $232k 3.5k 66.17
Black Hills Corp unit 99/99/9999 0.0 $323k 4.3k 75.26
Double Eagle Acquisition Cor 0.0 $233k 23k 10.11
Silver Run Acquisition 0.0 $197k 19k 10.16
Cision Ltd *w exp 06/22/202 0.0 $295k 100k 2.95
Immunogen Inc bond 0.0 $198k 100k 1.98
Industrea Acquisition Corp cl a 0.0 $341k 35k 9.76
DepoMed 0.0 $113k 20k 5.80
Eastman Kodak Co *w exp 09/03/201 0.0 $24k 203k 0.12
Boulevard Acquisition cl a 0.0 $0 105k 0.00
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $16k 23k 0.69
Boulevard Acquisition *w exp 09/25/202 0.0 $11k 13k 0.86
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $42k 106k 0.40
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $29k 79k 0.37
M I Acquisitions Inc *w exp 99/99/999 0.0 $14k 41k 0.34
Silver Run Acquisition *w exp 03/28/202 0.0 $10k 6.5k 1.55
National Energy Services Reu *w exp 05/05/202 (NESRW) 0.0 $33k 66k 0.50
Forum Merger Corp *w exp 06/01/202 0.0 $7.9k 21k 0.38
Forum Merger Corp right 06/01/2019 0.0 $14k 42k 0.34
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $17k 20k 0.84
Pensare Acquisition Corp 0.0 $97k 10k 9.67
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $45k 61k 0.73
Industrea Acquisition Corp *w exp 08/01/202 0.0 $10k 25k 0.40