Klingman & Associates

Klingman & Associates as of Dec. 31, 2017

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 113 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 13.6 $62M 232k 268.85
Spdr S&p 500 Etf (SPY) 8.4 $39M 145k 266.86
iShares S&P MidCap 400 Index (IJH) 7.8 $36M 188k 189.78
Ubs Ag Jersey Brh Alerian Infrst 7.4 $34M 1.4M 24.19
Jp Morgan Alerian Mlp Index 5.7 $26M 955k 27.47
SPDR S&P Dividend (SDY) 4.9 $23M 239k 94.48
PowerShares FTSE RAFI US 1000 4.7 $21M 189k 113.58
Vanguard Malvern Fds strm infproidx (VTIP) 4.3 $20M 403k 48.82
SPDR S&P MidCap 400 ETF (MDY) 3.8 $17M 50k 345.41
iShares S&P SmallCap 600 Index (IJR) 3.6 $17M 216k 76.81
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 3.5 $16M 317k 50.12
iShares Barclays TIPS Bond Fund (TIP) 2.9 $13M 115k 114.08
Apple (AAPL) 2.6 $12M 70k 169.22
Oppenheimer Rev Weighted Etf large cap rev et 2.0 $9.0M 176k 51.39
iShares Dow Jones EPAC Sel Div Ind (IDV) 1.7 $7.6M 225k 33.79
Pjt Partners (PJT) 1.6 $7.5M 163k 45.60
iShares Russell 2000 Index (IWM) 1.2 $5.4M 36k 152.48
Vanguard REIT ETF (VNQ) 1.1 $5.2M 63k 82.99
Powershares Etf Tr Ii s^p500 low vol 1.1 $5.1M 106k 47.74
Ishares Tr usa min vo (USMV) 1.1 $4.9M 93k 52.78
Citizens Financial (CFG) 1.1 $4.9M 117k 41.98
iShares Dow Jones Select Dividend (DVY) 0.9 $4.3M 44k 98.55
iShares Russell 1000 Index (IWB) 0.7 $3.2M 22k 148.59
iShares MSCI EAFE Index Fund (EFA) 0.7 $3.0M 42k 70.31
Powershares Etf Tr Ii var rate pfd por 0.6 $2.6M 100k 25.66
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $2.4M 44k 54.71
Johnson & Johnson (JNJ) 0.5 $2.2M 16k 139.74
Harris Corporation 0.5 $2.2M 15k 141.67
Berkshire Hathaway (BRK.B) 0.5 $2.1M 11k 198.26
Ishares High Dividend Equity F (HDV) 0.4 $2.0M 22k 90.15
Exxon Mobil Corporation (XOM) 0.3 $1.4M 17k 83.61
Vanguard Emerging Markets ETF (VWO) 0.3 $1.4M 32k 45.90
Vanguard Total Stock Market ETF (VTI) 0.3 $1.4M 9.9k 137.25
First Trust/Four Corners SFRI Fund II (FCT) 0.3 $1.4M 107k 12.90
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.3 $1.4M 13k 101.56
Microsoft Corporation (MSFT) 0.3 $1.3M 16k 85.55
Global X Fds glb x mlp enr 0.3 $1.3M 98k 13.59
MasterCard Incorporated (MA) 0.3 $1.2M 7.7k 151.34
Ishares Tr eafe min volat (EFAV) 0.3 $1.2M 17k 72.98
Alphabet Inc Class C cs (GOOG) 0.3 $1.2M 1.1k 1046.26
Vanguard Europe Pacific ETF (VEA) 0.2 $1.2M 26k 44.87
Rbc Cad (RY) 0.2 $1.0M 13k 81.64
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $985k 71k 13.79
Vanguard Dividend Appreciation ETF (VIG) 0.2 $911k 8.9k 101.99
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $861k 55k 15.56
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $886k 16k 56.79
Vanguard S&p 500 Etf idx (VOO) 0.2 $857k 3.5k 245.21
iShares S&P 100 Index (OEF) 0.2 $816k 6.9k 118.60
Vanguard Small-Cap ETF (VB) 0.2 $806k 5.5k 147.75
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $842k 13k 64.50
Oppenheimer Rev Weighted Etf mid cap rev etf 0.2 $833k 14k 60.72
TJX Companies (TJX) 0.2 $763k 10k 76.47
Oppenheimer Rev Weighted Etf small cap rev et 0.2 $771k 11k 69.88
Amazon (AMZN) 0.2 $724k 619.00 1169.63
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $747k 4.4k 169.77
Dentsply Sirona (XRAY) 0.2 $725k 11k 65.87
Pepsi (PEP) 0.1 $670k 5.6k 119.92
Home Depot (HD) 0.1 $626k 3.3k 189.47
iShares Russell 1000 Growth Index (IWF) 0.1 $647k 4.8k 134.76
Rydex S&P Equal Weight ETF 0.1 $662k 6.6k 101.07
Powershares Global Etf Trust ex us sml port 0.1 $634k 18k 34.42
WisdomTree Emerging Markets Eq (DEM) 0.1 $606k 13k 45.38
Charles Schwab Corporation (SCHW) 0.1 $562k 11k 51.38
CarMax (KMX) 0.1 $553k 8.6k 64.10
Wells Fargo & Company (WFC) 0.1 $552k 9.1k 60.72
iShares Russell Midcap Index Fund (IWR) 0.1 $531k 2.6k 208.15
JPMorgan Chase & Co. (JPM) 0.1 $512k 4.8k 106.87
Pfizer (PFE) 0.1 $504k 14k 36.19
Mohawk Industries (MHK) 0.1 $497k 1.8k 275.80
SPDR DJ International Real Estate ETF (RWX) 0.1 $481k 12k 40.52
Credit Acceptance (CACC) 0.1 $464k 1.4k 323.57
Vanguard Mid-Cap ETF (VO) 0.1 $476k 3.1k 154.80
Calamos Convertible & Hi Income Fund (CHY) 0.1 $453k 38k 11.85
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $447k 102k 4.39
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $461k 8.9k 52.03
iShares MSCI Emerging Markets Indx (EEM) 0.1 $417k 8.9k 47.11
iShares Russell 1000 Value Index (IWD) 0.1 $422k 3.4k 124.41
Jacobs Engineering 0.1 $426k 6.5k 65.95
priceline.com Incorporated 0.1 $401k 231.00 1735.93
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $401k 3.5k 116.20
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.1 $407k 3.4k 119.18
Walt Disney Company (DIS) 0.1 $377k 3.5k 107.50
Hershey Company (HSY) 0.1 $363k 3.2k 113.44
Omni (OMC) 0.1 $387k 5.3k 72.80
O'reilly Automotive (ORLY) 0.1 $378k 1.6k 240.31
Vanguard Extended Market ETF (VXF) 0.1 $363k 3.3k 111.69
Vanguard High Dividend Yield ETF (VYM) 0.1 $383k 4.5k 85.57
Cohen and Steers Global Income Builder 0.1 $373k 38k 9.88
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $367k 13k 27.90
Abbvie (ABBV) 0.1 $356k 3.7k 96.61
Honeywell International (HON) 0.1 $306k 2.0k 153.46
Visa (V) 0.1 $303k 2.7k 114.00
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $336k 14k 24.53
Chevron Corporation (CVX) 0.1 $271k 2.2k 125.40
Verizon Communications (VZ) 0.1 $276k 5.2k 52.86
iShares S&P 500 Value Index (IVE) 0.1 $275k 2.4k 114.35
PowerShares FTSE RAFI Developed Markets 0.1 $262k 5.8k 45.38
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $259k 4.5k 57.56
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $259k 1.6k 160.17
Facebook Inc cl a (META) 0.1 $290k 1.6k 176.18
Barings Corporate Investors (MCI) 0.1 $272k 18k 15.28
Ross Stores (ROST) 0.1 $244k 3.0k 80.16
Merck & Co (MRK) 0.1 $224k 4.0k 56.22
Procter & Gamble Company (PG) 0.1 $224k 2.4k 91.77
PowerShares QQQ Trust, Series 1 0.1 $212k 1.4k 155.65
iShares S&P MidCap 400 Growth (IJK) 0.1 $222k 1.0k 215.53
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $225k 7.1k 31.76
Claymore Exchange Trd Fd Tr 2023 corp bond 0.1 $206k 9.9k 20.83
Claymore Exchange Trd Fd Tr 2024 corp bond 0.1 $236k 11k 20.87
Alphabet Inc Class A cs (GOOGL) 0.1 $223k 212.00 1051.89
Liberty Media Corp Series C Li 0.1 $216k 6.3k 34.12
Cohen & Steers Total Return Real (RFI) 0.0 $164k 13k 12.78
BlackRock MuniHoldings New York Insured (MHN) 0.0 $197k 15k 13.42