Klingman & Associates

Klingman & Associates as of March 31, 2018

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 107 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 14.6 $65M 246k 265.37
Spdr S&p 500 Etf (SPY) 8.5 $38M 143k 263.15
iShares S&P MidCap 400 Index (IJH) 8.3 $37M 198k 187.57
Ubs Ag Jersey Brh Alerian Infrst 7.1 $32M 1.5M 21.13
Jp Morgan Alerian Mlp Index 5.5 $25M 1.0M 24.00
Vanguard Malvern Fds strm infproidx (VTIP) 5.0 $22M 454k 48.91
SPDR S&P Dividend (SDY) 4.9 $22M 239k 91.20
PowerShares FTSE RAFI US 1000 4.7 $21M 190k 110.18
iShares S&P SmallCap 600 Index (IJR) 4.0 $18M 230k 77.01
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 3.9 $18M 350k 50.16
SPDR S&P MidCap 400 ETF (MDY) 3.8 $17M 50k 341.73
iShares Barclays TIPS Bond Fund (TIP) 2.9 $13M 114k 113.05
Oppenheimer Rev Weighted Etf large cap rev et 2.2 $9.9M 198k 49.82
Pjt Partners (PJT) 1.8 $8.2M 163k 50.10
iShares Dow Jones EPAC Sel Div Ind (IDV) 1.6 $7.3M 221k 33.01
Apple (AAPL) 1.6 $6.9M 41k 167.77
iShares Russell 2000 Index (IWM) 1.2 $5.4M 36k 151.82
Vanguard REIT ETF (VNQ) 1.1 $4.9M 66k 75.47
Powershares Etf Tr Ii s^p500 low vol 1.1 $4.8M 102k 46.97
Ishares Tr usa min vo (USMV) 1.1 $4.8M 93k 51.93
iShares Dow Jones Select Dividend (DVY) 0.9 $4.1M 44k 95.11
Citizens Financial (CFG) 0.8 $3.4M 80k 41.98
iShares Russell 1000 Index (IWB) 0.7 $3.2M 22k 146.88
iShares MSCI EAFE Index Fund (EFA) 0.7 $2.9M 42k 69.67
Powershares Etf Tr Ii var rate pfd por 0.6 $2.6M 102k 25.17
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $2.4M 44k 54.38
Ishares High Dividend Equity F (HDV) 0.4 $1.9M 22k 84.47
Vanguard Europe Pacific ETF (VEA) 0.3 $1.6M 35k 44.24
Microsoft Corporation (MSFT) 0.3 $1.5M 16k 91.29
Vanguard Emerging Markets ETF (VWO) 0.3 $1.5M 31k 46.99
Berkshire Hathaway (BRK.B) 0.3 $1.4M 7.0k 199.54
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.3 $1.4M 14k 101.54
Vanguard Total Stock Market ETF (VTI) 0.3 $1.4M 9.9k 135.75
First Trust/Four Corners SFRI Fund II (FCT) 0.3 $1.4M 102k 13.23
Exxon Mobil Corporation (XOM) 0.3 $1.3M 17k 74.60
Ishares Tr eafe min volat (EFAV) 0.3 $1.2M 17k 73.70
Global X Fds glb x mlp enr 0.2 $1.1M 96k 11.77
MasterCard Incorporated (MA) 0.2 $1.0M 5.9k 175.10
Johnson & Johnson (JNJ) 0.2 $1.0M 8.0k 128.10
Vanguard S&p 500 Etf idx (VOO) 0.2 $1.0M 4.2k 242.00
Rbc Cad (RY) 0.2 $986k 13k 77.25
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $972k 67k 14.53
Vanguard Dividend Appreciation ETF (VIG) 0.2 $903k 8.9k 101.06
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $882k 16k 56.54
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $851k 13k 65.19
iShares S&P 100 Index (OEF) 0.2 $798k 6.9k 115.99
Vanguard Small-Cap ETF (VB) 0.2 $804k 5.5k 146.88
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $792k 4.4k 180.00
Oppenheimer Rev Weighted Etf mid cap rev etf 0.2 $816k 14k 58.92
Alphabet Inc Class C cs (GOOG) 0.2 $741k 718.00 1032.03
Oppenheimer Rev Weighted Etf small cap rev et 0.2 $762k 11k 67.84
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $728k 50k 14.53
Amazon (AMZN) 0.1 $677k 468.00 1446.58
iShares Russell 1000 Growth Index (IWF) 0.1 $653k 4.8k 136.01
Rydex S&P Equal Weight ETF 0.1 $652k 6.6k 99.54
WisdomTree Emerging Markets Eq (DEM) 0.1 $667k 14k 47.80
Pepsi (PEP) 0.1 $610k 5.6k 109.06
Powershares Global Etf Trust ex us sml port 0.1 $628k 18k 34.09
JPMorgan Chase & Co. (JPM) 0.1 $586k 5.3k 109.88
Home Depot (HD) 0.1 $599k 3.4k 178.17
iShares Russell Midcap Index Fund (IWR) 0.1 $527k 2.6k 206.59
Pfizer (PFE) 0.1 $505k 14k 35.47
TJX Companies (TJX) 0.1 $488k 6.0k 81.58
Vanguard Mid-Cap ETF (VO) 0.1 $474k 3.1k 154.15
SPDR DJ International Real Estate ETF (RWX) 0.1 $475k 12k 39.99
iShares MSCI Emerging Markets Indx (EEM) 0.1 $427k 8.9k 48.24
Calamos Convertible & Hi Income Fund (CHY) 0.1 $447k 38k 11.69
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $465k 8.9k 52.48
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.1 $447k 3.8k 119.20
iShares Russell 1000 Value Index (IWD) 0.1 $407k 3.4k 119.99
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $387k 88k 4.40
Charles Schwab Corporation (SCHW) 0.1 $351k 6.7k 52.25
Walt Disney Company (DIS) 0.1 $352k 3.5k 100.31
Vanguard Extended Market ETF (VXF) 0.1 $363k 3.3k 111.69
Vanguard High Dividend Yield ETF (VYM) 0.1 $369k 4.5k 82.44
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $367k 3.3k 112.89
Cohen and Steers Global Income Builder 0.1 $337k 37k 9.15
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $377k 13k 28.66
Abbvie (ABBV) 0.1 $359k 3.8k 94.70
CarMax (KMX) 0.1 $323k 5.2k 61.95
Hershey Company (HSY) 0.1 $319k 3.2k 98.91
Credit Acceptance (CACC) 0.1 $291k 882.00 329.93
Ishares Tr cmn (GOVT) 0.1 $306k 12k 24.66
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $300k 14k 21.90
Dentsply Sirona (XRAY) 0.1 $328k 6.5k 50.31
Chevron Corporation (CVX) 0.1 $255k 2.2k 114.04
Mohawk Industries (MHK) 0.1 $250k 1.1k 231.91
Honeywell International (HON) 0.1 $288k 2.0k 144.43
iShares S&P 500 Value Index (IVE) 0.1 $263k 2.4k 109.36
PowerShares FTSE RAFI Developed Markets 0.1 $258k 5.8k 44.69
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $268k 4.5k 59.56
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $250k 1.6k 154.61
Facebook Inc cl a (META) 0.1 $289k 1.8k 160.02
Barings Corporate Investors (MCI) 0.1 $269k 18k 15.11
CSX Corporation (CSX) 0.1 $201k 3.6k 55.76
Ross Stores (ROST) 0.1 $241k 3.1k 78.04
Verizon Communications (VZ) 0.1 $242k 5.1k 47.84
Merck & Co (MRK) 0.1 $217k 4.0k 54.47
Procter & Gamble Company (PG) 0.1 $206k 2.6k 79.35
Jacobs Engineering 0.1 $209k 3.5k 59.16
iShares S&P MidCap 400 Growth (IJK) 0.1 $225k 1.0k 218.45
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $218k 7.1k 30.77
Claymore Exchange Trd Fd Tr 2023 corp bond 0.1 $222k 11k 20.39
Claymore Exchange Trd Fd Tr 2024 corp bond 0.1 $229k 11k 20.25
BlackRock MuniHoldings New York Insured (MHN) 0.0 $185k 15k 12.60
Fs Investment Corporation 0.0 $162k 22k 7.27
Cohen & Steers Total Return Real (RFI) 0.0 $128k 11k 11.82