Kornitzer Capital Management as of Dec. 31, 2013
Portfolio Holdings for Kornitzer Capital Management
Kornitzer Capital Management holds 425 positions in its portfolio as reported in the December 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Align Technology (ALGN) | 2.5 | $234M | 4.1M | 57.14 | |
| Hexcel Corporation (HXL) | 1.8 | $172M | 3.8M | 44.69 | |
| Adtran | 1.7 | $160M | 5.9M | 27.01 | |
| Stratasys (SSYS) | 1.7 | $159M | 1.2M | 134.70 | |
| MarketAxess Holdings (MKTX) | 1.6 | $145M | 2.2M | 66.93 | |
| Chart Industries (GTLS) | 1.5 | $141M | 1.5M | 95.64 | |
| DealerTrack Holdings | 1.5 | $137M | 2.9M | 48.08 | |
| Corporate Executive Board Company | 1.4 | $134M | 1.7M | 77.43 | |
| Financial Engines | 1.4 | $134M | 1.9M | 69.48 | |
| CARBO Ceramics | 1.4 | $128M | 1.1M | 116.53 | |
| Lions Gate Entertainment | 1.4 | $127M | 42M | 3.03 | |
| CoStar (CSGP) | 1.3 | $125M | 675k | 184.58 | |
| athenahealth | 1.3 | $121M | 896k | 134.50 | |
| Life Time Fitness | 1.2 | $117M | 2.5M | 47.00 | |
| Oxford Industries (OXM) | 1.2 | $110M | 1.4M | 80.67 | |
| Neustar | 1.1 | $108M | 2.2M | 49.86 | |
| ACI Worldwide (ACIW) | 1.1 | $106M | 1.6M | 65.00 | |
| Pandora Media | 1.1 | $106M | 4.0M | 26.60 | |
| Deckers Outdoor Corporation (DECK) | 1.1 | $105M | 1.2M | 84.46 | |
| Fresh Market | 1.0 | $96M | 2.4M | 40.50 | |
| Lions Gate Entertainment | 1.0 | $96M | 3.0M | 31.66 | |
| Proto Labs (PRLB) | 1.0 | $96M | 1.3M | 71.18 | |
| Polypore International | 1.0 | $93M | 2.4M | 38.90 | |
| Morningstar (MORN) | 1.0 | $93M | 1.2M | 78.09 | |
| Stifel Financial (SF) | 0.9 | $87M | 1.8M | 47.92 | |
| LogMeIn | 0.9 | $87M | 2.6M | 33.55 | |
| National Instruments | 0.9 | $85M | 2.7M | 32.02 | |
| Vitamin Shoppe | 0.9 | $81M | 1.6M | 52.01 | |
| Techne Corporation | 0.8 | $80M | 844k | 94.67 | |
| Gentex Corporation (GNTX) | 0.8 | $79M | 2.4M | 32.98 | |
| Cornerstone Ondemand | 0.8 | $79M | 1.5M | 53.31 | |
| Ultimate Software | 0.8 | $79M | 514k | 153.22 | |
| Interxion Holding | 0.8 | $75M | 3.2M | 23.61 | |
| General Electric Company | 0.8 | $73M | 2.6M | 28.03 | |
| Lions Gate Entertainment 144a conv | 0.8 | $73M | 60M | 1.22 | |
| Semtech Corporation (SMTC) | 0.8 | $71M | 2.8M | 25.28 | |
| Icon (ICLR) | 0.8 | $71M | 1.8M | 40.42 | |
| Waddell & Reed Financial | 0.7 | $68M | 1.1M | 65.12 | |
| Microsoft Corporation (MSFT) | 0.7 | $66M | 1.8M | 37.41 | |
| Hibbett Sports (HIBB) | 0.7 | $65M | 969k | 67.15 | |
| McDonald's Corporation (MCD) | 0.7 | $64M | 660k | 97.03 | |
| Aruba Networks | 0.7 | $63M | 3.5M | 17.90 | |
| Baxter International (BAX) | 0.7 | $63M | 906k | 69.55 | |
| Firstservice Cad Sub Vtg | 0.7 | $62M | 1.4M | 43.05 | |
| D Tumi Holdings | 0.7 | $63M | 2.8M | 22.55 | |
| Restoration Hardware Hldgs I | 0.7 | $63M | 928k | 67.30 | |
| Akorn | 0.6 | $60M | 2.4M | 24.62 | |
| Royal Dutch Shell | 0.6 | $58M | 820k | 71.27 | |
| Infoblox | 0.6 | $58M | 1.8M | 33.02 | |
| Intel Corporation (INTC) | 0.6 | $58M | 2.2M | 25.95 | |
| Apple (AAPL) | 0.6 | $57M | 102k | 561.02 | |
| ConocoPhillips (COP) | 0.6 | $54M | 766k | 70.65 | |
| Procter & Gamble Company (PG) | 0.6 | $54M | 660k | 81.41 | |
| Haemonetics Corporation (HAE) | 0.6 | $54M | 1.3M | 42.13 | |
| Johnson & Johnson (JNJ) | 0.6 | $52M | 569k | 91.59 | |
| Chevron Corporation (CVX) | 0.6 | $52M | 417k | 124.91 | |
| Pitney Bowes (PBI) | 0.5 | $50M | 2.1M | 23.30 | |
| Boeing Company (BA) | 0.5 | $49M | 360k | 136.49 | |
| Baker Hughes Incorporated | 0.5 | $49M | 889k | 55.26 | |
| Harman International Industries | 0.5 | $49M | 601k | 81.85 | |
| Genesee & Wyoming | 0.5 | $48M | 503k | 96.05 | |
| Coca-Cola Company (KO) | 0.5 | $48M | 1.2M | 41.31 | |
| Cme (CME) | 0.5 | $47M | 598k | 78.46 | |
| At&t (T) | 0.5 | $46M | 1.3M | 35.16 | |
| RealPage | 0.5 | $45M | 1.9M | 23.38 | |
| Vera Bradley (VRA) | 0.5 | $45M | 1.9M | 24.04 | |
| BP (BP) | 0.5 | $44M | 898k | 48.61 | |
| Exxon Mobil Corporation (XOM) | 0.5 | $44M | 438k | 101.20 | |
| GlaxoSmithKline | 0.5 | $44M | 816k | 53.39 | |
| BroadSoft | 0.5 | $44M | 1.6M | 27.32 | |
| Cisco Systems (CSCO) | 0.5 | $43M | 1.9M | 22.43 | |
| Insulet Corporation (PODD) | 0.5 | $42M | 1.1M | 37.10 | |
| Hollyfrontier Corp | 0.5 | $42M | 841k | 49.69 | |
| Schlumberger (SLB) | 0.4 | $42M | 461k | 90.11 | |
| Akamai Technologies (AKAM) | 0.4 | $40M | 851k | 47.18 | |
| Clorox Company (CLX) | 0.4 | $39M | 419k | 92.76 | |
| Merck & Co (MRK) | 0.4 | $38M | 760k | 50.05 | |
| InterNAP Network Services | 0.4 | $39M | 5.1M | 7.52 | |
| Hospira | 0.4 | $35M | 858k | 41.28 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $36M | 341k | 104.46 | |
| Wal-Mart Stores (WMT) | 0.4 | $35M | 438k | 78.69 | |
| Northern Trust Corporation (NTRS) | 0.4 | $34M | 551k | 61.89 | |
| Waste Management (WM) | 0.4 | $34M | 751k | 44.87 | |
| Under Armour (UAA) | 0.3 | $33M | 373k | 87.30 | |
| Dow Chemical Company | 0.3 | $31M | 706k | 44.40 | |
| General Mills (GIS) | 0.3 | $31M | 628k | 49.91 | |
| Healthcare Services (HCSG) | 0.3 | $31M | 1.1M | 28.37 | |
| Equinix | 0.3 | $31M | 176k | 177.45 | |
| Affiliated Managers (AMG) | 0.3 | $30M | 139k | 216.88 | |
| Abbott Laboratories (ABT) | 0.3 | $30M | 791k | 38.33 | |
| Advent Software | 0.3 | $30M | 856k | 34.95 | |
| Pepsi (PEP) | 0.3 | $30M | 359k | 82.94 | |
| Illumina (ILMN) | 0.3 | $30M | 274k | 110.59 | |
| E.I. du Pont de Nemours & Company | 0.3 | $29M | 447k | 64.97 | |
| International Business Machines (IBM) | 0.3 | $29M | 156k | 187.57 | |
| 0.3 | $29M | 25k | 1120.70 | ||
| DTS | 0.3 | $29M | 1.2M | 23.91 | |
| Facebook Inc cl a (META) | 0.3 | $29M | 525k | 54.65 | |
| Allergan | 0.3 | $28M | 256k | 111.08 | |
| BorgWarner (BWA) | 0.3 | $28M | 496k | 55.91 | |
| Fortinet (FTNT) | 0.3 | $28M | 1.5M | 19.13 | |
| WisdomTree Investments (WT) | 0.3 | $28M | 1.6M | 17.71 | |
| Monsanto Company | 0.3 | $27M | 229k | 116.55 | |
| Allstate Corporation (ALL) | 0.3 | $27M | 503k | 54.54 | |
| Costco Wholesale Corporation (COST) | 0.3 | $26M | 216k | 119.02 | |
| Qualcomm (QCOM) | 0.3 | $26M | 350k | 74.25 | |
| Boston Beer Company (SAM) | 0.3 | $25M | 104k | 241.79 | |
| Forum Energy Technolo | 0.3 | $25M | 899k | 28.26 | |
| General Dynamics Corporation (GD) | 0.3 | $24M | 256k | 95.55 | |
| Quanta Services (PWR) | 0.3 | $24M | 770k | 31.56 | |
| FMC Corporation (FMC) | 0.3 | $24M | 322k | 75.46 | |
| Accuray Incorporated (ARAY) | 0.3 | $24M | 2.8M | 8.70 | |
| Fortune Brands (FBIN) | 0.3 | $25M | 540k | 45.70 | |
| Newmont Mining Corporation (NEM) | 0.2 | $23M | 1.0M | 23.03 | |
| Servicesource | 0.2 | $24M | 2.8M | 8.38 | |
| Amc Networks Inc Cl A (AMCX) | 0.2 | $24M | 348k | 68.11 | |
| Verizon Communications (VZ) | 0.2 | $22M | 450k | 49.14 | |
| Williams-Sonoma (WSM) | 0.2 | $22M | 385k | 58.28 | |
| Juniper Networks (JNPR) | 0.2 | $23M | 997k | 22.57 | |
| Broadcom Corporation | 0.2 | $23M | 763k | 29.65 | |
| Expedia (EXPE) | 0.2 | $23M | 328k | 69.66 | |
| Eli Lilly & Co. (LLY) | 0.2 | $21M | 417k | 51.00 | |
| Emerson Electric (EMR) | 0.2 | $21M | 301k | 70.18 | |
| Red Hat | 0.2 | $21M | 377k | 56.04 | |
| EMC Corporation | 0.2 | $22M | 857k | 25.15 | |
| Questar Corporation | 0.2 | $21M | 931k | 22.99 | |
| Envestnet (ENV) | 0.2 | $21M | 522k | 40.30 | |
| Mondelez Int (MDLZ) | 0.2 | $21M | 605k | 35.30 | |
| Intercontinental Exchange (ICE) | 0.2 | $22M | 96k | 224.92 | |
| Perrigo Company (PRGO) | 0.2 | $21M | 138k | 153.46 | |
| PerkinElmer (RVTY) | 0.2 | $21M | 510k | 41.23 | |
| Kellogg Company (K) | 0.2 | $21M | 343k | 61.07 | |
| Acuity Brands (AYI) | 0.2 | $21M | 192k | 109.32 | |
| Kraft Foods | 0.2 | $20M | 377k | 53.91 | |
| Solera Holdings | 0.2 | $19M | 272k | 70.76 | |
| Marathon Oil Corporation (MRO) | 0.2 | $20M | 553k | 35.30 | |
| Pfizer (PFE) | 0.2 | $19M | 606k | 30.63 | |
| 3M Company (MMM) | 0.2 | $19M | 132k | 140.25 | |
| Whole Foods Market | 0.2 | $19M | 322k | 57.83 | |
| C.H. Robinson Worldwide (CHRW) | 0.2 | $19M | 318k | 58.35 | |
| Advisory Board Company | 0.2 | $19M | 300k | 63.67 | |
| Liquidity Services (LQDT) | 0.2 | $18M | 801k | 22.66 | |
| Towers Watson & Co | 0.2 | $18M | 141k | 127.61 | |
| JPMorgan Chase & Co. (JPM) | 0.2 | $17M | 285k | 58.48 | |
| MICROS Systems | 0.2 | $17M | 298k | 57.37 | |
| Quidel Corporation | 0.2 | $17M | 550k | 30.89 | |
| Chubb Corporation | 0.2 | $16M | 163k | 96.63 | |
| Nike (NKE) | 0.2 | $16M | 204k | 78.64 | |
| Stericycle (SRCL) | 0.2 | $16M | 139k | 116.17 | |
| Urban Outfitters (URBN) | 0.2 | $16M | 425k | 37.10 | |
| Ecolab (ECL) | 0.2 | $15M | 141k | 104.27 | |
| Gilead Sciences (GILD) | 0.2 | $15M | 199k | 75.10 | |
| J.M. Smucker Company (SJM) | 0.2 | $15M | 141k | 103.62 | |
| FARO Technologies (FARO) | 0.2 | $15M | 261k | 58.30 | |
| SYSCO Corporation (SYY) | 0.1 | $14M | 385k | 36.10 | |
| MSC Industrial Direct (MSM) | 0.1 | $14M | 172k | 80.87 | |
| Hess (HES) | 0.1 | $14M | 173k | 83.00 | |
| Walgreen Company | 0.1 | $14M | 237k | 57.44 | |
| F5 Networks (FFIV) | 0.1 | $14M | 150k | 90.86 | |
| PDF Solutions (PDFS) | 0.1 | $15M | 564k | 25.62 | |
| Proofpoint | 0.1 | $14M | 421k | 33.17 | |
| Wageworks | 0.1 | $14M | 230k | 59.44 | |
| Molycorp Inc Del....... Note 6.0% 9/1/17 | 0.1 | $14M | 17M | 0.80 | |
| Whitewave Foods | 0.1 | $14M | 599k | 22.94 | |
| Actavis | 0.1 | $14M | 86k | 168.00 | |
| Moody's Corporation (MCO) | 0.1 | $13M | 163k | 78.47 | |
| FedEx Corporation (FDX) | 0.1 | $13M | 92k | 143.77 | |
| Apache Corporation | 0.1 | $14M | 157k | 85.94 | |
| LKQ Corporation (LKQ) | 0.1 | $13M | 390k | 32.90 | |
| Autoliv (ALV) | 0.1 | $13M | 138k | 91.80 | |
| Cincinnati Financial Corporation (CINF) | 0.1 | $13M | 241k | 52.37 | |
| Colgate-Palmolive Company (CL) | 0.1 | $13M | 198k | 65.21 | |
| Msci (MSCI) | 0.1 | $13M | 293k | 43.72 | |
| Visa (V) | 0.1 | $13M | 60k | 222.69 | |
| Verisk Analytics (VRSK) | 0.1 | $13M | 200k | 65.72 | |
| Omnicell (OMCL) | 0.1 | $13M | 500k | 25.53 | |
| eBay (EBAY) | 0.1 | $12M | 225k | 54.86 | |
| Cepheid | 0.1 | $12M | 255k | 46.67 | |
| Imperva | 0.1 | $12M | 251k | 48.13 | |
| Phillips 66 (PSX) | 0.1 | $12M | 155k | 77.13 | |
| Eqt Midstream Partners | 0.1 | $12M | 202k | 58.79 | |
| Sarepta Therapeutics (SRPT) | 0.1 | $13M | 612k | 20.37 | |
| Susser Petroleum Partners | 0.1 | $12M | 364k | 33.10 | |
| Praxair | 0.1 | $11M | 85k | 130.03 | |
| Discovery Communications | 0.1 | $11M | 119k | 90.42 | |
| Oracle Corporation (ORCL) | 0.1 | $11M | 285k | 38.26 | |
| Eaton Vance | 0.1 | $11M | 261k | 42.79 | |
| VAALCO Energy (EGY) | 0.1 | $12M | 1.7M | 6.89 | |
| Horsehead Holding | 0.1 | $11M | 696k | 16.21 | |
| MGM Resorts International. (MGM) | 0.1 | $11M | 478k | 23.52 | |
| 8x8 (EGHT) | 0.1 | $11M | 1.1M | 10.15 | |
| SPS Commerce (SPSC) | 0.1 | $11M | 168k | 65.30 | |
| Rovi Corp conv | 0.1 | $11M | 11M | 1.01 | |
| Ruckus Wireless | 0.1 | $11M | 796k | 14.20 | |
| Smart Balance | 0.1 | $11M | 705k | 15.86 | |
| Goldman Sachs (GS) | 0.1 | $9.9M | 56k | 177.27 | |
| Digital Realty Trust (DLR) | 0.1 | $11M | 218k | 49.12 | |
| Polaris Industries (PII) | 0.1 | $11M | 72k | 145.64 | |
| Starwood Hotels & Resorts Worldwide | 0.1 | $10M | 126k | 79.45 | |
| Dice Holdings | 0.1 | $10M | 1.4M | 7.25 | |
| Dril-Quip (DRQ) | 0.1 | $10M | 91k | 109.93 | |
| ICU Medical, Incorporated (ICUI) | 0.1 | $9.8M | 155k | 63.71 | |
| PROS Holdings (PRO) | 0.1 | $10M | 261k | 39.90 | |
| Procera Networks | 0.1 | $10M | 666k | 15.02 | |
| Kinder Morgan (KMI) | 0.1 | $11M | 291k | 36.00 | |
| Tangoe | 0.1 | $10M | 562k | 18.01 | |
| Fleetmatics | 0.1 | $10M | 235k | 43.25 | |
| Ansys (ANSS) | 0.1 | $9.6M | 110k | 87.20 | |
| Charles River Laboratories (CRL) | 0.1 | $9.3M | 176k | 53.04 | |
| Campbell Soup Company (CPB) | 0.1 | $9.8M | 226k | 43.28 | |
| Altera Corporation | 0.1 | $9.6M | 294k | 32.51 | |
| Abb (ABBNY) | 0.1 | $8.9M | 336k | 26.56 | |
| Comscore | 0.1 | $9.1M | 319k | 28.61 | |
| Marathon Petroleum Corp (MPC) | 0.1 | $9.0M | 99k | 91.73 | |
| Pentair | 0.1 | $9.3M | 120k | 77.67 | |
| Lifelock | 0.1 | $9.7M | 590k | 16.41 | |
| Cerner Corporation | 0.1 | $8.8M | 159k | 55.74 | |
| Citrix Systems | 0.1 | $8.6M | 136k | 63.25 | |
| Lumber Liquidators Holdings (LL) | 0.1 | $8.3M | 81k | 102.90 | |
| NetApp (NTAP) | 0.1 | $8.4M | 204k | 41.14 | |
| Teradata Corporation (TDC) | 0.1 | $8.1M | 178k | 45.49 | |
| McGraw-Hill Companies | 0.1 | $8.5M | 109k | 78.20 | |
| W.W. Grainger (GWW) | 0.1 | $8.8M | 35k | 255.42 | |
| United Technologies Corporation | 0.1 | $8.0M | 70k | 113.80 | |
| ConAgra Foods (CAG) | 0.1 | $8.6M | 254k | 33.70 | |
| Apogee Enterprises (APOG) | 0.1 | $8.2M | 229k | 35.91 | |
| Synchronoss Technologies | 0.1 | $8.2M | 263k | 31.07 | |
| Abaxis | 0.1 | $8.2M | 204k | 40.01 | |
| Zix Corporation | 0.1 | $8.6M | 1.9M | 4.56 | |
| iRobot Corporation (IRBT) | 0.1 | $8.0M | 230k | 34.77 | |
| Madison Square Garden | 0.1 | $8.1M | 140k | 57.58 | |
| 2060000 Power Solutions International (PSIX) | 0.1 | $8.2M | 110k | 75.10 | |
| Broadsoft Inc. 1.5% 07/01/2018 conv | 0.1 | $8.0M | 8.0M | 1.00 | |
| Xoom | 0.1 | $8.4M | 307k | 27.37 | |
| Barrick Gold Corp (GOLD) | 0.1 | $7.7M | 438k | 17.63 | |
| Live Nation Entertainment In note 2.875% 7/1 | 0.1 | $7.1M | 7.0M | 1.02 | |
| Coach | 0.1 | $7.5M | 133k | 56.13 | |
| Tidewater | 0.1 | $7.1M | 119k | 59.27 | |
| Diageo (DEO) | 0.1 | $7.6M | 57k | 132.43 | |
| Agilent Technologies Inc C ommon (A) | 0.1 | $7.6M | 132k | 57.19 | |
| Dr Pepper Snapple | 0.1 | $7.7M | 157k | 48.72 | |
| Roper Industries (ROP) | 0.1 | $7.3M | 53k | 138.69 | |
| KLA-Tencor Corporation (KLAC) | 0.1 | $7.0M | 109k | 64.46 | |
| VMware | 0.1 | $7.1M | 79k | 89.71 | |
| Myr (MYRG) | 0.1 | $7.1M | 285k | 25.08 | |
| QEP Resources | 0.1 | $7.5M | 245k | 30.65 | |
| SciQuest | 0.1 | $7.9M | 277k | 28.48 | |
| Mitek Systems (MITK) | 0.1 | $7.7M | 1.3M | 5.94 | |
| Black Diamond | 0.1 | $7.7M | 577k | 13.33 | |
| Ellie Mae | 0.1 | $7.2M | 267k | 26.87 | |
| Thermon Group Holdings (THR) | 0.1 | $7.4M | 272k | 27.33 | |
| E2open | 0.1 | $7.5M | 315k | 23.91 | |
| Tri Pointe Homes (TPH) | 0.1 | $7.2M | 360k | 19.93 | |
| Midcoast Energy Partners | 0.1 | $7.4M | 379k | 19.60 | |
| Weyerhaeuser Company (WY) | 0.1 | $6.3M | 201k | 31.57 | |
| Patterson-UTI Energy (PTEN) | 0.1 | $6.4M | 251k | 25.32 | |
| Exponent (EXPO) | 0.1 | $6.6M | 85k | 77.28 | |
| NVE Corporation (NVEC) | 0.1 | $6.7M | 115k | 58.28 | |
| Meridian Bioscience | 0.1 | $6.9M | 262k | 26.53 | |
| HealthStream (HSTM) | 0.1 | $6.6M | 204k | 32.63 | |
| Quintiles Transnatio Hldgs I | 0.1 | $6.7M | 145k | 46.34 | |
| Johnson Controls | 0.1 | $5.7M | 111k | 51.30 | |
| Benefitfocus | 0.1 | $5.8M | 100k | 57.74 | |
| Marrone Bio Innovations | 0.1 | $5.4M | 303k | 17.78 | |
| Omnicare Inc dbcv 3.250%12/1 | 0.1 | $4.8M | 4.5M | 1.07 | |
| Arthur J. Gallagher & Co. (AJG) | 0.1 | $4.4M | 94k | 46.93 | |
| Republic Services (RSG) | 0.1 | $5.1M | 154k | 33.20 | |
| AGL Resources | 0.1 | $4.7M | 99k | 47.23 | |
| Paychex (PAYX) | 0.1 | $4.3M | 95k | 45.53 | |
| Ford Motor Company (F) | 0.1 | $4.6M | 301k | 15.43 | |
| Heritage-Crystal Clean | 0.1 | $5.0M | 245k | 20.49 | |
| Pioneer Natural Resources (PXD) | 0.1 | $4.4M | 24k | 184.08 | |
| Neogen Corporation (NEOG) | 0.1 | $4.7M | 103k | 45.70 | |
| Medidata Solutions | 0.1 | $4.4M | 73k | 60.51 | |
| Carriage Service Cap cvp | 0.1 | $5.0M | 101k | 48.96 | |
| Delek Logistics Partners (DKL) | 0.1 | $4.4M | 140k | 31.65 | |
| Titan Machy Inc note 3.750% 5/0 | 0.1 | $4.4M | 5.1M | 0.85 | |
| National Resh Corp cl a (NRC) | 0.1 | $4.4M | 235k | 18.82 | |
| Ringcentral (RNG) | 0.1 | $4.6M | 253k | 18.37 | |
| Norfolk Southern (NSC) | 0.0 | $3.7M | 40k | 92.84 | |
| United Parcel Service (UPS) | 0.0 | $4.0M | 38k | 105.08 | |
| Rio Tinto (RIO) | 0.0 | $3.4M | 61k | 56.42 | |
| Unilever | 0.0 | $3.4M | 84k | 40.23 | |
| Bayer (BAYRY) | 0.0 | $3.6M | 25k | 140.49 | |
| Sap (SAP) | 0.0 | $3.5M | 40k | 87.15 | |
| BHP Billiton (BHP) | 0.0 | $4.2M | 61k | 68.19 | |
| Siemens (SIEGY) | 0.0 | $3.6M | 26k | 138.52 | |
| Suncor Energy (SU) | 0.0 | $3.8M | 107k | 35.05 | |
| Alere Inc note 3.000% 5/1 | 0.0 | $3.4M | 3.0M | 1.12 | |
| Amg Capital Trust | 0.0 | $4.2M | 58k | 72.45 | |
| Xylem (XYL) | 0.0 | $3.4M | 97k | 34.60 | |
| Exa | 0.0 | $3.5M | 264k | 13.26 | |
| Mplx (MPLX) | 0.0 | $3.3M | 75k | 44.53 | |
| Abbvie (ABBV) | 0.0 | $3.4M | 65k | 52.82 | |
| Trak 1 1/2 03/15/17 | 0.0 | $4.1M | 3.0M | 1.38 | |
| Agios Pharmaceuticals (AGIO) | 0.0 | $3.4M | 140k | 23.95 | |
| Valero Energy Partners | 0.0 | $3.4M | 100k | 34.45 | |
| Taiwan Semiconductor Mfg (TSM) | 0.0 | $3.2M | 182k | 17.44 | |
| CSX Corporation (CSX) | 0.0 | $2.9M | 101k | 28.77 | |
| Teva Pharmaceutical Industries (TEVA) | 0.0 | $2.9M | 72k | 40.08 | |
| Transocean (RIG) | 0.0 | $2.7M | 54k | 49.42 | |
| National-Oilwell Var | 0.0 | $2.9M | 36k | 79.54 | |
| Amgen (AMGN) | 0.0 | $2.5M | 22k | 114.07 | |
| Telefonaktiebolaget LM Ericsson (ERIC) | 0.0 | $3.0M | 249k | 12.24 | |
| Exelon Corporation (EXC) | 0.0 | $2.9M | 106k | 27.39 | |
| Syngenta | 0.0 | $2.6M | 32k | 79.95 | |
| Wesco Intl Inc dbcv 6.000% 9/1 | 0.0 | $2.5M | 765k | 3.24 | |
| WuXi PharmaTech | 0.0 | $2.4M | 62k | 38.38 | |
| Dr. Reddy's Laboratories (RDY) | 0.0 | $3.1M | 75k | 41.03 | |
| Boardwalk Pipeline Partners | 0.0 | $2.5M | 98k | 25.52 | |
| Compania Cervecerias Unidas (CCU) | 0.0 | $2.6M | 110k | 24.11 | |
| Avago Technologies | 0.0 | $2.6M | 49k | 52.88 | |
| Healthsouth Corp A 6.5 Cvp convert | 0.0 | $3.1M | 2.5k | 1247.60 | |
| Exelis | 0.0 | $2.9M | 152k | 19.06 | |
| Guidewire Software (GWRE) | 0.0 | $2.6M | 53k | 49.07 | |
| Greenbrier Co Inc conv bnd | 0.0 | $2.4M | 2.0M | 1.18 | |
| Accuray Inc note 3.500% 2/0 | 0.0 | $2.6M | 1.5M | 1.70 | |
| Cornerstone Ondemand | 0.0 | $2.4M | 2.0M | 1.22 | |
| Foundation Medicine | 0.0 | $2.6M | 110k | 23.82 | |
| Servicesource Intl | 0.0 | $2.8M | 3.0M | 0.94 | |
| Ambev Sa- (ABEV) | 0.0 | $2.7M | 362k | 7.35 | |
| Oxford Immunotec Global | 0.0 | $3.0M | 153k | 19.38 | |
| Corning Incorporated (GLW) | 0.0 | $1.9M | 109k | 17.82 | |
| PetSmart | 0.0 | $1.5M | 21k | 72.73 | |
| Yum! Brands (YUM) | 0.0 | $1.9M | 26k | 75.62 | |
| Fluor Corporation (FLR) | 0.0 | $2.0M | 25k | 80.29 | |
| Illinois Tool Works (ITW) | 0.0 | $1.6M | 19k | 84.08 | |
| General Cable Corp Del New frnt 4.500% 11/1 | 0.0 | $2.1M | 2.0M | 1.07 | |
| Mindray Medical International | 0.0 | $1.8M | 49k | 36.35 | |
| Oge Energy Corp (OGE) | 0.0 | $1.7M | 50k | 33.90 | |
| Kansas City Southern | 0.0 | $1.9M | 15k | 123.80 | |
| Smith & Nephew (SNN) | 0.0 | $1.7M | 24k | 71.72 | |
| Tim Participacoes Sa- | 0.0 | $1.8M | 70k | 26.25 | |
| Asml Holding (ASML) | 0.0 | $1.9M | 20k | 93.72 | |
| Nuance Communications Inc note 2.750%11/0 | 0.0 | $2.0M | 2.0M | 0.98 | |
| Vince Hldg | 0.0 | $1.7M | 55k | 30.67 | |
| Criteo Sa Ads (CRTO) | 0.0 | $2.1M | 62k | 34.19 | |
| Group 1 Automotive Inc frnt 2.250% 6/1 | 0.0 | $548k | 435k | 1.26 | |
| Petroleo Brasileiro SA (PBR.A) | 0.0 | $930k | 63k | 14.69 | |
| American Express Company (AXP) | 0.0 | $941k | 10k | 90.74 | |
| Bank of America Corporation (BAC) | 0.0 | $557k | 36k | 15.56 | |
| Forest Oil Corporation | 0.0 | $1.4M | 385k | 3.61 | |
| T. Rowe Price (TROW) | 0.0 | $1.3M | 16k | 83.78 | |
| Union Pacific Corporation (UNP) | 0.0 | $1.4M | 8.1k | 168.02 | |
| Raytheon Company | 0.0 | $599k | 6.6k | 90.76 | |
| Becton, Dickinson and (BDX) | 0.0 | $1.1M | 10k | 110.46 | |
| Plum Creek Timber | 0.0 | $1.2M | 26k | 46.50 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $1.1M | 12k | 95.11 | |
| Canadian Pacific Railway | 0.0 | $1.2M | 8.1k | 151.37 | |
| TJX Companies (TJX) | 0.0 | $848k | 13k | 63.76 | |
| Marriott International (MAR) | 0.0 | $1.1M | 23k | 49.37 | |
| Hershey Company (HSY) | 0.0 | $593k | 6.1k | 97.21 | |
| Dover Corporation (DOV) | 0.0 | $1.1M | 12k | 96.52 | |
| Precision Castparts | 0.0 | $1.0M | 3.9k | 269.23 | |
| Toyota Motor Corporation (TM) | 0.0 | $1.1M | 8.8k | 121.87 | |
| Chipotle Mexican Grill (CMG) | 0.0 | $1.2M | 2.3k | 532.64 | |
| Consolidated Communications Holdings (CNSL) | 0.0 | $1.3M | 66k | 19.63 | |
| Unilever (UL) | 0.0 | $873k | 21k | 41.18 | |
| Approach Resources | 0.0 | $1.3M | 67k | 19.30 | |
| Magnum Hunter Resources Corporation | 0.0 | $731k | 100k | 7.31 | |
| U.S. Energy | 0.0 | $544k | 145k | 3.76 | |
| Charter Communications | 0.0 | $821k | 6.0k | 136.83 | |
| adidas (ADDYY) | 0.0 | $915k | 14k | 63.81 | |
| Jns 3.25% 7/15/2014 note | 0.0 | $1.3M | 1.3M | 1.03 | |
| Exfo | 0.0 | $671k | 141k | 4.76 | |
| Landmark Ban (LARK) | 0.0 | $1.0M | 52k | 19.61 | |
| Covanta Holding Conv conv bnd | 0.0 | $1.2M | 1.0M | 1.17 | |
| Webmd Health Conv Sr Notes conv | 0.0 | $980k | 1.0M | 0.98 | |
| Accuray Inc Del note 3.750% 8/0 | 0.0 | $627k | 560k | 1.12 | |
| Wpp Plc- (WPP) | 0.0 | $735k | 6.4k | 114.84 | |
| Comcast Corporation (CMCSA) | 0.0 | $205k | 4.0k | 51.90 | |
| Steel Dynamics Inc note 5.125% 6/1 | 0.0 | $236k | 200k | 1.18 | |
| Petroleo Brasileiro SA (PBR) | 0.0 | $405k | 29k | 13.78 | |
| Berkshire Hathaway (BRK.B) | 0.0 | $332k | 2.8k | 118.57 | |
| Devon Energy Corporation (DVN) | 0.0 | $272k | 4.4k | 61.82 | |
| Walt Disney Company (DIS) | 0.0 | $216k | 2.8k | 76.33 | |
| Great Plains Energy Incorporated | 0.0 | $424k | 18k | 24.23 | |
| Bristol Myers Squibb (BMY) | 0.0 | $250k | 4.7k | 53.19 | |
| Cameco Corporation (CCJ) | 0.0 | $384k | 19k | 20.76 | |
| Genuine Parts Company (GPC) | 0.0 | $258k | 3.1k | 83.23 | |
| Ultra Petroleum | 0.0 | $253k | 12k | 21.62 | |
| Wells Fargo & Company (WFC) | 0.0 | $261k | 5.8k | 45.39 | |
| Helmerich & Payne (HP) | 0.0 | $203k | 2.4k | 83.88 | |
| Novartis (NVS) | 0.0 | $269k | 3.4k | 80.30 | |
| Alcoa | 0.0 | $159k | 15k | 10.60 | |
| Altria (MO) | 0.0 | $209k | 5.5k | 38.35 | |
| Capital One Financial (COF) | 0.0 | $295k | 3.9k | 76.62 | |
| Philip Morris International (PM) | 0.0 | $266k | 3.1k | 87.21 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $271k | 5.1k | 53.66 | |
| Canon (CAJPY) | 0.0 | $438k | 14k | 31.97 | |
| Novo Nordisk A/S (NVO) | 0.0 | $240k | 1.3k | 184.62 | |
| SandRidge Energy | 0.0 | $182k | 30k | 6.07 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.0 | $332k | 4.5k | 73.44 | |
| Frontier Communications | 0.0 | $88k | 19k | 4.67 | |
| Alpha Natural Resources | 0.0 | $79k | 11k | 7.18 | |
| Enterprise Products Partners (EPD) | 0.0 | $390k | 5.9k | 66.33 | |
| Cliffs Natural Resources | 0.0 | $262k | 10k | 26.20 | |
| Hecla Mining Company (HL) | 0.0 | $139k | 45k | 3.09 | |
| Stillwater Mining Company | 0.0 | $185k | 15k | 12.33 | |
| Swift Energy Company | 0.0 | $398k | 30k | 13.49 | |
| Abraxas Petroleum | 0.0 | $427k | 131k | 3.26 | |
| Alcatel-Lucent | 0.0 | $44k | 10k | 4.40 | |
| Double Eagle Petroleum | 0.0 | $251k | 109k | 2.30 | |
| Precision Drilling Corporation | 0.0 | $125k | 13k | 9.35 | |
| Moly | 0.0 | $98k | 18k | 5.60 | |
| Magellan Petroleum Corporation | 0.0 | $258k | 250k | 1.03 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.0 | $208k | 2.8k | 75.09 | |
| Enerplus Corp (ERF) | 0.0 | $182k | 10k | 18.20 | |
| Bayerische Motoren Werke A- | 0.0 | $294k | 7.5k | 39.20 | |
| Wal-mart de Mexico S A B de C V (WMMVY) | 0.0 | $413k | 16k | 26.14 | |
| Walker & Dunlop (WD) | 0.0 | $162k | 10k | 16.20 | |
| Lentuo International (LASLY) | 0.0 | $185k | 67k | 2.76 | |
| Ash Grove Cem | 0.0 | $233k | 1.2k | 194.17 | |
| Mueller | 0.0 | $317k | 10k | 31.70 | |
| Chart Industries 2% conv | 0.0 | $385k | 250k | 1.54 | |
| Magnum Hunter Resources Wts wt | 0.0 | $0 | 10k | 0.00 | |
| Mgp Ingredients Inc Common Sto (MGPI) | 0.0 | $65k | 13k | 5.20 | |
| Schwab Strategic Tr us dividend eq (SCHD) | 0.0 | $270k | 7.4k | 36.60 | |
| Halcon Resources | 0.0 | $77k | 20k | 3.85 | |
| Pinnacle Foods Inc De | 0.0 | $335k | 12k | 27.46 | |
| Syntroleum | 0.0 | $99k | 29k | 3.40 | |
| Adelphia 13% Pfd *escrowed For | 0.0 | $0 | 23k | 0.00 | |
| Adelphia Recover Tr Ser Acc-6b | 0.0 | $0 | 2.3M | 0.00 | |
| Fgbc Bancshares Inc *private S | 0.0 | $0 | 30k | 0.00 | |
| Plains Gp Hldgs L P shs a rep ltpn | 0.0 | $273k | 10k | 26.76 |
