Lumbard Investment Counseling

Lumbard & Kellner as of June 30, 2015

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 82 positions in its portfolio as reported in the June 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Amer Govt Oblig Fund Cl Y Short Term Fds-taxable (acm) 7.8 $11M 11M 1.00
Matthews Asia Dividend Fund Mutual Funds - Equity (MAPIX) 5.4 $7.6M 449k 16.99
Metlife Common Stock (MET) 4.8 $6.8M 121k 55.99
Prudential Financial Common Stock (PRU) 4.4 $6.1M 70k 87.53
Wal Mart Stores Common Stock (WMT) 3.8 $5.4M 76k 70.93
Microsoft Corp Common Stock (MSFT) 3.8 $5.3M 119k 44.15
Corning Common Stock (GLW) 3.4 $4.8M 241k 19.73
Fed Ex Corp Common Stock (FDX) 3.3 $4.6M 27k 170.40
Directv Common Stock 3.2 $4.5M 49k 92.79
International Business Machines Corp Common Stock (IBM) 3.0 $4.2M 26k 162.67
Vanguard Ftse Emerging Markets Etf Closed End Mutual Fund Equity (VWO) 2.9 $4.1M 100k 40.88
Vanguard Total Stock Mkt Etf Closed End Mutual Fund Equity (VTI) 2.8 $3.9M 36k 107.02
Singapore Telecommunicatns A D R Foreign Common Stock (SGAPY) 2.8 $3.9M 124k 31.34
Tyson Foods Inc Cl A Common Stock (TSN) 2.7 $3.8M 88k 42.64
Keycorp Common Stock (KEY) 2.6 $3.6M 239k 15.02
Goldman Sachs Group Common Stock (GS) 2.2 $3.0M 15k 208.78
Regions Finl Corp Common Stock (RF) 2.1 $3.0M 289k 10.36
General Motors Common Stock (GM) 2.1 $2.9M 88k 33.33
F M C Corporation Common Stock (FMC) 1.9 $2.6M 50k 52.55
Phillips 66 Common Stock (PSX) 1.8 $2.5M 31k 80.55
Huntington Bancshares Common Stock (HBAN) 1.8 $2.5M 221k 11.31
Market Vectors India Small Cap Etf Closed End Mutual Fund Equity 1.8 $2.5M 59k 42.35
Immunogen Common Stock 1.7 $2.4M 166k 14.38
Toyota Mtr Corp A D R Foreign Common Stock (TM) 1.6 $2.3M 17k 133.76
Bombardier Inc Cl B Foreign Common Stock 1.6 $2.2M 1.2M 1.81
Mitsubishi Heavy Industries Foreign Common Stock 1.5 $2.1M 350k 6.13
Ford Motor Common Stock (F) 1.5 $2.1M 140k 15.01
Ishares Msci Poland Capped Invst Etf Closed End Mutual Fund Equity (EPOL) 1.5 $2.1M 92k 22.84
Broadcom Corp Cl A Common Stock 1.3 $1.8M 34k 51.48
Energy Transfer 3.32948% 11/01/66 Corporate Bonds And Notes 1.2 $1.7M 2.0M 0.85
Thai Fund Closed End Mutual Fund Equity 1.2 $1.7M 202k 8.29
State Street Cap 1.38875% 6/15/37 Corporate Bonds And Notes 1.2 $1.6M 1.9M 0.87
First Resources Foreign Common Stock 1.1 $1.5M 991k 1.52
Morgan Stanley Mtn 3.500% 9/30/17 Corporate Bonds And Notes 1.0 $1.5M 1.4M 1.04
Hawaiian Hldgs Common Stock 0.9 $1.3M 55k 23.74
Morgan Stanley Mtn 2.750% 4/16/19 Corporate Bonds And Notes 0.9 $1.2M 1.2M 1.03
Us Bank Capital Ix 3.500% 4/15/49 Corporate Bonds And Notes 0.9 $1.2M 1.5M 0.83
Cynosure Inc Cl A Common Stock 0.8 $1.2M 30k 38.57
Market Vectors Vietnam Etf Closed End Mutual Fund Equity 0.8 $1.1M 57k 18.63
Wisdomtree India Earnings Closed End Mutual Fund Equity (EPI) 0.7 $1.0M 48k 21.68
First Md Cap I 0.07833% 1/15/27 Corporate Bonds And Notes 0.7 $937k 1.1M 0.89
Bank Of America Mtn 0.8861% 12/01/26 Corporate Bonds And Notes 0.6 $818k 942k 0.87
Mellon Cap Iv 6.244% 6/29/49 Corporate Bonds And Notes 0.6 $772k 947k 0.82
Exxon Mobil Corp Common Stock (XOM) 0.5 $705k 8.5k 83.16
Merck And Common Stock (MRK) 0.5 $672k 12k 56.90
Ntc Capital Ii 0.82174% 4/15/27 Corporate Bonds And Notes 0.5 $664k 758k 0.88
General Electric Common Stock 0.5 $635k 24k 26.57
Nisource Common Stock (NI) 0.4 $547k 12k 45.58
Comcast Corp Cl A Common Stock (CMCSA) 0.4 $494k 8.2k 60.09
Applied Materials Common Stock (AMAT) 0.3 $468k 24k 19.22
Citigroup Inc 0.80924% 8/25/36 Corporate Bonds And Notes 0.3 $467k 600k 0.78
Honeywell International Common Stock (HON) 0.3 $455k 4.5k 102.06
Rpm International Common Stock (RPM) 0.3 $353k 7.2k 49.03
Chevron Corporation Common Stock (CVX) 0.3 $351k 3.6k 96.43
Eli Lilly Common Stock (LLY) 0.2 $334k 4.0k 83.50
Citigroup Inc Mtn 3.000% 12/15/20 Corporate Bonds And Notes 0.2 $310k 300k 1.03
Pepsico Common Stock (PEP) 0.2 $299k 3.2k 93.44
Mexico Equity & Income Closed End Mutual Fund Equity (MXE) 0.2 $254k 21k 12.30
Spdr S P 500 Etf Closed End Mutual Fund Equity (SPY) 0.2 $247k 1.2k 205.83
Anadarko Petroleum Corp Common Stock 0.2 $235k 3.0k 77.92
Kimberly Clark Corp Common Stock (KMB) 0.2 $212k 2.0k 106.00
Manuf & Traders 5.585% 12/28/20 Corporate Bonds And Notes 0.1 $204k 201k 1.01
Suntrust Capital 0.91059% 3/15/28 Corporate Bonds And Notes 0.1 $186k 219k 0.85
Bank Of Amer Mtn 2.27487% 6/29/20 Corporate Bonds And Notes 0.1 $101k 100k 1.01
Desarrolladora Homex A D R Foreign Common Stock 0.0 $61k 290k 0.21
Southborough Ma Ref 4.000% 6/01/20 Muni Bds-fixed Non Taxable 0.0 $56k 50k 1.12
Westwood Ma Ref 4.000% 6/01/19 Muni Bds-fixed Non Taxable 0.0 $55k 50k 1.10
Massachusetts St Ser 3.000% 12/01/23 Muni Bds-fixed Non Taxable 0.0 $52k 50k 1.04
Univ Of Ma 5.000% 5/01/16 Muni Bds-fixed Non Taxable 0.0 $52k 50k 1.04
Wells Fargo Mtn 3.500% 3/08/22 Corporate Bonds And Notes 0.0 $51k 50k 1.02
Celgene Corp 2.300% 8/15/18 Corporate Bonds And Notes 0.0 $51k 50k 1.02
Milton Ma Ref 2.000% 1/15/19 Muni Bds-fixed Non Taxable 0.0 $51k 50k 1.02
Everett Ma Ref 5.375% 12/15/16 Muni Bds-fixed Non Taxable 0.0 $50k 50k 1.00
Procter & Gamble 3.150% 9/01/15 Corporate Bonds And Notes 0.0 $50k 50k 1.00
Goldman Sachs Gr Mtn 3.250% 8/15/18 Corporate Bonds And Notes 0.0 $41k 40k 1.02
Univ Of Michigan Mi 5.000% 4/01/16 Muni Bds-fixed Non Taxable 0.0 $41k 40k 1.02
Pennsylvania St 5.000% 7/01/18 Muni Bds-fixed Non Taxable 0.0 $28k 25k 1.12
Texas A M Univ Revs 5.000% 5/15/18 Muni Bds-fixed Non Taxable 0.0 $28k 25k 1.12
North Fork Oh 5.750% 12/01/15 Muni Bds-fixed Non Taxable 0.0 $26k 25k 1.04
Derry Nh Cooperative 3.750% 7/15/15 Muni Bds-fixed Non Taxable 0.0 $25k 25k 1.00
Wisconsin St 5.250% 7/01/15 Muni Bds-fixed Non Taxable 0.0 $25k 25k 1.00
Desarrolladora Homex 7.500% 9/28/15 Other Foreign Corporate Bonds 0.0 $4.0k 63k 0.06