Lumbard Investment Counseling

Lumbard & Kellner as of March 31, 2016

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 82 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 9.2 $13M 120k 104.82
Matthews Asia Div Fund mutual funds (MIPIX) 5.3 $7.2M 460k 15.72
First Amer Govt Oblig Fund Cl Y short term fds-taxable 4.7 $6.4M 6.4M 1.00
Tyson Foods (TSN) 4.3 $5.9M 88k 66.66
MetLife (MET) 4.1 $5.6M 127k 43.94
Prudential Financial (PRU) 3.9 $5.4M 74k 72.22
Wal-Mart Stores (WMT) 3.8 $5.2M 76k 68.49
Corning Incorporated (GLW) 3.6 $4.9M 232k 20.89
FedEx Corporation (FDX) 3.4 $4.7M 29k 162.73
iShares MSCI Poland Investable ETF (EPOL) 3.0 $4.0M 200k 20.23
At&t (T) 2.9 $4.0M 102k 39.17
International Business Machines (IBM) 2.9 $4.0M 26k 151.44
FMC Corporation (FMC) 2.8 $3.7M 93k 40.38
Matthews India Fund Institutional mutual funds - equity 2.7 $3.7M 146k 25.45
Microsoft Corporation (MSFT) 2.7 $3.7M 67k 55.23
Singapore Telecom Ltd New 2006 (SGAPY) 2.6 $3.6M 126k 28.32
Alphabet Inc Class C cs (GOOG) 2.5 $3.5M 4.6k 744.88
Vanguard Emerging Markets ETF (VWO) 2.4 $3.3M 95k 34.58
Matthews Asia Science And Technology mutual funds - equity 2.3 $3.1M 268k 11.55
Goldman Sachs (GS) 2.2 $3.1M 20k 156.97
Regions Financial Corporation (RF) 1.7 $2.4M 301k 7.85
Kraton Performance Polymers 1.7 $2.4M 136k 17.30
Huntington Bancshares Incorporated (HBAN) 1.6 $2.2M 233k 9.54
Key (KEY) 1.5 $2.0M 182k 11.04
Ford Motor Company (F) 1.4 $1.9M 141k 13.50
Toyota Motor Corporation (TM) 1.3 $1.8M 17k 106.33
First Resources 1.1 $1.5M 981k 1.50
ImmunoGen 1.1 $1.4M 168k 8.52
Morgan Stanley corporate bonds and notes 1.0 $1.4M 1.4M 1.02
State Street Cap Tr Iv corporate bonds and notes 1.0 $1.4M 1.9M 0.73
General Motors Company (GM) 1.0 $1.4M 43k 31.44
Cynosure 1.0 $1.3M 30k 44.13
Mitsubishi Hvy Ind foreign 0.9 $1.3M 347k 3.72
Bombardier 0.9 $1.2M 1.2M 1.00
Morgan Stanley corporate bonds and notes 0.9 $1.2M 1.2M 1.01
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.8 $1.1M 2.0M 0.57
Us Bank Capital Ix corporate bonds and notes 0.8 $1.1M 1.5M 0.74
First Md Cap I corporate bonds and notes 0.6 $844k 1.0M 0.81
Bank Of America Corp corporate bonds and notes 0.6 $842k 991k 0.85
Broad 0.6 $849k 5.5k 154.50
Exxon Mobil Corporation (XOM) 0.5 $740k 8.9k 83.56
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $701k 947k 0.74
Honeywell International (HON) 0.4 $606k 5.4k 112.06
Ntc Capital Ii corporate bonds and notes 0.4 $606k 758k 0.80
Keycorp Capital 1 1.0655% 7/01/28 corporate bonds and notes 0.4 $601k 751k 0.80
General Electric Company 0.4 $531k 17k 31.80
Applied Materials (AMAT) 0.3 $477k 23k 21.20
Comcast Corporation (CMCSA) 0.3 $441k 7.2k 61.07
Eli Lilly & Co. (LLY) 0.3 $429k 6.0k 72.04
Philip Morris International (PM) 0.3 $422k 4.3k 98.14
Citigroup Inc corporate bonds and notes 0.3 $390k 600k 0.65
Merck & Co (MRK) 0.2 $311k 5.9k 52.89
Pepsi (PEP) 0.2 $302k 3.0k 102.37
Citigroup Inc corporate bonds and notes 0.2 $300k 300k 1.00
Columbia Pipeline 0.2 $301k 12k 25.08
NiSource (NI) 0.2 $283k 12k 23.58
Kimberly-Clark Corporation (KMB) 0.2 $269k 2.0k 134.50
Mexico Equity and Income Fund (MXE) 0.2 $217k 19k 11.19
Manuf & Traders Trust Co bond paying periodic income 0.1 $197k 201k 0.98
Bank of America Corporation (BAC) 0.1 $176k 13k 13.49
Suntrust Capital Iii bond paying periodic income 0.1 $169k 219k 0.77
Slm Corp Mtn 8.450% 6/15/18 corporate bonds and notes 0.1 $107k 100k 1.07
Bank Of America 0.1 $102k 100k 1.02
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $88k 90k 0.98
Wells Fargo & Company corporate bonds 0.0 $53k 50k 1.06
Altria Group, Inc. corporate bonds 0.0 $60k 50k 1.20
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $53k 50k 1.06
Milton Ma Ref muni bds-fixed non taxable 0.0 $52k 50k 1.04
Southborough Ma Ref muni bds-fixed non taxable 0.0 $56k 50k 1.12
Univ Of Massachusetts Ma Bldg Auth muni bds-fixed non taxable 0.0 $50k 50k 1.00
Westwood Ma Ref muni bds-fixed non taxable 0.0 $55k 50k 1.10
Constellation Brands 7.250% 9/01/16 corporate bonds and notes 0.0 $51k 50k 1.02
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $49k 50k 0.98
Goldman Sachs Group Inc bond paying periodic income 0.0 $41k 40k 1.02
Univ Of Michigan Mi Gen Ser A muni bds-fixed non taxable 0.0 $40k 40k 1.00
United States Stl Corp high yield 0.0 $45k 50k 0.90
Tyson Foods Inc 6.600% 4/01/16 corporate bonds and notes 0.0 $35k 35k 1.00
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $27k 25k 1.08
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $27k 25k 1.08
Ford Motor Mtn 4.200% 9/20/25 corporate bonds and notes 0.0 $25k 25k 1.00
Sprint Nextel Corp 6.000% 12/01/16 corporate bonds and notes 0.0 $30k 30k 1.00
U S Treas Bds 8.125% 8/15/19 us treasury bonds & notes 0.0 $12k 10k 1.20