Lumbard Investment Counseling

Lumbard & Kellner as of June 30, 2016

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 83 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Amer Govt Oblig Fund Cl Y short term fds-taxable 7.0 $9.6M 9.6M 1.00
Vanguard Total Stock Market ETF (VTI) 6.8 $9.2M 86k 107.15
Matthews Asia Div Fund mutual funds (MIPIX) 5.4 $7.4M 456k 16.16
Prudential Financial (PRU) 3.8 $5.2M 73k 71.34
Wal-Mart Stores (WMT) 3.8 $5.2M 71k 73.02
MetLife (MET) 3.7 $5.0M 126k 39.83
Corning Incorporated (GLW) 3.5 $4.7M 231k 20.48
At&t (T) 3.2 $4.4M 101k 43.21
FedEx Corporation (FDX) 3.1 $4.2M 28k 151.77
FMC Corporation (FMC) 3.1 $4.2M 90k 46.31
Matthews India Fund Institutional mutual funds - equity 2.9 $3.9M 144k 26.99
Singapore Telecom Ltd New 2006 (SGAPY) 2.9 $3.9M 126k 30.76
International Business Machines (IBM) 2.8 $3.8M 25k 151.78
Kraton Performance Polymers 2.8 $3.7M 134k 27.93
Vanguard Emerging Markets ETF (VWO) 2.5 $3.3M 95k 35.23
iShares MSCI Poland Investable ETF (EPOL) 2.4 $3.3M 195k 16.96
Alphabet Inc Class C cs (GOOG) 2.4 $3.3M 4.7k 692.05
Shire 2.4 $3.2M 18k 184.06
Matthews Asia Science And Technology mutual funds - equity 2.3 $3.1M 265k 11.76
Goldman Sachs (GS) 2.1 $2.9M 19k 148.56
Boeing Company (BA) 2.0 $2.8M 21k 129.89
Tyson Foods (TSN) 2.0 $2.7M 40k 66.79
Regions Financial Corporation (RF) 1.9 $2.5M 297k 8.51
Huntington Bancshares Incorporated (HBAN) 1.5 $2.0M 229k 8.94
Key (KEY) 1.5 $2.0M 179k 11.05
Bombardier 1.3 $1.8M 1.2M 1.50
Ford Motor Company (F) 1.3 $1.7M 136k 12.57
Toyota Motor Corporation (TM) 1.2 $1.7M 17k 99.97
State Street Cap Tr Iv corporate bonds and notes 1.2 $1.6M 1.9M 0.84
Cynosure 1.1 $1.4M 30k 48.64
Morgan Stanley corporate bonds and notes 1.0 $1.4M 1.4M 1.01
Mitsubishi Hvy Ind foreign 1.0 $1.4M 347k 3.97
General Motors Company (GM) 0.9 $1.2M 42k 28.31
Morgan Stanley corporate bonds and notes 0.9 $1.2M 1.2M 1.01
Us Bank Capital Ix corporate bonds and notes 0.9 $1.2M 1.5M 0.82
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.9 $1.2M 2.0M 0.60
First Resources 0.8 $1.1M 958k 1.16
ImmunoGen 0.8 $1.1M 352k 3.08
Exxon Mobil Corporation (XOM) 0.6 $830k 8.9k 93.72
First Md Cap I corporate bonds and notes 0.6 $835k 1.0M 0.81
Bank Of America Corp corporate bonds and notes 0.6 $833k 980k 0.85
Broad 0.6 $819k 5.3k 155.44
Mellon Cap Iv Normalpfd Cap fixed income 0.6 $755k 944k 0.80
Ntc Capital Ii corporate bonds and notes 0.5 $660k 758k 0.87
Honeywell International (HON) 0.5 $629k 5.4k 116.31
Keycorp Capital 1 1.0655% 7/01/28 corporate bonds and notes 0.4 $594k 742k 0.80
General Electric Company 0.4 $526k 17k 31.50
Applied Materials (AMAT) 0.4 $533k 22k 23.96
Comcast Corporation (CMCSA) 0.3 $471k 7.2k 65.23
Eli Lilly & Co. (LLY) 0.3 $469k 6.0k 78.76
Philip Morris International (PM) 0.3 $437k 4.3k 101.63
Citigroup Inc corporate bonds and notes 0.3 $402k 600k 0.67
Merck & Co (MRK) 0.2 $339k 5.9k 57.65
NiSource (NI) 0.2 $318k 12k 26.50
Pepsi (PEP) 0.2 $313k 3.0k 106.10
Columbia Pipeline 0.2 $306k 12k 25.50
Citigroup Inc corporate bonds and notes 0.2 $300k 300k 1.00
Kimberly-Clark Corporation (KMB) 0.2 $275k 2.0k 137.50
Microsoft Corporation (MSFT) 0.2 $256k 5.0k 51.20
Mexico Equity and Income Fund (MXE) 0.1 $199k 18k 10.87
Manuf & Traders Trust Co bond paying periodic income 0.1 $194k 198k 0.98
Bank of America Corporation (BAC) 0.1 $173k 13k 13.26
Suntrust Capital Iii bond paying periodic income 0.1 $173k 219k 0.79
Slm Corp Mtn 8.450% 6/15/18 corporate bonds and notes 0.1 $108k 100k 1.08
Bank Of America 0.1 $100k 100k 1.00
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $90k 90k 1.00
Wells Fargo & Company corporate bonds 0.0 $54k 50k 1.08
Altria Group, Inc. corporate bonds 0.0 $60k 50k 1.20
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $53k 50k 1.06
Southborough Ma Ref muni bds-fixed non taxable 0.0 $56k 50k 1.12
Westwood Ma Ref muni bds-fixed non taxable 0.0 $55k 50k 1.10
United States Stl Corp high yield 0.0 $51k 50k 1.02
Constellation Brands 7.250% 9/01/16 corporate bonds and notes 0.0 $50k 50k 1.00
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $50k 50k 1.00
Goldman Sachs Group Inc bond paying periodic income 0.0 $41k 40k 1.02
Pennsylvania St Second Ref muni bds-fixed non taxable 0.0 $27k 25k 1.08
Texas A M Univ Revs Fing Sys Ser D muni bds-fixed non taxable 0.0 $27k 25k 1.08
Ford Motor Mtn 4.200% 9/20/25 corporate bonds and notes 0.0 $25k 25k 1.00
Sprint Nextel Corp 6.000% 12/01/16 corporate bonds and notes 0.0 $30k 30k 1.00
Gabriel Resources 0.0 $11k 30k 0.37
U S Treas Bds 8.125% 8/15/19 us treasury bonds & notes 0.0 $12k 10k 1.20
Eme Reorganization Trust Tru Unit 0.0 $0 83k 0.00
Amicus Wind Down 0.00001% 6/15/12 corporate bonds and notes 0.0 $0 50k 0.00