Lumbard Investment Counseling

Lumbard & Kellner as of Sept. 30, 2019

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 80 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 10.9 $20M 132k 151.00
Alphabet Inc Class C cs (GOOG) 4.3 $7.9M 6.5k 1219.01
Wal-Mart Stores (WMT) 4.3 $7.9M 66k 118.68
First Amer Govt Oblig Fund Cl Y short term fds-taxable 4.0 $7.4M 7.4M 1.00
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 3.9 $7.0M 69k 101.73
MetLife (MET) 3.7 $6.8M 144k 47.16
Tyson Foods (TSN) 3.6 $6.5M 76k 86.14
Zoetis Inc Cl A (ZTS) 3.5 $6.4M 51k 124.59
Prudential Financial (PRU) 3.4 $6.2M 69k 89.94
Invesco Qqq Trust Series 1 (QQQ) 3.3 $6.0M 32k 188.82
At&t (T) 3.0 $5.5M 145k 37.84
Facebook Inc cl a (META) 2.7 $4.9M 28k 178.09
Lattice Strategies Tr em strategies (ROAM) 2.4 $4.4M 201k 22.04
Goldman Sachs (GS) 2.3 $4.3M 21k 207.23
FedEx Corporation (FDX) 2.3 $4.1M 28k 145.57
iShares MSCI Poland Investable ETF (EPOL) 2.2 $4.0M 192k 20.64
Matthews India Fund Institutional mutual funds - equity 2.1 $3.9M 152k 25.81
Corning Incorporated (GLW) 2.1 $3.8M 133k 28.52
Lockheed Martin Corporation (LMT) 2.0 $3.7M 9.6k 390.04
Covetrus 2.0 $3.6M 302k 11.89
Livent Corp 1.9 $3.5M 528k 6.69
Franklin Templeton Etf Tr ftse south korea (FLKR) 1.6 $3.0M 152k 19.59
Vanguard Emerging Markets ETF (VWO) 1.6 $2.9M 73k 40.26
Huntington Bancshares Incorporated (HBAN) 1.5 $2.7M 191k 14.27
Kraton Performance Polymers 1.4 $2.6M 82k 32.29
Henry Schein (HSIC) 1.4 $2.6M 40k 63.51
Singapore Telecom Ltd New 2006 (SGAPY) 1.4 $2.5M 113k 22.32
Brighthouse Finl (BHF) 1.3 $2.4M 59k 40.48
Takeda Pharmaceutical (TAK) 1.3 $2.3M 134k 17.20
Vanguard Total World Stock Idx (VT) 1.2 $2.3M 30k 74.82
Key (KEY) 1.2 $2.3M 126k 17.84
United Finl Bancorp Inc New fixed income 1.2 $2.2M 2.0M 1.08
Franklin Templeton Etf Tr ftse taiwan (FLTW) 1.1 $2.1M 81k 25.86
Bank Of New York Mellon 1.1 $2.0M 2.0M 1.00
MSCI Indonesia Investable Market Ind (EIDO) 1.1 $1.9M 78k 24.48
Walt Disney Company (DIS) 1.0 $1.8M 14k 130.32
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.8 $1.4M 1.9M 0.75
Us Bank Capital Ix corporate bonds and notes 0.7 $1.2M 1.4M 0.85
First Md Cap I corporate bonds and notes 0.5 $923k 992k 0.93
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.5 $908k 926k 0.98
Bank Of America Corp corporate bonds and notes 0.5 $902k 949k 0.95
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $831k 944k 0.88
Citigroup Inc p 0.4 $806k 790k 1.02
Wachovia Cap Triii 0.4 $791k 791k 1.00
Applied Materials (AMAT) 0.4 $759k 15k 49.92
Ntc Capital Ii corporate bonds and notes 0.4 $713k 758k 0.94
American Express 0.4 $698k 698k 1.00
Eli Lilly & Co. (LLY) 0.4 $666k 6.0k 111.84
Honeywell International (HON) 0.3 $631k 3.7k 169.17
Exxon Mobil Corporation (XOM) 0.3 $621k 8.8k 70.62
Merck & Co (MRK) 0.3 $515k 6.1k 84.15
Visa (V) 0.3 $487k 2.8k 171.84
Apple (AAPL) 0.3 $475k 2.1k 224.06
Comcast Corporation (CMCSA) 0.2 $444k 9.9k 45.06
Citigroup Inc corporate bonds and notes 0.2 $445k 570k 0.78
Pepsi (PEP) 0.2 $404k 3.0k 136.95
NiSource (NI) 0.2 $359k 12k 29.92
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.2 $370k 3.4k 109.60
Philip Morris International (PM) 0.2 $329k 4.3k 75.91
SPDR KBW Regional Banking (KRE) 0.2 $331k 6.3k 52.79
Citigroup Inc corporate bonds and notes 0.2 $300k 300k 1.00
Voya Financial (VOYA) 0.2 $301k 5.5k 54.48
Microsoft Corporation (MSFT) 0.1 $271k 2.0k 138.97
Nextera Energy (NEE) 0.1 $280k 1.2k 233.33
Industries N shs - a - (LYB) 0.1 $264k 3.0k 89.34
Spdr S&p 500 Etf (SPY) 0.1 $223k 750.00 297.33
Kimberly-Clark Corporation (KMB) 0.1 $213k 1.5k 142.00
Vanguard 500 Index - Adm (VFIAX) 0.1 $212k 772.00 274.61
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $196k 192k 1.02
Suntrust Capital Iii bond paying periodic income 0.1 $190k 204k 0.93
Manuf & Traders Trust Co bond paying periodic income 0.1 $173k 173k 1.00
General Electric Company 0.1 $149k 17k 8.92
Bank Of America 0.1 $101k 100k 1.01
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $93k 90k 1.03
Wells Fargo & Company corporate bonds 0.0 $52k 50k 1.04
Massachusetts St Ser E uni bds-fixed non taxable 0.0 $50k 50k 1.00
Southborough Ma Ref muni bds-fixed non taxable 0.0 $51k 50k 1.02
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $53k 50k 1.06
Gabriel Resources 0.0 $12k 30k 0.40
State Str Corp 6/15/37 corporate bonds and notes 0.0 $23k 30k 0.77