Lumbard Investment Counseling

Lumbard & Kellner as of Dec. 31, 2019

Portfolio Holdings for Lumbard & Kellner

Lumbard & Kellner holds 79 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 7.8 $15M 92k 163.62
First Amer Govt Oblig Fund Cl Y short term fds-taxable 7.7 $15M 15M 1.00
Alphabet Inc Class C cs (GOOG) 4.5 $8.6M 6.5k 1337.05
Wal-Mart Stores (WMT) 4.0 $7.8M 66k 118.84
MetLife (MET) 3.8 $7.3M 144k 50.97
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 3.6 $7.0M 69k 101.59
Tyson Foods (TSN) 3.5 $6.9M 76k 91.04
Zoetis Inc Cl A (ZTS) 3.5 $6.8M 51k 132.35
Invesco Qqq Trust Series 1 (QQQ) 3.5 $6.8M 32k 212.61
Prudential Financial (PRU) 3.3 $6.4M 69k 93.74
Facebook Inc cl a (META) 2.9 $5.7M 28k 205.24
At&t (T) 2.9 $5.6M 144k 39.08
Goldman Sachs (GS) 2.4 $4.7M 20k 229.94
Lattice Strategies Tr em strategies (ROAM) 2.4 $4.7M 201k 23.19
Livent Corp 2.3 $4.5M 530k 8.55
FedEx Corporation (FDX) 2.2 $4.3M 29k 151.20
Corning Incorporated (GLW) 2.1 $4.0M 138k 29.11
Lockheed Martin Corporation (LMT) 1.9 $3.7M 9.6k 389.40
iShares MSCI Poland Investable ETF (EPOL) 1.9 $3.7M 177k 21.08
Kraton Performance Polymers 1.9 $3.6M 144k 25.32
Covetrus 1.8 $3.4M 261k 13.20
Matthews India Fund Institutional mutual funds - equity 1.7 $3.3M 142k 23.55
Franklin Templeton Etf Tr ftse south korea (FLKR) 1.7 $3.3M 152k 21.67
Vanguard Emerging Markets ETF (VWO) 1.7 $3.3M 73k 44.47
Huntington Bancshares Incorporated (HBAN) 1.5 $2.9M 191k 15.08
Singapore Telecom Ltd New 2006 (SGAPY) 1.5 $2.8M 113k 25.06
Henry Schein (HSIC) 1.4 $2.6M 40k 66.73
Takeda Pharmaceutical (TAK) 1.4 $2.6M 133k 19.73
Key (KEY) 1.3 $2.5M 124k 20.24
Vanguard Total World Stock Idx (VT) 1.3 $2.5M 30k 80.98
Franklin Templeton Etf Tr ftse taiwan (FLTW) 1.2 $2.4M 81k 28.96
Brighthouse Finl (BHF) 1.2 $2.3M 59k 39.23
United Finl Bancorp Inc New fixed income 1.1 $2.2M 2.0M 1.08
Bank Of New York Mellon 1.0 $2.0M 2.0M 1.01
MSCI Indonesia Investable Market Ind (EIDO) 1.0 $2.0M 78k 25.65
Walt Disney Company (DIS) 1.0 $2.0M 14k 144.67
Energy Transfer 3.36889% 11/01/66 corporate bonds and notes 0.8 $1.5M 1.9M 0.77
Us Bank Capital Ix corporate bonds and notes 0.6 $1.2M 1.4M 0.87
Applied Materials (AMAT) 0.5 $928k 15k 61.04
Bank Of America Corp corporate bonds and notes 0.5 $911k 949k 0.96
Jp Morgan Chase Mtn 2.000% 4/30/24 corporate bonds and notes 0.5 $908k 926k 0.98
Mellon Cap Iv Normalpfd Cap fixed income 0.5 $887k 944k 0.94
Citigroup Inc p 0.4 $806k 790k 1.02
Wachovia Cap Triii 0.4 $799k 791k 1.01
Eli Lilly & Co. (LLY) 0.4 $783k 6.0k 131.49
Ntc Capital Ii corporate bonds and notes 0.4 $713k 758k 0.94
American Express 0.4 $698k 698k 1.00
Exxon Mobil Corporation (XOM) 0.3 $614k 8.8k 69.82
Apple (AAPL) 0.3 $623k 2.1k 293.87
Honeywell International (HON) 0.3 $588k 3.3k 177.06
Merck & Co (MRK) 0.3 $551k 6.1k 90.92
Visa (V) 0.3 $533k 2.8k 188.07
Citigroup Inc corporate bonds and notes 0.2 $456k 570k 0.80
Comcast Corporation (CMCSA) 0.2 $417k 9.3k 45.00
Pepsi (PEP) 0.2 $361k 2.6k 136.74
Philip Morris International (PM) 0.2 $369k 4.3k 85.14
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.2 $375k 3.4k 111.08
NiSource (NI) 0.2 $334k 12k 27.83
Voya Financial (VOYA) 0.2 $337k 5.5k 61.00
Microsoft Corporation (MSFT) 0.2 $308k 2.0k 157.95
SPDR KBW Regional Banking (KRE) 0.1 $290k 5.0k 58.35
Citigroup Inc corporate bonds and notes 0.1 $300k 300k 1.00
Nextera Energy (NEE) 0.1 $272k 1.1k 241.99
Industries N shs - a - (LYB) 0.1 $279k 3.0k 94.42
Spdr S&p 500 Etf (SPY) 0.1 $241k 750.00 321.33
Vanguard 500 Index - Adm (VFIAX) 0.1 $230k 772.00 297.93
Johnson & Johnson (JNJ) 0.1 $217k 1.5k 145.64
Kimberly-Clark Corporation (KMB) 0.1 $206k 1.5k 137.33
General Electric Company 0.1 $186k 17k 11.14
Suntrust Capital Iii bond paying periodic income 0.1 $194k 204k 0.95
Opus Bank 5.500 7/01/26 corporate bonds and notes 0.1 $196k 192k 1.02
Manuf & Traders Trust Co bond paying periodic income 0.1 $173k 173k 1.00
Bank Of America 0.1 $101k 100k 1.01
Ingram Micro Inc 4.950% 12/15/24 corporate bonds and notes 0.1 $95k 90k 1.06
Wells Fargo & Company corporate bonds 0.0 $52k 50k 1.04
Southborough Ma Ref muni bds-fixed non taxable 0.0 $51k 50k 1.02
Kohls Corporation 4.250% 7/17/25 corporate bonds and notes 0.0 $53k 50k 1.06
Gabriel Resources 0.0 $11k 30k 0.37
State Str Corp 6/15/37 corporate bonds and notes 0.0 $26k 30k 0.87