Mizuho Securities Usa as of Sept. 30, 2013
Portfolio Holdings for Mizuho Securities Usa
Mizuho Securities Usa holds 141 positions in its portfolio as reported in the September 2013 quarterly 13F filing
Company (Ticker) |
Portfolio Weight |
Valued At |
Change in Shares |
Share Count |
Share Price |
|---|---|---|---|---|---|
| Spdr S&p 500 Etf (SPY) | 25.1 | $395M | 2.4M | 167.96 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 15.6 | $245M | 2.3M | 106.42 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 7.9 | $124M | 821k | 150.97 | |
| PowerShares QQQ Trust, Series 1 | 7.4 | $117M | 1.5M | 78.80 | |
| Apple (AAPL) | 2.4 | $37M | 78k | 476.75 | |
| Microsoft Corporation (MSFT) | 1.8 | $29M | 870k | 33.31 | |
| Visa (V) | 1.8 | $29M | 152k | 191.10 | |
| International Business Machines (IBM) | 1.8 | $28M | 152k | 185.18 | |
| Goldman Sachs (GS) | 1.5 | $24M | 152k | 158.21 | |
| 1.3 | $21M | 24k | 875.93 | ||
| Chevron Corporation (CVX) | 1.2 | $19M | 152k | 121.50 | |
| 3M Company (MMM) | 1.1 | $18M | 152k | 119.41 | |
| Boeing Company (BA) | 1.1 | $18M | 152k | 117.50 | |
| United Technologies Corporation | 1.0 | $16M | 152k | 107.82 | |
| McDonald's Corporation (MCD) | 0.9 | $15M | 152k | 96.21 | |
| Cisco Systems (CSCO) | 0.9 | $14M | 612k | 23.42 | |
| Intel Corporation (INTC) | 0.8 | $13M | 581k | 22.92 | |
| Exxon Mobil Corporation (XOM) | 0.8 | $13M | 153k | 86.04 | |
| Johnson & Johnson (JNJ) | 0.8 | $13M | 153k | 86.69 | |
| Travelers Companies (TRV) | 0.8 | $13M | 152k | 84.77 | |
| Caterpillar (CAT) | 0.8 | $13M | 152k | 83.37 | |
| Amazon (AMZN) | 0.8 | $12M | 39k | 312.65 | |
| American Express Company (AXP) | 0.7 | $12M | 152k | 75.52 | |
| Home Depot (HD) | 0.7 | $12M | 152k | 75.85 | |
| Procter & Gamble Company (PG) | 0.7 | $12M | 153k | 75.59 | |
| Wal-Mart Stores (WMT) | 0.7 | $11M | 152k | 73.96 | |
| Nike (NKE) | 0.7 | $11M | 152k | 72.64 | |
| UnitedHealth (UNH) | 0.7 | $11M | 152k | 71.61 | |
| Qualcomm (QCOM) | 0.6 | $10M | 148k | 67.36 | |
| Walt Disney Company (DIS) | 0.6 | $9.8M | 152k | 64.49 | |
| E.I. du Pont de Nemours & Company | 0.6 | $8.9M | 152k | 58.56 | |
| Comcast Corporation (CMCSA) | 0.5 | $8.3M | 184k | 45.15 | |
| Gilead Sciences (GILD) | 0.5 | $8.3M | 132k | 62.84 | |
| JPMorgan Chase & Co. (JPM) | 0.5 | $7.9M | 153k | 51.69 | |
| Facebook Inc cl a (META) | 0.5 | $7.8M | 156k | 50.24 | |
| Amgen (AMGN) | 0.5 | $7.3M | 65k | 111.93 | |
| Merck & Co (MRK) | 0.5 | $7.3M | 153k | 47.61 | |
| Verizon Communications (VZ) | 0.5 | $7.1M | 153k | 46.66 | |
| eBay (EBAY) | 0.4 | $6.2M | 112k | 55.79 | |
| Coca-Cola Company (KO) | 0.4 | $5.8M | 153k | 37.88 | |
| Celgene Corporation | 0.3 | $5.5M | 36k | 153.92 | |
| At&t (T) | 0.3 | $5.2M | 154k | 33.82 | |
| Starbucks Corporation (SBUX) | 0.3 | $5.0M | 65k | 76.98 | |
| General Cable Corp Del New note 0.875%11/1 | 0.3 | $4.8M | 4.8M | 1.00 | |
| Biogen Idec (BIIB) | 0.3 | $4.9M | 21k | 240.77 | |
| Mondelez Int (MDLZ) | 0.3 | $4.8M | 154k | 31.42 | |
| Hologic Inc frnt 2.000%12/1 | 0.3 | $4.5M | 4.5M | 1.00 | |
| priceline.com Incorporated | 0.3 | $4.5M | 4.4k | 1011.05 | |
| Verisign Inc sdcv 3.250% 8/1 | 0.3 | $4.5M | 2.9M | 1.56 | |
| Costco Wholesale Corporation (COST) | 0.3 | $4.3M | 38k | 115.13 | |
| Pfizer (PFE) | 0.3 | $4.4M | 154k | 28.71 | |
| Express Scripts Holding | 0.3 | $4.3M | 70k | 61.78 | |
| Twenty-first Century Fox | 0.3 | $4.4M | 131k | 33.50 | |
| General Electric Company | 0.2 | $3.7M | 156k | 23.89 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $3.8M | 95k | 40.27 | |
| Baidu (BIDU) | 0.2 | $3.7M | 24k | 155.17 | |
| Via | 0.2 | $3.1M | 37k | 83.57 | |
| Automatic Data Processing (ADP) | 0.2 | $3.0M | 42k | 72.38 | |
| Vodafone | 0.2 | $3.0M | 87k | 35.18 | |
| Yahoo! | 0.2 | $2.9M | 88k | 33.16 | |
| Directv | 0.2 | $2.8M | 47k | 59.76 | |
| Regeneron Pharmaceuticals (REGN) | 0.2 | $2.6M | 8.3k | 312.85 | |
| Kraft Foods | 0.2 | $2.7M | 51k | 52.45 | |
| Nuance Communications Inc note 2.750%11/0 | 0.2 | $2.7M | 2.7M | 1.01 | |
| Cognizant Technology Solutions (CTSH) | 0.1 | $2.1M | 26k | 82.14 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $2.2M | 43k | 51.93 | |
| Leap Wireless Intl Inc note 4.500% 7/1 | 0.1 | $2.0M | 2.0M | 1.02 | |
| Dell | 0.1 | $2.1M | 152k | 13.77 | |
| Sirius XM Radio | 0.1 | $2.1M | 533k | 3.87 | |
| Tesla Motors (TSLA) | 0.1 | $2.0M | 10k | 193.42 | |
| Whole Foods Market | 0.1 | $1.9M | 32k | 58.50 | |
| Applied Materials (AMAT) | 0.1 | $1.8M | 104k | 17.54 | |
| Alexion Pharmaceuticals | 0.1 | $2.0M | 17k | 116.16 | |
| Navistar Intl Corp New note 3.000%10/1 | 0.1 | $1.7M | 1.7M | 1.00 | |
| Paccar (PCAR) | 0.1 | $1.7M | 31k | 55.65 | |
| Intuit (INTU) | 0.1 | $1.7M | 26k | 66.30 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.1 | $1.5M | 20k | 75.82 | |
| Cerner Corporation | 0.1 | $1.6M | 30k | 52.54 | |
| Netflix (NFLX) | 0.1 | $1.6M | 5.1k | 309.13 | |
| Micron Technology (MU) | 0.1 | $1.6M | 90k | 17.47 | |
| Activision Blizzard | 0.1 | $1.6M | 96k | 16.67 | |
| Liberty Global Inc Com Ser A | 0.1 | $1.5M | 19k | 79.35 | |
| Bed Bath & Beyond | 0.1 | $1.5M | 19k | 77.35 | |
| Ross Stores (ROST) | 0.1 | $1.4M | 19k | 72.83 | |
| Symantec Corporation | 0.1 | $1.5M | 60k | 24.75 | |
| Wynn Resorts (WYNN) | 0.1 | $1.4M | 8.7k | 158.00 | |
| Seagate Technology Com Stk | 0.1 | $1.3M | 31k | 43.75 | |
| Liberty Media | 0.1 | $1.4M | 9.5k | 147.17 | |
| Mattel (MAT) | 0.1 | $1.2M | 30k | 41.86 | |
| NetApp (NTAP) | 0.1 | $1.3M | 29k | 42.62 | |
| Paychex (PAYX) | 0.1 | $1.3M | 32k | 40.64 | |
| Western Digital (WDC) | 0.1 | $1.3M | 20k | 63.38 | |
| Analog Devices (ADI) | 0.1 | $1.3M | 27k | 47.03 | |
| Mylan | 0.1 | $1.3M | 33k | 38.16 | |
| Intuitive Surgical (ISRG) | 0.1 | $1.3M | 3.4k | 376.24 | |
| Fastenal Company (FAST) | 0.1 | $1.3M | 26k | 50.23 | |
| Broadcom Corporation | 0.1 | $1.2M | 46k | 26.01 | |
| SanDisk Corporation | 0.1 | $1.2M | 21k | 59.53 | |
| O'reilly Automotive (ORLY) | 0.1 | $1.2M | 9.4k | 127.54 | |
| Mgm Mirage conv | 0.1 | $1.3M | 1.0M | 1.27 | |
| Citrix Systems | 0.1 | $1.1M | 16k | 70.60 | |
| Xilinx | 0.1 | $1.1M | 23k | 46.85 | |
| Ca | 0.1 | $1.2M | 39k | 29.66 | |
| Dollar Tree (DLTR) | 0.1 | $1.1M | 19k | 57.16 | |
| Discovery Communications | 0.1 | $1.1M | 13k | 84.40 | |
| Fiserv (FI) | 0.1 | $1.1M | 11k | 101.08 | |
| Altera Corporation | 0.1 | $1.0M | 28k | 37.16 | |
| Charter Communications | 0.1 | $1.2M | 8.7k | 134.72 | |
| Liberty Media | 0.1 | $990k | 42k | 23.46 | |
| Sigma-Aldrich Corporation | 0.1 | $885k | 10k | 85.33 | |
| Verisk Analytics (VRSK) | 0.1 | $936k | 14k | 64.94 | |
| SBA Communications Corporation | 0.1 | $883k | 11k | 80.48 | |
| Green Mountain Coffee Roasters | 0.1 | $975k | 13k | 75.35 | |
| KLA-Tencor Corporation (KLAC) | 0.1 | $870k | 14k | 60.82 | |
| CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 0.1 | $954k | 17k | 56.58 | |
| Avago Technologies | 0.1 | $914k | 21k | 43.13 | |
| Expeditors International of Washington (EXPD) | 0.1 | $785k | 18k | 44.07 | |
| Autodesk (ADSK) | 0.1 | $790k | 19k | 41.15 | |
| NVIDIA Corporation (NVDA) | 0.1 | $777k | 50k | 15.57 | |
| Akamai Technologies (AKAM) | 0.1 | $795k | 15k | 51.73 | |
| Maxim Integrated Products | 0.1 | $729k | 25k | 29.81 | |
| Linear Technology Corporation | 0.1 | $798k | 20k | 39.66 | |
| Staples | 0.1 | $835k | 57k | 14.65 | |
| Stericycle (SRCL) | 0.1 | $855k | 7.4k | 115.42 | |
| Henry Schein (HSIC) | 0.1 | $769k | 7.4k | 103.64 | |
| C.H. Robinson Worldwide (CHRW) | 0.1 | $819k | 14k | 59.59 | |
| Equinix | 0.1 | $779k | 4.2k | 183.55 | |
| Garmin (GRMN) | 0.1 | $760k | 17k | 45.20 | |
| Monster Beverage | 0.1 | $754k | 14k | 52.25 | |
| Catamaran | 0.1 | $813k | 18k | 45.94 | |
| Microchip Technology (MCHP) | 0.0 | $685k | 17k | 40.27 | |
| F5 Networks (FFIV) | 0.0 | $579k | 6.7k | 85.80 | |
| GROUP Affymetrix Inc cnv | 0.0 | $595k | 500k | 1.19 | |
| Fossil (FOSL) | 0.0 | $565k | 4.9k | 116.16 | |
| DENTSPLY International | 0.0 | $533k | 12k | 43.44 | |
| Nuance Communications | 0.0 | $498k | 27k | 18.70 | |
| Sears Holdings Corporation | 0.0 | $545k | 9.1k | 59.63 | |
| Expedia (EXPE) | 0.0 | $549k | 11k | 51.74 | |
| Weyerhaeuser C conv prf | 0.0 | $529k | 10k | 52.90 | |
| Randgold Resources | 0.0 | $305k | 4.3k | 71.65 | |
| Alliant Techsystems Inc note 3.000% 8/1 | 0.0 | $51k | 39k | 1.31 |
