Mizuho Securities Usa as of Sept. 30, 2014
Portfolio Holdings for Mizuho Securities Usa
Mizuho Securities Usa holds 158 positions in its portfolio as reported in the September 2014 quarterly 13F filing
Company (Ticker) |
Portfolio Weight |
Valued At |
Change in Shares |
Share Count |
Share Price |
|---|---|---|---|---|---|
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 31.4 | $267M | 2.3M | 116.24 | |
| Visa (V) | 4.3 | $37M | 174k | 213.37 | |
| International Business Machines (IBM) | 3.9 | $33M | 174k | 189.83 | |
| Goldman Sachs (GS) | 3.8 | $32M | 174k | 183.57 | |
| 3M Company (MMM) | 2.9 | $25M | 174k | 141.68 | |
| Boeing Company (BA) | 2.6 | $22M | 174k | 127.38 | |
| Chevron Corporation (CVX) | 2.4 | $21M | 174k | 119.32 | |
| Johnson & Johnson (JNJ) | 2.2 | $19M | 174k | 106.59 | |
| United Technologies Corporation | 2.1 | $18M | 174k | 105.60 | |
| Caterpillar (CAT) | 2.0 | $17M | 174k | 99.03 | |
| McDonald's Corporation (MCD) | 1.9 | $17M | 174k | 94.81 | |
| Exxon Mobil Corporation (XOM) | 1.9 | $16M | 174k | 94.05 | |
| Travelers Companies (TRV) | 1.9 | $16M | 174k | 93.94 | |
| Home Depot (HD) | 1.9 | $16M | 174k | 91.74 | |
| Walt Disney Company (DIS) | 1.8 | $16M | 174k | 89.03 | |
| American Express Company (AXP) | 1.8 | $15M | 174k | 87.54 | |
| UnitedHealth (UNH) | 1.8 | $15M | 174k | 86.25 | |
| Microsoft Corporation (MSFT) | 1.7 | $15M | 318k | 46.36 | |
| Procter & Gamble Company (PG) | 1.7 | $15M | 174k | 83.74 | |
| Wal-Mart Stores (WMT) | 1.6 | $13M | 174k | 76.47 | |
| E.I. du Pont de Nemours & Company | 1.5 | $13M | 174k | 71.76 | |
| JPMorgan Chase & Co. (JPM) | 1.2 | $11M | 174k | 60.24 | |
| Apple (AAPL) | 1.2 | $11M | 104k | 100.75 | |
| Merck & Co (MRK) | 1.2 | $10M | 174k | 59.28 | |
| Intel Corporation (INTC) | 1.1 | $9.1M | 260k | 34.83 | |
| Verizon Communications (VZ) | 1.0 | $8.7M | 174k | 49.99 | |
| Coca-Cola Company (KO) | 0.9 | $7.4M | 174k | 42.66 | |
| Cisco Systems (CSCO) | 0.8 | $6.6M | 263k | 25.17 | |
| At&t (T) | 0.7 | $6.1M | 174k | 35.24 | |
| Sandisk Corp note 1.500% 8/1 | 0.6 | $5.3M | 2.8M | 1.93 | |
| Pfizer (PFE) | 0.6 | $5.1M | 174k | 29.57 | |
| Nuance Communications Inc note 2.750%11/0 | 0.5 | $4.6M | 4.6M | 0.99 | |
| General Electric Company | 0.5 | $4.5M | 174k | 25.62 | |
| 3D Systems Corporation (DDD) | 0.5 | $4.2M | 90k | 46.37 | |
| Iconix Brand Group, Inc. conv | 0.5 | $4.0M | 3.1M | 1.29 | |
| Navistar Intl Corp New note 3.000%10/1 | 0.4 | $3.6M | 3.6M | 1.00 | |
| Cadence Design Sys Cvt 2.625 6 convert | 0.4 | $3.4M | 1.5M | 2.29 | |
| Google Inc Class C | 0.4 | $3.4M | 5.9k | 577.42 | |
| Montage Technology | 0.4 | $3.2M | 155k | 20.89 | |
| Ultra Petroleum | 0.4 | $3.1M | 132k | 23.26 | |
| 0.3 | $2.9M | 4.9k | 588.45 | ||
| Gilead Sciences (GILD) | 0.3 | $2.8M | 26k | 106.46 | |
| Facebook Inc cl a (META) | 0.3 | $2.8M | 35k | 79.04 | |
| Applied Materials (AMAT) | 0.3 | $2.6M | 121k | 21.63 | |
| Amazon (AMZN) | 0.3 | $2.6M | 8.0k | 322.48 | |
| Molina Healthcare Inc. conv | 0.3 | $2.4M | 2.0M | 1.18 | |
| Qualcomm (QCOM) | 0.3 | $2.2M | 29k | 74.78 | |
| Comcast Corporation (CMCSA) | 0.2 | $2.0M | 37k | 53.77 | |
| Tyson Foods Inc cnv p | 0.2 | $2.0M | 39k | 50.36 | |
| Amgen (AMGN) | 0.2 | $1.9M | 13k | 140.43 | |
| Lululemon Athletica (LULU) | 0.2 | $1.7M | 41k | 42.01 | |
| Sodastream International | 0.2 | $1.7M | 59k | 29.49 | |
| Westport Innovations | 0.2 | $1.6M | 157k | 10.51 | |
| Microchip Technology Inc sdcv 2.125%12/1 | 0.2 | $1.5M | 787k | 1.86 | |
| Diamond Offshore Drilling | 0.2 | $1.4M | 40k | 34.28 | |
| Biogen Idec (BIIB) | 0.2 | $1.4M | 4.1k | 330.82 | |
| Celgene Corporation | 0.1 | $1.3M | 14k | 94.81 | |
| eBay (EBAY) | 0.1 | $1.2M | 22k | 56.62 | |
| Cliffs Natural Resources | 0.1 | $1.2M | 114k | 10.38 | |
| Auxilium Pharmaceuticals note | 0.1 | $1.2M | 900k | 1.32 | |
| Slxp 1 1/2 03/15/19 | 0.1 | $1.1M | 455k | 2.42 | |
| Tibco Software Inc. 2.25 05-01 conv | 0.1 | $1.1M | 1.1M | 1.00 | |
| Starbucks Corporation (SBUX) | 0.1 | $987k | 13k | 75.44 | |
| priceline.com Incorporated | 0.1 | $1.1M | 915.00 | 1158.47 | |
| Baidu (BIDU) | 0.1 | $1.1M | 4.8k | 218.26 | |
| Mondelez Int (MDLZ) | 0.1 | $1.0M | 29k | 34.26 | |
| Exone | 0.1 | $1.0M | 49k | 20.88 | |
| Depomed Inc conv | 0.1 | $1.1M | 1.0M | 1.06 | |
| Costco Wholesale Corporation (COST) | 0.1 | $957k | 7.6k | 125.38 | |
| Express Scripts Holding | 0.1 | $917k | 13k | 70.63 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $887k | 19k | 47.71 | |
| Glu Mobile | 0.1 | $838k | 162k | 5.17 | |
| Twenty-first Century Fox | 0.1 | $831k | 24k | 34.29 | |
| Jumei Intl Hldg Ltd Sponsored | 0.1 | $836k | 36k | 23.48 | |
| Directv | 0.1 | $757k | 8.7k | 86.53 | |
| Encore Cap Group Inc note 3.000%11/2 | 0.1 | $750k | 500k | 1.50 | |
| Automatic Data Processing (ADP) | 0.1 | $696k | 8.4k | 83.08 | |
| Yahoo! | 0.1 | $706k | 17k | 40.76 | |
| World Wrestling Entertainment | 0.1 | $688k | 50k | 13.76 | |
| Micron Technology Inc conv | 0.1 | $655k | 500k | 1.31 | |
| Auxilium Pharmaceuticals | 0.1 | $567k | 19k | 29.84 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $622k | 1.7k | 360.58 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $599k | 8.7k | 69.14 | |
| Micron Technology (MU) | 0.1 | $639k | 19k | 34.26 | |
| Opko Health (OPK) | 0.1 | $638k | 75k | 8.51 | |
| Kraft Foods | 0.1 | $583k | 10k | 56.36 | |
| Voxeljet Ag ads | 0.1 | $565k | 41k | 13.88 | |
| King Digital Entertainment | 0.1 | $635k | 50k | 12.70 | |
| Cognizant Technology Solutions (CTSH) | 0.1 | $474k | 11k | 44.77 | |
| Via | 0.1 | $499k | 6.5k | 77.01 | |
| Netflix (NFLX) | 0.1 | $472k | 1.0k | 451.24 | |
| Tesla Motors (TSLA) | 0.1 | $527k | 2.2k | 242.63 | |
| Rocket Fuel | 0.1 | $553k | 35k | 15.80 | |
| Container Store (TCS) | 0.1 | $544k | 25k | 21.76 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.1 | $466k | 4.1k | 112.40 | |
| Western Digital (WDC) | 0.1 | $397k | 4.1k | 97.40 | |
| Illumina (ILMN) | 0.1 | $398k | 2.4k | 163.92 | |
| Intuit (INTU) | 0.1 | $433k | 4.9k | 87.58 | |
| Plug Power (PLUG) | 0.1 | $390k | 85k | 4.59 | |
| Prospect Capital Corp note | 0.1 | $416k | 400k | 1.04 | |
| GROUP Affymetrix Inc cnv | 0.1 | $385k | 250k | 1.54 | |
| Cobalt Intl Energy Inc note | 0.1 | $420k | 500k | 0.84 | |
| Gogo (GOGO) | 0.1 | $422k | 25k | 16.88 | |
| Nuverra Environmental Soluti | 0.1 | $406k | 28k | 14.76 | |
| Yingli Green Energy Hold | 0.0 | $374k | 120k | 3.11 | |
| Cerner Corporation | 0.0 | $354k | 5.9k | 59.59 | |
| Marriott International (MAR) | 0.0 | $354k | 5.1k | 69.95 | |
| Paccar (PCAR) | 0.0 | $351k | 6.2k | 56.81 | |
| Wynn Resorts (WYNN) | 0.0 | $330k | 1.8k | 186.86 | |
| Broadcom Corporation | 0.0 | $381k | 9.4k | 40.43 | |
| Seagate Technology Com Stk | 0.0 | $326k | 5.7k | 57.28 | |
| SanDisk Corporation | 0.0 | $383k | 3.9k | 98.05 | |
| Avago Technologies | 0.0 | $381k | 4.4k | 86.89 | |
| Kandi Technolgies | 0.0 | $342k | 26k | 13.00 | |
| Gt Solar Int'l | 0.0 | $350k | 32k | 10.84 | |
| Sirius Xm Holdings | 0.0 | $345k | 99k | 3.49 | |
| Keurig Green Mtn | 0.0 | $368k | 2.8k | 130.08 | |
| Autodesk (ADSK) | 0.0 | $219k | 4.0k | 55.19 | |
| Bed Bath & Beyond | 0.0 | $232k | 3.5k | 65.95 | |
| NetApp (NTAP) | 0.0 | $239k | 5.6k | 42.98 | |
| Paychex (PAYX) | 0.0 | $280k | 6.3k | 44.27 | |
| Ross Stores (ROST) | 0.0 | $279k | 3.7k | 75.71 | |
| Analog Devices (ADI) | 0.0 | $271k | 5.5k | 49.51 | |
| Mylan | 0.0 | $296k | 6.5k | 45.43 | |
| DISH Network | 0.0 | $250k | 3.9k | 64.60 | |
| Intuitive Surgical (ISRG) | 0.0 | $290k | 628.00 | 461.78 | |
| Liberty Media | 0.0 | $225k | 7.9k | 28.54 | |
| Sigma-Aldrich Corporation | 0.0 | $282k | 2.1k | 136.03 | |
| Symantec Corporation | 0.0 | $283k | 12k | 23.53 | |
| Ca | 0.0 | $217k | 7.8k | 28.00 | |
| Whole Foods Market | 0.0 | $240k | 6.3k | 38.15 | |
| Fiserv (FI) | 0.0 | $281k | 4.3k | 64.75 | |
| Fastenal Company (FAST) | 0.0 | $232k | 5.2k | 44.87 | |
| SBA Communications Corporation | 0.0 | $249k | 2.2k | 110.81 | |
| Activision Blizzard | 0.0 | $260k | 13k | 20.81 | |
| KLA-Tencor Corporation (KLAC) | 0.0 | $227k | 2.9k | 78.85 | |
| Nxp Semiconductors N V (NXPI) | 0.0 | $284k | 4.2k | 68.33 | |
| Charter Communications | 0.0 | $286k | 1.9k | 151.24 | |
| O'reilly Automotive (ORLY) | 0.0 | $272k | 1.8k | 150.61 | |
| VirnetX Holding Corporation | 0.0 | $260k | 43k | 6.00 | |
| Monster Beverage | 0.0 | $267k | 2.9k | 91.69 | |
| Vodafone Group New Adr F (VOD) | 0.0 | $287k | 8.7k | 32.88 | |
| Alcoa Inc cnv p | 0.0 | $250k | 5.0k | 50.00 | |
| Mobileye | 0.0 | $230k | 4.3k | 53.49 | |
| Vimpel | 0.0 | $208k | 29k | 7.23 | |
| Citrix Systems | 0.0 | $204k | 2.9k | 71.25 | |
| Staples | 0.0 | $136k | 11k | 12.12 | |
| Dollar Tree (DLTR) | 0.0 | $201k | 3.6k | 56.13 | |
| Advanced Micro Devices (AMD) | 0.0 | $198k | 58k | 3.40 | |
| Walter Energy | 0.0 | $131k | 56k | 2.34 | |
| Allied Nevada Gold | 0.0 | $166k | 50k | 3.32 | |
| Tripadvisor (TRIP) | 0.0 | $207k | 2.3k | 91.39 | |
| Organovo Holdings | 0.0 | $197k | 31k | 6.35 | |
| Inovio Pharmaceuticals | 0.0 | $148k | 15k | 9.87 | |
| Moly | 0.0 | $95k | 80k | 1.19 | |
| Newpark Res Inc note 4.000%10/0 | 0.0 | $87k | 65k | 1.34 | |
| Quantum Fuel Sys Technologies | 0.0 | $94k | 25k | 3.73 | |
| Micron Technology Inc note 1.625% 2/1 | 0.0 | $34k | 11k | 3.09 |
