Mizuho Securities USA

Mizuho Securities Usa as of June 30, 2016

Portfolio Holdings for Mizuho Securities Usa

Mizuho Securities Usa holds 142 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Spdr S&p 500 Etf (SPY) 19.4 $105M 502k 209.47
iShares Barclays 20+ Yr Treas.Bond (TLT) 10.3 $56M 400k 138.90
SPDR Dow Jones Industrial Average ETF (DIA) 9.6 $52M 291k 179.06
Health Care SPDR (XLV) 4.6 $25M 347k 71.71
Technology SPDR (XLK) 4.1 $22M 506k 43.37
iShares Lehman Aggregate Bond (AGG) 3.1 $17M 148k 112.61
International Business Machines (IBM) 2.4 $13M 87k 151.78
Reynolds American 2.3 $13M 233k 53.93
PowerShares QQQ Trust, Series 1 2.1 $11M 105k 107.58
Intuit (INTU) 2.0 $11M 98k 111.61
Crown Castle Intl (CCI) 1.9 $10M 100k 101.43
Allergan Plc pfd conv ser a 1.5 $7.9M 9.6k 828.80
Newell Rubbermaid (NWL) 1.4 $7.4M 153k 48.57
Corning Incorporated (GLW) 1.3 $7.1M 348k 20.48
Bristol Myers Squibb (BMY) 1.3 $6.8M 92k 73.55
Exelon Corporation (EXC) 1.2 $6.6M 181k 36.36
Webmd Health Corp 1.5% cnvrtbnd 1.2 $6.4M 5.1M 1.26
Intel Corp sdcv 1.1 $5.9M 4.6M 1.29
Ctrip.com Inter Ltd. conv 1.0 $5.5M 4.5M 1.22
Pacira Pharmaceuticals conv 1.0 $5.2M 3.5M 1.49
Mattel (MAT) 0.9 $5.1M 164k 31.29
Anheuser-Busch InBev NV (BUD) 0.9 $4.9M 38k 131.68
Wells Fargo & Company (WFC) 0.9 $4.7M 100k 47.33
Chevron Corporation (CVX) 0.8 $4.5M 43k 104.84
Micron Technology Inc note 1.625% 2/1 0.8 $4.3M 3.0M 1.40
Cerner Corporation 0.8 $4.1M 71k 58.60
Relypsa 0.8 $4.0M 439k 9.21
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.8 $4.0M 3.8M 1.06
Cepheid conv 0.7 $3.9M 4.5M 0.87
Nvidia Corp note 1.000 12/0 0.7 $3.8M 1.6M 2.34
iShares Barclays TIPS Bond Fund (TIP) 0.7 $3.7M 32k 116.68
Sarepta Therapeutics (SRPT) 0.7 $3.7M 349k 10.59
Xilinx Inc Cvt 2.625 6-15-17 convert 0.7 $3.6M 2.2M 1.61
People's United Financial 0.6 $3.4M 235k 14.66
Kandi Technolgies 0.6 $3.5M 211k 16.46
AES Corporation (AES) 0.6 $3.4M 270k 12.48
Masco Corporation (MAS) 0.6 $3.1M 102k 30.94
On Semiconductor Corp note 2.625%12/1 0.5 $2.4M 2.3M 1.04
Medicines Company conv 0.4 $2.4M 2.0M 1.18
NRG Energy (NRG) 0.4 $2.3M 152k 14.99
Coach 0.4 $2.3M 56k 40.74
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.4 $2.2M 76k 29.48
Twitter Inc note 1.000% 9/1 0.4 $2.2M 2.5M 0.89
Hess (HES) 0.4 $2.1M 35k 60.11
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.4 $2.1M 2.0M 1.04
American Rlty Cap Pptys Inc note 3.750%12/1 0.4 $2.0M 2.0M 0.99
Sunpower (SPWRQ) 0.4 $1.9M 238k 8.13
SPDR Gold Trust (GLD) 0.3 $1.9M 15k 126.47
Amag Pharmaceuticals Inc note 2.500% 2/1 0.3 $1.8M 1.6M 1.10
United States Oil Fund 0.3 $1.7M 150k 11.57
Royal Gold Inc conv 0.3 $1.5M 1.5M 1.03
Webmd Health Conv Sr Notes conv 0.3 $1.5M 1.4M 1.09
Weight Watchers International 0.3 $1.4M 15k 94.80
Starwood Ppty note 4.0% 1/15/ 0.2 $1.3M 1.3M 1.04
Transocean (RIG) 0.2 $1.3M 108k 11.58
Red Hat 0.2 $1.2M 17k 72.60
MannKind Corporation 0.2 $1.3M 152k 8.30
Starbucks Corporation (SBUX) 0.2 $1.1M 20k 57.10
Stillwater Mng Co note 1.750%10/1 0.2 $1.1M 1.0M 1.12
Whiting Pete Corp New Note 1.250% 4/0 bond 0.2 $1.1M 1.5M 0.75
Frontier Communications 0.2 $1.1M 222k 4.94
Tesla Mtrs Inc note 1.500% 6/0 0.2 $1.1M 6.8M 0.16
3M Company (MMM) 0.2 $1.0M 6.0k 175.10
Restoration Hardware Hldgs I 0.2 $1.1M 127k 8.26
Celgene Corporation 0.2 $986k 10k 98.60
Intercept Pharmaceuticals In 0.2 $984k 6.9k 142.61
Anthem Inc conv p 0.2 $994k 23k 44.28
Seadrill 0.2 $942k 24k 39.25
iShares Silver Trust (SLV) 0.2 $893k 50k 17.86
Goldman Sachs (GS) 0.2 $889k 6.0k 148.54
UnitedHealth (UNH) 0.2 $845k 6.0k 141.19
WisdomTree India Earnings Fund (EPI) 0.2 $842k 42k 20.19
priceline.com Incorporated 0.1 $811k 650.00 1247.69
Starwood Property Trust note 0.1 $832k 800k 1.04
Home Depot (HD) 0.1 $764k 6.0k 127.65
Boeing Company (BA) 0.1 $777k 6.0k 129.82
McDonald's Corporation (MCD) 0.1 $720k 6.0k 120.30
Johnson & Johnson (JNJ) 0.1 $726k 6.0k 121.30
Travelers Companies (TRV) 0.1 $712k 6.0k 118.96
Apple (AAPL) 0.1 $716k 716k 1.00
Conn's (CONNQ) 0.1 $688k 92k 7.51
Lands' End (LE) 0.1 $726k 44k 16.43
Cisco Systems (CSCO) 0.1 $638k 152k 4.20
ZIOPHARM Oncology 0.1 $656k 109k 6.01
American Tower Reit (AMT) 0.1 $625k 5.5k 113.64
Walt Disney Company (DIS) 0.1 $585k 6.0k 97.74
United Technologies Corporation 0.1 $614k 6.0k 102.59
Cobalt Intl Energy Inc note 0.1 $620k 2.0M 0.31
Dynegy Inc New Del pfd conv ser a 0.1 $602k 9.8k 61.62
Solaredge Technologies (SEDG) 0.1 $596k 91k 6.54
Exxon Mobil Corporation (XOM) 0.1 $561k 6.0k 93.73
Xerox Corporation 0.1 $520k 55k 9.49
Yahoo! 0.1 $557k 181k 3.08
Xpo Logistics Inc equity (XPO) 0.1 $540k 97k 5.54
Servicenow Inc. note 0.1 $556k 501k 1.11
Dynegy Inc unit 07/01/20191 0.1 $539k 5.0k 107.80
Procter & Gamble Company (PG) 0.1 $507k 6.0k 84.71
Caterpillar (CAT) 0.1 $454k 6.0k 75.86
Wal-Mart Stores (WMT) 0.1 $437k 6.0k 73.02
Visa (V) 0.1 $444k 6.0k 74.19
Palo Alto Networks Inc note 7/0 0.1 $422k 332k 1.27
JPMorgan Chase & Co. (JPM) 0.1 $372k 6.0k 62.16
American Express Company (AXP) 0.1 $364k 6.0k 60.82
E.I. du Pont de Nemours & Company 0.1 $388k 6.0k 64.83
Abercrombie & Fitch (ANF) 0.1 $356k 20k 17.80
Gopro (GPRO) 0.1 $399k 578k 0.69
Trupanion (TRUP) 0.1 $356k 36k 9.89
Nxp Semiconductors N V dbcv 1.000% 12/0 0.1 $400k 370k 1.08
Keryx Biopharmaceuticals 0.1 $318k 63k 5.02
Microsoft Corporation (MSFT) 0.1 $306k 6.0k 51.13
Verizon Communications (VZ) 0.1 $334k 6.0k 55.81
Merck & Co (MRK) 0.1 $345k 6.0k 57.64
Nike (NKE) 0.1 $330k 6.0k 55.14
Cree 0.1 $324k 58k 5.57
Lions Gate Entertainment 0.1 $310k 52k 5.94
3D Systems Corporation (DDD) 0.1 $332k 420k 0.79
Insys Therapeutics 0.1 $330k 18k 18.33
Grubhub 0.1 $310k 71k 4.37
Mobileye 0.1 $305k 231k 1.32
Box Inc cl a (BOX) 0.1 $306k 31k 9.87
Coca-Cola Company (KO) 0.1 $271k 6.0k 45.28
Dbx Etf Tr dbxtr har cs 300 (ASHR) 0.1 $292k 128k 2.27
Lendingclub 0.1 $256k 1.3M 0.20
Pfizer (PFE) 0.0 $211k 6.0k 35.25
Alcoa 0.0 $204k 22k 9.25
Diamond Resorts International 0.0 $232k 400k 0.58
Allegheny Technologies Inc note 4.750% 7/0 0.0 $212k 200k 1.06
Plug Power (PLUG) 0.0 $182k 100k 1.82
Mattress Firm Holding 0.0 $154k 24k 6.42
Channeladvisor 0.0 $145k 10k 14.50
Cheetah Mobile 0.0 $160k 26k 6.25
Cobalt Intl Energy Inc note 3.125% 5/1 0.0 $140k 500k 0.28
Under Armour (UAA) 0.0 $134k 297k 0.45
Solarcity 0.0 $126k 142k 0.89
Yahoo Inc note 12/0 0.0 $131k 132k 0.99
Quotient Technology 0.0 $116k 48k 2.43
Fitbit 0.0 $44k 553k 0.08
Match 0.0 $42k 33k 1.27
On Semiconductor Corp Note 1.000%12/0 bond 0.0 $76k 85k 0.89
Sears Holdings Corporation 0.0 $8.7k 125k 0.07
Ambarella (AMBA) 0.0 $15k 98k 0.15
Rti Intl Metals Inc note 1.625%10/1 0.0 $16k 16k 1.00