Mizuho Securities USA

Mizuho Securities Usa as of Sept. 30, 2016

Portfolio Holdings for Mizuho Securities Usa

Mizuho Securities Usa holds 150 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
iShares Barclays 20+ Yr Treas.Bond (TLT) 18.8 $206M 1.5M 137.51
PowerShares QQQ Trust, Series 1 10.6 $116M 976k 118.73
Amazon (AMZN) 9.6 $105M 125k 837.31
SPDR Dow Jones Industrial Average ETF (DIA) 5.5 $61M 333k 182.82
Biogen Idec (BIIB) 3.3 $36M 115k 313.03
International Business Machines (IBM) 3.0 $33M 209k 158.85
Pioneer Natural Resources 2.6 $28M 152k 185.65
Marathon Oil Corporation (MRO) 2.2 $25M 1.5M 15.81
Dow Chemical Company 2.1 $23M 443k 51.83
Wells Fargo & Company (WFC) 2.1 $23M 512k 44.28
Under Armour (UAA) 1.6 $17M 449k 38.68
Intel Corp sdcv 1.5 $17M 12M 1.38
Whiting Pete Corp New dbcv 1.250% 4/0 1.2 $13M 14M 0.94
Time Warner 1.0 $11M 141k 79.61
Mobileye 1.0 $11M 258k 42.57
Webmd Health Corp 1.5% cnvrtbnd 1.0 $11M 9.6M 1.14
Restoration Hardware Hldgs I 0.9 $10M 295k 34.58
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 0.9 $9.9M 143k 69.47
Dominion Resource p 0.8 $8.8M 176k 50.22
Anadarko Petroleum Corporation 0.8 $8.8M 138k 63.36
Stillwater Mng Co note 1.750%10/1 0.7 $8.1M 6.8M 1.19
Adobe Systems Incorporated (ADBE) 0.7 $8.0M 74k 108.54
Fitbit 0.7 $7.8M 529k 14.84
Yahoo! 0.7 $7.8M 181k 43.10
CSX Corporation (CSX) 0.7 $7.7M 253k 30.50
Celgene Corporation 0.7 $7.7M 74k 104.53
Wright Med Group Inc note 2.000% 2/1 0.7 $7.7M 7.2M 1.07
Allergan Plc pfd conv ser a 0.7 $7.3M 8.9k 817.98
Chesapeake Energy Corporation 0.6 $6.5M 1.0M 6.27
Corning Incorporated (GLW) 0.6 $6.5M 273k 23.65
Starwood Property Trust note 0.6 $6.5M 6.0M 1.08
priceline.com Incorporated 0.5 $5.9M 4.0k 1471.50
Chevron Corporation (CVX) 0.5 $5.6M 55k 102.93
3M Company (MMM) 0.5 $5.4M 31k 176.22
Procter & Gamble Company (PG) 0.5 $5.5M 62k 89.76
Pacira Pharmaceuticals conv 0.5 $5.3M 3.5M 1.51
Sunpower (SPWRQ) 0.5 $5.1M 359k 14.28
Goldman Sachs (GS) 0.5 $5.0M 31k 161.26
Altria (MO) 0.5 $5.0M 79k 63.23
Quanta Services (PWR) 0.4 $4.8M 173k 27.99
Xilinx Inc Cvt 2.625 6-15-17 convert 0.4 $4.7M 2.5M 1.88
United Technologies Corporation 0.4 $4.4M 44k 101.59
Lions Gate Entertainment 0.4 $4.4M 220k 19.99
Anthem Inc conv p 0.4 $4.3M 100k 43.47
UnitedHealth (UNH) 0.4 $4.3M 31k 140.00
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.4 $4.3M 124k 34.46
Frontier Communications Corp pfd conv ser-a 0.4 $4.2M 50k 83.08
Boeing Company (BA) 0.4 $4.1M 31k 131.73
Webmd Health Conv Sr Notes conv 0.4 $4.1M 4.0M 1.03
Medicines Company conv 0.4 $4.1M 3.2M 1.29
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.4 $4.0M 3.7M 1.09
Home Depot (HD) 0.4 $4.0M 31k 128.68
Transocean (RIG) 0.4 $4.0M 442k 9.03
Gilead Sciences (GILD) 0.4 $4.0M 50k 79.12
Palo Alto Networks Inc note 7/0 0.3 $3.8M 2.5M 1.52
Johnson & Johnson (JNJ) 0.3 $3.6M 31k 118.13
Tesla Mtrs Inc note 1.500% 6/0 0.3 $3.6M 2.3M 1.62
McDonald's Corporation (MCD) 0.3 $3.6M 31k 115.37
Travelers Companies (TRV) 0.3 $3.5M 31k 114.56
Apple (AAPL) 0.3 $3.5M 31k 113.07
Carnival Corporation (CCL) 0.3 $3.3M 67k 48.82
Whirlpool Corporation (WHR) 0.3 $3.3M 20k 162.16
Ctrip.com Inter Ltd. conv 0.3 $3.2M 2.5M 1.29
Jp Morgan Alerian Mlp Index 0.3 $3.1M 99k 31.50
ICICI Bank (IBN) 0.3 $2.9M 384k 7.47
Walt Disney Company (DIS) 0.3 $2.9M 31k 92.85
On Semiconductor Corp note 2.625%12/1 0.3 $2.9M 2.4M 1.19
Caterpillar (CAT) 0.2 $2.7M 31k 88.76
Exxon Mobil Corporation (XOM) 0.2 $2.7M 31k 87.27
International Paper Company (IP) 0.2 $2.6M 54k 47.97
Weight Watchers International 0.2 $2.5M 239k 10.32
Visa (V) 0.2 $2.5M 31k 82.69
3D Systems Corporation (DDD) 0.2 $2.5M 362k 6.93
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.2 $2.5M 80k 31.75
Wal-Mart Stores (WMT) 0.2 $2.2M 31k 72.11
JPMorgan Chase & Co. (JPM) 0.2 $2.1M 31k 66.59
Mattel (MAT) 0.2 $2.1M 68k 30.28
E.I. du Pont de Nemours & Company 0.2 $2.1M 31k 66.98
Nextera Energy (NEE) 0.2 $2.1M 17k 122.31
Starbucks Corporation (SBUX) 0.2 $2.1M 38k 54.15
Gopro (GPRO) 0.2 $2.1M 127k 16.67
Linkedin Corp note 0.500% 11/0 0.2 $2.1M 2.1M 0.99
American Express Company (AXP) 0.2 $2.0M 31k 64.03
Merck & Co (MRK) 0.2 $1.9M 31k 62.41
Tesla Motors (TSLA) 0.2 $2.0M 4.6M 0.44
Cobalt Intl Energy Inc note 0.2 $2.0M 4.0M 0.50
Cemex SAB de CV (CX) 0.2 $1.8M 232k 7.94
Microsoft Corporation (MSFT) 0.2 $1.8M 31k 57.60
Twilio Inc cl a (TWLO) 0.2 $1.8M 28k 64.35
H&R Block (HRB) 0.1 $1.7M 71k 23.16
Verizon Communications (VZ) 0.1 $1.6M 31k 51.99
Red Hat 0.1 $1.6M 20k 80.84
Nike (NKE) 0.1 $1.6M 31k 52.64
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.1 $1.7M 1.6M 1.02
Teva Pharmaceutical Industries (TEVA) 0.1 $1.5M 33k 46.00
Pace Hldgs Corp cl a 0.1 $1.5M 157k 9.85
Xerox Corporation 0.1 $1.5M 145k 10.13
MannKind Corporation 0.1 $1.4M 240k 5.72
Kandi Technolgies 0.1 $1.4M 261k 5.49
Coca-Cola Company (KO) 0.1 $1.3M 31k 42.32
Intel Corporation (INTC) 0.1 $1.2M 31k 37.74
Media Gen 0.1 $1.2M 65k 18.43
Shake Shack Inc cl a (SHAK) 0.1 $1.2M 36k 34.69
Pfizer (PFE) 0.1 $1.0M 31k 33.88
DISH Network 0.1 $1.0M 19k 54.79
Royal Gold Inc conv 0.1 $1.1M 1.0M 1.11
SPDR Gold Trust (GLD) 0.1 $980k 7.8k 125.64
Cypress Semiconductor Corporation 0.1 $1.0M 85k 12.16
Canadian Solar (CSIQ) 0.1 $938k 152k 6.18
iShares Silver Trust (SLV) 0.1 $976k 54k 18.21
Cbre Group Inc Cl A (CBRE) 0.1 $1.0M 36k 27.98
Brocade Communications conv 0.1 $990k 1.0M 0.99
People's United Financial 0.1 $922k 58k 15.81
General Electric Company 0.1 $913k 31k 29.63
Dynegy Inc New Del pfd conv ser a 0.1 $806k 18k 45.99
Hydra Inds Acquisition 0.1 $783k 79k 9.95
Cf Corp shs cl a 0.1 $796k 81k 9.79
Nippon Telegraph & Telephone (NTTYY) 0.1 $617k 14k 45.82
Lendingclub 0.1 $654k 1.3M 0.51
Ironwood Pharmaceuticals (IRWD) 0.1 $516k 33k 15.88
Sumitomo Mitsui Financial Grp (SMFG) 0.1 $518k 77k 6.75
Juno Therapeutics 0.1 $530k 49k 10.86
Solaredge Technologies (SEDG) 0.1 $590k 83k 7.09
Mitsubishi UFJ Financial (MUFG) 0.0 $401k 80k 5.04
National Beverage (FIZZ) 0.0 $482k 29k 16.85
Kinder Morgan (KMI) 0.0 $463k 20k 23.15
Tim Participacoes Sa- 0.0 $437k 36k 12.24
Adamis Pharmaceuticals Corp Com Stk 0.0 $454k 132k 3.43
Alcoa Inc cnv p 0.0 $456k 14k 32.57
Cisco Systems (CSCO) 0.0 $275k 171k 1.61
Chipotle Mexican Grill (CMG) 0.0 $382k 24k 15.92
Energy Transfer Partners 0.0 $358k 9.7k 37.05
Trinity Inds Inc note 3.875% 6/0 0.0 $215k 179k 1.20
InterDigital (IDCC) 0.0 $269k 3.4k 79.12
Brandywine Realty Trust (BDN) 0.0 $219k 14k 15.64
Plug Power (PLUG) 0.0 $192k 100k 1.92
Aac Holdings 0.0 $174k 10k 17.40
Electrum Spl Acquisition Cor 0.0 $211k 21k 9.85
Sears Holdings Corporation 0.0 $88k 20k 4.49
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $55k 55k 1.00
Xpo Logistics Inc equity (XPO) 0.0 $144k 53k 2.73
Starwood Ppty note 4.0% 1/15/ 0.0 $90k 83k 1.08
New York Reit 0.0 $118k 13k 9.15
Grubhub 0.0 $62k 66k 0.94
Ar Cap Acquisition Corp unit 99/99/9999 0.0 $161k 17k 9.31
Spdr S&p 500 Etf (SPY) 0.0 $50k 1.0M 0.05
Herbalife Ltd Com Stk (HLF) 0.0 $8.7k 436k 0.02
Ambarella (AMBA) 0.0 $18k 22k 0.81
Solarcity 0.0 $2.3k 235k 0.01
Pace Hldgs Corp *w exp 99/99/999 0.0 $4.0k 10k 0.40