Mizuho Securities Usa as of Dec. 31, 2016
Portfolio Holdings for Mizuho Securities Usa
Mizuho Securities Usa holds 160 positions in its portfolio as reported in the December 2016 quarterly 13F filing
Company (Ticker) |
Portfolio Weight |
Valued At |
Change in Shares |
Share Count |
Share Price |
|---|---|---|---|---|---|
| Spdr S&p 500 Etf (SPY) | 84.5 | $4.5B | 20M | 223.35 | |
| PowerShares QQQ Trust, Series 1 | 2.7 | $146M | 1.2M | 118.48 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 0.7 | $39M | 327k | 119.74 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.7 | $36M | 300k | 119.13 | |
| Chevron Corporation (CVX) | 0.7 | $35M | 297k | 117.70 | |
| Procter & Gamble Company (PG) | 0.6 | $33M | 386k | 84.08 | |
| Intel Corp sdcv | 0.5 | $25M | 19M | 1.35 | |
| Pfizer (PFE) | 0.5 | $25M | 759k | 32.48 | |
| Carnival Corporation (CCL) | 0.3 | $19M | 358k | 52.06 | |
| Dow Chemical Company | 0.3 | $19M | 330k | 57.22 | |
| On Semiconductor Corp note 2.625%12/1 | 0.3 | $19M | 15M | 1.22 | |
| Target Corporation (TGT) | 0.3 | $18M | 249k | 72.23 | |
| Webmd Health Conv Sr Notes conv | 0.3 | $18M | 17M | 1.02 | |
| Johnson & Johnson (JNJ) | 0.3 | $17M | 150k | 115.21 | |
| Charles Schwab Corporation (SCHW) | 0.3 | $15M | 375k | 39.47 | |
| Oracle Corporation (ORCL) | 0.3 | $15M | 385k | 38.45 | |
| Celgene Corporation | 0.3 | $15M | 131k | 115.75 | |
| Yahoo! | 0.2 | $12M | 314k | 38.67 | |
| iShares MSCI Mexico Inv. Mt. Idx. (EWW) | 0.2 | $12M | 270k | 43.97 | |
| Chesapeake Energy Corporation | 0.2 | $11M | 1.6M | 7.02 | |
| Annaly Capital Management | 0.2 | $11M | 1.0M | 9.97 | |
| Marathon Petroleum Corp (MPC) | 0.2 | $11M | 214k | 50.35 | |
| Corning Incorporated (GLW) | 0.2 | $10M | 412k | 24.27 | |
| Marathon Oil Corporation (MRO) | 0.2 | $10M | 585k | 17.31 | |
| Starwood Property Trust note | 0.2 | $8.9M | 8.1M | 1.09 | |
| Chimera Investment Corp etf | 0.2 | $9.1M | 532k | 17.02 | |
| Dominion Resource p | 0.2 | $9.0M | 179k | 50.38 | |
| Mobileye | 0.2 | $8.5M | 222k | 38.12 | |
| First Solar (FSLR) | 0.1 | $7.4M | 628k | 11.76 | |
| Xilinx Inc Cvt 2.625 6-15-17 convert | 0.1 | $7.4M | 3.5M | 2.10 | |
| Microchip Technology Inc note 1.625% 2/1 | 0.1 | $6.2M | 4.8M | 1.30 | |
| Nextera Energy Inc unit 08/31/2018 | 0.1 | $6.0M | 104k | 57.44 | |
| Illinois Tool Works (ITW) | 0.1 | $5.6M | 45k | 122.47 | |
| Sunpower (SPWRQ) | 0.1 | $5.6M | 341k | 16.36 | |
| Stillwater Mng Co note 1.750%10/1 | 0.1 | $5.1M | 4.0M | 1.27 | |
| Pacira Pharmaceuticals conv | 0.1 | $4.9M | 3.5M | 1.40 | |
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $4.6M | 5.8k | 792.41 | |
| Time Warner | 0.1 | $4.2M | 44k | 96.52 | |
| Eastman Chemical Company (EMN) | 0.1 | $4.2M | 56k | 75.22 | |
| Red Hat | 0.1 | $4.0M | 58k | 69.71 | |
| priceline.com Incorporated | 0.1 | $4.0M | 2.8k | 1466.18 | |
| 3D Systems Corporation (DDD) | 0.1 | $4.2M | 510k | 8.27 | |
| Hennessy Cap Acquisition Cor | 0.1 | $4.0M | 400k | 10.09 | |
| Nike (NKE) | 0.1 | $3.8M | 75k | 50.82 | |
| Parker-Hannifin Corporation (PH) | 0.1 | $3.6M | 26k | 140.00 | |
| Omni (OMC) | 0.1 | $3.9M | 46k | 85.11 | |
| American Capital | 0.1 | $3.6M | 200k | 17.92 | |
| Equity One | 0.1 | $3.5M | 115k | 30.69 | |
| Restoration Hardware Hldgs I | 0.1 | $3.8M | 424k | 9.00 | |
| Teva Pharmaceutical Industries (TEVA) | 0.1 | $3.4M | 93k | 36.25 | |
| Emerson Electric (EMR) | 0.1 | $3.0M | 54k | 55.75 | |
| Lendingclub | 0.1 | $3.4M | 1.0M | 3.20 | |
| Archer Daniels Midland Company (ADM) | 0.1 | $2.8M | 60k | 45.66 | |
| SL Green Realty | 0.1 | $2.5M | 23k | 107.55 | |
| Chipotle Mexican Grill (CMG) | 0.1 | $2.5M | 101k | 24.38 | |
| Yadkin Finl Corp | 0.1 | $2.7M | 80k | 34.26 | |
| Ctrip.com Inter Ltd. conv | 0.1 | $2.9M | 2.5M | 1.15 | |
| Herbalife Ltd conv | 0.1 | $2.5M | 2.8M | 0.91 | |
| Boulevard Acquisition cl a | 0.1 | $2.8M | 283k | 9.89 | |
| Medicines Company conv | 0.1 | $2.6M | 2.2M | 1.20 | |
| Goldman Sachs (GS) | 0.0 | $2.3M | 9.4k | 239.43 | |
| Morgan Stanley (MS) | 0.0 | $2.0M | 46k | 42.25 | |
| Visa (V) | 0.0 | $2.0M | 25k | 78.03 | |
| Robert Half International (RHI) | 0.0 | $2.4M | 49k | 48.77 | |
| Everbank Finl | 0.0 | $1.9M | 100k | 19.45 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.0 | $1.7M | 71k | 23.37 | |
| 3M Company (MMM) | 0.0 | $1.7M | 9.4k | 178.62 | |
| Boeing Company (BA) | 0.0 | $1.5M | 9.4k | 155.63 | |
| International Business Machines (IBM) | 0.0 | $1.6M | 9.4k | 166.01 | |
| UnitedHealth (UNH) | 0.0 | $1.5M | 9.4k | 160.08 | |
| General Dynamics Corporation (GD) | 0.0 | $1.5M | 8.6k | 172.67 | |
| C.H. Robinson Worldwide (CHRW) | 0.0 | $1.8M | 24k | 73.28 | |
| DTE Energy Company (DTE) | 0.0 | $1.4M | 14k | 98.50 | |
| MannKind Corporation | 0.0 | $1.4M | 248k | 5.46 | |
| Southwest Ban | 0.0 | $1.5M | 50k | 29.00 | |
| Tesla Motors (TSLA) | 0.0 | $1.3M | 72k | 18.72 | |
| Pandora Media | 0.0 | $1.5M | 548k | 2.74 | |
| Franks Intl N V | 0.0 | $1.6M | 126k | 12.32 | |
| Salesforce.com Inc conv | 0.0 | $1.5M | 1.3M | 1.16 | |
| Anthem (ELV) | 0.0 | $1.4M | 9.4k | 143.72 | |
| Double Eagle Acquisition Cor | 0.0 | $1.7M | 172k | 9.90 | |
| Pace Hldgs Corp cl a | 0.0 | $1.5M | 148k | 10.12 | |
| Nutanix Inc cl a (NTNX) | 0.0 | $1.4M | 138k | 10.42 | |
| Pandora Media Inc note 1.750%12/0 | 0.0 | $1.5M | 1.5M | 1.03 | |
| Petroleo Brasileiro SA (PBR) | 0.0 | $1.1M | 105k | 10.11 | |
| JPMorgan Chase & Co. (JPM) | 0.0 | $814k | 9.4k | 86.24 | |
| Bank of America Corporation (BAC) | 0.0 | $891k | 40k | 22.11 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $971k | 21k | 47.37 | |
| Northern Trust Corporation (NTRS) | 0.0 | $917k | 10k | 89.03 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.0 | $1.2M | 22k | 54.84 | |
| Caterpillar (CAT) | 0.0 | $875k | 9.4k | 92.70 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $852k | 9.4k | 90.26 | |
| FedEx Corporation (FDX) | 0.0 | $1.3M | 7.0k | 186.14 | |
| McDonald's Corporation (MCD) | 0.0 | $1.1M | 9.4k | 121.73 | |
| Home Depot (HD) | 0.0 | $1.3M | 9.4k | 134.12 | |
| Via | 0.0 | $927k | 26k | 35.11 | |
| Walt Disney Company (DIS) | 0.0 | $984k | 9.4k | 104.25 | |
| KB Home (KBH) | 0.0 | $847k | 54k | 15.80 | |
| Travelers Companies (TRV) | 0.0 | $1.2M | 9.4k | 122.47 | |
| Wells Fargo & Company (WFC) | 0.0 | $1.1M | 19k | 55.10 | |
| Transocean (RIG) | 0.0 | $1.2M | 337k | 3.68 | |
| Apple (AAPL) | 0.0 | $1.1M | 9.4k | 115.80 | |
| United Technologies Corporation | 0.0 | $1.0M | 9.4k | 109.65 | |
| Fastenal Company (FAST) | 0.0 | $911k | 19k | 46.96 | |
| SPDR Gold Trust (GLD) | 0.0 | $921k | 8.4k | 109.64 | |
| Macquarie Infrastructure Company | 0.0 | $956k | 12k | 81.71 | |
| Canadian Solar (CSIQ) | 0.0 | $1.1M | 152k | 7.25 | |
| Royal Gold (RGLD) | 0.0 | $950k | 15k | 63.33 | |
| Sucampo Pharmaceuticals | 0.0 | $1.0M | 75k | 13.55 | |
| iShares S&P NA Nat. Re. Sc. Idx (IGE) | 0.0 | $1.1M | 32k | 35.94 | |
| Kinder Morgan (KMI) | 0.0 | $824k | 40k | 20.70 | |
| Citigroup (C) | 0.0 | $1.2M | 20k | 59.44 | |
| Juno Therapeutics | 0.0 | $1.0M | 49k | 20.53 | |
| Amplify Snack Brands | 0.0 | $812k | 121k | 6.71 | |
| Palo Alto Networks Inc note 7/0 | 0.0 | $1.3M | 1.0M | 1.27 | |
| Electrum Spl Acquisition Cor | 0.0 | $990k | 100k | 9.90 | |
| Origo Acquisition Corp | 0.0 | $1.0M | 100k | 10.40 | |
| Gerdau SA (GGB) | 0.0 | $756k | 241k | 3.14 | |
| Microsoft Corporation (MSFT) | 0.0 | $587k | 9.4k | 62.19 | |
| American Express Company (AXP) | 0.0 | $699k | 9.4k | 74.05 | |
| Coca-Cola Company (KO) | 0.0 | $391k | 9.4k | 41.42 | |
| Wal-Mart Stores (WMT) | 0.0 | $652k | 9.4k | 69.08 | |
| General Electric Company | 0.0 | $298k | 9.4k | 31.57 | |
| Cisco Systems (CSCO) | 0.0 | $288k | 159k | 1.81 | |
| Reynolds American | 0.0 | $700k | 13k | 56.00 | |
| Intel Corporation (INTC) | 0.0 | $342k | 9.4k | 36.23 | |
| Verizon Communications (VZ) | 0.0 | $504k | 9.4k | 53.40 | |
| E.I. du Pont de Nemours & Company | 0.0 | $693k | 9.4k | 73.42 | |
| Merck & Co (MRK) | 0.0 | $556k | 9.4k | 58.90 | |
| National Beverage (FIZZ) | 0.0 | $294k | 38k | 7.66 | |
| Sempra Energy (SRE) | 0.0 | $795k | 7.9k | 100.63 | |
| Lannett Company | 0.0 | $746k | 90k | 8.33 | |
| ON Semiconductor (ON) | 0.0 | $638k | 50k | 12.76 | |
| Gulfport Energy Corporation | 0.0 | $541k | 25k | 21.64 | |
| Ironwood Pharmaceuticals (IRWD) | 0.0 | $382k | 25k | 15.28 | |
| Heritage Oaks Ban | 0.0 | $493k | 40k | 12.32 | |
| CurrencyShares Japanese Yen Trust | 0.0 | $354k | 264k | 1.34 | |
| Unknown | 0.0 | $693k | 35k | 19.80 | |
| Cobalt Intl Energy Inc note | 0.0 | $646k | 1.7M | 0.38 | |
| Media Gen | 0.0 | $565k | 30k | 18.83 | |
| Shake Shack Inc cl a (SHAK) | 0.0 | $674k | 34k | 19.59 | |
| Southwestern Energy Co Dep 1/2 dep shs 1/20 b | 0.0 | $734k | 29k | 25.35 | |
| Global Partner Acquisition C | 0.0 | $679k | 68k | 9.93 | |
| Easterly Acquisition | 0.0 | $714k | 72k | 9.86 | |
| Square Inc cl a (SQ) | 0.0 | $682k | 50k | 13.64 | |
| Intercept Pharmas conv | 0.0 | $293k | 325k | 0.90 | |
| Trinity Inds Inc note 3.875% 6/0 | 0.0 | $218k | 170k | 1.28 | |
| Weight Watchers International | 0.0 | $55k | 290k | 0.19 | |
| Under Armour (UAA) | 0.0 | $34k | 680k | 0.05 | |
| Companhia de Saneamento Basi (SBS) | 0.0 | $241k | 28k | 8.67 | |
| Mgic Invt Corp Wis note 5.000% 5/0 | 0.0 | $55k | 55k | 1.00 | |
| Plug Power (PLUG) | 0.0 | $232k | 100k | 2.32 | |
| Xpo Logistics Inc equity (XPO) | 0.0 | $2.2k | 43k | 0.05 | |
| Ambarella (AMBA) | 0.0 | $16k | 22k | 0.72 | |
| Gopro (GPRO) | 0.0 | $8.6k | 285k | 0.03 | |
| Fitbit | 0.0 | $11k | 1.1M | 0.01 | |
| Twilio Inc cl a (TWLO) | 0.0 | $21k | 115k | 0.18 | |
| Line Corp- | 0.0 | $248k | 30k | 8.32 | |
| Cf Corp shs cl a | 0.0 | $253k | 25k | 9.96 | |
| Ar Capital Ac-ut unit | 0.0 | $173k | 17k | 10.00 |
