New York Life Investment Management

New York Life Investment Management as of Dec. 31, 2013

Portfolio Holdings for New York Life Investment Management

New York Life Investment Management holds 151 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pimco Enhanced Short Maturit Enhan Shrt Mat (MINT) 6.4 $25M 251k 101.32
Ishares Core Total Us Bond Market Etf Core Totusbd Etf (AGG) 6.3 $25M 236k 106.43
Vanguard Total Bond Market Index F Total Bnd Mrkt (BND) 6.3 $25M 313k 80.05
Dynegy 4.4 $18M 819k 21.52
American Tower Reit (AMT) 3.9 $16M 194k 79.82
Ishares Us Home Construction Us Home Cons Etf (ITB) 3.8 $15M 612k 24.82
Vanguard Info Tech Etf Inf Tech Etf (VGT) 3.6 $15M 163k 89.54
Spdr Kbw Regional Banking Et S&p Regl Bkg (KRE) 3.5 $14M 344k 40.61
Guggenheim Spin-off Etf Gugg Spinoff Etf 3.3 $13M 297k 45.01
Vanguard Total Stock Market Index Total Stk Mkt (VTI) 3.2 $13M 134k 95.92
Ishares 7-10 Year Treasury Bond Etf 7-10 Y Tr Bd Etf (IEF) 3.1 $12M 125k 99.24
Ishares Ustechnology Etf U.s. Tech Etf (IYW) 2.9 $12M 133k 88.44
Ishares Intermediate Credit Bond Etf Interm Cr Bd Etf (IGIB) 2.6 $10M 95k 107.88
Ishares 20+ Year Treasury Bond Etf 20+ Yr Tr Bd Etf (TLT) 2.3 $9.3M 91k 101.86
Ishares Iboxx H/y Corp Bond Iboxx Hi Yd Etf (HYG) 2.3 $9.2M 99k 92.88
Ishares Msci Eafe Etf Msci Eafe Etf (EFA) 2.3 $9.1M 135k 67.10
Energy Select Sector Spdr Sbi Int-energy (XLE) 1.9 $7.7M 87k 88.51
First Trust Us Ipo Index Fun SHS (FPX) 1.7 $6.9M 152k 45.39
Powershares Kbw Bank Kbw Bk Port 1.7 $6.7M 190k 35.52
Ishares Russell 3000 Etf Russell 3000 Etf (IWV) 1.6 $6.4M 58k 110.66
Ishares Russell 1000 Etf Rus 1000 Etf (IWB) 1.6 $6.4M 62k 103.18
Financial Select Sector Spdr Sbi Int-finl (XLF) 1.6 $6.4M 292k 21.86
Spdr Barclays High Yield Bond Etf Brc Hgh Yld Bd 1.6 $6.3M 155k 40.56
Vanguard Reit Index Fund Etf Reit Etf (VNQ) 1.5 $6.2M 96k 64.56
Powershares S&p 500 Buywrite S&p 500 Buywrt 1.5 $6.0M 290k 20.75
Proshares Large Cap Core Plu Pshs Lc Cor Plus (CSM) 1.4 $5.5M 63k 87.91
Consumer Discretionary Selt Sbi Cons Discr (XLY) 1.4 $5.5M 82k 66.83
Powershares S&p Sc Info Tech S&p Smcp It Po 1.4 $5.5M 123k 44.53
Wisdomtree Europe Hedged Equ Europe Hedged Eq (HEDJ) 1.3 $5.3M 94k 56.21
Wisdomtree Japan Hedged Eq Japn Hedge Eqt (DXJ) 1.3 $5.3M 103k 50.84
Health Care Select Sector Sbi Healthcare (XLV) 1.2 $4.7M 84k 55.44
Proshares Ultrashort Euro Ultrashrt Euro (EUO) 1.1 $4.3M 251k 17.06
Guggenheim China Small Cap E Gugg Chn Sml Cap 1.0 $4.0M 150k 26.60
Spdr Barclays Short-term Hig Sht Trm Hgh Yld (SJNK) 1.0 $4.0M 128k 30.85
Powershares Senior Loan Senior Ln Port 1.0 $3.9M 158k 24.88
Vanguard Tax-managed International Ftse Dev Mkt Etf (VEA) 1.0 $3.9M 94k 41.68
Alps Eq High Volatility Pu Us Eqthivolpt Wr 1.0 $3.8M 150k 25.47
Ishares Iboxx $ Investment Grade Corp Bd Iboxx Inv Cp Etf (LQD) 0.8 $3.1M 28k 114.17
Vanguard Telecom Service Etf Telcomm Etf (VOX) 0.7 $2.9M 35k 83.65
Market Vectors Vietnam Etf Vietnam Etf 0.6 $2.6M 137k 18.79
Ishares Russell Midcap Index Rus Mid-cap Etf (IWR) 0.6 $2.6M 17k 149.96
Ishares Msci Poland Capped E Msci Pol Cap Etf (EPOL) 0.6 $2.5M 85k 29.68
First Trust Nasdaq Global Au Auto Index Fd (CARZ) 0.6 $2.3M 59k 39.71
Proshares Ultrashort Yen Ultrashort Yen N (YCS) 0.5 $2.1M 30k 70.92
Ishares Russell 2000 Russell 2000 Etf (IWM) 0.5 $2.0M 17k 115.38
Industrial Select Sect Spdr Sbi Int-inds (XLI) 0.4 $1.4M 27k 52.27
Ishares Msci China Etf China Etf (MCHI) 0.3 $1.4M 28k 48.22
Ishares Msci Frontier 100 Msci Frntr100etf (FM) 0.3 $1.3M 39k 33.74
Vanguard Msci Emerging Markets Ftse Emr Mkt Etf (VWO) 0.3 $1.0M 25k 41.14
Market Vectors Africa Index Africa Etf 0.2 $827k 27k 30.90
Ishares Msci Thailand Capped Etf Msci Thi Cap Etf (THD) 0.2 $656k 9.6k 68.68
Egshares Low Vol Em Mkts Etf Low Vol Em Div 0.2 $602k 35k 17.45
Market Vectors Treasury-hedg Hi Yld Trea Bd 0.1 $478k 19k 25.34
Spdr S&p Emerging Europe Etf Europe Etf 0.1 $449k 11k 40.27
Ishares Msci Malaysia Msci Malaysi Etf 0.1 $295k 19k 15.80
Ishares Msci Philippines Msci Philips Etf (EPHE) 0.1 $273k 8.7k 31.55
Dun & Bradstreet Corporation 0.1 $258k 2.1k 122.86
Paychex (PAYX) 0.1 $255k 5.6k 45.54
Sigma-Aldrich Corporation 0.1 $254k 2.7k 94.07
Exxon Mobil Corporation (XOM) 0.1 $253k 2.5k 101.20
Actavis SHS 0.1 $252k 1.5k 168.00
Verisign (VRSN) 0.1 $251k 4.2k 59.76
Automatic Data Processing (ADP) 0.1 $250k 3.1k 80.65
V.F. Corporation (VFC) 0.1 $249k 4.0k 62.25
Ca 0.1 $249k 7.4k 33.65
People's United Financial 0.1 $248k 16k 15.12
Intercontinental Exchange (ICE) 0.1 $247k 1.1k 224.55
Macy's (M) 0.1 $246k 4.6k 53.48
AmerisourceBergen (COR) 0.1 $246k 3.5k 70.29
Southwestern Energy Company 0.1 $244k 6.2k 39.35
McDonald's Corporation (MCD) 0.1 $243k 2.5k 97.20
Becton, Dickinson and (BDX) 0.1 $243k 2.2k 110.45
NetApp (NTAP) 0.1 $243k 5.9k 41.19
Chubb Corporation 0.1 $242k 2.5k 96.80
Marsh & McLennan Companies (MMC) 0.1 $242k 5.0k 48.40
McKesson Corporation (MCK) 0.1 $242k 1.5k 161.33
Clorox Company (CLX) 0.1 $241k 2.6k 92.69
Colgate-Palmolive Company (CL) 0.1 $241k 3.7k 65.14
Cardinal Health (CAH) 0.1 $241k 3.6k 66.94
Hormel Foods Corporation (HRL) 0.1 $239k 5.3k 45.09
Dollar General (DG) 0.1 $235k 3.9k 60.26
M&T Bank Corporation (MTB) 0.1 $233k 2.0k 116.50
Dominion Resources (D) 0.1 $233k 3.6k 64.72
Hershey Company (HSY) 0.1 $233k 2.4k 97.08
Stericycle (SRCL) 0.1 $232k 2.0k 116.00
Kellogg Company (K) 0.1 $232k 3.8k 61.05
SYSCO Corporation (SYY) 0.1 $231k 6.4k 36.09
Nordstrom 0.1 $229k 3.7k 61.89
Johnson & Johnson (JNJ) 0.1 $229k 2.5k 91.60
Spectra Energy 0.1 $228k 6.4k 35.62
C.R. Bard 0.1 $228k 1.7k 134.12
Target Corporation (TGT) 0.1 $228k 3.6k 63.33
Patterson Companies (PDCO) 0.1 $227k 5.5k 41.27
Google Inc-cl A Cl A 0.1 $224k 200.00 1120.00
General Mills (GIS) 0.1 $220k 4.4k 50.00
Mylan 0.1 $217k 5.0k 43.40
Mccormick & Co-non Vtg Shrs Com Non Vtg (MKC) 0.1 $214k 3.1k 69.03
Crown Castle International 0.1 $213k 2.9k 73.45
ConAgra Foods (CAG) 0.1 $212k 6.3k 33.65
Consolidated Edison (ED) 0.1 $210k 3.8k 55.26
Forest Laboratories 0.1 $210k 3.5k 60.00
Laboratory Crp Of Amer Hldgs Com New 0.1 $210k 2.3k 91.30
Eli Lilly & Co. (LLY) 0.1 $209k 4.1k 50.98
Family Dollar Stores 0.1 $208k 3.2k 65.00
Praxair 0.1 $208k 1.6k 130.00
Jm Smucker Co/the-new Common Com New (SJM) 0.1 $207k 2.0k 103.50
DTE Energy Company (DTE) 0.1 $206k 3.1k 66.45
Verizon Communications (VZ) 0.1 $206k 4.2k 49.05
TECO Energy 0.1 $203k 12k 17.20
American Express Company (AXP) 0.0 $200k 2.2k 90.91
Southern Company (SO) 0.0 $197k 4.8k 41.04
SCANA Corporation 0.0 $197k 4.2k 46.90
Chevron Corporation (CVX) 0.0 $187k 1.5k 124.67
Apartment Invt & Mgmt Co -a Cl A 0.0 $187k 7.2k 25.97
Reynolds American 0.0 $185k 3.7k 50.00
Torchmark Corporation 0.0 $180k 2.3k 78.26
O'reilly Automotive (ORLY) 0.0 $180k 1.4k 128.57
Us Bancorp Com New (USB) 0.0 $178k 4.4k 40.45
Public Service Enterprise (PEG) 0.0 $176k 5.5k 32.00
Campbell Soup Company (CPB) 0.0 $160k 3.7k 43.24
Interpublic Group of Companies (IPG) 0.0 $134k 7.6k 17.67
Quest Diagnostics Incorporated (DGX) 0.0 $134k 2.5k 53.60
Pinnacle West Capital Corporation (PNW) 0.0 $127k 2.4k 52.92
Qualcomm (QCOM) 0.0 $126k 1.7k 74.12
Kohl's Corporation (KSS) 0.0 $125k 2.2k 56.82
Stryker Corporation (SYK) 0.0 $120k 1.6k 75.00
Symantec Corporation 0.0 $120k 5.1k 23.53
Travelers Companies (TRV) 0.0 $118k 1.3k 90.77
Dr Pepper Snapple 0.0 $107k 2.2k 48.64
Philip Morris International (PM) 0.0 $96k 1.1k 87.27
Intuit (INTU) 0.0 $92k 1.2k 76.67
Linear Technology Corporation 0.0 $82k 1.8k 45.56
DENTSPLY International 0.0 $82k 1.7k 48.24
CIGNA Corporation 0.0 $70k 800.00 87.50
Airgas 0.0 $56k 500.00 112.00
Progressive Corporation (PGR) 0.0 $52k 1.9k 27.37
Merck & Co (MRK) 0.0 $50k 1.0k 50.00
Fidelity National Information Services (FIS) 0.0 $48k 900.00 53.33
NVIDIA Corporation (NVDA) 0.0 $46k 2.9k 15.86
Simon Property (SPG) 0.0 $46k 300.00 153.33
Occidental Petroleum Corporation (OXY) 0.0 $29k 300.00 96.67
Pepco Holdings 0.0 $29k 1.5k 19.33
Dollar Tree (DLTR) 0.0 $28k 500.00 56.00
EMC Corporation 0.0 $23k 900.00 25.56
Powershares S&p 500 Low Vola S&p500 Low Vol 0.0 $23k 700.00 32.86
Motorola Solutions Com New (MSI) 0.0 $14k 200.00 70.00
News Corp-new Cl A Cl A (NWSA) 0.0 $9.0k 500.00 18.00
Altria (MO) 0.0 $8.0k 200.00 40.00
CareFusion Corporation 0.0 $4.0k 100.00 40.00
Allegion Ord Shs (ALLE) 0.0 $4.0k 100.00 40.00
Spdr S&p 500 Etf Trust Tr Unit (SPY) 0.0 $0 0 0.00