New York Life Investment Management

New York Life Investment Management as of Dec. 31, 2013

Portfolio Holdings for New York Life Investment Management

New York Life Investment Management holds 155 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Lehman Aggregate Bond (AGG) 7.6 $25M 231k 107.20
Vanguard Total Bond Market ETF (BND) 7.6 $25M 306k 80.88
iShares Lehman 7-10 Yr Treas. Bond (IEF) 5.5 $18M 175k 102.11
Dynegy 4.9 $16M 819k 19.32
American Tower Reit (AMT) 4.4 $14M 194k 74.13
Vanguard Total Stock Market ETF (VTI) 3.7 $12M 139k 87.65
iShares MSCI EAFE Index Fund (EFA) 3.1 $10M 161k 63.80
iShares Barclays 20+ Yr Treas.Bond (TLT) 2.8 $9.2M 86k 106.40
iShares iBoxx $ High Yid Corp Bond (HYG) 2.8 $9.1M 99k 91.58
Powershares Senior Loan Portfo mf 2.4 $7.8M 316k 24.68
iShares Barclays TIPS Bond Fund (TIP) 2.3 $7.4M 66k 112.58
Spdr S&p 500 Etf (SPY) 2.2 $7.3M 43k 168.00
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 2.0 $6.6M 61k 107.93
PowerShares FTSE RAFI US 1500 Small-Mid 2.0 $6.5M 73k 89.54
Market Vectors High Yield Muni. Ind 1.9 $6.3M 217k 29.23
PowerShares FTSE RAFI US 1000 1.9 $6.3M 83k 75.49
iShares Lehman 3-7 Yr Treasury Bond (IEI) 1.9 $6.2M 51k 121.32
SPDR Barclays Capital High Yield B 1.9 $6.1M 154k 39.85
iShares Russell 3000 Index (IWV) 1.9 $6.1M 60k 101.14
Vanguard REIT ETF (VNQ) 1.9 $6.1M 92k 66.14
iShares Russell 1000 Index (IWB) 1.9 $6.1M 64k 94.17
PowerShares S&P 500 BuyWrite Portfol ETF 1.9 $6.1M 302k 20.04
iShares Russell 2000 Index (IWM) 1.7 $5.6M 52k 106.61
iShares Dow Jones US Home Const. (ITB) 1.6 $5.1M 228k 22.34
ProShares Credit Suisse 130/30 (CSM) 1.5 $5.0M 63k 79.41
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.5 $4.9M 44k 113.51
WisdomTree Japan Total Dividend (DXJ) 1.5 $5.0M 103k 47.93
Vanguard Information Technology ETF (VGT) 1.4 $4.7M 59k 80.69
Powershares Kbw Bank Etf 1.4 $4.7M 146k 31.94
Vanguard Malvern Fds strm infproidx (VTIP) 1.2 $3.9M 78k 49.43
Vanguard Europe Pacific ETF (VEA) 1.1 $3.7M 93k 39.58
Technology SPDR (XLK) 1.0 $3.2M 101k 32.04
PowerShares FTSE RAFI Emerging MarketETF 1.0 $3.2M 156k 20.30
Wisdomtree Tr intl hedge eqt (HEDJ) 0.9 $3.0M 56k 53.14
Powershares Global Etf Trust ex us sml port 0.9 $2.8M 104k 27.18
iShares Lehman MBS Bond Fund (MBB) 0.8 $2.5M 24k 105.90
Energy Select Sector SPDR (XLE) 0.8 $2.5M 30k 82.91
Ishares Trust Msci China msci china idx (MCHI) 0.7 $2.3M 51k 46.05
Claymore/AlphaShares China Small Cap ETF 0.7 $2.2M 89k 24.62
Proshares Tr Ii Ultrashort Ye etf (YCS) 0.6 $1.9M 30k 62.25
Financial Select Sector SPDR (XLF) 0.6 $1.8M 89k 19.91
ProShares UltraShort Euro (EUO) 0.6 $1.8M 100k 17.75
Consumer Discretionary SPDR (XLY) 0.5 $1.5M 25k 60.62
Ishares Inc em mkt min vol (EEMV) 0.4 $1.4M 24k 58.71
Ishares Tr eafe min volat (EFAV) 0.4 $1.4M 23k 60.93
Vanguard Emerging Markets ETF (VWO) 0.4 $1.3M 33k 40.14
Health Care SPDR (XLV) 0.4 $1.3M 25k 50.60
First Trust IPOX-100 Index Fund (FPX) 0.4 $1.3M 31k 41.22
Claymore Exchange-traded Fd gugg spinoff etf 0.4 $1.3M 31k 41.09
Ishares Inc msci frntr 100 (FM) 0.3 $1.1M 34k 31.50
PowerShares FTSE RAFI Developed Markets 0.3 $1.1M 25k 41.50
Alps Etf Tr us eqthivolpt wr 0.2 $775k 30k 25.86
Market Vectors Africa 0.2 $733k 25k 29.94
iShares MSCI Thailand Index Fund (THD) 0.2 $679k 9.1k 74.52
Ega Emerging Global Shs Tr 0.2 $519k 29k 17.77
Market Vectors Vietnam ETF. 0.1 $441k 25k 17.92
Vanguard Telecommunication Services ETF (VOX) 0.1 $468k 5.8k 80.76
Market Vectors Etf Tr hi yld trea bd 0.1 $466k 19k 24.71
SPDR S&P Emerging Europe 0.1 $421k 11k 40.23
Industrial SPDR (XLI) 0.1 $383k 8.3k 46.42
Claymore/BNY Mellon Frontier Markets ETF 0.1 $397k 24k 16.68
iShares MSCI Malaysia Index Fund 0.1 $247k 16k 15.05
Actavis 0.1 $245k 1.7k 144.12
Chubb Corporation 0.1 $223k 2.5k 89.20
People's United Financial 0.1 $220k 15k 14.38
Crown Castle International 0.1 $212k 2.9k 73.10
Johnson & Johnson (JNJ) 0.1 $217k 2.5k 86.80
Dominion Resources (D) 0.1 $231k 3.7k 62.43
Cardinal Health (CAH) 0.1 $224k 4.3k 52.09
Family Dollar Stores 0.1 $230k 3.2k 71.88
NetApp (NTAP) 0.1 $222k 5.2k 42.69
Paychex (PAYX) 0.1 $228k 5.6k 40.71
Spectra Energy 0.1 $219k 6.4k 34.22
V.F. Corporation (VFC) 0.1 $219k 1.1k 199.09
Dun & Bradstreet Corporation 0.1 $218k 2.1k 103.81
Automatic Data Processing (ADP) 0.1 $224k 3.1k 72.26
C.R. Bard 0.1 $219k 1.9k 115.26
Verisign (VRSN) 0.1 $229k 4.5k 50.89
Laboratory Corp. of America Holdings 0.1 $228k 2.3k 99.13
AmerisourceBergen (COR) 0.1 $226k 3.7k 61.08
Mylan 0.1 $214k 5.6k 38.21
Becton, Dickinson and (BDX) 0.1 $220k 2.2k 100.00
McKesson Corporation (MCK) 0.1 $231k 1.8k 128.33
Colgate-Palmolive Company (CL) 0.1 $225k 3.8k 59.21
Marsh & McLennan Companies (MMC) 0.1 $231k 5.3k 43.58
Sigma-Aldrich Corporation 0.1 $230k 2.7k 85.19
Ca 0.1 $220k 7.4k 29.73
Patterson Companies (PDCO) 0.1 $221k 5.5k 40.18
Stericycle (SRCL) 0.1 $231k 2.0k 115.50
Clorox Company (CLX) 0.1 $212k 2.6k 81.54
Hershey Company (HSY) 0.1 $222k 2.4k 92.50
IntercontinentalEx.. 0.1 $218k 1.2k 181.67
Perrigo Company 0.1 $222k 1.8k 123.33
Hormel Foods Corporation (HRL) 0.1 $223k 5.3k 42.08
Dollar General (DG) 0.1 $226k 4.0k 56.50
Ishares Tr Phill Invstmrk (EPHE) 0.1 $232k 7.0k 32.93
Eli Lilly & Co. (LLY) 0.1 $206k 4.1k 50.24
Consolidated Edison (ED) 0.1 $210k 3.8k 55.26
Public Storage (PSA) 0.1 $209k 1.3k 160.77
Reynolds American 0.1 $180k 3.7k 48.65
SYSCO Corporation (SYY) 0.1 $204k 6.4k 31.88
Nordstrom (JWN) 0.1 $208k 3.7k 56.22
Verizon Communications (VZ) 0.1 $196k 4.2k 46.67
Apartment Investment and Management 0.1 $201k 7.2k 27.92
TECO Energy 0.1 $195k 12k 16.53
General Mills (GIS) 0.1 $211k 4.4k 47.95
Macy's (M) 0.1 $199k 4.6k 43.26
Praxair 0.1 $192k 1.6k 120.00
Target Corporation (TGT) 0.1 $205k 3.2k 64.06
Southern Company (SO) 0.1 $198k 4.8k 41.25
Kellogg Company (K) 0.1 $200k 3.4k 58.82
ConAgra Foods (CAG) 0.1 $191k 6.3k 30.32
Public Service Enterprise (PEG) 0.1 $181k 5.5k 32.91
J.M. Smucker Company (SJM) 0.1 $210k 2.0k 105.00
DTE Energy Company (DTE) 0.1 $205k 3.1k 66.13
SCANA Corporation 0.1 $193k 4.2k 45.95
McCormick & Company, Incorporated (MKC) 0.1 $201k 3.1k 64.84
MSCI Indonesia Investable Market Ind (EIDO) 0.1 $192k 8.1k 23.56
U.S. Bancorp (USB) 0.1 $161k 4.4k 36.59
American Express Company (AXP) 0.1 $166k 2.2k 75.45
Exxon Mobil Corporation (XOM) 0.1 $172k 2.0k 86.00
Campbell Soup Company (CPB) 0.1 $151k 3.7k 40.81
Plum Creek Timber 0.1 $159k 3.4k 46.76
Torchmark Corporation 0.1 $166k 2.3k 72.17
Google 0.1 $175k 200.00 875.00
Forest Laboratories 0.1 $150k 3.5k 42.86
Yahoo! 0.1 $172k 5.2k 33.08
Quest Diagnostics Incorporated (DGX) 0.1 $154k 2.5k 61.60
O'reilly Automotive (ORLY) 0.1 $179k 1.4k 127.86
McDonald's Corporation (MCD) 0.0 $144k 1.5k 96.00
Kohl's Corporation (KSS) 0.0 $114k 2.2k 51.82
Interpublic Group of Companies (IPG) 0.0 $130k 7.6k 17.14
Symantec Corporation 0.0 $126k 5.1k 24.71
Qualcomm (QCOM) 0.0 $114k 1.7k 67.06
Pinnacle West Capital Corporation (PNW) 0.0 $131k 2.4k 54.58
Simon Property (SPG) 0.0 $119k 800.00 148.75
Travelers Companies (TRV) 0.0 $110k 1.3k 84.62
Philip Morris International (PM) 0.0 $95k 1.1k 86.36
Stryker Corporation (SYK) 0.0 $108k 1.6k 67.50
Dr Pepper Snapple 0.0 $99k 2.2k 45.00
Boston Properties (BXP) 0.0 $96k 900.00 106.67
Progressive Corporation (PGR) 0.0 $52k 1.9k 27.37
M&T Bank Corporation (MTB) 0.0 $78k 700.00 111.43
Airgas 0.0 $53k 500.00 106.00
CIGNA Corporation 0.0 $61k 800.00 76.25
AvalonBay Communities (AVB) 0.0 $76k 600.00 126.67
Fidelity National Information Services (FIS) 0.0 $42k 900.00 46.67
EMC Corporation 0.0 $23k 900.00 25.56
Dollar Tree (DLTR) 0.0 $29k 500.00 58.00
Pepco Holdings 0.0 $28k 1.5k 18.67
Powershares Etf Tr Ii s^p500 low vol 0.0 $23k 738.00 31.17
Altria (MO) 0.0 $7.0k 200.00 35.00
CareFusion Corporation 0.0 $4.0k 100.00 40.00
Motorola Solutions (MSI) 0.0 $12k 200.00 60.00
News (NWSA) 0.0 $8.0k 500.00 16.00