Newfound Research

Newfound Research as of Sept. 30, 2019

Portfolio Holdings for Newfound Research

Newfound Research holds 235 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P Global Consumer Dis Sec (RXI) 4.5 $5.2M 43k 119.88
iShares S&P Global Healthcare Sect. (IXJ) 4.5 $5.1M 84k 61.09
iShares S&P Global Telecommunicat. (IXP) 4.5 $5.1M 89k 57.28
iShares S&P Global Technology Sect. (IXN) 4.4 $5.0M 27k 184.98
iShares S&P Global Industrials Sec (EXI) 4.3 $4.9M 54k 91.32
iShares S&P Global Consumer Staple (KXI) 4.3 $5.0M 90k 54.82
iShares S&P Global Utilities Sector (JXI) 4.3 $5.0M 85k 58.35
Powershares Senior Loan Portfo mf 4.0 $4.6M 204k 22.59
Technology SPDR (XLK) 3.3 $3.7M 46k 80.52
Utilities SPDR (XLU) 3.2 $3.7M 57k 64.73
Financial Select Sector SPDR (XLF) 3.2 $3.6M 130k 28.00
Consumer Discretionary SPDR (XLY) 3.2 $3.7M 30k 120.69
Consumer Staples Select Sect. SPDR (XLP) 3.2 $3.6M 59k 61.43
Select Sector Spdr Tr Communic etfeqty (XLC) 3.2 $3.6M 73k 49.52
Industrial SPDR (XLI) 3.1 $3.6M 46k 77.63
iShares S&P Global Mat. Sector Inde (MXI) 3.1 $3.6M 57k 62.71
Materials SPDR (XLB) 3.1 $3.5M 61k 58.19
Health Care SPDR (XLV) 3.1 $3.5M 39k 90.13
iShares S&P Global Financials Sect. (IXG) 3.0 $3.5M 54k 64.05
iShares iBoxx $ High Yid Corp Bond (HYG) 2.3 $2.6M 30k 87.16
Fidelity msci info tech i (FTEC) 1.8 $2.0M 31k 63.76
Fidelity msci utils index (FUTY) 1.8 $2.0M 47k 42.49
iShares S&P US Pref Stock Idx Fnd (PFF) 1.7 $2.0M 53k 37.53
Fidelity msci finls idx (FNCL) 1.7 $2.0M 48k 40.67
Fidelity Con Discret Etf (FDIS) 1.7 $2.0M 43k 45.75
Fidelity consmr staples (FSTA) 1.7 $1.9M 53k 36.60
Fidelity cmn (FCOM) 1.7 $1.9M 59k 33.06
Fidelity msci indl indx (FIDU) 1.7 $1.9M 48k 39.86
Fidelity msci matls index (FMAT) 1.7 $1.9M 59k 32.34
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.6 $1.9M 15k 127.50
Fidelity msci hlth care i (FHLC) 1.6 $1.9M 43k 43.36
PowerShares Emerging Markets Sovere 1.5 $1.7M 59k 29.15
SPDR Barclays Capital Convertible SecETF (CWB) 0.9 $1.0M 19k 52.45
Market Vectors Etf Tr Pfd Sec (PFXF) 0.9 $1.0M 50k 20.29
iShares S&P Global Energy Sector (IXC) 0.9 $999k 33k 30.56
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.6 $725k 24k 30.73
Vanguard REIT ETF (VNQ) 0.6 $710k 7.6k 93.29
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.5 $562k 9.6k 58.57
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.5 $547k 3.8k 143.01
Vanguard High Dividend Yield ETF (VYM) 0.5 $512k 5.8k 88.77
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.4 $500k 17k 28.71
Market Vectors Emerging Mkts Local ETF 0.4 $442k 13k 33.00
Ishares Tr conv bd etf (ICVT) 0.3 $333k 5.7k 58.12
PowerShares S&P 500 BuyWrite Portfol ETF 0.3 $311k 14k 21.64
iShares FTSE NAREIT Mort. Plus Capp 0.3 $309k 7.3k 42.16
Powershares Etf Tr Ii var rate pfd por 0.2 $258k 10k 25.42
Recon Cap Ser Tr 100 covered etf 0.2 $205k 9.1k 22.60
Powershares Etf Tr Ii s^p smcp fin p 0.0 $21k 386.00 54.40
Powershares Etf Tr Ii s^p smcp it po 0.0 $21k 240.00 87.50
Powershares Etf Tr Ii s^p smcp uti p 0.0 $20k 388.00 51.55
Tyson Foods (TSN) 0.0 $6.0k 64.00 93.75
ProShares Ultra S&P500 (SSO) 0.0 $6.0k 45.00 133.33
Market Vectors High Yield Muni. Ind 0.0 $15k 228.00 65.79
ProShares Credit Suisse 130/30 (CSM) 0.0 $8.0k 119.00 67.23
PowerShares S&P SmllCp Cnsmr Disny Ptfo 0.0 $11k 179.00 61.45
Powershares Etf Tr Ii s^p smcp consu 0.0 $10k 139.00 71.94
Powershares Etf Tr Ii s^p smcp hc po 0.0 $10k 90.00 111.11
Powershares Etf Tr Ii s^p smcp ind p 0.0 $15k 218.00 68.81
Powershares Etf Tr Ii s^p smcp mat p 0.0 $8.0k 171.00 46.78
Proshares Tr ultr 7-10 trea (UST) 0.0 $6.0k 86.00 69.77
Pimco Etf Tr 0-5 high yield (HYS) 0.0 $10k 100.00 100.00
Ishares Tr usa min vo (USMV) 0.0 $8.0k 118.00 67.80
Ishares Tr msci usavalfct (VLUE) 0.0 $10k 125.00 80.00
Proshares Tr S&p 500 Aristo (NOBL) 0.0 $6.0k 83.00 72.29
Ishares Tr (LRGF) 0.0 $8.0k 263.00 30.42
J P Morgan Exchange Traded F jpmorgan diver (JPUS) 0.0 $14k 186.00 75.27
Packaging Corporation of America (PKG) 0.0 $0 1.00 0.00
Cognizant Technology Solutions (CTSH) 0.0 $1.0k 15.00 66.67
NRG Energy (NRG) 0.0 $999.960000 13.00 76.92
Goldman Sachs (GS) 0.0 $1.0k 5.00 200.00
State Street Corporation (STT) 0.0 $0 1.00 0.00
Western Union Company (WU) 0.0 $1.0k 59.00 16.95
American Express Company (AXP) 0.0 $0 3.00 0.00
Principal Financial (PFG) 0.0 $0 3.00 0.00
Bank of America Corporation (BAC) 0.0 $3.0k 87.00 34.48
Bank of New York Mellon Corporation (BK) 0.0 $0 1.00 0.00
Lincoln National Corporation (LNC) 0.0 $0 3.00 0.00
Discover Financial Services (DFS) 0.0 $3.0k 34.00 88.24
Ameriprise Financial (AMP) 0.0 $2.0k 16.00 125.00
Exxon Mobil Corporation (XOM) 0.0 $0 5.00 0.00
FedEx Corporation (FDX) 0.0 $0 1.00 0.00
Republic Services (RSG) 0.0 $1.0k 10.00 100.00
Via 0.0 $1.0k 36.00 27.78
Archer Daniels Midland Company (ADM) 0.0 $3.0k 69.00 43.48
Chevron Corporation (CVX) 0.0 $0 2.00 0.00
Consolidated Edison (ED) 0.0 $0 3.00 0.00
Lennar Corporation (LEN) 0.0 $0 2.00 0.00
Pulte (PHM) 0.0 $1.0k 40.00 25.00
Spdr S&p 500 Etf (SPY) 0.0 $0 0 0.00
Cardinal Health (CAH) 0.0 $0 6.00 0.00
Bristol Myers Squibb (BMY) 0.0 $0 1.00 0.00
At&t (T) 0.0 $1.0k 23.00 43.48
Bed Bath & Beyond 0.0 $0 11.00 0.00
Carnival Corporation (CCL) 0.0 $0 7.00 0.00
Cummins (CMI) 0.0 $2.0k 15.00 133.33
Kimberly-Clark Corporation (KMB) 0.0 $0 2.00 0.00
Kohl's Corporation (KSS) 0.0 $1.0k 27.00 37.04
LKQ Corporation (LKQ) 0.0 $0 4.00 0.00
Nucor Corporation (NUE) 0.0 $999.970000 19.00 52.63
Royal Caribbean Cruises (RCL) 0.0 $0 9.00 0.00
Ryder System (R) 0.0 $0 2.00 0.00
Snap-on Incorporated (SNA) 0.0 $0 3.00 0.00
Teradata Corporation (TDC) 0.0 $1.0k 32.00 31.25
Travelers Companies (TRV) 0.0 $1.0k 5.00 200.00
Wells Fargo & Company (WFC) 0.0 $0 5.00 0.00
Molson Coors Brewing Company (TAP) 0.0 $0 5.00 0.00
Transocean (RIG) 0.0 $0 66.00 0.00
AFLAC Incorporated (AFL) 0.0 $2.0k 43.00 46.51
Best Buy (BBY) 0.0 $2.0k 33.00 60.61
Intel Corporation (INTC) 0.0 $2.0k 45.00 44.44
International Paper Company (IP) 0.0 $0 9.00 0.00
Western Digital (WDC) 0.0 $2.0k 26.00 76.92
Laboratory Corp. of America Holdings 0.0 $0 2.00 0.00
DaVita (DVA) 0.0 $0 1.00 0.00
Darden Restaurants (DRI) 0.0 $2.0k 14.00 142.86
United Rentals (URI) 0.0 $0 3.00 0.00
Foot Locker (FL) 0.0 $999.900000 33.00 30.30
Masco Corporation (MAS) 0.0 $0 1.00 0.00
Universal Health Services (UHS) 0.0 $3.2k 19.00 166.67
Unum (UNM) 0.0 $0 13.00 0.00
Eastman Chemical Company (EMN) 0.0 $1.0k 14.00 71.43
Interpublic Group of Companies (IPG) 0.0 $0 13.00 0.00
Valero Energy Corporation (VLO) 0.0 $4.0k 48.00 83.33
CVS Caremark Corporation (CVS) 0.0 $999.940000 17.00 58.82
CenturyLink 0.0 $0 2.00 0.00
Kroger (KR) 0.0 $1.0k 50.00 20.00
McKesson Corporation (MCK) 0.0 $0 2.00 0.00
Goodyear Tire & Rubber Company (GT) 0.0 $0 23.00 0.00
Allstate Corporation (ALL) 0.0 $4.0k 35.00 114.29
Capital One Financial (COF) 0.0 $999.960000 13.00 76.92
CIGNA Corporation 0.0 $2.0k 14.00 142.86
DISH Network 0.0 $0 8.00 0.00
Fluor Corporation (FLR) 0.0 $0 3.00 0.00
General Mills (GIS) 0.0 $0 2.00 0.00
International Business Machines (IBM) 0.0 $2.0k 12.00 166.67
Macy's (M) 0.0 $0 25.00 0.00
Symantec Corporation 0.0 $0 2.00 0.00
Target Corporation (TGT) 0.0 $3.0k 25.00 120.00
UnitedHealth (UNH) 0.0 $1.0k 4.00 250.00
WellPoint 0.0 $4.0k 17.00 235.29
Xerox Corporation 0.0 $2.0k 73.00 27.40
Gap (GAP) 0.0 $0 18.00 0.00
Ford Motor Company (F) 0.0 $0 42.00 0.00
Exelon Corporation (EXC) 0.0 $5.0k 101.00 49.50
Gilead Sciences (GILD) 0.0 $999.900000 22.00 45.45
PG&E Corporation (PCG) 0.0 $0 13.00 0.00
Fifth Third Ban (FITB) 0.0 $2.0k 61.00 32.79
Prudential Financial (PRU) 0.0 $0 3.00 0.00
Discovery Communications 0.0 $0 13.00 0.00
ConAgra Foods (CAG) 0.0 $0 3.00 0.00
Alliance Data Systems Corporation (BFH) 0.0 $0 3.00 0.00
Applied Materials (AMAT) 0.0 $0 3.00 0.00
First Solar (FSLR) 0.0 $999.990000 9.00 111.11
Oracle Corporation (ORCL) 0.0 $0 1.00 0.00
Paccar (PCAR) 0.0 $999.940000 17.00 58.82
Robert Half International (RHI) 0.0 $999.970000 19.00 52.63
J.M. Smucker Company (SJM) 0.0 $999.990000 9.00 111.11
Southwestern Energy Company 0.0 $0 5.00 0.00
Delta Air Lines (DAL) 0.0 $1.0k 18.00 55.56
Micron Technology (MU) 0.0 $4.0k 89.00 44.94
Quanta Services (PWR) 0.0 $0 4.00 0.00
Juniper Networks (JNPR) 0.0 $999.920000 29.00 34.48
Entergy Corporation (ETR) 0.0 $999.960000 12.00 83.33
Edison International (EIX) 0.0 $0 0 0.00
Humana (HUM) 0.0 $1.0k 2.00 500.00
Key (KEY) 0.0 $999.780000 57.00 17.54
Seagate Technology Com Stk 0.0 $0 3.00 0.00
Western Alliance Bancorporation (WAL) 0.0 $0 1.00 0.00
Alaska Air (ALK) 0.0 $0 2.00 0.00
Lam Research Corporation 0.0 $3.0k 11.00 272.73
Quest Diagnostics Incorporated (DGX) 0.0 $2.0k 15.00 133.33
GameStop (GME) 0.0 $0 14.00 0.00
Jefferies 0.0 $0 18.00 0.00
Southwest Airlines (LUV) 0.0 $999.880000 28.00 35.71
Raymond James Financial (RJF) 0.0 $0 2.00 0.00
Textron (TXT) 0.0 $0 3.00 0.00
Nektar Therapeutics (NKTR) 0.0 $0 1.00 0.00
Urban Outfitters (URBN) 0.0 $0 11.00 0.00
iShares Gold Trust 0.0 $2.0k 161.00 12.42
iShares Lehman Aggregate Bond (AGG) 0.0 $2.0k 15.00 133.33
Rydex S&P Equal Weight ETF 0.0 $5.0k 46.00 108.70
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.0 $0 0 0.00
Hldgs (UAL) 0.0 $1.0k 7.00 142.86
iShares Barclays TIPS Bond Fund (TIP) 0.0 $1.0k 6.00 166.67
General Motors Company (GM) 0.0 $0 13.00 0.00
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.0 $5.0k 78.00 64.10
PowerShares S&P SllCp Egy Ptflio 0.0 $2.0k 242.00 8.26
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $2.0k 18.00 111.11
Rydex Etf Trust s^p500 pur val 0.0 $4.0k 65.00 61.54
Hca Holdings (HCA) 0.0 $3.0k 23.00 130.43
Arbitrage Fund 0.0 $1.0k 44.00 22.73
Citigroup (C) 0.0 $1.0k 18.00 55.56
Mosaic (MOS) 0.0 $0 3.00 0.00
Powershares Etf Tr Ii s^p500 low vol 0.0 $0 0 0.00
Hollyfrontier Corp 0.0 $1.0k 16.00 62.50
Marathon Petroleum Corp (MPC) 0.0 $2.0k 34.00 58.82
Pvh Corporation (PVH) 0.0 $0 3.00 0.00
Ralph Lauren Corp (RL) 0.0 $0 1.00 0.00
Fortune Brands (FBIN) 0.0 $0 1.00 0.00
Jpmorgan Income Builder -a (JNBAX) 0.0 $1.0k 80.00 12.50
Phillips 66 (PSX) 0.0 $999.960000 12.00 83.33
Eaton (ETN) 0.0 $999.940000 17.00 58.82
Suntrust Banks 5.875% Series E preferr 0.0 $1.0k 15.00 66.67
L Brands 0.0 $0 3.00 0.00
Norwegian Cruise Line Hldgs (NCLH) 0.0 $0 4.00 0.00
Flexshares Tr qualt divd idx (QDF) 0.0 $0 8.00 0.00
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.0 $3.0k 46.00 65.22
Flexshares Tr intl qltdv idx (IQDF) 0.0 $0 7.00 0.00
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.0 $5.0k 40.00 125.00
Leidos Holdings (LDOS) 0.0 $0 2.00 0.00
American Airls (AAL) 0.0 $0 5.00 0.00
Perrigo Company (PRGO) 0.0 $0 1.00 0.00
Blackrock Multi-asset Income Investor A balanced (BAICX) 0.0 $5.0k 424.00 11.79
Powershares Act Mang Comm Fd db opt yld div 0.0 $1.0k 92.00 10.87
J P Morgan Exchange Traded F div rtn int eq (JPIN) 0.0 $4.0k 70.00 57.14
Flexshares Tr cr scd us bd (SKOR) 0.0 $999.970000 19.00 52.63
Mylan Nv 0.0 $1.0k 31.00 32.26
Global X Fds scien beta us 0.0 $5.0k 153.00 32.68
Nielsen Hldgs Plc Shs Eur 0.0 $0 23.00 0.00
Hp (HPQ) 0.0 $4.0k 190.00 21.05
Goldman Sachs Etf Tr activebeta eme (GEM) 0.0 $2.0k 70.00 28.57
Wisdomtree Tr brclys us aggr (AGGY) 0.0 $2.0k 29.00 68.97
Real Estate Select Sect Spdr (XLRE) 0.0 $0 0 0.00
Newfound Risk Managed Global Sectors a share class 0.0 $3.0k 272.00 11.03
Newfound Multi-asset Income a share class 0.0 $4.0k 457.00 8.75
Flexshares Tr undefind (LKOR) 0.0 $0 4.00 0.00
Vanguard Int High Dvd Yld In exchange traded funds (VYMI) 0.0 $0 3.00 0.00
Alphacentric alphacentric income opportunities fund class a (IOFAX) 0.0 $1.0k 49.00 20.41
Jp Morgan jp morgan systematic alpha fund class a 0.0 $1.0k 95.00 10.53
Longboard longboard managed futures strategy fund class a 0.0 $1.0k 76.00 13.16
Lyondellbasell Industries equity 0.0 $2.0k 24.00 83.33
Credit Suisse credit suisse managed futures strategy fund class a 0.0 $1.0k 80.00 12.50
Michael Kors Holdings Ord (CPRI) 0.0 $999.940000 17.00 58.82
Citizens Financial Group, Inc equity (CFG.PD) 0.0 $0 4.00 0.00
Amerisourcebergen Corp. equity 0.0 $0 1.00 0.00