Newgate Capital Management

Newgate Capital Management as of March 31, 2012

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 168 positions in its portfolio as reported in the March 2012 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Banco Itau Holding Financeira (ITUB) 3.3 $45M 2.3M 19.19
iShares MSCI South Korea Index Fund (EWY) 3.2 $44M 742k 59.54
America Movil Sab De Cv spon adr l 3.0 $41M 1.7M 24.83
Baidu (BIDU) 3.0 $41M 280k 145.77
Mobile TeleSystems OJSC 2.9 $40M 2.2M 18.34
Las Vegas Sands (LVS) 2.9 $39M 673k 57.57
Taiwan Semiconductor Mfg (TSM) 2.5 $34M 2.2M 15.28
Vale (VALE) 2.3 $31M 1.3M 23.33
Cnooc 2.2 $30M 147k 204.29
Petroleo Brasileiro SA (PBR.A) 2.1 $29M 1.1M 25.56
China Constr Bank Ard F Un (CICHY) 2.1 $28M 1.8M 15.45
Yanzhou Coal Mining (YZCAY) 2.0 $27M 1.3M 21.61
Petroleo Brasileiro SA (PBR) 2.0 $27M 1.0M 26.56
HDFC Bank (HDB) 1.9 $26M 767k 34.10
Shinhan Financial (SHG) 1.8 $24M 316k 77.10
Banco Bradesco SA (BBD) 1.8 $24M 1.4M 17.50
KB Financial (KB) 1.7 $23M 623k 36.70
Yamana Gold 1.6 $22M 1.4M 15.62
Cliffs Natural Resources 1.5 $20M 294k 69.26
Infosys Technologies (INFY) 1.4 $19M 340k 57.03
National-Oilwell Var 1.3 $17M 219k 79.47
Advanced Semiconductor Engineering 1.3 $17M 3.4M 5.13
Siliconware Precision Industries 1.2 $17M 2.7M 6.04
Silver Standard Res 1.1 $16M 1.0M 15.04
Arcos Dorados Holdings (ARCO) 1.1 $16M 866k 18.09
Naspers 1.1 $16M 275k 56.50
Lukoil 1.1 $15M 241k 60.80
Gazprom OAO 1.1 $15M 1.2M 12.37
Freeport-McMoRan Copper & Gold (FCX) 1.0 $14M 374k 38.04
Pyxis Credit Strategies Fund taxable cef 1.0 $14M 2.2M 6.34
Industries N shs - a - (LYB) 1.0 $14M 309k 43.65
Albemarle Corporation (ALB) 1.0 $13M 205k 63.92
Invesco Van Kampen Senior Income Trust (VVR) 1.0 $13M 2.7M 4.91
Caterpillar (CAT) 0.9 $13M 121k 106.52
Celanese Corporation (CE) 0.9 $13M 281k 46.18
Southern Copper Corporation (SCCO) 0.9 $13M 406k 31.71
Ashland 0.9 $13M 209k 61.06
Noble Corporation Com Stk 0.9 $12M 327k 37.47
Bancolombia (CIB) 0.9 $12M 189k 64.66
Neuberger Berman Real Estate Sec (NRO) 0.9 $12M 2.9M 4.28
Apache Corporation 0.8 $12M 115k 100.44
Mosaic (MOS) 0.8 $11M 207k 55.29
Cosan Ltd shs a 0.8 $11M 754k 14.85
American Strategic Income Portfolio III 0.8 $11M 1.6M 7.00
Compania de Minas Buenaventura SA (BVN) 0.8 $11M 275k 40.31
McDermott International 0.8 $11M 859k 12.81
ICICI Bank (IBN) 0.8 $11M 311k 34.87
Gerdau SA (GGB) 0.8 $11M 1.1M 9.63
Halliburton Company (HAL) 0.8 $11M 323k 33.19
Nabors Industries 0.8 $11M 617k 17.49
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.8 $11M 1.1M 9.53
Joy Global 0.8 $11M 143k 73.50
Agrium 0.8 $10M 118k 86.37
iShares FTSE NAREIT Mort. Plus Capp 0.7 $10M 744k 13.52
Foster Wheeler Ltd Com Stk 0.7 $9.8M 433k 22.76
Anglo American 0.7 $9.5M 504k 18.81
Antofagasta (ANFGY) 0.7 $9.4M 252k 37.21
Schlumberger (SLB) 0.7 $9.3M 133k 69.93
Cameron International Corporation 0.7 $9.1M 172k 52.83
Barrick Gold Corp (GOLD) 0.6 $8.7M 199k 43.48
Occidental Petroleum Corporation (OXY) 0.6 $8.7M 91k 95.23
Devon Energy Corporation (DVN) 0.6 $8.5M 120k 71.12
Anhui Conch Cem Co Ltd equs (AHCHY) 0.6 $8.2M 511k 16.01
CONSOL Energy 0.6 $8.0M 234k 34.10
Kinross Gold Corp (KGC) 0.6 $8.1M 824k 9.79
IPATH MSCI India Index Etn 0.6 $7.7M 136k 56.47
Agic Equity & Conv Income 0.6 $7.8M 438k 17.77
Huntsman Corporation (HUN) 0.6 $7.7M 547k 14.01
ING Prime Rate Trust 0.6 $7.5M 1.3M 5.70
Forest Oil Corporation 0.5 $7.3M 600k 12.12
Pos (PKX) 0.5 $7.2M 86k 83.70
Teck Resources Ltd cl b (TECK) 0.5 $7.3M 204k 35.66
Eaton Vance Senior Income Trust (EVF) 0.5 $6.9M 961k 7.21
American Strategic Income Portf. Inc II 0.5 $6.7M 811k 8.30
Invesco Van Kampen Dyn Cr Opp Fund 0.5 $6.7M 575k 11.68
New Gold Inc Cda (NGD) 0.5 $6.1M 615k 9.88
Turkiye Garanti Bankasi (TKGBY) 0.4 $5.7M 1.4M 3.98
C&j Energy Services 0.4 $5.7M 320k 17.79
Southwestern Energy Company 0.4 $5.6M 183k 30.60
Xstrata 0.4 $5.5M 1.6M 3.38
Goldcorp 0.4 $5.2M 115k 45.06
Ultra Petroleum 0.4 $5.0M 220k 22.63
Tata Motors 0.4 $5.0M 186k 26.97
Great Basin Gold Ltdcom Stk 0.4 $5.1M 7.5M 0.68
Walter Energy 0.4 $4.9M 83k 59.21
Newfield Exploration 0.3 $4.8M 139k 34.68
Tenaris (TS) 0.3 $4.5M 117k 38.23
Ens 0.3 $4.2M 80k 52.93
Global X China Financials ETF 0.3 $4.2M 384k 11.00
Cbre Clarion Global Real Estat re (IGR) 0.3 $4.1M 510k 8.04
American Select Portfolio 0.3 $3.6M 351k 10.41
Rowan Companies 0.3 $3.5M 107k 32.93
Silver Wheaton Corp 0.2 $3.4M 102k 33.20
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.2 $3.4M 489k 6.88
Peabody Energy Corporation 0.2 $3.3M 113k 28.96
SPDR Barclays Capital High Yield B 0.2 $3.2M 81k 39.37
Market Vectors-Inter. Muni. Index 0.2 $3.3M 143k 22.98
Nuveen Mun High Inc Oppty 0.2 $3.2M 265k 12.10
PowerShares Insured Nati Muni Bond 0.2 $3.3M 133k 24.78
China Merchants 0.2 $3.1M 91k 33.69
Blackrock Muniyield Insured Fund (MYI) 0.2 $3.0M 210k 14.21
Ctrip.com International 0.2 $2.8M 128k 21.64
Eaton Vance Municipal Bond Fund (EIM) 0.2 $2.7M 209k 13.00
Telefonica Brasil Sa 0.2 $2.7M 88k 30.63
Patriot Coal Corp 0.2 $2.2M 355k 6.24
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $2.0M 135k 14.58
Newpark Resources 0.1 $1.6M 201k 8.19
Nuveen Dividend Advantage Municipal Fd 2 0.1 $1.7M 110k 15.19
Pioneer Floating Rate Trust (PHD) 0.1 $1.4M 106k 12.96
BlackRock Enhanced Government Fund (EGF) 0.1 $1.3M 83k 15.29
Putnam Premier Income Trust (PPT) 0.1 $1.2M 220k 5.51
Apple (AAPL) 0.1 $999k 1.7k 599.28
Oi Sa-adr sp 0.1 $898k 57k 15.90
Newmont Mining Corporation (NEM) 0.1 $844k 17k 51.26
Coeur d'Alene Mines Corporation (CDE) 0.1 $761k 32k 23.73
Sasol (SSL) 0.1 $811k 17k 48.65
Morgan Stanley China A Share Fund (CAF) 0.1 $812k 42k 19.58
Putnam Municipal Opportunities Trust (PMO) 0.1 $880k 70k 12.55
Dreyfus Strategic Municipal Bond Fund 0.0 $486k 56k 8.69
Invesco Municipal Inc Opp Trust II (OIB) 0.0 $526k 70k 7.53
Bank of America Corporation (BAC) 0.0 $223k 23k 9.55
Blackrock Kelso Capital 0.0 $242k 25k 9.84
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $205k 5.2k 39.40
Nuveen Municipal Advantage Fund 0.0 $307k 21k 14.57
Citigroup (C) 0.0 $218k 6.0k 36.62
Empresa Nacional de Electricidad 0.0 $187k 3.5k 53.87
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $109k 9.1k 11.98
Oi Sa-adr sp 0.0 $167k 26k 6.33
Diamond Offshore Drilling 0.0 $48k 712.00 67.42
Mechel OAO 0.0 $2.0k 238.00 8.40
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $34k 926.00 36.72
Daimler Ag reg (MBGAF) 0.0 $7.0k 114.00 61.40
Gafisa SA 0.0 $2.0k 468.00 4.27
E.I. du Pont de Nemours & Company 0.0 $3.0k 63.00 47.62
Koninklijke Philips Electronics NV (PHG) 0.0 $12k 568.00 21.13
Credit Suisse Group 0.0 $6.0k 209.00 28.71
Honda Motor (HMC) 0.0 $4.0k 109.00 36.70
Rio Tinto (RIO) 0.0 $5.0k 96.00 52.08
Royal Dutch Shell 0.0 $3.0k 36.00 83.33
Total (TTE) 0.0 $4.0k 82.00 48.78
Barclays (BCS) 0.0 $7.0k 485.00 14.43
Henkel Kgaa (HENKY) 0.0 $7.0k 120.00 58.33
Toyota Motor Corporation (TM) 0.0 $7.0k 82.00 85.37
BHP Billiton (BHP) 0.0 $5.0k 73.00 68.49
Deutsche Bank Ag-registered (DB) 0.0 $3.0k 59.00 50.85
Kubota Corporation (KUBTY) 0.0 $5.0k 112.00 44.64
Abb (ABBNY) 0.0 $5.0k 248.00 20.16
ARM Holdings 0.0 $5.0k 192.00 26.04
Asml Holding Nv Adr depository receipts 0.0 $3.0k 57.00 52.63
Nidec Corporation (NJDCY) 0.0 $8.0k 347.00 23.05
Siemens (SIEGY) 0.0 $14k 136.00 102.94
CGG Veritas 0.0 $7.0k 235.00 29.79
Basf Se (BASFY) 0.0 $7.0k 76.00 92.11
Weatherford International Lt reg 0.0 $2.0k 164.00 12.20
iShares MSCI Brazil Index (EWZ) 0.0 $18k 271.00 66.42
Market Vector Russia ETF Trust 0.0 $26k 851.00 30.55
Vanguard Emerging Markets ETF (VWO) 0.0 $6.0k 133.00 45.11
iShares MSCI South Africa Index (EZA) 0.0 $3.0k 42.00 71.43
Quadra FNX Mining (QUX) 0.0 $999.600000 85.00 11.76
BNP Paribas SA (BNPQY) 0.0 $3.0k 109.00 27.52
Linde 0.0 $4.0k 242.00 16.53
Technip 0.0 $6.0k 217.00 27.65
Bayerische Motoren Werke A- 0.0 $8.0k 268.00 29.85
Komatsu (KMTUY) 0.0 $8.0k 274.00 29.20
LVMH Moet Hennessy Louis Vuitton SA (LVMUY) 0.0 $5.0k 153.00 32.68
Sandvik AB (SDVKY) 0.0 $6.0k 392.00 15.31
Market Vectors Etf Tr china a shs etf 0.0 $2.0k 51.00 39.22
Belle International Holdings for 0.0 $3.0k 34.00 88.24