Newgate Capital Management

Newgate Capital Management as of June 30, 2012

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 209 positions in its portfolio as reported in the June 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares MSCI South Korea Index Fund (EWY) 3.3 $38M 693k 54.81
America Movil Sab De Cv spon adr l 3.1 $36M 1.4M 26.06
Baidu (BIDU) 2.6 $30M 261k 114.98
Mobile TeleSystems OJSC 2.4 $28M 1.6M 17.20
Cnooc 2.4 $27M 136k 201.25
Taiwan Semiconductor Mfg (TSM) 2.4 $27M 1.9M 13.96
Vale (VALE) 2.3 $27M 1.4M 19.85
Las Vegas Sands (LVS) 2.2 $26M 593k 43.49
Banco Itau Holding Financeira (ITUB) 2.1 $24M 1.7M 13.92
HDFC Bank (HDB) 2.0 $23M 712k 32.60
China Constr Bank Ard F Un (CICHY) 2.0 $23M 1.6M 13.77
Yamana Gold 1.9 $22M 1.4M 15.40
Lukoil 1.9 $21M 381k 56.08
Shinhan Financial (SHG) 1.8 $21M 294k 70.98
Yanzhou Coal Mining (YZCAY) 1.6 $19M 1.2M 15.31
KB Financial (KB) 1.6 $19M 576k 32.69
Infosys Technologies (INFY) 1.5 $18M 390k 45.06
Siliconware Precision Industries 1.4 $17M 3.2M 5.19
Silver Standard Res 1.4 $16M 1.5M 11.24
Telefonica Brasil Sa 1.3 $15M 621k 24.74
Nexpoint Credit Strategies 1.3 $15M 2.4M 6.28
Compania de Minas Buenaventura SA (BVN) 1.3 $15M 397k 37.98
Naspers 1.3 $15M 281k 52.78
Advanced Semiconductor Engineering 1.3 $15M 3.6M 4.07
Southern Copper Corporation (SCCO) 1.2 $14M 445k 31.51
Cliffs Natural Resources 1.2 $14M 278k 49.29
Neuberger Berman Real Estate Sec (NRO) 1.2 $13M 3.0M 4.41
National-Oilwell Var 1.1 $13M 206k 64.44
ICICI Bank (IBN) 1.1 $13M 408k 32.41
Freeport-McMoRan Copper & Gold (FCX) 1.1 $13M 387k 34.07
Invesco Van Kampen Senior Income Trust (VVR) 1.1 $13M 2.6M 4.86
Tim Participacoes Sa- 1.0 $12M 428k 27.46
Banco Bradesco SA (BBD) 1.0 $11M 767k 14.87
Anglo American 1.0 $11M 673k 16.53
Petroleo Brasileiro SA (PBR.A) 0.9 $11M 597k 18.14
American Strategic Income Portfolio III 0.9 $11M 1.5M 7.04
Industries N shs - a - (LYB) 0.9 $11M 269k 40.27
Petroleo Brasileiro SA (PBR) 0.9 $10M 548k 18.77
Antofagasta (ANFGY) 0.9 $10M 301k 34.04
Caterpillar (CAT) 0.9 $10M 120k 84.91
Ashland 0.9 $10M 146k 69.31
Albemarle Corporation (ALB) 0.9 $10M 170k 59.64
Turkiye Garanti Bankasi (TKGBY) 0.9 $10M 2.5M 4.03
Gazprom OAO 0.9 $10M 1.1M 9.50
Apache Corporation 0.9 $10M 115k 87.89
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.8 $9.7M 1.1M 9.07
Grupo Televisa (TV) 0.8 $9.6M 448k 21.48
iShares FTSE NAREIT Mort. Plus Capp 0.8 $9.3M 653k 14.19
Noble Corporation Com Stk 0.8 $9.1M 279k 32.53
Tata Motors 0.8 $8.7M 398k 21.96
China Uni 0.8 $8.7M 690k 12.55
Kinross Gold Corp (KGC) 0.8 $8.6M 1.1M 8.15
Barrick Gold Corp (GOLD) 0.7 $8.5M 226k 37.57
Occidental Petroleum Corporation (OXY) 0.7 $8.4M 98k 85.77
CF Industries Holdings (CF) 0.7 $8.4M 43k 193.75
Teck Resources Ltd cl b (TECK) 0.7 $8.2M 266k 30.94
New Gold Inc Cda (NGD) 0.7 $7.9M 834k 9.50
Joy Global 0.7 $7.5M 132k 56.73
Southwestern Energy Company 0.7 $7.5M 236k 31.93
McDermott International 0.7 $7.6M 678k 11.14
Anadarko Petroleum Corporation 0.6 $7.4M 112k 66.20
American Strategic Income Portf. Inc II 0.6 $7.4M 851k 8.71
Yandex Nv-a (NBIS) 0.6 $7.3M 386k 19.05
Nabors Industries 0.6 $7.2M 500k 14.40
Goldcorp 0.6 $7.1M 188k 37.58
Celanese Corporation (CE) 0.6 $6.7M 195k 34.62
Arcos Dorados Holdings (ARCO) 0.6 $6.7M 451k 14.78
Agrium 0.6 $6.6M 75k 88.47
Dr. Reddy's Laboratories (RDY) 0.6 $6.5M 219k 29.68
Cameron International Corporation 0.6 $6.5M 152k 42.71
Devon Energy Corporation (DVN) 0.6 $6.4M 110k 57.99
Pos (PKX) 0.5 $6.3M 78k 80.44
ING Prime Rate Trust 0.5 $6.2M 1.1M 5.77
IPATH MSCI India Index Etn 0.5 $6.1M 118k 51.57
Powershares Senior Loan Portfo mf 0.5 $6.2M 253k 24.38
CONSOL Energy 0.5 $6.0M 198k 30.24
Foster Wheeler Ltd Com Stk 0.5 $6.1M 351k 17.27
Huntsman Corporation (HUN) 0.5 $5.6M 436k 12.94
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.5 $5.4M 442k 12.27
Anhui Conch Cem Co Ltd equs (AHCHY) 0.5 $5.3M 398k 13.43
Newfield Exploration 0.5 $5.2M 178k 29.31
Walter Energy 0.5 $5.2M 118k 44.16
Agic Equity & Conv Income 0.5 $5.2M 315k 16.52
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.5 $5.3M 820k 6.41
Schlumberger (SLB) 0.4 $5.0M 78k 64.91
C&j Energy Services 0.4 $4.8M 262k 18.50
Silver Wheaton Corp 0.4 $4.6M 170k 26.84
BlackRock Global Opportunities Equity Tr (BOE) 0.3 $4.0M 302k 13.25
Mosaic (MOS) 0.3 $4.0M 73k 54.76
Eaton Vance Senior Income Trust (EVF) 0.3 $3.9M 555k 7.02
Invesco Van Kampen Dyn Cr Opp Fund 0.3 $3.9M 335k 11.73
Pioneer Natural Resources 0.3 $3.7M 42k 88.21
Great Basin Gold Ltdcom Stk 0.3 $3.7M 5.7M 0.64
Peabody Energy Corporation 0.3 $3.5M 145k 24.52
Eaton Vance Municipal Bond Fund (EIM) 0.3 $3.6M 272k 13.31
Nuveen Insured Quality Muncipal Fund 0.3 $3.6M 243k 14.85
Forest Oil Corporation 0.3 $3.5M 472k 7.33
BHP Billiton (BHP) 0.3 $3.5M 54k 65.31
Seadrill 0.3 $3.5M 99k 35.52
Xstrata 0.3 $3.4M 1.4M 2.51
Rowan Companies 0.3 $3.4M 104k 32.33
Rio Tinto (RIO) 0.3 $3.2M 68k 47.81
PowerShares Insured Nati Muni Bond 0.3 $3.3M 129k 25.21
Plains Exploration & Production Company 0.3 $3.2M 90k 35.18
Alerian Mlp Etf 0.3 $3.1M 196k 15.98
Nuveen Premier Insd Mun Inco 0.2 $2.7M 173k 15.77
American Select Portfolio 0.2 $2.6M 252k 10.49
Ensco Plc Shs Class A 0.2 $2.5M 54k 46.97
Nuveen Munpl Markt Opp Fund 0.2 $1.8M 125k 14.48
Market Vectors Long Municipal Index 0.1 $1.5M 75k 19.79
Nuveen Municipal Advantage Fund 0.1 $1.5M 96k 15.17
Global High Income Fund 0.1 $1.3M 108k 12.28
Newmont Mining Corporation (NEM) 0.1 $1.0M 21k 48.52
Apple (AAPL) 0.1 $974k 1.7k 584.28
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $805k 53k 15.13
Sasol (SSL) 0.1 $662k 16k 42.44
Nuveen Insd Dividend Advantage (NVG) 0.1 $636k 42k 15.27
Coeur d'Alene Mines Corporation (CDE) 0.1 $560k 32k 17.56
Nuveen Insured Municipal Opp. Fund 0.0 $420k 28k 14.95
Nuveen New York Qty Inc Munpl Fnd (NUN) 0.0 $344k 23k 15.12
Bank of America Corporation (BAC) 0.0 $191k 23k 8.18
Empresa Nacional de Electricidad 0.0 $213k 4.2k 51.07
Blackrock Kelso Capital 0.0 $240k 25k 9.76
Vanguard Emerging Markets ETF (VWO) 0.0 $195k 4.9k 39.99
Halliburton Company (HAL) 0.0 $63k 2.2k 28.51
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $135k 3.8k 35.29
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.0 $162k 12k 13.85
Citigroup (C) 0.0 $163k 6.0k 27.38
Diamond Offshore Drilling 0.0 $42k 712.00 58.99
SK Tele 0.0 $2.0k 201.00 9.95
China Mobile 0.0 $5.0k 100.00 50.00
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $24k 725.00 33.10
Microsoft Corporation (MSFT) 0.0 $8.0k 249.00 32.13
People's United Financial 0.0 $7.0k 607.00 11.53
Ubs Ag Cmn 0.0 $2.0k 143.00 13.99
Exxon Mobil Corporation (XOM) 0.0 $8.0k 97.00 82.47
McDonald's Corporation (MCD) 0.0 $5.0k 58.00 86.21
Daimler Ag reg (MBGAF) 0.0 $5.0k 114.00 43.86
Johnson & Johnson (JNJ) 0.0 $5.0k 80.00 62.50
Teva Pharmaceutical Industries (TEVA) 0.0 $7.0k 183.00 38.25
Cameco Corporation (CCJ) 0.0 $3.0k 124.00 24.19
Wells Fargo & Company (WFC) 0.0 $5.0k 164.00 30.49
Molson Coors Brewing Company (TAP) 0.0 $6.0k 133.00 45.11
Transocean (RIG) 0.0 $999.900000 22.00 45.45
Gold Fields (GFI) 0.0 $999.920000 116.00 8.62
Nokia Corporation (NOK) 0.0 $999.600000 340.00 2.94
AstraZeneca (AZN) 0.0 $11k 235.00 46.81
Koninklijke Philips Electronics NV (PHG) 0.0 $15k 761.00 19.71
CVS Caremark Corporation (CVS) 0.0 $8.0k 179.00 44.69
AngloGold Ashanti 0.0 $2.0k 53.00 37.74
Credit Suisse Group 0.0 $4.0k 209.00 19.14
Telefonaktiebolaget LM Ericsson (ERIC) 0.0 $999.530000 109.00 9.17
GlaxoSmithKline 0.0 $2.0k 51.00 39.22
Honda Motor (HMC) 0.0 $2.0k 67.00 29.85
Panasonic Corporation 0.0 $1.0k 152.00 6.58
Procter & Gamble Company (PG) 0.0 $7.0k 120.00 58.33
Royal Dutch Shell 0.0 $13k 192.00 67.71
Sanofi-Aventis SA (SNY) 0.0 $3.0k 67.00 44.78
Vodafone 0.0 $2.0k 86.00 23.26
American Electric Power Company (AEP) 0.0 $8.0k 209.00 38.28
Total (TTE) 0.0 $7.0k 155.00 45.16
Barclays (BCS) 0.0 $5.0k 485.00 10.31
Henkel Kgaa (HENKY) 0.0 $7.0k 120.00 58.33
Kellogg Company (K) 0.0 $5.0k 106.00 47.17
PPL Corporation (PPL) 0.0 $5.0k 188.00 26.60
Axis Capital Holdings (AXS) 0.0 $2.0k 55.00 36.36
Toyota Motor Corporation (TM) 0.0 $9.0k 111.00 81.08
H.J. Heinz Company 0.0 $8.0k 152.00 52.63
Energy Select Sector SPDR (XLE) 0.0 $3.0k 49.00 61.22
Lorillard 0.0 $6.0k 42.00 142.86
Alumina (AWCMY) 0.0 $1.0k 199.00 5.03
Centrais Eletricas Brasileiras (EBR) 0.0 $999.750000 155.00 6.45
Deutsche Bank Ag-registered (DB) 0.0 $2.0k 59.00 33.90
First Niagara Financial 0.0 $6.0k 821.00 7.31
Kubota Corporation (KUBTY) 0.0 $2.0k 50.00 40.00
Nexen 0.0 $3.0k 150.00 20.00
South Jersey Industries 0.0 $8.0k 159.00 50.31
Textainer Group Holdings 0.0 $4.0k 106.00 37.74
Talisman Energy Inc Com Stk 0.0 $999.580000 106.00 9.43
Woori Finance Holdings 0.0 $8.0k 233.00 34.33
Abb (ABBNY) 0.0 $4.0k 248.00 16.13
ARM Holdings 0.0 $5.0k 192.00 26.04
ING Groep (ING) 0.0 $999.790000 149.00 6.71
Nissan Motor (NSANY) 0.0 $2.0k 127.00 15.75
Wacoal Holdings Corporation 0.0 $1.0k 24.00 41.67
Korea Electric Power Corporation (KEP) 0.0 $2.0k 184.00 10.87
Nidec Corporation (NJDCY) 0.0 $7.0k 347.00 20.17
Nippon Telegraph & Telephone (NTTYY) 0.0 $12k 503.00 23.86
Siemens (SIEGY) 0.0 $13k 151.00 86.09
Telecom Italia Spa Milano (TIAIY) 0.0 $2.0k 265.00 7.55
CGG Veritas 0.0 $6.0k 235.00 25.53
Basf Se (BASFY) 0.0 $4.0k 61.00 65.57
iShares MSCI Brazil Index (EWZ) 0.0 $7.0k 132.00 53.03
Thomson Reuters Corp 0.0 $4.0k 139.00 28.78
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $3.0k 42.00 71.43
Market Vector Russia ETF Trust 0.0 $24k 923.00 26.00
Cohen & Steers infrastucture Fund (UTF) 0.0 $5.0k 317.00 15.77
Global X China Industrials ETF 0.0 $20k 2.0k 10.16
SPDR S&P Metals and Mining (XME) 0.0 $3.0k 72.00 41.67
PowerShares Dynamic Utilities 0.0 $3.0k 155.00 19.35
BNP Paribas SA (BNPQY) 0.0 $2.0k 109.00 18.35
Technip 0.0 $6.0k 217.00 27.65
Bayerische Motoren Werke A- 0.0 $6.0k 268.00 22.39
LVMH Moet Hennessy Louis Vuitton SA (LVMUY) 0.0 $7.0k 230.00 30.43
Sandvik AB (SDVKY) 0.0 $5.0k 392.00 12.76
Volkswagen 0.0 $6.0k 192.00 31.25
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.0 $8.0k 171.00 46.78
Cbre Clarion Global Real Estat re (IGR) 0.0 $3.0k 340.00 8.82
Ega Emerging Global Shs Tr india consumer 0.0 $4.0k 215.00 18.60