Newgate Capital Management

Newgate Capital Management as of March 31, 2013

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 168 positions in its portfolio as reported in the March 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Banco Itau Holding Financeira (ITUB) 2.7 $25M 1.4M 17.80
ICICI Bank (IBN) 2.7 $25M 590k 42.90
Lukoil 2.6 $24M 377k 64.50
Vale (VALE) 2.4 $22M 1.3M 17.29
Taiwan Semiconductor Mfg (TSM) 2.4 $22M 1.3M 17.19
Yamana Gold 2.4 $22M 1.4M 15.35
China Constr Bank Ard F Un (CICHY) 2.3 $22M 1.3M 16.27
Baidu (BIDU) 2.2 $20M 232k 87.70
Cnooc 2.2 $20M 105k 191.50
America Movil Sab De Cv spon adr l 1.9 $18M 860k 20.96
Turkiye Garanti Bankasi (TKGBY) 1.9 $17M 3.2M 5.38
Advanced Semiconductor Engineering 1.8 $17M 4.1M 4.11
HDFC Bank (HDB) 1.8 $17M 445k 37.42
Shinhan Financial (SHG) 1.8 $16M 452k 35.90
KB Financial (KB) 1.7 $16M 485k 33.04
Alpine Total Dynamic Dividend Fund 1.7 $16M 3.8M 4.09
Antofagasta (ANFGY) 1.6 $15M 499k 29.95
Naspers 1.6 $15M 239k 62.58
Powershares Senior Loan Portfo mf 1.5 $14M 555k 25.10
Silver Standard Res 1.5 $14M 1.3M 10.55
Banco Bradesco SA (BBD) 1.4 $14M 791k 17.02
LG Display (LPL) 1.4 $13M 913k 14.59
Siliconware Precision Industries 1.4 $13M 2.2M 5.83
BlackRock Global Opportunities Equity Tr (BOE) 1.4 $13M 920k 13.88
Anhui Conch Cem Co Ltd equs (AHCHY) 1.4 $13M 765k 16.69
Tata Motors 1.4 $13M 522k 24.41
Petroleo Brasileiro SA (PBR.A) 1.4 $13M 696k 18.15
iShares MSCI South Korea Index Fund (EWY) 1.2 $12M 194k 59.43
Dr. Reddy's Laboratories (RDY) 1.2 $11M 340k 32.35
Putnam Premier Income Trust (PPT) 1.2 $11M 2.0M 5.54
National-Oilwell Var 1.2 $11M 155k 70.75
SK Tele 1.1 $11M 595k 17.87
KT Corporation (KT) 1.1 $11M 672k 15.71
Industries N shs - a - (LYB) 1.1 $10M 161k 63.29
Companhia Energetica Minas Gerais (CIG) 1.0 $9.5M 805k 11.85
Southern Copper Corporation (SCCO) 1.0 $9.2M 244k 37.57
Allianzgi Nfj Divid Int Prem S cefs 1.0 $9.1M 544k 16.82
Gazprom OAO 0.9 $8.7M 1.0M 8.50
Yandex Nv-a (NBIS) 0.9 $8.6M 372k 23.14
Albemarle Corporation (ALB) 0.9 $8.5M 137k 62.52
Caterpillar (CAT) 0.9 $7.9M 91k 86.97
Anadarko Petroleum Corporation 0.8 $7.7M 88k 87.45
Freeport-McMoRan Copper & Gold (FCX) 0.8 $7.5M 227k 33.10
New Gold Inc Cda (NGD) 0.8 $7.3M 800k 9.10
Teck Resources Ltd cl b (TECK) 0.8 $7.3M 258k 28.16
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.8 $7.2M 432k 16.64
Cameron International Corporation 0.8 $7.0M 107k 65.20
CONSOL Energy 0.7 $6.5M 195k 33.65
Market Vectors India Small Cap Index ETF 0.7 $6.6M 748k 8.78
Joy Global 0.7 $6.4M 108k 59.52
Braskem SA (BAK) 0.7 $6.4M 470k 13.54
Foster Wheeler Ltd Com Stk 0.7 $6.3M 274k 22.85
Silver Wheaton Corp 0.7 $6.2M 198k 31.35
Transocean (RIG) 0.7 $6.1M 118k 51.96
Southwestern Energy Company 0.7 $6.0M 161k 37.26
Huntsman Corporation (HUN) 0.6 $5.8M 313k 18.59
Continental Resources 0.6 $5.8M 67k 86.93
Wipro (WIT) 0.6 $5.6M 626k 9.01
McDermott International 0.6 $5.6M 505k 10.99
Agrium 0.6 $5.4M 56k 97.50
Celanese Corporation (CE) 0.6 $5.5M 125k 44.05
CF Industries Holdings (CF) 0.6 $5.4M 29k 190.37
Infosys Technologies (INFY) 0.6 $5.4M 101k 53.91
Rio Tinto (RIO) 0.6 $5.4M 114k 47.08
BlackRock Income Trust 0.6 $5.2M 724k 7.21
Devon Energy Corporation (DVN) 0.6 $5.1M 90k 56.43
Nuveen Global Value Opportunities Fund 0.6 $5.2M 364k 14.16
Ping An Insurance (PNGAY) 0.5 $5.0M 315k 15.84
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.5 $4.9M 331k 14.95
Ega Emerging Global Shs Tr egs india infr 0.5 $4.7M 384k 12.29
American Strategic Income Portf. Inc II 0.5 $4.7M 528k 8.89
Cummins (CMI) 0.5 $4.4M 38k 115.81
Potash Corp. Of Saskatchewan I 0.5 $4.4M 113k 39.25
Global High Income Fund 0.5 $4.5M 350k 12.73
Noril'skiy nikel' GMK OAO 0.5 $4.2M 250k 16.91
Ashland 0.5 $4.2M 56k 74.30
Kinross Gold Corp (KGC) 0.5 $4.1M 523k 7.93
Nuveen Dividend Advantage Municipal Fd 2 0.5 $4.2M 274k 15.17
Occidental Petroleum Corporation (OXY) 0.4 $4.1M 52k 78.37
Goldcorp 0.4 $4.1M 122k 33.63
Walter Energy 0.4 $4.1M 143k 28.50
Neuberger Berman Real Estate Sec (NRO) 0.4 $4.0M 772k 5.16
C&j Energy Services 0.4 $4.0M 176k 22.90
Technip 0.4 $3.9M 152k 25.66
FMC Technologies 0.4 $3.7M 68k 54.39
AGCO Corporation (AGCO) 0.4 $3.7M 70k 52.12
DWS Dreman Value Income Edge Fund 0.4 $3.6M 234k 15.51
Newfield Exploration 0.4 $3.5M 158k 22.42
Calamos Conv. Opptys. & Income Fund (CHI) 0.4 $3.5M 280k 12.62
Calamos Convertible & Hi Income Fund (CHY) 0.4 $3.6M 278k 12.81
John Hancock Patriot Premium Div Fund II (PDT) 0.4 $3.5M 247k 14.17
Western Asset Hgh Yld Dfnd (HYI) 0.4 $3.4M 178k 18.99
Forest Oil Corporation 0.3 $3.3M 619k 5.26
Seadrill 0.3 $3.2M 86k 37.20
Ocean Rig Udw 0.3 $3.1M 193k 16.11
Apache Corporation 0.3 $3.1M 40k 77.15
American Strategic Income Portfolio III 0.3 $3.1M 423k 7.29
Carpenter Technology Corporation (CRS) 0.3 $2.9M 60k 49.28
Royal Dutch Shell 0.3 $2.9M 44k 65.16
Mosaic (MOS) 0.3 $2.9M 49k 59.60
Nuveen Munpl Markt Opp Fund 0.3 $2.8M 194k 14.37
Franco-Nevada Corporation (FNV) 0.3 $2.6M 58k 45.59
Aurico Gold 0.3 $2.7M 435k 6.29
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.3 $2.6M 215k 12.23
Eni S.p.A. (E) 0.3 $2.4M 53k 44.89
Nuveen Quality Income Municipal Fund 0.2 $2.3M 152k 15.24
Nuveen Insd Dividend Advantage (NVG) 0.2 $2.1M 139k 14.91
Nuveen Premier Insd Mun Inco 0.2 $2.1M 138k 15.07
Total (TTE) 0.2 $1.8M 39k 47.99
Cohen & Steers Quality Income Realty (RQI) 0.2 $1.8M 153k 11.59
PPG Industries (PPG) 0.1 $1.3M 10k 133.90
Praxair 0.1 $1.4M 13k 111.52
Nuveen Municipal Advantage Fund 0.1 $1.4M 94k 14.88
Nuveen Select Quality Municipal Fund 0.1 $1.4M 93k 15.03
Delaware Enhanced Glbl. Div. & Inc. Fund 0.1 $1.0M 85k 12.18
Apple (AAPL) 0.1 $879k 2.0k 442.60
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $766k 51k 15.00
Coeur d'Alene Mines Corporation (CDE) 0.1 $601k 32k 18.86
Putnam Master Int. Income (PIM) 0.1 $501k 96k 5.21
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.1 $432k 11k 40.56
Newmont Mining Corporation (NEM) 0.0 $413k 9.9k 41.87
Bank of America Corporation (BAC) 0.0 $317k 26k 12.18
Blackstone 0.0 $318k 16k 19.80
Putnam Municipal Opportunities Trust (PMO) 0.0 $301k 24k 12.58
Citigroup (C) 0.0 $313k 7.1k 44.28
Exxon Mobil Corporation (XOM) 0.0 $193k 2.1k 90.06
3D Systems Corporation (DDD) 0.0 $179k 5.5k 32.30
Invesco Quality Municipal Inc Trust (IQI) 0.0 $215k 16k 13.32
Qualcomm (QCOM) 0.0 $127k 1.9k 66.84
Dril-Quip (DRQ) 0.0 $90k 1.0k 87.38
Weatherford International Lt reg 0.0 $52k 4.3k 12.12
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $96k 6.9k 13.99
ING Risk Managed Natural Resources Fund 0.0 $115k 10k 11.19
Petroleo Brasileiro SA (PBR) 0.0 $5.0k 275.00 18.18
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $20k 538.00 37.17
Daimler Ag reg (MBGAF) 0.0 $6.0k 110.00 54.55
Eastman Chemical Company (EMN) 0.0 $34k 481.00 70.69
Kyocera Corporation (KYOCY) 0.0 $6.0k 61.00 98.36
Barclays (BCS) 0.0 $8.0k 441.00 18.14
Toyota Motor Corporation (TM) 0.0 $10k 93.00 107.53
Cliffs Natural Resources 0.0 $41k 2.1k 19.11
Stillwater Mining Company 0.0 $31k 2.4k 13.10
Woori Finance Holdings 0.0 $8.0k 225.00 35.56
Abb (ABBNY) 0.0 $6.0k 248.00 24.19
Nissan Motor (NSANY) 0.0 $3.0k 138.00 21.74
United Microelectronics (UMC) 0.0 $7.0k 3.9k 1.80
Siemens (SIEGY) 0.0 $11k 102.00 107.84
CGG Veritas 0.0 $5.0k 235.00 21.28
Basf Se (BASFY) 0.0 $3.0k 29.00 103.45
iShares MSCI Brazil Index (EWZ) 0.0 $8.0k 138.00 57.97
Market Vector Russia ETF Trust 0.0 $13k 455.00 28.57
Alerian Mlp Etf 0.0 $6.0k 340.00 17.65
American Select Portfolio 0.0 $4.0k 413.00 9.69
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $18k 1.8k 10.18
Global X China Industrials ETF 0.0 $21k 1.9k 11.16
ING Prime Rate Trust 0.0 $14k 2.1k 6.66
iShares FTSE NAREIT Mort. Plus Capp 0.0 $18k 1.1k 15.96
Eaton Vance Senior Income Trust (EVF) 0.0 $7.0k 914.00 7.66
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $25k 4.3k 5.81
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $7.0k 552.00 12.68
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $10k 1.3k 7.50
Sumitomo Corporation (SSUMY) 0.0 $9.0k 739.00 12.18
Bayerische Motoren Werke A- 0.0 $8.0k 268.00 29.85
LVMH Moet Hennessy Louis Vuitton SA (LVMUY) 0.0 $8.0k 230.00 34.78
Volkswagen 0.0 $5.0k 135.00 37.04
Market Vectors Etf Tr china a shs etf 0.0 $4.0k 117.00 34.19
Nexpoint Credit Strategies 0.0 $33k 4.3k 7.65
Allianzgi Equity & Conv In 0.0 $11k 615.00 17.89