NorthRock Partners as of Sept. 30, 2019
Portfolio Holdings for NorthRock Partners
NorthRock Partners holds 207 positions in its portfolio as reported in the September 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Spdr S&p 500 Etf (SPY) | 12.6 | $93M | 311k | 298.09 | |
| iShares Russell 1000 Growth Index (IWF) | 4.2 | $31M | 195k | 159.63 | |
| iShares S&P 500 Index (IVV) | 3.7 | $27M | 91k | 298.52 | |
| Ishares High Dividend Equity F (HDV) | 3.6 | $26M | 280k | 94.16 | |
| iShares Russell 1000 Value Index (IWD) | 3.5 | $26M | 202k | 128.26 | |
| Vanguard High Dividend Yield ETF (VYM) | 3.4 | $25M | 281k | 88.73 | |
| Philip Morris International (PM) | 3.0 | $22M | 282k | 76.95 | |
| Ishares Inc ctr wld minvl (ACWV) | 2.8 | $21M | 219k | 94.75 | |
| SPDR DJ Wilshire Large Cap Value (SPYV) | 2.8 | $20M | 638k | 31.96 | |
| Mondelez Int (MDLZ) | 2.7 | $20M | 358k | 55.60 | |
| iShares Russell Midcap Growth Idx. (IWP) | 2.0 | $15M | 105k | 141.35 | |
| Target Corporation (TGT) | 2.0 | $15M | 137k | 106.91 | |
| SPDR DJ Wilshire Large Cap Growth (SPYG) | 1.8 | $13M | 345k | 38.89 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 1.6 | $12M | 230k | 49.90 | |
| Apple (AAPL) | 1.5 | $11M | 51k | 223.96 | |
| iShares Russell Midcap Value Index (IWS) | 1.5 | $11M | 126k | 89.70 | |
| Vanguard Growth ETF (VUG) | 1.5 | $11M | 67k | 166.28 | |
| Altria (MO) | 1.5 | $11M | 263k | 41.45 | |
| Ameriprise Financial (AMP) | 1.5 | $11M | 73k | 147.10 | |
| iShares Russell Midcap Index Fund (IWR) | 1.4 | $11M | 188k | 55.95 | |
| SPDR DJ Wilshire Mid Cap Value (MDYV) | 1.4 | $10M | 202k | 51.32 | |
| Vanguard Total Stock Market ETF (VTI) | 1.4 | $10M | 67k | 151.00 | |
| iShares S&P SmallCap 600 Index (IJR) | 1.3 | $9.7M | 124k | 77.84 | |
| Vanguard Long-Term Bond ETF (BLV) | 1.3 | $9.5M | 93k | 102.68 | |
| iShares S&P SmallCap 600 Growth (IJT) | 1.2 | $9.1M | 51k | 178.37 | |
| iShares S&P 1500 Index Fund (ITOT) | 1.2 | $9.2M | 137k | 67.07 | |
| SPDR DJ Wilshire Small Cap Value (SLYV) | 1.2 | $9.0M | 147k | 61.26 | |
| iShares S&P SmallCap 600 Value Idx (IJS) | 1.1 | $8.2M | 54k | 150.20 | |
| Ishares Tr eafe min volat (EFAV) | 1.0 | $7.6M | 104k | 73.28 | |
| SPDR DJ Wilshire Small Cap Growth (SLYG) | 1.0 | $7.5M | 127k | 59.59 | |
| SPDR DJ Wilshire Mid Cap Growth (MDYG) | 1.0 | $7.4M | 138k | 53.72 | |
| Fs Investment Corporation | 0.9 | $6.8M | 1.1M | 6.02 | |
| iShares MSCI EAFE Growth Index (EFG) | 0.9 | $6.6M | 82k | 80.51 | |
| iShares Dow Jones EPAC Sel Div Ind (IDV) | 0.8 | $6.2M | 201k | 30.74 | |
| Vanguard Total Bond Market ETF (BND) | 0.8 | $5.6M | 67k | 84.43 | |
| At&t (T) | 0.7 | $5.1M | 134k | 37.84 | |
| Vanguard Extended Market ETF (VXF) | 0.7 | $4.9M | 42k | 116.33 | |
| Schwab Strategic Tr sht tm us tres (SCHO) | 0.7 | $4.9M | 97k | 50.59 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.7 | $4.9M | 41k | 119.58 | |
| Vanguard Int High Dvd Yld In exchange traded funds (VYMI) | 0.7 | $4.9M | 82k | 59.39 | |
| Vanguard Intmdte Tm Govt Bd ETF (VGIT) | 0.7 | $4.8M | 71k | 66.68 | |
| iShares Lehman MBS Bond Fund (MBB) | 0.6 | $4.5M | 42k | 108.29 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.5 | $4.0M | 47k | 84.81 | |
| WisdomTree Emerging Markets Eq (DEM) | 0.5 | $3.9M | 95k | 41.31 | |
| Vanguard Charlotte Fds intl bd idx etf (BNDX) | 0.5 | $3.9M | 66k | 58.83 | |
| Kraft Heinz (KHC) | 0.5 | $3.8M | 135k | 27.93 | |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 0.5 | $3.7M | 32k | 113.34 | |
| SPDR Barclays Capital Convertible SecETF (CWB) | 0.5 | $3.7M | 70k | 52.45 | |
| Microsoft Corporation (MSFT) | 0.5 | $3.6M | 26k | 139.02 | |
| Intel Corporation (INTC) | 0.5 | $3.6M | 70k | 51.53 | |
| Johnson & Johnson (JNJ) | 0.4 | $3.1M | 24k | 129.39 | |
| Verizon Communications (VZ) | 0.4 | $3.0M | 51k | 60.35 | |
| Berkshire Hathaway (BRK.B) | 0.4 | $3.0M | 15k | 208.03 | |
| Procter & Gamble Company (PG) | 0.4 | $2.8M | 23k | 124.38 | |
| JPMorgan Chase & Co. (JPM) | 0.4 | $2.8M | 24k | 117.71 | |
| iShares MSCI EAFE Value Index (EFV) | 0.4 | $2.7M | 58k | 47.36 | |
| Chevron Corporation (CVX) | 0.4 | $2.6M | 22k | 118.60 | |
| Boeing Company (BA) | 0.3 | $2.4M | 6.3k | 380.42 | |
| SPDR S&P Dividend (SDY) | 0.3 | $2.4M | 24k | 102.60 | |
| Ares Capital Corporation (ARCC) | 0.3 | $2.4M | 126k | 18.63 | |
| Enterprise Products Partners (EPD) | 0.3 | $2.2M | 76k | 28.58 | |
| Amazon (AMZN) | 0.3 | $2.0M | 1.2k | 1735.98 | |
| Abbvie (ABBV) | 0.2 | $1.8M | 24k | 75.72 | |
| Alphabet Inc Class A cs (GOOGL) | 0.2 | $1.7M | 1.4k | 1220.89 | |
| Cisco Systems (CSCO) | 0.2 | $1.7M | 34k | 49.40 | |
| Honeywell International (HON) | 0.2 | $1.7M | 10k | 169.16 | |
| McDonald's Corporation (MCD) | 0.2 | $1.6M | 7.5k | 214.68 | |
| Pepsi (PEP) | 0.2 | $1.6M | 12k | 137.13 | |
| Vanguard REIT ETF (VNQ) | 0.2 | $1.5M | 16k | 93.23 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $1.4M | 20k | 70.59 | |
| Walt Disney Company (DIS) | 0.2 | $1.4M | 11k | 130.28 | |
| Southern Company (SO) | 0.2 | $1.4M | 22k | 61.76 | |
| Baxter International (BAX) | 0.2 | $1.4M | 16k | 87.49 | |
| 3M Company (MMM) | 0.2 | $1.3M | 8.1k | 164.40 | |
| United Technologies Corporation | 0.2 | $1.4M | 9.9k | 136.57 | |
| iShares Dow Jones Select Dividend (DVY) | 0.2 | $1.3M | 13k | 101.96 | |
| Vanguard S&p 500 Etf idx (VOO) | 0.2 | $1.3M | 4.8k | 272.58 | |
| Home Depot (HD) | 0.2 | $1.3M | 5.4k | 231.95 | |
| Edwards Lifesciences (EW) | 0.2 | $1.2M | 5.6k | 219.82 | |
| International Business Machines (IBM) | 0.2 | $1.2M | 8.6k | 145.39 | |
| iShares Dow Jones U.S. Index Fund (IYY) | 0.2 | $1.3M | 8.6k | 147.50 | |
| Abbott Laboratories (ABT) | 0.1 | $1.1M | 13k | 83.67 | |
| Allegheny Technologies Incorporated (ATI) | 0.1 | $1.1M | 56k | 20.25 | |
| Pfizer (PFE) | 0.1 | $1.0M | 28k | 35.93 | |
| Vanguard Emerging Markets ETF (VWO) | 0.1 | $1.0M | 26k | 40.27 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $971k | 7.5k | 129.21 | |
| Hawkins (HWKN) | 0.1 | $929k | 22k | 42.51 | |
| iShares FTSE KLD Select Scil Idx (SUSA) | 0.1 | $945k | 7.6k | 123.61 | |
| Coca-Cola Company (KO) | 0.1 | $906k | 17k | 54.46 | |
| UnitedHealth (UNH) | 0.1 | $881k | 4.1k | 217.42 | |
| Starbucks Corporation (SBUX) | 0.1 | $857k | 9.7k | 88.43 | |
| Vanguard Russell 1000 Value Et (VONV) | 0.1 | $793k | 7.1k | 112.40 | |
| Vanguard Whitehall Fds Inc intl dvd etf (VIGI) | 0.1 | $771k | 12k | 66.59 | |
| Comcast Corporation (CMCSA) | 0.1 | $717k | 16k | 45.10 | |
| Whirlpool Corporation (WHR) | 0.1 | $729k | 4.6k | 158.34 | |
| Gilead Sciences (GILD) | 0.1 | $735k | 12k | 63.38 | |
| iShares S&P 500 Growth Index (IVW) | 0.1 | $726k | 4.0k | 180.19 | |
| Industries N shs - a - (LYB) | 0.1 | $721k | 8.1k | 89.50 | |
| LRAD Corporation | 0.1 | $735k | 219k | 3.35 | |
| Citigroup (C) | 0.1 | $766k | 11k | 69.08 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $702k | 576.00 | 1218.75 | |
| PNC Financial Services (PNC) | 0.1 | $648k | 4.6k | 140.17 | |
| Merck & Co (MRK) | 0.1 | $636k | 7.5k | 84.72 | |
| Total (TTE) | 0.1 | $652k | 12k | 52.61 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $649k | 12k | 53.34 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $647k | 4.3k | 151.31 | |
| Fnf (FNF) | 0.1 | $676k | 15k | 44.44 | |
| Citizens Financial (CFG) | 0.1 | $634k | 18k | 35.40 | |
| AES Corporation (AES) | 0.1 | $611k | 37k | 16.34 | |
| Cummins (CMI) | 0.1 | $576k | 3.5k | 162.71 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $588k | 4.1k | 142.55 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $617k | 1.6k | 390.01 | |
| Allstate Corporation (ALL) | 0.1 | $591k | 5.4k | 108.72 | |
| Enbridge (ENB) | 0.1 | $585k | 17k | 35.07 | |
| Otter Tail Corporation (OTTR) | 0.1 | $561k | 10k | 53.73 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.1 | $620k | 1.8k | 354.08 | |
| Clearbridge Energy M | 0.1 | $593k | 52k | 11.37 | |
| iShares Dow Jones US Healthcare (IYH) | 0.1 | $623k | 3.3k | 188.90 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.1 | $592k | 7.3k | 81.12 | |
| Eaton (ETN) | 0.1 | $593k | 7.1k | 83.15 | |
| Ishares Inc core msci emkt (IEMG) | 0.1 | $553k | 11k | 49.02 | |
| Broadcom (AVGO) | 0.1 | $576k | 2.1k | 275.86 | |
| Huntington Bancshares Incorporated (HBAN) | 0.1 | $522k | 37k | 14.26 | |
| Taiwan Semiconductor Mfg (TSM) | 0.1 | $521k | 11k | 46.72 | |
| Nike (NKE) | 0.1 | $545k | 5.8k | 94.00 | |
| Bce (BCE) | 0.1 | $481k | 9.9k | 48.70 | |
| CenterPoint Energy (CNP) | 0.1 | $541k | 18k | 30.15 | |
| iShares Dow Jones US Medical Dev. (IHI) | 0.1 | $495k | 2.0k | 247.25 | |
| Vanguard Star Fd Intl Stk Idxf (VXUS) | 0.1 | $485k | 9.4k | 51.68 | |
| Medtronic (MDT) | 0.1 | $544k | 5.0k | 109.15 | |
| Nextera Energy (NEE) | 0.1 | $459k | 2.0k | 233.11 | |
| Illinois Tool Works (ITW) | 0.1 | $459k | 2.9k | 157.73 | |
| iShares S&P MidCap 400 Index (IJH) | 0.1 | $423k | 2.2k | 193.33 | |
| Vanguard Mid-Cap Growth ETF (VOT) | 0.1 | $463k | 3.1k | 148.16 | |
| Ishares Core Intl Stock Etf core (IXUS) | 0.1 | $436k | 7.5k | 57.82 | |
| Sabre (SABR) | 0.1 | $424k | 19k | 22.41 | |
| Walgreen Boots Alliance | 0.1 | $418k | 7.6k | 55.34 | |
| BP (BP) | 0.1 | $379k | 10k | 38.03 | |
| American Express Company (AXP) | 0.1 | $361k | 3.1k | 118.24 | |
| Union Pacific Corporation (UNP) | 0.1 | $356k | 2.2k | 161.82 | |
| V.F. Corporation (VFC) | 0.1 | $353k | 4.0k | 88.87 | |
| Wells Fargo & Company (WFC) | 0.1 | $354k | 7.0k | 50.40 | |
| Regions Financial Corporation (RF) | 0.1 | $343k | 22k | 15.82 | |
| CVS Caremark Corporation (CVS) | 0.1 | $334k | 5.3k | 63.08 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $351k | 7.8k | 44.81 | |
| Lowe's Companies (LOW) | 0.1 | $342k | 3.1k | 109.83 | |
| Visa (V) | 0.1 | $351k | 2.0k | 171.97 | |
| Old Republic International Corporation (ORI) | 0.1 | $353k | 15k | 23.57 | |
| Netflix (NFLX) | 0.1 | $361k | 1.4k | 267.41 | |
| Bank Of Montreal Cadcom (BMO) | 0.1 | $396k | 5.4k | 73.74 | |
| Vanguard Small-Cap Growth ETF (VBK) | 0.1 | $362k | 2.0k | 182.28 | |
| Vanguard Mid-Cap Value ETF (VOE) | 0.1 | $383k | 3.4k | 113.11 | |
| iShares FTSE KLD 400 Social Idx (DSI) | 0.1 | $332k | 3.0k | 110.96 | |
| Coca Cola European Partners (CCEP) | 0.1 | $353k | 6.4k | 55.51 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.0 | $283k | 6.9k | 40.90 | |
| Bank of America Corporation (BAC) | 0.0 | $299k | 10k | 29.22 | |
| Costco Wholesale Corporation (COST) | 0.0 | $304k | 1.1k | 288.15 | |
| Wal-Mart Stores (WMT) | 0.0 | $294k | 2.5k | 118.74 | |
| General Electric Company | 0.0 | $307k | 34k | 8.94 | |
| Bristol Myers Squibb (BMY) | 0.0 | $266k | 5.3k | 50.62 | |
| Northrop Grumman Corporation (NOC) | 0.0 | $325k | 866.00 | 375.29 | |
| AstraZeneca (AZN) | 0.0 | $329k | 7.4k | 44.51 | |
| Raytheon Company | 0.0 | $324k | 1.7k | 196.36 | |
| Novartis (NVS) | 0.0 | $297k | 3.4k | 86.99 | |
| Amgen (AMGN) | 0.0 | $274k | 1.4k | 193.78 | |
| Berkshire Hathaway (BRK.A) | 0.0 | $312k | 1.00 | 312000.00 | |
| Colgate-Palmolive Company (CL) | 0.0 | $301k | 4.1k | 73.40 | |
| General Mills (GIS) | 0.0 | $274k | 5.0k | 55.11 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $287k | 4.4k | 65.23 | |
| Xcel Energy (XEL) | 0.0 | $310k | 4.7k | 65.30 | |
| Oracle Corporation (ORCL) | 0.0 | $280k | 5.1k | 55.06 | |
| Celgene Corporation | 0.0 | $311k | 3.1k | 99.20 | |
| iShares S&P 500 Value Index (IVE) | 0.0 | $265k | 2.2k | 119.05 | |
| Vanguard Small-Cap Value ETF (VBR) | 0.0 | $317k | 2.5k | 128.65 | |
| Vanguard Health Care ETF (VHT) | 0.0 | $275k | 1.6k | 167.58 | |
| iShares Dow Jones US Financial (IYF) | 0.0 | $270k | 2.1k | 128.76 | |
| Vanguard Total World Stock Idx (VT) | 0.0 | $296k | 4.0k | 74.80 | |
| Spdr Series Trust dj ttl mkt etf (SPTM) | 0.0 | $313k | 8.5k | 36.73 | |
| Facebook Inc cl a (META) | 0.0 | $320k | 1.8k | 177.88 | |
| Alibaba Group Holding (BABA) | 0.0 | $289k | 1.7k | 167.15 | |
| Wec Energy Group (WEC) | 0.0 | $292k | 3.1k | 95.14 | |
| Columbia Etf Tr I diversifid fxd (DIAL) | 0.0 | $320k | 15k | 20.78 | |
| Cme (CME) | 0.0 | $234k | 1.1k | 211.00 | |
| Goldman Sachs (GS) | 0.0 | $216k | 1.0k | 207.29 | |
| U.S. Bancorp (USB) | 0.0 | $228k | 4.1k | 55.85 | |
| Fidelity National Information Services (FIS) | 0.0 | $212k | 1.6k | 133.00 | |
| ResMed (RMD) | 0.0 | $204k | 1.5k | 135.10 | |
| Nordstrom | 0.0 | $227k | 6.8k | 33.61 | |
| Accenture (ACN) | 0.0 | $248k | 1.3k | 192.40 | |
| iShares Gold Trust | 0.0 | $244k | 17k | 14.12 | |
| Vanguard Large-Cap ETF (VV) | 0.0 | $233k | 1.7k | 136.26 | |
| Vanguard Europe Pacific ETF (VEA) | 0.0 | $208k | 5.1k | 41.03 | |
| Alerian Mlp Etf | 0.0 | $193k | 21k | 9.15 | |
| WisdomTree MidCap Dividend Fund (DON) | 0.0 | $217k | 6.0k | 36.24 | |
| Schwab Strategic Tr us lrg cap etf (SCHX) | 0.0 | $202k | 2.8k | 71.05 | |
| Phillips 66 (PSX) | 0.0 | $211k | 2.1k | 102.53 | |
| Duke Energy (DUK) | 0.0 | $223k | 2.3k | 95.87 | |
| Tile Shop Hldgs (TTSH) | 0.0 | $198k | 62k | 3.19 | |
| Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) | 0.0 | $250k | 4.7k | 53.66 | |
| Celcuity (CELC) | 0.0 | $220k | 13k | 17.01 | |
| Blackstone Group Inc Com Cl A (BX) | 0.0 | $218k | 4.5k | 48.87 | |
| CenturyLink | 0.0 | $134k | 11k | 12.50 | |
| Ford Motor Company (F) | 0.0 | $120k | 13k | 9.17 | |
| Research Frontiers (REFR) | 0.0 | $113k | 36k | 3.19 | |
| Wrap Technologies (WRAP) | 0.0 | $122k | 30k | 4.07 | |
| Aurora Cannabis Inc snc | 0.0 | $61k | 14k | 4.40 | |
| Verb Technology Co. @3.443 4/9 warrants | 0.0 | $19k | 53k | 0.36 |
