Northwest & Ethical Investments as of Sept. 30, 2009
Portfolio Holdings for Northwest & Ethical Investments
Northwest & Ethical Investments holds 212 positions in its portfolio as reported in the September 2009 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Toronto Dominion Bk Ont Com New (TD) | 6.4 | $62M | 955k | 64.59 | |
| Rbc Cad (RY) | 4.8 | $46M | 863k | 53.67 | |
| Encana Corp | 3.9 | $38M | 654k | 57.82 | |
| Bce Com New (BCE) | 3.2 | $31M | 1.3M | 24.61 | |
| Cibc Cad (CM) | 3.2 | $31M | 509k | 60.89 | |
| Rogers Communications CL B (RCI) | 3.2 | $31M | 1.1M | 28.19 | |
| Canadian Natl Ry (CNI) | 2.7 | $26M | 531k | 49.18 | |
| Bk Nova Cad (BNS) | 2.7 | $26M | 563k | 45.58 | |
| Cae (CAE) | 2.4 | $23M | 2.7M | 8.44 | |
| Manulife Finl Corp (MFC) | 2.3 | $22M | 1.0M | 20.98 | |
| Shaw Communications Cl B Conv | 2.3 | $22M | 1.2M | 18.07 | |
| Suncor Energy (SU) | 2.0 | $20M | 564k | 34.88 | |
| Johnson & Johnson (JNJ) | 1.9 | $19M | 304k | 60.89 | |
| Enbridge (ENB) | 1.8 | $18M | 458k | 38.77 | |
| Canadian Natural Resources (CNQ) | 1.7 | $17M | 246k | 67.43 | |
| American Express Company (AXP) | 1.6 | $15M | 449k | 33.90 | |
| Procter & Gamble Company (PG) | 1.5 | $15M | 256k | 57.92 | |
| Goldcorp | 1.5 | $15M | 368k | 40.09 | |
| Sun Life Financial (SLF) | 1.4 | $14M | 442k | 31.29 | |
| Corus Entertainment Com Cl B Non Vtg (CJREF) | 1.4 | $13M | 788k | 16.99 | |
| Barrick Gold Corp (GOLD) | 1.3 | $13M | 331k | 37.81 | |
| Microsoft Corporation (MSFT) | 1.1 | $11M | 412k | 25.89 | |
| JPMorgan Chase & Co. (JPM) | 1.0 | $10M | 229k | 43.82 | |
| Bank Of Montreal Cadcom (BMO) | 1.0 | $9.8M | 194k | 50.52 | |
| Ingersoll-rand SHS | 1.0 | $9.6M | 314k | 30.67 | |
| Agnico (AEM) | 1.0 | $9.5M | 141k | 67.53 | |
| 3M Company (MMM) | 0.9 | $9.1M | 123k | 73.80 | |
| Teva Pharmaceutical Inds Adr (TEVA) | 0.9 | $8.9M | 177k | 50.56 | |
| Whole Foods Market | 0.9 | $8.6M | 283k | 30.49 | |
| Agrium | 0.9 | $8.5M | 171k | 49.92 | |
| Potash Corp. Of Saskatchewan I | 0.9 | $8.3M | 92k | 90.58 | |
| Pfizer (PFE) | 0.8 | $8.0M | 484k | 16.55 | |
| Western Union Company (WU) | 0.8 | $7.4M | 393k | 18.92 | |
| ConocoPhillips (COP) | 0.8 | $7.4M | 163k | 45.16 | |
| H.J. Heinz Company | 0.8 | $7.3M | 185k | 39.75 | |
| Nokia Corp Sponsored Adr (NOK) | 0.8 | $7.3M | 498k | 14.62 | |
| Target Corporation (TGT) | 0.7 | $7.0M | 149k | 46.68 | |
| Axa Sponsored Adr (AXAHY) | 0.7 | $6.9M | 255k | 27.05 | |
| Morgan Stanley Com New (MS) | 0.7 | $6.7M | 218k | 30.88 | |
| Comcast Corp Cl A (CMCSA) | 0.7 | $6.7M | 396k | 16.89 | |
| Equifax (EFX) | 0.6 | $6.2M | 212k | 29.14 | |
| Accenture Plc Ireland Shs Class A (ACN) | 0.6 | $5.9M | 158k | 37.27 | |
| Covidien SHS | 0.6 | $5.8M | 134k | 43.26 | |
| Waste Management (WM) | 0.6 | $5.7M | 192k | 29.82 | |
| Waters Corporation (WAT) | 0.6 | $5.6M | 100k | 55.86 | |
| Dell | 0.6 | $5.6M | 365k | 15.26 | |
| Kimberly-Clark Corporation (KMB) | 0.6 | $5.5M | 94k | 58.98 | |
| Google Cl A | 0.6 | $5.4M | 11k | 495.85 | |
| Overseas Shipholding | 0.5 | $5.2M | 140k | 37.37 | |
| Time Warner Com New | 0.5 | $5.0M | 175k | 28.78 | |
| Southwest Airlines (LUV) | 0.5 | $4.9M | 512k | 9.60 | |
| Disney Walt Com Disney (DIS) | 0.5 | $4.5M | 164k | 27.46 | |
| Cisco Systems (CSCO) | 0.5 | $4.4M | 188k | 23.54 | |
| Carnival Corp Paired Ctf (CCL) | 0.4 | $4.3M | 129k | 33.28 | |
| HSBC HLDGS Spon Adr New (HSBC) | 0.4 | $4.2M | 73k | 57.35 | |
| Autoliv (ALV) | 0.4 | $4.2M | 124k | 33.60 | |
| Transglobe Energy Corp | 0.4 | $3.7M | 1.1M | 3.55 | |
| Stantec (STN) | 0.4 | $3.7M | 149k | 25.00 | |
| Companhia De Saneamento Basi Sponsored Adr (SBS) | 0.4 | $3.7M | 98k | 37.93 | |
| Allstate Corporation (ALL) | 0.4 | $3.7M | 120k | 30.62 | |
| Ing Groep N V Sponsored Adr (ING) | 0.4 | $3.6M | 200k | 17.83 | |
| Hess (HES) | 0.4 | $3.4M | 64k | 53.46 | |
| SEI Investments Company (SEIC) | 0.4 | $3.4M | 172k | 19.68 | |
| Electronic Arts (EA) | 0.4 | $3.4M | 177k | 19.05 | |
| McGraw-Hill Companies | 0.3 | $3.4M | 134k | 25.14 | |
| Apple (AAPL) | 0.3 | $3.3M | 18k | 185.37 | |
| EMC Corporation | 0.3 | $3.3M | 195k | 17.04 | |
| Petroleo Brasileiro Sa Petro Sponsored Adr (PBR) | 0.3 | $3.2M | 71k | 45.90 | |
| Robert Half International (RHI) | 0.3 | $3.2M | 127k | 25.02 | |
| Kellogg Company (K) | 0.3 | $3.0M | 62k | 49.23 | |
| Gildan Activewear Inc Com Cad (GIL) | 0.3 | $3.0M | 152k | 19.74 | |
| Unilever Spon Adr New (UL) | 0.3 | $3.0M | 104k | 28.68 | |
| United Parcel Service CL B (UPS) | 0.3 | $3.0M | 53k | 56.47 | |
| Baker Hughes Incorporated | 0.3 | $2.9M | 68k | 42.66 | |
| Crown Castle International | 0.3 | $2.9M | 91k | 31.36 | |
| Weatherford International Lt Reg | 0.3 | $2.8M | 133k | 20.73 | |
| General Mills (GIS) | 0.3 | $2.7M | 42k | 64.38 | |
| Sprint Nextel Corp Com Ser 1 | 0.3 | $2.7M | 686k | 3.95 | |
| Ritchie Bros. Auctioneers Inco | 0.3 | $2.7M | 109k | 24.72 | |
| Autodesk (ADSK) | 0.3 | $2.7M | 113k | 23.80 | |
| Icici Bk Adr (IBN) | 0.3 | $2.6M | 69k | 38.56 | |
| Paychex (PAYX) | 0.3 | $2.6M | 90k | 29.05 | |
| Progressive Corporation (PGR) | 0.3 | $2.5M | 150k | 16.58 | |
| International Game Technology | 0.3 | $2.5M | 115k | 21.48 | |
| Dean Foods Company | 0.3 | $2.4M | 136k | 17.79 | |
| Fresenius Med Care Ag&co Kga Sponsored Adr (FMS) | 0.3 | $2.4M | 49k | 49.74 | |
| Goldman Sachs (GS) | 0.3 | $2.4M | 13k | 184.35 | |
| FedEx Corporation (FDX) | 0.2 | $2.4M | 32k | 75.22 | |
| Bank of America Corporation (BAC) | 0.2 | $2.3M | 137k | 16.92 | |
| Becton, Dickinson and (BDX) | 0.2 | $2.3M | 33k | 69.75 | |
| National Bk Greece S A Sponsored Adr | 0.2 | $2.2M | 312k | 7.21 | |
| Automatic Data Processing (ADP) | 0.2 | $2.1M | 54k | 39.30 | |
| Thermo Fisher Scientific (TMO) | 0.2 | $2.1M | 48k | 43.67 | |
| Quest Diagnostics Incorporated (DGX) | 0.2 | $2.1M | 40k | 52.19 | |
| Genzyme Corporation | 0.2 | $2.1M | 36k | 56.73 | |
| Wynn Resorts (WYNN) | 0.2 | $2.1M | 29k | 70.89 | |
| Amdocs Ord (DOX) | 0.2 | $2.1M | 76k | 26.88 | |
| Weyerhaeuser Company (WY) | 0.2 | $2.0M | 56k | 36.65 | |
| Fortune Brands | 0.2 | $2.0M | 46k | 42.98 | |
| International Royalty Corp | 0.2 | $2.0M | 488k | 4.03 | |
| Dick's Sporting Goods (DKS) | 0.2 | $1.9M | 87k | 22.40 | |
| Cognizant Technology Solutio Cl A (CTSH) | 0.2 | $1.9M | 50k | 38.66 | |
| Kohl's Corporation (KSS) | 0.2 | $1.9M | 34k | 57.05 | |
| China Mobile Sponsored Adr | 0.2 | $1.9M | 39k | 49.11 | |
| PerkinElmer (RVTY) | 0.2 | $1.9M | 97k | 19.24 | |
| Glaxosmithkline Sponsored Adr | 0.2 | $1.9M | 47k | 39.51 | |
| International Business Machines (IBM) | 0.2 | $1.8M | 15k | 119.61 | |
| Eni S P A Sponsored Adr (E) | 0.2 | $1.8M | 36k | 49.85 | |
| Nordstrom | 0.2 | $1.8M | 58k | 30.54 | |
| Eclipsys Corp Com Stk | 0.2 | $1.8M | 91k | 19.30 | |
| Yrc Worldwide | 0.2 | $1.7M | 393k | 4.45 | |
| Northern Trust Corporation (NTRS) | 0.2 | $1.7M | 30k | 58.16 | |
| Brasil Telecom Participacoes Spon Adr Pfd | 0.2 | $1.7M | 32k | 53.30 | |
| Cerner Corporation | 0.2 | $1.7M | 23k | 74.80 | |
| Barclays Adr (BCS) | 0.2 | $1.7M | 70k | 23.64 | |
| Saks Incorporated | 0.2 | $1.7M | 242k | 6.82 | |
| Orient-express Hotels Cl A | 0.2 | $1.6M | 143k | 11.51 | |
| Bank of New York Mellon Corporation (BK) | 0.2 | $1.6M | 56k | 28.99 | |
| Sherwin-Williams Company (SHW) | 0.2 | $1.6M | 26k | 60.16 | |
| Statoilhydro Asa Sponsored Adr | 0.2 | $1.5M | 68k | 22.54 | |
| CVS Caremark Corporation (CVS) | 0.2 | $1.5M | 43k | 35.74 | |
| Millipore Corp. | 0.2 | $1.5M | 22k | 70.33 | |
| Hewlett-Packard Company | 0.2 | $1.5M | 32k | 47.21 | |
| WPP Adr | 0.2 | $1.5M | 35k | 42.97 | |
| France Telecom Sponsored Adr | 0.2 | $1.5M | 55k | 26.92 | |
| Time Warner Cable | 0.2 | $1.5M | 34k | 43.09 | |
| Webster Financial Corporation (WBS) | 0.2 | $1.5M | 117k | 12.47 | |
| Yamana Gold | 0.2 | $1.4M | 134k | 10.74 | |
| Eastman Kodak Company | 0.1 | $1.4M | 302k | 4.78 | |
| Cnooc Sponsored Adr | 0.1 | $1.4M | 10k | 135.43 | |
| American Tower Corp Cl A | 0.1 | $1.4M | 38k | 36.40 | |
| Grupo Televisa Sa De Cv Sp Adr Rep Ord (TV) | 0.1 | $1.4M | 73k | 18.59 | |
| Archer Daniels Midland Company (ADM) | 0.1 | $1.2M | 42k | 29.22 | |
| Vodafone Group Spons Adr New | 0.1 | $1.2M | 55k | 22.50 | |
| McDonald's Corporation (MCD) | 0.1 | $1.2M | 21k | 57.07 | |
| Sk Telecom Sponsored Adr | 0.1 | $1.1M | 66k | 17.45 | |
| Arcelormittal Sa Luxembourg Ny Registry Sh | 0.1 | $1.1M | 30k | 37.14 | |
| Sap Spon Adr (SAP) | 0.1 | $1.1M | 23k | 48.87 | |
| Reed Elsevier P L C Spons Adr New | 0.1 | $1.1M | 36k | 30.08 | |
| J.B. Hunt Transport Services (JBHT) | 0.1 | $1.1M | 33k | 32.13 | |
| Sanofi Aventis Sponsored Adr (SNY) | 0.1 | $1.1M | 29k | 36.95 | |
| Juniper Networks (JNPR) | 0.1 | $1.0M | 38k | 27.02 | |
| Home Depot (HD) | 0.1 | $1.0M | 38k | 26.64 | |
| Lowe's Companies (LOW) | 0.1 | $951k | 45k | 20.94 | |
| Lam Research Corporation | 0.1 | $941k | 28k | 34.16 | |
| Western Digital (WDC) | 0.1 | $913k | 25k | 36.53 | |
| KLA-Tencor Corporation (KLAC) | 0.1 | $851k | 24k | 35.86 | |
| Unilever N V N Y Shs New | 0.1 | $748k | 26k | 28.86 | |
| Novartis A G Sponsored Adr (NVS) | 0.1 | $684k | 14k | 50.38 | |
| Kt Corp Sponsored Adr (KT) | 0.1 | $682k | 39k | 17.38 | |
| Office Depot | 0.1 | $661k | 100k | 6.62 | |
| Ryanair Hldgs Sponsored Adr | 0.1 | $657k | 23k | 29.04 | |
| Verizon Communications (VZ) | 0.1 | $653k | 22k | 30.27 | |
| Knight Transportation | 0.1 | $600k | 36k | 16.78 | |
| Heartland Express (HTLD) | 0.1 | $575k | 40k | 14.40 | |
| TJX Companies (TJX) | 0.1 | $557k | 15k | 37.15 | |
| Shanda Interactive Entmt Sponsored Adr | 0.1 | $527k | 10k | 51.20 | |
| Canon Adr (CAJPY) | 0.1 | $520k | 13k | 39.99 | |
| Makita Corp Adr New (MKTAY) | 0.1 | $506k | 16k | 31.22 | |
| Siliconware Precision Inds L Sponsd Adr Spl | 0.1 | $503k | 70k | 7.18 | |
| Banco Bilbao Vizcaya Argenta Sponsored Adr (BBVA) | 0.0 | $394k | 22k | 17.84 | |
| MercadoLibre (MELI) | 0.0 | $389k | 10k | 38.46 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $377k | 5.5k | 68.61 | |
| Toyota Motor Corp Sp Adr Rep2com (TM) | 0.0 | $369k | 4.7k | 78.57 | |
| International Flavors & Fragrances (IFF) | 0.0 | $363k | 9.6k | 37.93 | |
| Total S A Sponsored Adr (TTE) | 0.0 | $350k | 5.9k | 59.26 | |
| Wal-Mart Stores (WMT) | 0.0 | $324k | 6.6k | 49.09 | |
| Axis Capital Holdings SHS (AXS) | 0.0 | $308k | 10k | 30.18 | |
| Royal Dutch Shell Spon Adr B | 0.0 | $307k | 5.5k | 55.77 | |
| Honda Motor Amern Shs (HMC) | 0.0 | $297k | 9.8k | 30.31 | |
| Gold Fields Sponsored Adr (GFI) | 0.0 | $284k | 21k | 13.78 | |
| Telefonica S A Sponsored Adr (TEF) | 0.0 | $274k | 3.3k | 82.91 | |
| Korea Electric Pwr Sponsored Adr (KEP) | 0.0 | $273k | 18k | 15.24 | |
| Kb Financial Group Sponsored Adr (KB) | 0.0 | $270k | 5.3k | 51.47 | |
| Boeing Company (BA) | 0.0 | $265k | 4.9k | 54.15 | |
| Intel Corporation (INTC) | 0.0 | $245k | 13k | 19.57 | |
| Coach | 0.0 | $227k | 6.9k | 32.92 | |
| Marsh & McLennan Companies (MMC) | 0.0 | $225k | 9.1k | 24.73 | |
| Chubb Corporation | 0.0 | $222k | 4.4k | 50.41 | |
| Transocean Reg Shs (RIG) | 0.0 | $214k | 2.5k | 85.53 | |
| Nabors Industries SHS | 0.0 | $201k | 9.6k | 20.90 | |
| CIGNA Corporation | 0.0 | $199k | 7.1k | 28.09 | |
| Bristol Myers Squibb (BMY) | 0.0 | $196k | 8.7k | 22.52 | |
| Allianz Se Sp Adr 1/10 Sh | 0.0 | $190k | 15k | 12.48 | |
| Iesi Bfc | 0.0 | $188k | 15k | 12.95 | |
| Posco Sponsored Adr (PKX) | 0.0 | $187k | 1.8k | 103.94 | |
| Forest Laboratories | 0.0 | $183k | 6.2k | 29.44 | |
| R.R. Donnelley & Sons Company | 0.0 | $179k | 8.4k | 21.26 | |
| Amgen (AMGN) | 0.0 | $175k | 2.9k | 60.23 | |
| Tomkins Sponsored Adr | 0.0 | $164k | 14k | 11.99 | |
| Las Vegas Sands (LVS) | 0.0 | $155k | 9.2k | 16.84 | |
| Vale S A Adr (VALE) | 0.0 | $150k | 6.5k | 23.13 | |
| Safeway Com New | 0.0 | $148k | 7.5k | 19.72 | |
| Petrochina Sponsored Adr | 0.0 | $148k | 1.3k | 113.75 | |
| Caterpillar (CAT) | 0.0 | $144k | 2.8k | 51.33 | |
| Wells Fargo & Company (WFC) | 0.0 | $144k | 5.1k | 28.18 | |
| Repsol Ypf S A Sponsored Adr (REPYY) | 0.0 | $141k | 5.2k | 27.16 | |
| Valero Energy Corporation (VLO) | 0.0 | $140k | 7.2k | 19.39 | |
| Eaton Corporation | 0.0 | $134k | 2.4k | 56.59 | |
| Dow Chemical Company | 0.0 | $133k | 5.1k | 26.07 | |
| Telecom Corp New Zealand Sponsored Adr | 0.0 | $127k | 13k | 9.58 | |
| Aegon N V Ny Registry Sh | 0.0 | $125k | 15k | 8.46 | |
| Williams Companies (WMB) | 0.0 | $116k | 6.5k | 17.87 | |
| Newmont Mining Corporation (NEM) | 0.0 | $115k | 2.6k | 44.02 | |
| Gerdau S A Sponsored Adr (GGB) | 0.0 | $110k | 8.2k | 13.44 | |
| General Electric Company | 0.0 | $103k | 6.3k | 16.42 | |
| BP Sponsored Adr (BP) | 0.0 | $101k | 1.9k | 53.23 | |
| Chesapeake Energy Corporation | 0.0 | $97k | 3.4k | 28.40 | |
| America Movil Sab De Cv Spon Adr A Shs | 0.0 | $88k | 2.0k | 44.04 | |
| Alcoa | 0.0 | $79k | 6.0k | 13.12 | |
| UnitedHealth (UNH) | 0.0 | $73k | 2.9k | 25.04 | |
| Continental Airls CL B | 0.0 | $64k | 3.9k | 16.44 |
