OTA Financial

OTA Financial Group as of March 31, 2018

Portfolio Holdings for OTA Financial Group

OTA Financial Group holds 59 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Bank Of America Corporation warrant 43.3 $129M 7.1M 18.17
Jpmorgan Chase & Co. w exp 10/201 15.1 $45M 645k 69.55
Alphabet Inc Class C cs (GOOG) 3.7 $11M 11k 1031.78
Sprott Physical Gold Trust (PHYS) 3.5 $11M 975k 10.75
Sprott Physical Gold & S (CEF) 3.5 $11M 792k 13.22
Wts/the Pnc Financial Services Grp wts 3.1 $9.3M 110k 84.02
Charter Communications Inc New Cl A cl a (CHTR) 3.1 $9.2M 30k 311.22
Sprott Physical Silver Tr tr unit (PSLV) 2.8 $8.4M 1.4M 6.04
Liberty Expedia Holdings ser a 1.9 $5.8M 147k 39.28
Rsp Permian 1.8 $5.3M 113k 46.87
Liberty Media Corp Delaware Com C Siriusxm 1.8 $5.3M 129k 40.84
Aetna 1.7 $5.0M 29k 168.99
Liberty Media Corp Delaware Com A Siriusxm 1.6 $4.9M 119k 41.09
Altaba 1.6 $4.7M 64k 74.03
Zions Bancorporation *w exp 05/22/202 0.9 $2.8M 138k 20.29
Lennar Corporation (LEN.B) 0.8 $2.3M 49k 47.67
Twenty-first Century Fox 0.7 $2.2M 59k 36.68
Mulesoft Inc cl a 0.7 $1.9M 44k 43.96
Rockwell Collins 0.5 $1.6M 12k 134.83
Central Garden & Pet (CENTA) 0.5 $1.4M 36k 39.59
Vanguard Europe Pacific ETF (VEA) 0.5 $1.3M 30k 44.23
Prudential Gl Sh Dur Hi Yld 0.4 $1.3M 91k 13.87
iShares MSCI Emerging Markets Indx (EEM) 0.4 $1.2M 26k 48.27
Liberty Tripadvisor Hldgs (LTRPA) 0.4 $1.1M 103k 10.74
Gores Hldin-cw20 equity wrt 0.3 $929k 394k 2.36
First Tr Inter Duration Pfd & Income (FPF) 0.3 $897k 39k 23.25
American International (AIG) 0.3 $870k 16k 54.38
Chicago Bridge & Iron Company 0.2 $717k 50k 14.38
Vistra Energy (VST) 0.2 $715k 34k 20.81
Express Scripts Holding 0.2 $690k 10k 69.00
MSCI Indonesia Investable Market Ind (EIDO) 0.2 $644k 24k 26.93
Lions Gate Entmnt Corp cl b non vtg (LGF.B) 0.2 $658k 27k 24.07
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.2 $608k 43k 14.13
Tcf Finl Corp *w exp 11/14/201 0.2 $584k 100k 5.85
Tri-Continental Corporation (TY) 0.2 $576k 22k 26.30
Vanguard Emerging Markets ETF (VWO) 0.2 $469k 10k 46.90
First Tr Mlp & Energy Income 0.2 $474k 39k 12.23
Kkr Income Opportunities (KIO) 0.2 $480k 30k 15.88
Stericycle, Inc. pfd cv 0.2 $464k 10k 45.17
Enbridge Energy Partners 0.1 $447k 46k 9.63
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $440k 56k 7.93
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $431k 37k 11.53
Alpine Total Dyn Fd New cefs 0.1 $460k 52k 8.93
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $426k 49k 8.71
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $428k 70k 6.09
First Tr High Income L/s (FSD) 0.1 $402k 27k 15.03
Discovery Communications 0.1 $377k 19k 19.49
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $380k 33k 11.55
Abeona Therapeutics Inc *w exp 12/19/201 0.1 $338k 36k 9.50
Wts Wells Fargo & Co. 0.1 $308k 16k 19.16
Templeton Global Income Fund 0.1 $293k 46k 6.39
WisdomTree India Earnings Fund (EPI) 0.1 $285k 11k 26.21
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $309k 70k 4.40
Hrg 0.1 $300k 18k 16.48
BlackRock Floating Rate Income Trust (BGT) 0.1 $259k 19k 13.97
Nuveen Fltng Rte Incm Opp 0.1 $271k 25k 10.91
Western Asset Global High Income Fnd (EHI) 0.1 $266k 28k 9.38
Blackrock Munivest Fund II (MVT) 0.1 $201k 14k 14.29
Prudential Sht Duration Hg Y 0.1 $212k 15k 14.12