OTA Financial

OTA Financial as of March 31, 2017

Portfolio Holdings for OTA Financial

OTA Financial holds 58 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
T Mobile Us Inc conv pfd ser a 36.2 $58M 546k 105.81
Bank Of America Corporation warrant 19.1 $31M 2.7M 11.30
American Intl Group 4.7 $7.4M 347k 21.37
Arconic 3.7 $5.9M 144k 41.05
Potash Corp. Of Saskatchewan I 3.5 $5.6M 328k 17.08
PrivateBan 2.6 $4.1M 69k 59.36
Jpmorgan Chase & Co. w exp 10/201 2.3 $3.7M 80k 46.31
Liberty Media Corp Delaware Com A Siriusxm 2.2 $3.5M 90k 38.91
E.I. du Pont de Nemours & Company 2.0 $3.1M 39k 80.32
Ramco-gershenson Pptys Tr perp pfd-d cv 1.6 $2.5M 47k 54.19
Unilever (UL) 1.4 $2.3M 46k 49.32
American Tower Corp New Pfd Co p 1.4 $2.2M 20k 114.21
Liberty Ventures - Ser A 1.4 $2.2M 50k 44.48
AMERICAN INTL Group Inc option 1.3 $2.1M 34k 61.78
Wts/the Pnc Financial Services Grp wts 0.9 $1.4M 27k 52.99
Welltower Inc 6.50% pfd prepet 0.8 $1.3M 21k 63.09
Sprott Physical Gold Trust (PHYS) 0.8 $1.3M 128k 10.22
Aurinia Pharmaceuticals (AUPH) 0.8 $1.3M 176k 7.34
Pinnacle Financial Partners (PNFP) 0.8 $1.3M 19k 66.42
Oneok Partners 0.7 $1.0M 19k 53.96
Liberty Media Corp Del Com Ser 0.7 $1.0M 32k 32.69
Tripadvisor (TRIP) 0.6 $1.0M 24k 43.15
Lennar Corporation (LEN.B) 0.6 $941k 23k 41.76
Black Hills Corp unit 99/99/9999 0.6 $874k 12k 73.34
Wells Fargo & Company (WFC) 0.5 $851k 15k 55.64
Exelon Corp 6.5% 01-jun-2017 convprf 0.5 $830k 17k 49.33
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.5 $791k 93k 8.51
Vanguard Europe Pacific ETF (VEA) 0.5 $786k 20k 39.30
Lions Gate Entmnt Corp cl b non vtg (LGF.B) 0.4 $684k 28k 24.37
Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf 0.4 $630k 27k 23.43
Central Fd Cda Ltd cl a 0.4 $588k 46k 12.85
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.4 $587k 30k 19.76
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.4 $582k 101k 5.78
Voya Prime Rate Trust sh ben int 0.4 $570k 106k 5.40
Blackrock Multi-sector Incom other (BIT) 0.3 $554k 32k 17.30
Dynegy Inc New Del pfd conv ser a 0.3 $530k 18k 28.96
Prudential Gl Sh Dur Hi Yld 0.3 $509k 34k 14.86
Wts Wells Fargo & Co. 0.3 $468k 21k 22.18
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.3 $461k 53k 8.68
iShares MSCI Hong Kong Index Fund (EWH) 0.3 $440k 20k 22.21
Sterling Bancorp 0.3 $425k 18k 23.67
Vanguard Emerging Markets ETF (VWO) 0.2 $397k 10k 39.70
Liberty All-Star Equity Fund (USA) 0.2 $388k 71k 5.45
Sprott Physical Silver Tr tr unit (PSLV) 0.2 $342k 50k 6.89
Liberty Global 0.2 $332k 15k 22.20
Tortoise MLP Fund 0.2 $303k 15k 20.78
BlackRock Global Opportunities Equity Tr (BOE) 0.2 $281k 23k 12.37
BlackRock Ltd. Duration Income Trust (BLW) 0.2 $284k 18k 15.53
Sunoco Logistics Partners 0.2 $268k 11k 24.39
Nuveen Fltng Rte Incm Opp 0.2 $270k 23k 11.71
Templeton Global Income Fund 0.2 $250k 38k 6.63
Allianzgi Nfj Divid Int Prem S cefs 0.2 $259k 20k 12.87
Petroleo Brasileiro SA (PBR) 0.1 $226k 23k 9.66
Adams Express Company (ADX) 0.1 $214k 16k 13.69
AllianceBernstein Global Hgh Incm (AWF) 0.1 $203k 16k 12.53
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $215k 16k 13.67
Nuveen Senior Income Fund 0.1 $207k 31k 6.76
Nrg Yield 0.1 $213k 12k 17.70