PenderFund Capital Management

PenderFund Capital Management as of June 30, 2020

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 71 positions in its portfolio as reported in the June 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 6.1 $23M 20M 1.12
Sunpower Corp DBCV 0.875% 6/0 (Principal) 5.1 $19M 15M 1.26
Sunpower Corp DBCV 4.000% 1/1 (Principal) 4.6 $17M 15M 1.13
eGain Communications Corporation (EGAN) 4.3 $16M 1.1M 15.08
Kkr & Co (KKR) 3.6 $13M 316k 41.92
Opko Health Note 4.500% 2/1 (Principal) 3.4 $13M 8.8M 1.45
Twitter Note 0.250% 6/1 (Principal) 3.1 $12M 9.0M 1.28
Ebix (EBIXQ) 2.8 $10M 341k 30.35
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 2.8 $10M 11M 0.98
Zillow Group Note 1.500% 7/0 (Principal) 2.6 $9.7M 6.9M 1.41
Maxar Technologies 2.5 $9.4M 385k 24.36
Jd.com Spon Adr Cl A (JD) 2.5 $9.2M 113k 81.70
Ss&c Technologies Holding (SSNC) 2.4 $8.8M 115k 76.68
Teva Pharmaceutical Fin DBCV 0.250% 2/0 (Principal) 2.3 $8.6M 6.5M 1.33
Zillow Group Cl C Cap Stk (Z) 2.3 $8.4M 108k 78.21
Tutor Perini Corp Note 2.875% 6/1 (Principal) 2.2 $8.3M 6.4M 1.29
Leaf 2.1 $7.7M 1.5M 4.98
Avaya Hldgs Corp Note 2.250% 6/1 (Principal) 2.0 $7.5M 6.7M 1.13
Howard Hughes 2.0 $7.4M 105k 70.52
Infinera Corp Note 2.125% 9/0 (Principal) 1.9 $7.2M 6.1M 1.17
Stitch Fix Com Cl A (SFIX) 1.7 $6.3M 185k 33.86
SSR MNG Note 2.500% 4/0 (Principal) 1.7 $6.2M 3.3M 1.90
Element Solutions (ESI) 1.6 $6.1M 413k 14.73
Hanesbrands (HBI) 1.6 $5.8M 379k 15.33
Blackrock Ltd Duration Inc T Com Shs (BLW) 1.5 $5.7M 300k 18.91
Blackberry (BB) 1.5 $5.6M 851k 6.62
Brookfield Property Partrs L Unit Ltd Partn 1.5 $5.5M 412k 13.45
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.4 $5.2M 350k 14.88
Interactive Brokers Group In Com Cl A (IBKR) 1.4 $5.2M 91k 56.70
Cloudera 1.4 $5.0M 292k 17.27
PAR Technology Corporation (PAR) 1.3 $4.7M 115k 40.63
Eaton Vance Limited Duration Income Fund (EVV) 1.2 $4.6M 300k 15.30
Nuveen Insd Dividend Advantage (NVG) 1.1 $4.1M 200k 20.75
Square Cl A (XYZ) 1.1 $4.1M 29k 142.46
Liberty Latin America Com Cl A (LILA) 1.1 $4.1M 310k 13.20
Fluor Corporation (FLR) 1.0 $3.9M 235k 16.40
Nuveen Div. Advantage Muni. Fund (NAD) 1.0 $3.8M 200k 19.04
Aurora Cannabis Note 5.500% 2/2 (Principal) 1.0 $3.8M 5.8M 0.66
Nuveen Insured Tax-Free Adv Munici (NEA) 1.0 $3.8M 200k 18.87
Blackrock Muni Intermediate Drtn Fnd 1.0 $3.7M 200k 18.73
Texas Pac Ld Tr Sub Ctf Prop I T 0.9 $3.4M 4.3k 807.29
Aberdeen Asia-Pacific Income Fund 0.9 $3.2M 610k 5.17
Mohawk Industries (MHK) 0.8 $3.1M 22k 138.14
Microsoft Corporation (MSFT) 0.7 $2.8M 10k 276.30
Ciena Corporation (CIEN) 0.7 $2.8M 38k 73.52
Social Cap Hedspia Hldg Co I Unit 99/99/9999 0.7 $2.7M 170k 16.11
Canadian Natural Resources (CNQ) 0.7 $2.5M 108k 23.55
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.6 $2.4M 53k 44.68
Baidu Spon Adr Rep A (BIDU) 0.6 $2.4M 15k 162.76
Social Cap Hdosphia Hldg Unit 99/99/9999 0.6 $2.3M 135k 17.05
Twitter 0.6 $2.3M 56k 40.44
Arista Networks 0.6 $2.3M 7.9k 285.19
Aviat Networks (AVNW) 0.6 $2.2M 88k 24.77
Upland Software (UPLD) 0.5 $1.7M 36k 47.18
Model N (MODN) 0.4 $1.5M 33k 47.21
Invesco Van Kampen Senior Income Trust (VVR) 0.4 $1.4M 300k 4.70
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB) 0.4 $1.4M 102k 13.69
Acorda Therapeutics Note 1.750% 6/1 (Principal) 0.3 $1.2M 1.0M 1.18
Suncor Energy (SU) 0.3 $1.1M 47k 22.89
Brookfield Business Partners Unit Ltd Lp (BBU) 0.3 $956k 23k 41.78
Starwood Property Trust (STWD) 0.2 $781k 39k 20.31
Enbridge (ENB) 0.2 $747k 18k 41.30
First Trust/Four Corners SFRI Fund II (FCT) 0.2 $739k 50k 14.78
Colfax Corporation 0.2 $671k 18k 37.88
Northrop Grumman Corporation (NOC) 0.1 $501k 1.2k 417.50
Despegar Com Corp Ord Shs 0.1 $371k 38k 9.74
Maverix Metals 0.1 $301k 50k 6.02
Starbucks Corporation (SBUX) 0.1 $270k 2.7k 100.00
Firstservice Corp (FSV) 0.0 $164k 1.2k 136.67
Energy Fuels *w Exp 09/20/202 0.0 $130k 200k 0.65
Colliers Intl Group Sub Vtg Shs (CIGI) 0.0 $125k 1.6k 78.12