PenderFund Capital Management

PenderFund Capital Management as of Sept. 30, 2020

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 70 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 6.3 $23M 20M 1.12
Just Energy Group Ord (JENGQ) 6.0 $22M 2.9M 7.48
Twitter Note 0.250% 6/1 (Principal) 3.7 $13M 9.0M 1.49
Sunpower Corp DBCV 0.875% 6/0 (Principal) 3.6 $13M 9.9M 1.30
Ebix (EBIXQ) 3.3 $12M 440k 27.33
Sunpower Corp DBCV 4.000% 1/1 (Principal) 3.3 $12M 9.1M 1.31
Stitch Fix Com Cl A (SFIX) 3.0 $11M 299k 36.02
Kkr & Co (KKR) 3.0 $11M 235k 45.53
Zillow Group Cl C Cap Stk (Z) 2.9 $11M 78k 135.05
Intercept Pharmaceuticals In Note 3.250% 7/0 (Principal) 2.9 $11M 9.6M 1.09
Leaf 2.9 $10M 1.5M 6.79
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 2.5 $9.0M 11M 0.86
Ss&c Technologies Holding (SSNC) 2.4 $8.7M 109k 80.56
Jd.com Spon Adr Cl A (JD) 2.4 $8.6M 86k 100.22
Avaya Hldgs Corp Note 2.250% 6/1 (Principal) 2.4 $8.6M 6.7M 1.28
Iac Interactive Ord 2.3 $8.4M 53k 158.46
Howard Hughes 2.2 $7.8M 104k 75.75
Infinera Corp Note 2.125% 9/0 (Principal) 2.1 $7.6M 6.1M 1.24
Hanesbrands (HBI) 1.9 $6.9M 338k 20.58
Bausch Health Companies (BHC) 1.8 $6.4M 319k 19.98
Square Cl A (SQ) 1.8 $6.3M 29k 219.27
Blackrock Ltd Duration Inc T Com Shs (BLW) 1.6 $5.9M 300k 19.55
PAR Technology Corporation (PAR) 1.6 $5.8M 108k 53.94
Interactive Brokers Group In Com Cl A (IBKR) 1.6 $5.8M 91k 64.06
Texas Pac Ld Tr Sub Ctf Prop I T 1.5 $5.4M 9.0k 601.87
Teva Pharmaceutical Fin DBCV 0.250% 2/0 (Principal) 1.5 $5.2M 4.0M 1.31
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.4 $5.2M 350k 14.89
eGain Communications Corporation (EGAN) 1.4 $5.0M 272k 18.45
Aviat Networks (AVNW) 1.3 $4.8M 165k 29.24
Twitter 1.3 $4.8M 80k 59.56
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 1.3 $4.7M 5.0M 0.94
Eaton Vance Limited Duration Income Fund (EVV) 1.3 $4.5M 300k 15.07
Cloudera 1.2 $4.2M 292k 14.50
Nuveen Insd Dividend Advantage (NVG) 1.2 $4.2M 200k 20.81
Nuveen Div. Advantage Muni. Fund (NAD) 1.1 $3.9M 200k 19.38
Nuveen Insured Tax-Free Adv Munici (NEA) 1.1 $3.8M 200k 19.08
Maxar Technologies 1.0 $3.7M 111k 33.26
Liberty Latin America Com Cl A (LILA) 1.0 $3.4M 310k 11.11
Social Cap Hdosphia Hldg Shs Cl A 0.9 $3.4M 135k 24.99
Universal Technical Institute (UTI) 0.9 $3.3M 493k 6.70
Aberdeen Asia-Pacific Income Fund (FAX) 0.9 $3.2M 610k 5.25
Social Cap Hedspia Hldg Co I Com Cl A 0.8 $3.0M 170k 17.44
Pershing Square Tontine Hldg Com Cl A 0.8 $2.8M 93k 30.16
Microsoft Corporation (MSFT) 0.8 $2.8M 10k 276.20
Sharpspring Inc Com equity / small cap 0.7 $2.7M 181k 14.84
Jaws Acquisition Corp Unit 99/99/9999 0.7 $2.7M 182k 14.78
Foley Trasimene Acquistn Cor Unit 99/99/9999 0.7 $2.6M 174k 15.02
Fluor Corporation (FLR) 0.7 $2.5M 212k 11.73
Baidu Spon Adr Rep A (BIDU) 0.7 $2.4M 15k 163.24
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.6 $2.3M 53k 44.08
Ciena Corporation (CIEN) 0.6 $2.0M 38k 53.23
Tutor Perini Corp Note 2.875% 6/1 (Principal) 0.5 $1.9M 1.4M 1.36
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.5 $1.9M 100k 18.73
Upland Software (UPLD) 0.5 $1.8M 36k 50.19
Brookfield Property Partrs L Unit Ltd Partn 0.4 $1.6M 102k 15.73
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB) 0.4 $1.6M 102k 15.69
Invesco Van Kampen Senior Income Trust (VVR) 0.4 $1.4M 300k 4.83
Acorda Therapeutics Note 1.750% 6/1 (Principal) 0.3 $1.2M 1.0M 1.16
Northrop Grumman Corporation (NOC) 0.3 $1.0M 2.4k 433.33
Model N (MODN) 0.3 $1.0M 22k 47.72
Liberty Latin America Com Cl C (LILAK) 0.2 $792k 83k 9.50
Starwood Property Trust (STWD) 0.2 $773k 39k 20.10
First Trust/Four Corners SFRI Fund II (FCT) 0.2 $735k 50k 14.70
Colfax Corporation 0.2 $598k 14k 41.78
Gogo (GOGO) 0.2 $597k 49k 12.31
Social Cap Hedspia Hldg Co I *w Exp 99/99/999 0.1 $303k 57k 5.34
Colliers Intl Group Sub Vtg Shs (CIGI) 0.1 $222k 2.5k 88.80
Firstservice Corp (FSV) 0.1 $211k 1.2k 175.83
Energy Fuels *w Exp 09/20/202 0.0 $136k 200k 0.68
Pershing Square Tontine Hldg *w Exp 07/24/202 0.0 $97k 10k 9.39