PenderFund Capital Management

PenderFund Capital Management as of March 31, 2021

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 92 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 5.7 $23M 20M 1.16
Burford Cap Ord Shs (BUR) 5.0 $21M 1.8M 11.31
Ss&c Technologies Holding (SSNC) 3.5 $14M 162k 87.80
Baidu Spon Adr Rep A (BIDU) 3.3 $14M 50k 273.39
Fireeye Note 0.875% 6/0 (Principal) 3.1 $13M 9.0M 1.43
Interactive Brokers Group In Com Cl A (IBKR) 3.1 $13M 140k 91.79
Texas Pacific Land Corp (TPL) 3.1 $13M 6.3k 1997.48
Aviat Networks (AVNW) 3.0 $13M 140k 89.28
Eagle Bulk Shipping Note 5.000% 8/0 (Principal) 2.8 $12M 7.9M 1.45
Zillow Group Cl C Cap Stk (Z) 2.7 $11M 69k 162.92
Kkr & Co (KKR) 2.7 $11M 184k 61.39
Jd.com Spon Adr Cl A (JD) 2.7 $11M 103k 105.98
Ship Fin Intl Note 4.875% 5/0 (Principal) 2.6 $11M 8.7M 1.24
Bausch Health Companies (BHC) 2.5 $11M 263k 39.87
Intercept Pharmaceuticals In Note 3.250% 7/0 (Principal) 2.4 $10M 9.6M 1.04
Iac Interactive Ord 2.4 $9.9M 36k 271.85
Granite Constr Note 2.750%11/0 (Principal) 2.3 $9.6M 5.4M 1.76
Scorpio Tankers Note 3.000% 5/1 (Principal) 2.3 $9.3M 7.4M 1.27
SSR MNG Note 2.500% 4/0 (Principal) 2.2 $9.2M 6.3M 1.48
Universal Technical Institute (UTI) 2.2 $9.1M 1.2M 7.34
PAR Technology Corporation (PAR) 2.2 $8.9M 108k 82.20
Stitch Fix Com Cl A (SFIX) 2.1 $8.9M 142k 62.26
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 2.1 $8.9M 11M 0.84
Ebix (EBIXQ) 2.1 $8.5M 212k 40.25
Howard Hughes 1.9 $7.8M 65k 119.55
Square Cl A (SQ) 1.8 $7.4M 26k 285.33
Flexion Therapeutics Note 3.375% 5/0 (Principal) 1.7 $7.0M 6.0M 1.17
Fts International Com New Cl A 1.7 $6.9M 222k 31.09
Liberty Latin America Com Cl A (LILA) 1.5 $6.2M 385k 16.12
Fluor Corporation (FLR) 1.5 $6.1M 212k 29.02
eGain Communications Corporation (EGAN) 1.5 $6.0M 505k 11.93
Avaya Hldgs Corp Note 2.250% 6/1 (Principal) 1.4 $5.8M 3.7M 1.57
Cloudera 1.4 $5.6M 369k 15.29
Sharpspring Inc Com equity / small cap 1.4 $5.6M 278k 20.11
Twitter 1.4 $5.6M 70k 79.96
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 1.3 $5.4M 6.5M 0.83
Liberty Latin America Com Cl C (LILAK) 1.2 $5.0M 310k 16.31
Maxar Technologies 1.2 $4.8M 102k 47.52
Leaf 1.2 $4.8M 595k 8.11
Brookfield Asset Mgmt Cl A Ltd Vt Sh 1.0 $4.1M 73k 55.90
Atlantic Power Corporation 0.9 $3.7M 1.0M 3.63
Opko Health Note 4.500% 2/1 (Principal) 0.8 $3.4M 2.0M 1.69
Infinera Corp Note 2.125% 9/0 (Principal) 0.8 $3.2M 2.1M 1.50
Turning Pt Brands (TPB) 0.7 $2.9M 45k 65.57
Microstrategy Cl A (MSTR) 0.6 $2.5M 2.9k 853.10
Social Capital Hedosopha Hld Shs Cl A 0.6 $2.4M 177k 13.46
First Majestic Silver Corp Note 1.875% 3/0 (Principal) 0.5 $2.1M 1.0M 2.07
Tutor Perini Corp Note 2.875% 6/1 (Principal) 0.4 $1.8M 1.4M 1.29
Northrop Grumman Corp Shs Cl A (NOC) 0.4 $1.6M 4.0k 406.82
Invesco Van Kampen Senior Income Trust (VVR) 0.4 $1.6M 300k 5.28
Legg Mason Bw Global Income (BWG) 0.4 $1.5M 100k 15.16
Brookfield Property Partrs L Unit Ltd Partn 0.3 $1.3M 57k 22.36
Starwood Property Trust (STWD) 0.3 $1.2M 39k 31.08
Kennedy-Wilson Holdings (KW) 0.3 $1.2M 46k 25.39
Hanesbrands (HBI) 0.3 $1.1M 46k 24.72
Colfax Corporation 0.2 $788k 14k 55.06
Energy Fuels *w Exp 09/20/202 0.2 $732k 200k 3.66
Opendoor Technologies *w Exp 12/18/202 0.1 $565k 44k 12.84
Firstservice Corp (FSV) 0.1 $392k 2.1k 186.67
Social Capital Hedosopha Hld *w Exp 09/26/202 0.1 $335k 49k 6.89
Colliers Intl Group Sub Vtg Shs (CIGI) 0.1 $259k 2.1k 123.33
Jaws Spitfire Acquisition Shs Cl A 0.1 $258k 20k 12.90
L Catterton Asia Acquisition Unit 03/11/2026 0.1 $250k 20k 12.50
Jaws Acquisition Corp *w Exp 99/99/999 0.1 $242k 61k 4.00
Social Capital Hedosopha Hld *w Exp 09/26/202 0.0 $164k 50k 3.30
Frontier Acquisition Corp Unit 03/01/2026 0.0 $125k 10k 12.50
Silver Spike Acquisitn Corp Unit 02/26/2026 0.0 $125k 10k 12.50
Lead Edge Growth Oprtunts Lt Unit 04/01/2026 0.0 $125k 10k 12.50
Foley Trasimene Acquistn Cor *w Exp 05/26/202 0.0 $117k 58k 2.02
Clover Health Investments *w Exp 04/21/202 0.0 $113k 57k 1.99
Pershing Square Tontine Hldg *w Exp 07/24/202 0.0 $106k 10k 10.26
Primavera Capital Acquist Unit 01/19/2026 0.0 $64k 5.0k 12.80
Austerlitz Acquisition Corp Unit 99/99/9999 0.0 $63k 5.0k 12.60
Austerlitz Acquisition Corp Unit 99/99/9999 0.0 $63k 5.0k 12.60
Orion Acquisition Corp Unit 02/19/2026 0.0 $63k 5.0k 12.60
Esm Acquisition Corporation Unit 99/99/9999 0.0 $62k 5.0k 12.40
Kismet Acquisition Three Cor Unit 99/99/9999 0.0 $62k 5.0k 12.40
Science Strategic Acq Alpha Unit 01/20/2026 0.0 $62k 5.0k 12.40
Lux Health Tech Acquisition *w Exp 11/30/202 0.0 $62k 33k 1.88
One Equity Partners Open Wtr Cl A 0.0 $61k 5.0k 12.20
Lux Health Tech Acquisition Com Cl A 0.0 $40k 3.1k 12.87
Decarbonization Plus Acqu Ii Unit 01/19/2026 0.0 $13k 1.0k 13.00
Gores Technology Partners Ii Unit 03/16/2028 0.0 $13k 1.0k 13.00
Jaws Mustang Acquisition Cor Unit 99/99/9999 (JWSUF) 0.0 $13k 1.0k 13.00
Spartan Acquisition Corp Iii Unit 99/99/9999 0.0 $13k 1.0k 13.00
Thimble Point Acquisition Unit 99/99/9999 0.0 $13k 1.0k 13.00
Kismet Acquisition Two Corp Unit 99/99/9999 0.0 $12k 1.0k 12.00
Jaws Spitfire Acquisition *w Exp 12/01/202 0.0 $12k 5.0k 2.40
Eros Stx Global Corporation SHS 0.0 $7.0k 3.1k 2.26
Social Capital Hedosopha Hld *w Exp 09/26/202 0.0 $4.0k 1.3k 3.20
Trebia Acquisition Corp Com Cl A 0.0 $3.0k 250.00 12.00
One Equity Partners Open Wtr *w Exp 01/14/202 0.0 $999.933200 1.7k 0.60