PenderFund Capital Management

PenderFund Capital Management as of June 30, 2021

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 88 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 5.8 $25M 21M 1.17
Burford Cap Ord Shs (BUR) 5.0 $22M 1.7M 12.88
Zillow Group Cl C Cap Stk (Z) 3.6 $16M 102k 151.51
Stitch Fix Com Cl A (SFIX) 3.6 $16M 207k 74.75
Baidu Spon Adr Rep A (BIDU) 3.6 $15M 61k 252.75
Tricida Note 3.500% 5/1 (Principal) 3.1 $13M 28M 0.47
Kkr & Co (KKR) 3.0 $13M 177k 73.43
Ss&c Technologies Holding (SSNC) 2.9 $13M 140k 89.32
Maxar Technologies 2.9 $12M 248k 49.65
PAR Technology Corporation (PAR) 2.9 $12M 141k 86.69
Cloudera 2.7 $11M 578k 19.66
Interactive Brokers Group In Com Cl A (IBKR) 2.6 $11M 134k 81.48
Intrexon Corp Note 3.500% 7/0 (Principal) 2.5 $11M 10M 1.08
Intercept Pharmaceuticals In Note 3.250% 7/0 (Principal) 2.5 $11M 9.6M 1.12
Aviat Networks (AVNW) 2.5 $11M 260k 40.62
Square Cl A (SQ) 2.4 $11M 35k 302.23
Ship Fin Intl Note 4.875% 5/0 (Principal) 2.4 $10M 8.7M 1.20
Flexion Therapeutics Note 3.375% 5/0 (Principal) 2.4 $10M 9.0M 1.13
eGain Communications Corporation (EGAN) 2.4 $10M 708k 14.23
Opko Health Note 4.500% 2/1 (Principal) 2.3 $9.9M 6.0M 1.65
Jd.com Spon Adr Cl A (JD) 2.3 $9.7M 98k 98.93
SSR MNG Note 2.500% 4/0 (Principal) 2.2 $9.5M 6.3M 1.52
Universal Technical Institute (UTI) 2.2 $9.5M 1.2M 8.05
Ebix (EBIXQ) 2.0 $8.7M 206k 42.02
Texas Pacific Land Corp (TPL) 2.0 $8.5M 4.3k 1982.96
Sharpspring Inc Com equity / small cap 1.9 $8.3M 396k 20.94
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 1.8 $7.9M 9.6M 0.82
Fts International Com New Cl A 1.8 $7.8M 222k 35.07
Bausch Health Companies (BHC) 1.7 $7.4M 205k 36.38
Howard Hughes 1.7 $7.4M 61k 120.81
Iac Interactivecorp (IAC) 1.6 $6.6M 35k 191.11
Eagle Bulk Shipping Note 5.000% 8/0 (Principal) 1.5 $6.2M 3.6M 1.74
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 1.3 $5.4M 6.5M 0.83
Twitter 1.3 $5.4M 63k 85.30
Liberty Latin America Com Cl A (LILA) 1.2 $5.1M 298k 17.18
Liberty Latin America Com Cl C (LILAK) 1.2 $5.0M 286k 17.48
Fluor Corporation (FLR) 1.1 $4.6M 212k 21.94
Fireeye Note 0.875% 6/0 (Principal) 1.0 $4.2M 3.0M 1.41
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.9 $3.9M 62k 63.24
Karyopharm Therapeutics Note 3.000%10/1 (Principal) 0.9 $3.8M 3.0M 1.25
Vimeo Common Stock (VMEO) 0.8 $3.4M 56k 60.75
Microstrategy Cl A New (MSTR) 0.6 $2.6M 3.2k 823.75
Alibaba Group Hldg Sponsored Ads (BABA) 0.6 $2.5M 8.9k 281.12
Kaleyra 0.5 $2.1M 139k 15.17
Social Capital Hedosopha Hld Shs Cl A 0.5 $2.0M 158k 12.65
Infinera Corp Note 2.500% 3/0 (Principal) 0.4 $1.9M 1.0M 1.90
Northrop Grumman Corporation (NOC) 0.4 $1.8M 4.0k 450.51
Infinera Corp Note 2.125% 9/0 (Principal) 0.4 $1.7M 1.1M 1.53
Legg Mason Bw Global Income (BWG) 0.4 $1.6M 100k 15.63
Lendingtree Note 0.625% 6/0 (Principal) 0.3 $1.5M 1.0M 1.47
Discovery Com Ser C 0.3 $1.4M 38k 35.93
Starwood Property Trust (STWD) 0.3 $1.2M 39k 32.43
Kennedy-Wilson Holdings (KW) 0.3 $1.1M 46k 24.63
Hanesbrands (HBI) 0.2 $1.1M 46k 23.15
Energy Fuels *w Exp 09/20/202 0.2 $882k 200k 4.41
Colfax Corporation 0.2 $813k 14k 56.81
Brookfield Property Partrs L Unit Ltd Partn 0.2 $641k 27k 23.47
Firstservice Corp (FSV) 0.1 $532k 2.5k 212.80
Colliers Intl Group Sub Vtg Shs (CIGI) 0.1 $514k 3.7k 138.92
Sofi Technologies *w Exp 05/28/202 0.1 $513k 49k 10.56
Cano Health *w Exp 06/03/202 (CANWQ) 0.1 $277k 61k 4.58
Hut 8 Mng Corp 0.0 $177k 33k 5.36
Foley Trasimene Acquistn Cor *w Exp 05/26/202 0.0 $150k 58k 2.58
Better Choice 0.0 $148k 28k 5.33
Social Capital Hedosopha Hld *w Exp 09/26/202 0.0 $127k 50k 2.55
Jaws Hurricane Acquisitn Cor Unit 06/08/2026 0.0 $125k 10k 12.50
Lead Edge Growth Oprtunts Lt 0.0 $121k 10k 12.10
Pershing Square Tontine Hldg *w Exp 07/24/202 0.0 $81k 10k 7.84
Lux Health Tech Acquisition *w Exp 11/30/202 0.0 $54k 33k 1.64
Jaws Spitfire Acquisition *w Exp 12/01/202 0.0 $12k 5.0k 2.40
Eros Stx Global Corporation SHS 0.0 $9.0k 4.8k 1.88
Renren Sponsored Ads (MTBLY) 0.0 $7.0k 500.00 14.00
Swk Holdings Corp (SWKH) 0.0 $7.0k 300.00 23.33
Discovery Com Ser A 0.0 $6.0k 160.00 37.50
Reinvent Technology Partners Cl A 0.0 $6.0k 500.00 12.00
Social Capital Hedosopha Hld *w Exp 09/26/202 0.0 $4.0k 1.3k 3.20
Lead Edge Growth Oprtunts Lt *w Exp 04/01/202 0.0 $4.0k 2.5k 1.60
Trebia Acquisition Corp Com Cl A 0.0 $3.0k 250.00 12.00
Oaktree Acquisition Corp Ii Cl A Shs 0.0 $3.0k 250.00 12.00
Primavera Capital Acquist *w Exp 01/19/202 0.0 $3.0k 2.5k 1.20
One Equity Partners Open Wtr *w Exp 01/14/202 0.0 $2.0k 1.7k 1.20
Science Strategic Acq Alpha *w Exp 01/20/202 0.0 $2.0k 1.7k 1.20
Shaw Communications Cl B Conv 0.0 $1.0k 50.00 20.00
Decarbonization Plus Acqu Ii *w Exp 01/19/202 0.0 $999.999000 333.00 3.00
Thimble Point Acquisition *w Exp 02/04/202 0.0 $999.999000 333.00 3.00
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS) 0.0 $0 250.00 0.00
Spartan Acquisition Corp Iii *w Exp 02/04/202 0.0 $0 250.00 0.00
Esm Acquisition Corporation *w Exp 02/02/202 0.0 $0 233.00 0.00