Penn Capital Management as of Sept. 30, 2016
Portfolio Holdings for Penn Capital Management
Penn Capital Management holds 288 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| DepoMed | 1.4 | $21M | 848k | 25.08 | |
| Tessera Technologies | 1.4 | $20M | 528k | 38.60 | |
| Nexstar Broadcasting (NXST) | 1.3 | $20M | 339k | 57.95 | |
| Us Silica Hldgs (SLCA) | 1.3 | $20M | 421k | 46.56 | |
| ShoreTel | 1.3 | $19M | 2.4M | 8.00 | |
| Huntsman Corporation (HUN) | 1.3 | $19M | 1.1M | 16.28 | |
| Superior Energy Services | 1.2 | $18M | 1.0M | 17.97 | |
| Cavium | 1.2 | $18M | 304k | 58.49 | |
| Rice Energy | 1.2 | $18M | 676k | 26.20 | |
| Wpx Energy | 1.2 | $17M | 1.3M | 13.24 | |
| Fiesta Restaurant | 1.1 | $17M | 703k | 24.04 | |
| Akorn | 1.1 | $17M | 614k | 27.26 | |
| Gray Television (GTN) | 1.1 | $17M | 1.6M | 10.39 | |
| Genesee & Wyoming | 1.1 | $17M | 240k | 69.24 | |
| Summit Matls Inc cl a (SUM) | 1.1 | $17M | 894k | 18.64 | |
| Select Comfort | 1.1 | $17M | 761k | 21.67 | |
| E.W. Scripps Company (SSP) | 1.1 | $16M | 992k | 15.95 | |
| Model N (MODN) | 1.1 | $16M | 1.4M | 11.11 | |
| Ellie Mae | 1.0 | $15M | 144k | 105.81 | |
| Western Alliance Bancorporation (WAL) | 1.0 | $15M | 399k | 37.69 | |
| Red Rock Resorts Inc Cl A (RRR) | 1.0 | $15M | 636k | 23.69 | |
| Texas Capital Bancshares (TCBI) | 1.0 | $15M | 271k | 54.95 | |
| Capit Bk Fin A | 1.0 | $15M | 465k | 32.13 | |
| Harsco Corporation (NVRI) | 1.0 | $15M | 1.5M | 9.93 | |
| Carrizo Oil & Gas | 1.0 | $15M | 355k | 40.77 | |
| Nice Systems (NICE) | 0.9 | $14M | 202k | 67.22 | |
| Topbuild (BLD) | 0.9 | $14M | 404k | 33.36 | |
| Sinclair Broadcast | 0.9 | $13M | 463k | 28.90 | |
| WellCare Health Plans | 0.9 | $13M | 112k | 117.78 | |
| Pinnacle Financial Partners (PNFP) | 0.9 | $13M | 240k | 54.11 | |
| BNC Ban | 0.9 | $13M | 529k | 24.47 | |
| Oasis Petroleum | 0.9 | $13M | 1.1M | 11.48 | |
| NuVasive | 0.9 | $13M | 188k | 67.04 | |
| 8x8 (EGHT) | 0.8 | $12M | 793k | 15.53 | |
| Fcb Financial Holdings-cl A | 0.8 | $12M | 321k | 38.45 | |
| Mobile Mini | 0.8 | $12M | 396k | 30.37 | |
| Oxford Industries (OXM) | 0.8 | $12M | 178k | 67.70 | |
| Natus Medical | 0.8 | $12M | 306k | 39.31 | |
| Mercury Computer Systems (MRCY) | 0.8 | $12M | 482k | 24.67 | |
| FelCor Lodging Trust Incorporated | 0.8 | $12M | 1.8M | 6.45 | |
| Webster Financial Corporation (WBS) | 0.8 | $12M | 312k | 38.03 | |
| Swift Transportation Company | 0.8 | $12M | 552k | 21.48 | |
| Rexnord | 0.8 | $11M | 534k | 21.42 | |
| Jack in the Box (JACK) | 0.8 | $11M | 115k | 96.49 | |
| Pinnacle Entertainment | 0.8 | $11M | 910k | 12.35 | |
| Beacon Roofing Supply (BECN) | 0.8 | $11M | 262k | 42.07 | |
| Tyler Technologies (TYL) | 0.7 | $11M | 64k | 172.13 | |
| Impax Laboratories | 0.7 | $11M | 455k | 23.77 | |
| Icon (ICLR) | 0.7 | $11M | 136k | 77.82 | |
| Methode Electronics (MEI) | 0.7 | $10M | 297k | 34.98 | |
| CoBiz Financial | 0.7 | $10M | 774k | 13.31 | |
| Seaworld Entertainment (PRKS) | 0.7 | $10M | 762k | 13.53 | |
| Heritage Financial Corporation (HFWA) | 0.7 | $9.8M | 546k | 17.95 | |
| Cambrex Corporation | 0.7 | $9.7M | 219k | 44.49 | |
| Headwaters Incorporated | 0.7 | $9.7M | 570k | 16.93 | |
| Celadon (CGIP) | 0.7 | $9.5M | 1.1M | 8.74 | |
| Veeco Instruments (VECO) | 0.6 | $9.5M | 482k | 19.63 | |
| Belmond | 0.6 | $9.5M | 743k | 12.72 | |
| Caleres (CAL) | 0.6 | $9.5M | 376k | 25.29 | |
| Del Friscos Restaurant | 0.6 | $9.2M | 686k | 13.47 | |
| Tutor Perini Corporation (TPC) | 0.6 | $9.1M | 423k | 21.48 | |
| Sanchez Energy Corp C ommon stocks | 0.6 | $9.1M | 1.0M | 8.85 | |
| Bazaarvoice | 0.6 | $9.2M | 1.6M | 5.91 | |
| Scientific Games (LNW) | 0.6 | $9.0M | 798k | 11.28 | |
| G-III Apparel (GIII) | 0.6 | $8.9M | 307k | 29.17 | |
| Callidus Software | 0.6 | $9.0M | 492k | 18.36 | |
| PGT | 0.6 | $9.0M | 843k | 10.67 | |
| Park Sterling Bk Charlott | 0.6 | $8.8M | 1.1M | 8.12 | |
| Dynegy | 0.6 | $8.8M | 707k | 12.40 | |
| Synergy Res Corp | 0.6 | $8.6M | 1.2M | 6.93 | |
| Atkore Intl (ATKR) | 0.6 | $8.5M | 455k | 18.74 | |
| Kirkland's (KIRK) | 0.6 | $8.3M | 685k | 12.18 | |
| Express | 0.6 | $8.3M | 707k | 11.79 | |
| Kcg Holdings Inc Cl A | 0.6 | $8.4M | 544k | 15.54 | |
| Interface (TILE) | 0.6 | $8.2M | 490k | 16.69 | |
| Interxion Holding | 0.6 | $8.2M | 225k | 36.24 | |
| Saia (SAIA) | 0.5 | $7.9M | 265k | 29.96 | |
| Marten Transport (MRTN) | 0.5 | $8.0M | 380k | 21.00 | |
| Gogo (GOGO) | 0.5 | $7.8M | 703k | 11.05 | |
| PolyOne Corporation | 0.5 | $7.6M | 226k | 33.83 | |
| Semtech Corporation (SMTC) | 0.5 | $7.5M | 270k | 27.74 | |
| Stonegate Bk Ft Lauderdale | 0.5 | $7.3M | 217k | 33.75 | |
| Five Below (FIVE) | 0.5 | $7.3M | 181k | 40.29 | |
| Bojangles | 0.5 | $7.4M | 465k | 15.96 | |
| Wright Medical Group Nv | 0.5 | $7.3M | 298k | 24.54 | |
| Imperva | 0.5 | $7.3M | 135k | 53.74 | |
| Om Asset Management | 0.5 | $7.2M | 514k | 13.92 | |
| Washington Prime Group | 0.5 | $7.2M | 584k | 12.39 | |
| State Street Bank Financial | 0.5 | $7.0M | 307k | 22.82 | |
| Penn National Gaming (PENN) | 0.5 | $6.9M | 504k | 13.58 | |
| Imax Corp Cad (IMAX) | 0.5 | $6.9M | 238k | 28.97 | |
| Covenant Transportation (CVLG) | 0.5 | $6.9M | 356k | 19.33 | |
| Gulfport Energy Corporation | 0.5 | $6.7M | 234k | 28.53 | |
| Malibu Boats (MBUU) | 0.4 | $6.5M | 435k | 14.90 | |
| Kona Grill | 0.4 | $6.4M | 506k | 12.57 | |
| Media Gen | 0.4 | $6.3M | 341k | 18.50 | |
| Chemical Financial Corporation | 0.4 | $6.2M | 140k | 44.15 | |
| HNI Corporation (HNI) | 0.4 | $6.1M | 152k | 39.83 | |
| Cree | 0.4 | $6.0M | 232k | 25.73 | |
| RadiSys Corporation | 0.4 | $5.7M | 1.1M | 5.34 | |
| Southwest Ban | 0.4 | $5.8M | 304k | 18.99 | |
| Spx Flow | 0.4 | $5.8M | 186k | 30.94 | |
| Hortonworks | 0.4 | $5.5M | 663k | 8.35 | |
| Stein Mart | 0.4 | $5.5M | 862k | 6.35 | |
| Echo Global Logistics | 0.4 | $5.5M | 239k | 23.06 | |
| Bridge Ban | 0.3 | $5.1M | 180k | 28.59 | |
| Acadia Healthcare (ACHC) | 0.3 | $5.1M | 103k | 49.98 | |
| Opus Bank | 0.3 | $5.0M | 141k | 35.76 | |
| SVB Financial (SIVBQ) | 0.3 | $4.6M | 41k | 110.68 | |
| TeleNav | 0.3 | $4.4M | 770k | 5.73 | |
| Ring Energy (REI) | 0.3 | $4.4M | 402k | 10.95 | |
| Godaddy Inc cl a (GDDY) | 0.3 | $4.5M | 127k | 35.15 | |
| Pier 1 Imports | 0.3 | $4.2M | 988k | 4.24 | |
| PacWest Ban | 0.3 | $4.2M | 96k | 43.54 | |
| Inventure Foods | 0.3 | $4.1M | 437k | 9.40 | |
| Match | 0.3 | $4.2M | 229k | 18.18 | |
| United Rentals (URI) | 0.3 | $3.9M | 49k | 79.87 | |
| Transunion (TRU) | 0.3 | $4.0M | 115k | 35.14 | |
| Revolution Lighting Technolo | 0.3 | $4.0M | 632k | 6.31 | |
| Oshkosh Corporation (OSK) | 0.3 | $3.9M | 68k | 57.13 | |
| Bankunited (BKU) | 0.3 | $3.9M | 127k | 30.53 | |
| Hd Supply | 0.3 | $3.8M | 117k | 32.59 | |
| Guaranty Bancorp Del | 0.2 | $3.7M | 208k | 17.85 | |
| TETRA Technologies (TTI) | 0.2 | $3.5M | 579k | 6.11 | |
| Mercer International (MERC) | 0.2 | $3.6M | 426k | 8.47 | |
| Marin Software | 0.2 | $3.5M | 1.4M | 2.52 | |
| Lindblad Expeditions Hldgs I (LIND) | 0.2 | $3.5M | 394k | 9.00 | |
| Resolute Energy | 0.2 | $3.5M | 134k | 26.06 | |
| Affiliated Managers (AMG) | 0.2 | $3.4M | 23k | 144.68 | |
| Banc Of California (BANC) | 0.2 | $3.4M | 193k | 17.47 | |
| Tandem Diabetes Care | 0.2 | $3.4M | 442k | 7.66 | |
| Dixie (DXYN) | 0.2 | $3.3M | 655k | 5.00 | |
| First Connecticut | 0.2 | $3.3M | 183k | 17.79 | |
| Radiant Logistics (RLGT) | 0.2 | $3.2M | 1.1M | 2.84 | |
| Burlington Stores (BURL) | 0.2 | $3.3M | 40k | 82.73 | |
| Arch Capital Group (ACGL) | 0.2 | $3.0M | 38k | 80.73 | |
| CPI Aerostructures (CVU) | 0.2 | $3.1M | 448k | 6.87 | |
| Comscore | 0.2 | $3.2M | 103k | 30.68 | |
| Southwestern Energy Co Dep 1/2 dep shs 1/20 b | 0.2 | $3.1M | 98k | 31.57 | |
| American Renal Associates Ho | 0.2 | $3.0M | 166k | 18.27 | |
| Zagg | 0.2 | $3.0M | 367k | 8.10 | |
| Xpo Logistics Inc equity (XPO) | 0.2 | $2.9M | 77k | 37.63 | |
| Gaming & Leisure Pptys (GLPI) | 0.2 | $3.0M | 87k | 33.96 | |
| Eclipse Resources | 0.2 | $3.0M | 915k | 3.29 | |
| Brunswick Corporation (BC) | 0.2 | $2.8M | 57k | 49.55 | |
| A. O. Smith Corporation (AOS) | 0.2 | $2.8M | 34k | 83.43 | |
| Southern National Banc. of Virginia | 0.2 | $2.8M | 214k | 13.05 | |
| Nanostring Technologies (NSTGQ) | 0.2 | $2.8M | 142k | 19.98 | |
| Clayton Williams Energy | 0.2 | $2.5M | 29k | 85.45 | |
| Helix Energy Solutions note | 0.2 | $2.5M | 2.7M | 0.94 | |
| Jones Energy Inc A | 0.2 | $2.5M | 692k | 3.56 | |
| Calatlantic | 0.2 | $2.4M | 71k | 34.30 | |
| Carlisle Companies (CSL) | 0.2 | $2.4M | 23k | 105.39 | |
| Lions Gate Entertainment | 0.2 | $2.4M | 119k | 20.26 | |
| Berry Plastics (BERY) | 0.2 | $2.4M | 54k | 45.05 | |
| Cyren | 0.2 | $2.4M | 972k | 2.45 | |
| Fred's | 0.1 | $2.2M | 242k | 9.06 | |
| Bank Mutual Corporation | 0.1 | $2.2M | 282k | 7.68 | |
| BorgWarner (BWA) | 0.1 | $2.2M | 63k | 35.17 | |
| Navistar Intl Corp conv | 0.1 | $2.2M | 2.4M | 0.93 | |
| Bank of the Ozarks | 0.1 | $2.1M | 55k | 38.40 | |
| SeaChange International | 0.1 | $2.1M | 700k | 2.99 | |
| GP Strategies Corporation | 0.1 | $2.0M | 82k | 24.62 | |
| Heritage Commerce (HTBK) | 0.1 | $2.0M | 186k | 10.94 | |
| Depomed Inc conv | 0.1 | $2.1M | 1.5M | 1.42 | |
| Sharpspring Inc Com equity / small cap | 0.1 | $2.0M | 388k | 5.15 | |
| Wright Med Group Inc note 2.000% 2/1 | 0.1 | $2.0M | 1.9M | 1.06 | |
| Bats Global Mkts | 0.1 | $2.1M | 68k | 30.92 | |
| Comstock Res Inc note 7.750% 4/0 | 0.1 | $2.0M | 2.8M | 0.72 | |
| Heritage Oaks Ban | 0.1 | $2.0M | 241k | 8.20 | |
| Envision Healthcare Hlds | 0.1 | $1.9M | 81k | 22.84 | |
| Mgm Growth Properties | 0.1 | $1.9M | 70k | 26.76 | |
| SLM Corporation (SLM) | 0.1 | $1.7M | 224k | 7.66 | |
| Fair Isaac Corporation (FICO) | 0.1 | $1.7M | 13k | 128.10 | |
| Cascade Bancorp | 0.1 | $1.8M | 301k | 6.06 | |
| Cu Bancorp Calif | 0.1 | $1.8M | 80k | 22.81 | |
| Washingtonfirst Bankshares, In c | 0.1 | $1.8M | 74k | 24.61 | |
| Columbia Ppty Tr | 0.1 | $1.7M | 75k | 22.96 | |
| Intersect Ent | 0.1 | $1.8M | 111k | 15.84 | |
| Capstar Finl Hldgs (CSTR) | 0.1 | $1.8M | 104k | 16.95 | |
| Valvoline Inc Common (VVV) | 0.1 | $1.8M | 75k | 24.09 | |
| Continental Resources | 0.1 | $1.7M | 32k | 52.07 | |
| Live Nation Entertainment (LYV) | 0.1 | $1.6M | 55k | 28.18 | |
| Southwestern Energy Company (SWN) | 0.1 | $1.6M | 115k | 13.86 | |
| Chico's FAS | 0.1 | $1.6M | 131k | 11.90 | |
| Fortinet (FTNT) | 0.1 | $1.6M | 44k | 36.93 | |
| Hos Us conv | 0.1 | $1.6M | 2.8M | 0.57 | |
| Medidata Solutions Inc conv | 0.1 | $1.6M | 1.4M | 1.17 | |
| Molina Healthcare Inc conv | 0.1 | $1.7M | 1.4M | 1.19 | |
| Bmc Stk Hldgs | 0.1 | $1.6M | 88k | 17.72 | |
| On Semiconductor Corp Note 1.000%12/0 bond | 0.1 | $1.6M | 1.6M | 1.01 | |
| Hologic (HOLX) | 0.1 | $1.4M | 36k | 38.93 | |
| Wynn Resorts (WYNN) | 0.1 | $1.4M | 15k | 97.63 | |
| DSW | 0.1 | $1.5M | 73k | 20.48 | |
| MGM Resorts International. (MGM) | 0.1 | $1.4M | 55k | 26.10 | |
| Spirit Airlines (SAVE) | 0.1 | $1.4M | 33k | 43.41 | |
| Gentherm (THRM) | 0.1 | $1.5M | 46k | 31.43 | |
| Pra Group Inc conv | 0.1 | $1.5M | 1.7M | 0.90 | |
| Impax Laboratories Inc conv | 0.1 | $1.5M | 1.7M | 0.88 | |
| Boyd Gaming Corporation (BYD) | 0.1 | $1.4M | 68k | 20.34 | |
| Baxter International (BAX) | 0.1 | $1.3M | 27k | 47.60 | |
| Masco Corporation (MAS) | 0.1 | $1.4M | 40k | 34.36 | |
| Pacific Premier Ban (PPBI) | 0.1 | $1.3M | 47k | 26.45 | |
| Vanguard Extended Market ETF (VXF) | 0.1 | $1.3M | 12k | 105.31 | |
| Netlist (NLST) | 0.1 | $1.4M | 1.1M | 1.24 | |
| QuickLogic Corporation | 0.1 | $1.3M | 1.7M | 0.76 | |
| Hologic Inc cnv | 0.1 | $1.3M | 965k | 1.36 | |
| Bloomin Brands (BLMN) | 0.1 | $1.4M | 80k | 17.24 | |
| Standard Pacific Corp cnv | 0.1 | $1.4M | 1.3M | 1.05 | |
| La Quinta Holdings | 0.1 | $1.3M | 116k | 11.47 | |
| Crown Castle Intl Corp New cnv pfd stk sr a | 0.1 | $1.3M | 11k | 113.03 | |
| Echo Global Logistics Inc note 2.500% 5/0 | 0.1 | $1.3M | 1.4M | 0.94 | |
| Jazz Investments I Ltd. conv | 0.1 | $1.3M | 1.3M | 1.01 | |
| Oasis Pete Inc New Note 2.625% 9/1 bond | 0.1 | $1.4M | 1.2M | 1.13 | |
| Western Digital (WDC) | 0.1 | $1.2M | 20k | 58.63 | |
| Advance Auto Parts (AAP) | 0.1 | $1.2M | 7.8k | 149.49 | |
| Rambus (RMBS) | 0.1 | $1.2M | 91k | 12.85 | |
| A. H. Belo Corporation | 0.1 | $1.2M | 160k | 7.35 | |
| Vantiv Inc Cl A | 0.1 | $1.2M | 22k | 56.41 | |
| Fnf (FNF) | 0.1 | $1.1M | 29k | 37.85 | |
| Rambus Inc Del note 1.125% 8/1 | 0.1 | $1.2M | 1.0M | 1.18 | |
| Allergan Plc pfd conv ser a | 0.1 | $1.1M | 1.4k | 821.43 | |
| Pros Holding Inc 2% Due 12/1/2 cvbond | 0.1 | $1.2M | 1.3M | 0.98 | |
| Owens Corning (OC) | 0.1 | $1.1M | 20k | 53.48 | |
| Albemarle Corporation (ALB) | 0.1 | $972k | 11k | 85.50 | |
| 0.1 | $1.1M | 48k | 23.06 | ||
| Micron Technology Inc conv | 0.1 | $1.1M | 1.2M | 0.89 | |
| Servicenow Inc. note | 0.1 | $986k | 815k | 1.21 | |
| Legacytexas Financial | 0.1 | $997k | 32k | 31.63 | |
| Amtrust Finl Svcs Inc note 2.750%12/1 | 0.1 | $1.1M | 1.3M | 0.86 | |
| Frontier Communications Corp pfd conv ser-a | 0.1 | $1.0M | 12k | 83.92 | |
| Gogo Inc conv | 0.1 | $969k | 1.3M | 0.76 | |
| Fireeye Series B convertible security | 0.1 | $1.0M | 1.1M | 0.91 | |
| Elf Beauty (ELF) | 0.1 | $997k | 36k | 28.11 | |
| 69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy | 0.1 | $1.1M | 1.0M | 1.06 | |
| Modine Manufacturing (MOD) | 0.1 | $829k | 70k | 11.86 | |
| Callon Pete Co Del Com Stk | 0.1 | $866k | 55k | 15.71 | |
| Ucp Inc-cl A | 0.1 | $819k | 93k | 8.81 | |
| Acorda Therap note 1.75% 6/15 | 0.1 | $817k | 996k | 0.82 | |
| Sunpower Corp dbcv 0.750% 6/0 | 0.1 | $819k | 900k | 0.91 | |
| Atlantic Cap Bancshares | 0.1 | $927k | 62k | 14.99 | |
| Comtech Telecomm (CMTL) | 0.1 | $768k | 60k | 12.80 | |
| Sm Energy Co note 1.500% 7/0 | 0.1 | $780k | 650k | 1.20 | |
| Unit Corporation | 0.0 | $585k | 31k | 18.62 | |
| Maiden Holdings (MHLD) | 0.0 | $625k | 49k | 12.68 | |
| Unknown | 0.0 | $658k | 43k | 15.34 | |
| Wpx Energy Inc p | 0.0 | $536k | 8.6k | 62.14 | |
| Halliburton Company (HAL) | 0.0 | $389k | 8.7k | 44.90 | |
| Rogers Corporation (ROG) | 0.0 | $418k | 6.8k | 61.11 | |
| Tennant Company (TNC) | 0.0 | $406k | 6.3k | 64.78 | |
| SM Energy (SM) | 0.0 | $373k | 9.7k | 38.54 | |
| Meritor | 0.0 | $398k | 36k | 11.12 | |
| On Semiconductor Corp note 2.625%12/1 | 0.0 | $370k | 311k | 1.19 | |
| Gastar Exploration | 0.0 | $485k | 570k | 0.85 | |
| Parsley Energy Inc-class A | 0.0 | $503k | 15k | 33.51 | |
| Unique Fabricating (UFABQ) | 0.0 | $412k | 34k | 12.23 | |
| Halcon Res | 0.0 | $372k | 40k | 9.37 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.0 | $356k | 14k | 25.78 | |
| Newfield Exploration | 0.0 | $292k | 6.7k | 43.50 | |
| Contango Oil & Gas Company | 0.0 | $344k | 34k | 10.23 | |
| Whiting Petroleum Corporation | 0.0 | $288k | 33k | 8.74 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $226k | 1.8k | 124.38 | |
| Helix Energy Solutions (HLX) | 0.0 | $363k | 45k | 8.13 | |
| Kirby Corporation (KEX) | 0.0 | $310k | 5.0k | 62.20 | |
| Nabors Industries | 0.0 | $347k | 29k | 12.16 | |
| Valeant Pharmaceuticals Int | 0.0 | $367k | 15k | 24.54 | |
| Nuvasive Inc. conv | 0.0 | $287k | 185k | 1.55 | |
| Boise Cascade (BCC) | 0.0 | $358k | 14k | 25.39 | |
| Antero Res (AR) | 0.0 | $346k | 13k | 26.98 | |
| Endo International (ENDPQ) | 0.0 | $248k | 12k | 20.15 | |
| Fluidigm Corporation convertible cor | 0.0 | $331k | 525k | 0.63 | |
| Servicesource Intl | 0.0 | $264k | 275k | 0.96 | |
| Fairmount Santrol Holdings | 0.0 | $226k | 27k | 8.47 | |
| Whiting Pete Corp New Note 1.250% 4/0 bond | 0.0 | $361k | 435k | 0.83 | |
| Petroquest Energy | 0.0 | $312k | 90k | 3.46 | |
| Baker Hughes Incorporated | 0.0 | $214k | 4.2k | 50.39 | |
| Pioneer Natural Resources (PXD) | 0.0 | $212k | 1.1k | 185.80 | |
| Radio One | 0.0 | $167k | 55k | 3.03 | |
| Rex Energy Corporation | 0.0 | $187k | 322k | 0.58 | |
| Lam Research Corp conv | 0.0 | $126k | 86k | 1.47 | |
| Pioneer Energy Services | 0.0 | $100k | 25k | 4.05 | |
| Superior Drilling Products (SDPI) | 0.0 | $143k | 150k | 0.95 | |
| Independence Contract Dril I | 0.0 | $94k | 18k | 5.26 | |
| Dawson Geophysical (DWSN) | 0.0 | $158k | 21k | 7.63 | |
| Comstock Resources (CRK) | 0.0 | $191k | 25k | 7.65 | |
| Ciena Corp note 0.875% 6/1 | 0.0 | $48k | 49k | 0.98 | |
| Weatherford Intl Plc ord | 0.0 | $65k | 12k | 5.60 | |
| Halcon Res Corp *w exp 09/09/202 | 0.0 | $25k | 11k | 2.32 |
