PENN Capital Management

Penn Capital Management as of Sept. 30, 2016

Portfolio Holdings for Penn Capital Management

Penn Capital Management holds 288 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
DepoMed 1.5 $21M 824k 25.08
Tessera Technologies 1.4 $20M 506k 38.61
ShoreTel 1.3 $19M 2.3M 8.00
Nexstar Broadcasting (NXST) 1.3 $18M 317k 57.97
Huntsman Corporation (HUN) 1.2 $17M 1.1M 16.28
Superior Energy Services 1.2 $17M 939k 17.98
Rice Energy 1.2 $17M 647k 26.20
Cavium 1.2 $17M 284k 58.51
Fiesta Restaurant 1.2 $17M 690k 24.05
Wpx Energy 1.2 $16M 1.2M 13.24
Select Comfort 1.1 $16M 740k 21.68
Gray Television (GTN) 1.1 $16M 1.5M 10.39
Us Silica Hldgs (SLCA) 1.1 $16M 339k 46.56
Genesee & Wyoming 1.1 $16M 225k 69.26
Summit Matls Inc cl a (SUM) 1.1 $16M 839k 18.65
Model N (MODN) 1.1 $15M 1.4M 11.11
E.W. Scripps Company (SSP) 1.1 $15M 929k 15.96
Western Alliance Bancorporation (WAL) 1.0 $14M 382k 37.69
Capit Bk Fin A 1.0 $14M 445k 32.13
Red Rock Resorts Inc Cl A (RRR) 1.0 $14M 608k 23.70
Texas Capital Bancshares (TCBI) 1.0 $14M 259k 54.95
Ellie Mae 1.0 $14M 134k 105.85
Harsco Corporation (NVRI) 1.0 $14M 1.4M 9.93
Carrizo Oil & Gas 1.0 $14M 342k 40.77
Akorn 1.0 $14M 507k 27.26
Nice Systems (NICE) 0.9 $13M 193k 67.24
Topbuild (BLD) 0.9 $13M 386k 33.37
BNC Ban 0.9 $13M 525k 24.47
WellCare Health Plans 0.9 $13M 108k 117.81
Sinclair Broadcast 0.9 $12M 427k 28.91
Pinnacle Financial Partners (PNFP) 0.9 $12M 229k 54.11
Oasis Petroleum 0.9 $12M 1.1M 11.48
NuVasive 0.9 $12M 180k 67.06
Oxford Industries (OXM) 0.8 $12M 178k 67.70
8x8 (EGHT) 0.8 $12M 764k 15.53
Fcb Financial Holdings-cl A 0.8 $12M 306k 38.45
Mobile Mini 0.8 $12M 380k 30.37
Natus Medical 0.8 $12M 293k 39.31
Mercury Computer Systems (MRCY) 0.8 $11M 463k 24.68
FelCor Lodging Trust Incorporated 0.8 $12M 1.8M 6.45
Webster Financial Corporation (WBS) 0.8 $11M 300k 38.03
Rexnord 0.8 $11M 534k 21.42
Swift Transportation Company 0.8 $11M 527k 21.48
Pinnacle Entertainment 0.8 $11M 869k 12.35
Jack in the Box (JACK) 0.7 $10M 108k 96.54
Impax Laboratories 0.7 $10M 436k 23.78
Beacon Roofing Supply (BECN) 0.7 $10M 243k 42.07
CoBiz Financial 0.7 $10M 774k 13.31
Methode Electronics (MEI) 0.7 $10M 289k 34.98
Icon (ICLR) 0.7 $10M 130k 77.84
Tyler Technologies (TYL) 0.7 $10M 59k 172.22
Heritage Financial Corporation (HFWA) 0.7 $9.8M 546k 17.95
Celadon (CGIP) 0.7 $9.5M 1.1M 8.74
Seaworld Entertainment (SEAS) 0.7 $9.5M 705k 13.53
Veeco Instruments (VECO) 0.7 $9.5M 482k 19.63
Belmond 0.7 $9.5M 743k 12.72
Caleres (CAL) 0.7 $9.5M 376k 25.29
Cambrex Corporation 0.7 $9.3M 209k 44.49
Del Friscos Restaurant 0.7 $9.2M 686k 13.47
Headwaters Incorporated 0.7 $9.2M 544k 16.93
Bazaarvoice 0.7 $9.2M 1.6M 5.91
PGT (PGTI) 0.6 $9.0M 843k 10.67
Park Sterling Bk Charlott 0.6 $8.8M 1.1M 8.12
Sanchez Energy Corp C ommon stocks 0.6 $8.7M 986k 8.85
Scientific Games (LNW) 0.6 $8.6M 761k 11.28
Tutor Perini Corporation (TPC) 0.6 $8.7M 403k 21.48
Callidus Software 0.6 $8.6M 470k 18.36
Synergy Res Corp 0.6 $8.6M 1.2M 6.93
Dynegy 0.6 $8.4M 679k 12.40
Kirkland's (KIRK) 0.6 $8.3M 685k 12.18
G-III Apparel (GIII) 0.6 $8.4M 287k 29.17
Express 0.6 $8.3M 707k 11.79
Interface (TILE) 0.6 $8.2M 490k 16.69
Marten Transport (MRTN) 0.6 $8.0M 380k 21.00
Kcg Holdings Inc Cl A 0.6 $8.1M 519k 15.54
Saia (SAIA) 0.6 $7.9M 265k 29.96
Atkore Intl (ATKR) 0.6 $7.9M 424k 18.74
Interxion Holding 0.6 $7.8M 215k 36.24
Gogo (GOGO) 0.5 $7.4M 673k 11.05
Bojangles 0.5 $7.4M 465k 15.96
PolyOne Corporation 0.5 $7.3M 215k 33.83
Stonegate Bk Ft Lauderdale 0.5 $7.3M 217k 33.75
Semtech Corporation (SMTC) 0.5 $7.1M 258k 27.75
State Street Bank Financial 0.5 $7.0M 307k 22.82
Five Below (FIVE) 0.5 $7.0M 173k 40.29
Wright Medical Group Nv 0.5 $7.0M 284k 24.55
Covenant Transportation (CVLG) 0.5 $6.9M 356k 19.33
Imperva 0.5 $6.9M 129k 53.74
Om Asset Management 0.5 $6.8M 491k 13.92
Penn National Gaming (PENN) 0.5 $6.6M 482k 13.58
Imax Corp Cad (IMAX) 0.5 $6.6M 227k 28.97
Washington Prime Group 0.5 $6.7M 538k 12.39
Malibu Boats (MBUU) 0.5 $6.5M 435k 14.90
Kona Grill 0.5 $6.4M 506k 12.57
Gulfport Energy Corporation 0.4 $6.1M 215k 28.55
Chemical Financial Corporation 0.4 $5.9M 134k 44.15
Media Gen 0.4 $5.9M 317k 18.51
HNI Corporation (HNI) 0.4 $5.8M 145k 39.83
Cree 0.4 $5.8M 224k 25.73
Southwest Ban 0.4 $5.8M 304k 18.99
RadiSys Corporation 0.4 $5.7M 1.1M 5.34
Stein Mart 0.4 $5.5M 862k 6.35
Echo Global Logistics 0.4 $5.5M 239k 23.06
Hortonworks 0.4 $5.5M 663k 8.35
Spx Flow 0.4 $5.5M 178k 30.94
Bridge Ban 0.4 $5.1M 180k 28.59
Opus Bank 0.3 $5.0M 138k 35.77
Acadia Healthcare (ACHC) 0.3 $4.6M 93k 50.04
TeleNav 0.3 $4.4M 770k 5.73
Ring Energy (REI) 0.3 $4.4M 402k 10.95
Pier 1 Imports 0.3 $4.2M 988k 4.24
Inventure Foods 0.3 $4.1M 437k 9.40
Match 0.3 $4.1M 225k 18.19
SVB Financial (SIVBQ) 0.3 $4.0M 36k 110.67
Godaddy Inc cl a (GDDY) 0.3 $3.9M 110k 35.25
Revolution Lighting Technolo 0.3 $4.0M 632k 6.31
Bankunited (BKU) 0.3 $3.8M 124k 30.54
Mercer International (MERC) 0.3 $3.6M 426k 8.47
Guaranty Bancorp Del 0.3 $3.7M 208k 17.85
TETRA Technologies (TTI) 0.2 $3.5M 579k 6.11
Marin Software 0.2 $3.5M 1.4M 2.52
Transunion (TRU) 0.2 $3.6M 101k 35.24
Lindblad Expeditions Hldgs I (LIND) 0.2 $3.5M 394k 9.00
Resolute Energy 0.2 $3.5M 134k 26.06
United Rentals (URI) 0.2 $3.4M 42k 80.09
Oshkosh Corporation (OSK) 0.2 $3.4M 60k 57.30
PacWest Ban 0.2 $3.4M 78k 43.68
Tandem Diabetes Care 0.2 $3.4M 442k 7.66
Dixie (DXYN) 0.2 $3.3M 655k 5.00
First Connecticut 0.2 $3.3M 183k 17.79
Radiant Logistics (RLGT) 0.2 $3.2M 1.1M 2.84
Hd Supply 0.2 $3.3M 101k 32.69
Banc Of California (BANC) 0.2 $3.2M 184k 17.47
CPI Aerostructures (CVU) 0.2 $3.1M 448k 6.87
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.2 $3.1M 98k 31.57
Comscore 0.2 $3.0M 98k 30.68
Zagg 0.2 $3.0M 367k 8.10
Burlington Stores (BURL) 0.2 $2.9M 35k 82.92
Eclipse Resources 0.2 $3.0M 915k 3.29
American Renal Associates Ho 0.2 $3.0M 166k 18.27
A. O. Smith Corporation (AOS) 0.2 $2.8M 34k 83.26
Southern National Banc. of Virginia 0.2 $2.8M 214k 13.05
Xpo Logistics Inc equity (XPO) 0.2 $2.8M 74k 37.67
Nanostring Technologies (NSTG) 0.2 $2.8M 142k 19.98
Arch Capital Group (ACGL) 0.2 $2.7M 33k 80.95
Helix Energy Solutions note 0.2 $2.5M 2.7M 0.94
Gaming & Leisure Pptys (GLPI) 0.2 $2.5M 74k 34.06
Brunswick Corporation (BC) 0.2 $2.5M 50k 49.68
Clayton Williams Energy 0.2 $2.5M 29k 85.45
Berry Plastics (BERY) 0.2 $2.4M 53k 45.06
Jones Energy Inc A 0.2 $2.5M 692k 3.56
Cyren 0.2 $2.4M 972k 2.45
Calatlantic 0.2 $2.4M 70k 34.31
Carlisle Companies (CSL) 0.2 $2.3M 22k 105.47
Fred's 0.2 $2.2M 242k 9.06
BorgWarner (BWA) 0.2 $2.2M 63k 35.17
Navistar Intl Corp conv 0.2 $2.2M 2.4M 0.93
Bank of the Ozarks 0.1 $2.1M 55k 38.40
SeaChange International 0.1 $2.1M 700k 2.99
Bank Mutual Corporation 0.1 $2.2M 282k 7.68
Depomed Inc conv 0.1 $2.1M 1.5M 1.42
Lions Gate Entertainment 0.1 $2.0M 100k 20.30
GP Strategies Corporation 0.1 $2.0M 82k 24.62
Heritage Oaks Ban 0.1 $2.0M 241k 8.20
Heritage Commerce (HTBK) 0.1 $2.0M 186k 10.94
Sharpspring Inc Com equity / small cap 0.1 $2.0M 388k 5.15
Wright Med Group Inc note 2.000% 2/1 0.1 $2.0M 1.9M 1.06
Bats Global Mkts 0.1 $2.0M 66k 30.95
Comstock Res Inc note 7.750% 4/0 0.1 $2.0M 2.8M 0.72
Cascade Bancorp 0.1 $1.8M 301k 6.06
Cu Bancorp Calif 0.1 $1.8M 80k 22.81
Washingtonfirst Bankshares, In c 0.1 $1.8M 74k 24.61
Envision Healthcare Hlds 0.1 $1.8M 78k 22.86
Mgm Growth Properties 0.1 $1.9M 69k 26.77
Capstar Finl Hldgs (CSTR) 0.1 $1.8M 104k 16.95
SLM Corporation (SLM) 0.1 $1.7M 216k 7.67
Fair Isaac Corporation (FICO) 0.1 $1.7M 13k 128.10
Columbia Ppty Tr 0.1 $1.7M 74k 22.98
Molina Healthcare Inc conv 0.1 $1.7M 1.4M 1.19
Intersect Ent 0.1 $1.8M 111k 15.84
Valvoline Inc Common (VVV) 0.1 $1.7M 72k 24.11
Live Nation Entertainment (LYV) 0.1 $1.5M 53k 28.20
DSW 0.1 $1.5M 73k 20.48
Chico's FAS 0.1 $1.6M 131k 11.90
Hos Us conv 0.1 $1.6M 2.8M 0.57
Medidata Solutions Inc conv 0.1 $1.6M 1.4M 1.17
Pra Group Inc conv 0.1 $1.5M 1.7M 0.90
Bmc Stk Hldgs 0.1 $1.6M 88k 17.72
On Semiconductor Corp Note 1.000%12/0 bond 0.1 $1.6M 1.6M 1.01
Impax Laboratories Inc conv 0.1 $1.5M 1.7M 0.88
Boyd Gaming Corporation (BYD) 0.1 $1.4M 67k 20.36
Affiliated Managers (AMG) 0.1 $1.4M 9.9k 144.72
Netlist (NLST) 0.1 $1.4M 1.1M 1.24
Spirit Airlines (SAVE) 0.1 $1.4M 32k 43.43
Gentherm (THRM) 0.1 $1.5M 46k 31.43
Bloomin Brands (BLMN) 0.1 $1.4M 80k 17.24
Standard Pacific Corp cnv 0.1 $1.4M 1.3M 1.05
Echo Global Logistics Inc note 2.500% 5/0 0.1 $1.3M 1.4M 0.94
Oasis Pete Inc New Note 2.625% 9/1 bond 0.1 $1.4M 1.2M 1.13
Continental Resources 0.1 $1.2M 24k 52.12
Southwestern Energy Company (SWN) 0.1 $1.2M 89k 13.87
Pacific Premier Ban (PPBI) 0.1 $1.3M 47k 26.45
Vanguard Extended Market ETF (VXF) 0.1 $1.3M 12k 105.31
QuickLogic Corporation 0.1 $1.3M 1.7M 0.76
Hologic Inc cnv 0.1 $1.3M 965k 1.36
La Quinta Holdings 0.1 $1.3M 112k 11.48
Rambus Inc Del note 1.125% 8/1 0.1 $1.2M 1.0M 1.18
Crown Castle Intl Corp New cnv pfd stk sr a 0.1 $1.3M 11k 113.03
Jazz Investments I Ltd. conv 0.1 $1.3M 1.3M 1.01
Pros Holding Inc 2% Due 12/1/2 cvbond 0.1 $1.2M 1.3M 0.98
Rambus (RMBS) 0.1 $1.1M 87k 12.86
A. H. Belo Corporation 0.1 $1.2M 160k 7.35
Micron Technology Inc conv 0.1 $1.1M 1.2M 0.89
Fnf (FNF) 0.1 $1.1M 28k 37.91
Amtrust Finl Svcs Inc note 2.750%12/1 0.1 $1.1M 1.3M 0.86
Allergan Plc pfd conv ser a 0.1 $1.1M 1.4k 821.43
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.1 $1.1M 1.0M 1.06
Hologic (HOLX) 0.1 $943k 24k 38.97
Wynn Resorts (WYNN) 0.1 $946k 9.7k 97.76
MGM Resorts International. (MGM) 0.1 $972k 37k 26.13
Servicenow Inc. note 0.1 $986k 815k 1.21
Legacytexas Financial 0.1 $997k 32k 31.63
Frontier Communications Corp pfd conv ser-a 0.1 $1.0M 12k 83.92
Atlantic Cap Bancshares 0.1 $927k 62k 14.99
Gogo Inc conv 0.1 $969k 1.3M 0.76
Fireeye Series B convertible security 0.1 $1.0M 1.1M 0.91
Elf Beauty (ELF) 0.1 $997k 36k 28.11
Masco Corporation (MAS) 0.1 $905k 26k 34.43
Modine Manufacturing (MOD) 0.1 $829k 70k 11.86
Callon Pete Co Del Com Stk 0.1 $866k 55k 15.71
Fortinet (FTNT) 0.1 $778k 21k 36.91
Vantiv Inc Cl A 0.1 $819k 15k 56.47
Ucp Inc-cl A 0.1 $819k 93k 8.81
Acorda Therap note 1.75% 6/15 0.1 $817k 996k 0.82
Sunpower Corp dbcv 0.750% 6/0 0.1 $819k 900k 0.91
Sm Energy Co note 1.500% 7/0 0.1 $780k 650k 1.20
Owens Corning (OC) 0.1 $725k 14k 53.56
Western Digital (WDC) 0.1 $767k 13k 58.68
Advance Auto Parts (AAP) 0.1 $774k 5.2k 149.65
Comtech Telecomm (CMTL) 0.1 $768k 60k 12.80
Unknown 0.1 $658k 43k 15.34
Twitter 0.1 $728k 32k 23.13
Unit Corporation 0.0 $585k 31k 18.62
Maiden Holdings (MHLD) 0.0 $625k 49k 12.68
Parsley Energy Inc-class A 0.0 $503k 15k 33.51
Wpx Energy Inc p 0.0 $536k 8.6k 62.14
Cabot Oil & Gas Corporation (CTRA) 0.0 $356k 14k 25.78
Halliburton Company (HAL) 0.0 $389k 8.7k 44.90
Helix Energy Solutions (HLX) 0.0 $363k 45k 8.13
Rogers Corporation (ROG) 0.0 $414k 6.8k 61.06
Tennant Company (TNC) 0.0 $406k 6.3k 64.78
SM Energy (SM) 0.0 $373k 9.7k 38.54
Valeant Pharmaceuticals Int 0.0 $367k 15k 24.54
Meritor 0.0 $398k 36k 11.12
On Semiconductor Corp note 2.625%12/1 0.0 $370k 311k 1.19
Boise Cascade (BCC) 0.0 $358k 14k 25.39
Gastar Exploration 0.0 $485k 570k 0.85
Unique Fabricating (UFABQ) 0.0 $412k 34k 12.23
Whiting Pete Corp New Note 1.250% 4/0 bond 0.0 $361k 435k 0.83
Halcon Res 0.0 $372k 40k 9.37
Baxter International (BAX) 0.0 $335k 7.0k 47.65
Newfield Exploration 0.0 $292k 6.7k 43.50
Baker Hughes Incorporated 0.0 $214k 4.2k 50.39
Pioneer Natural Resources (PXD) 0.0 $212k 1.1k 185.80
Contango Oil & Gas Company 0.0 $344k 34k 10.23
Whiting Petroleum Corporation 0.0 $288k 33k 8.74
iShares Russell 2000 Index (IWM) 0.0 $226k 1.8k 124.38
Kirby Corporation (KEX) 0.0 $310k 5.0k 62.20
Albemarle Corporation (ALB) 0.0 $254k 3.0k 85.44
Nabors Industries 0.0 $347k 29k 12.16
Nuvasive Inc. conv 0.0 $287k 185k 1.55
Antero Res (AR) 0.0 $346k 13k 26.98
Endo International (ENDPQ) 0.0 $248k 12k 20.15
Fluidigm Corporation convertible cor 0.0 $331k 525k 0.63
Servicesource Intl 0.0 $264k 275k 0.96
Fairmount Santrol Holdings 0.0 $226k 27k 8.47
Petroquest Energy 0.0 $312k 90k 3.46
Radio One 0.0 $167k 55k 3.03
Rex Energy Corporation 0.0 $187k 322k 0.58
Lam Research Corp conv 0.0 $126k 86k 1.47
Pioneer Energy Services 0.0 $100k 25k 4.05
Superior Drilling Products (SDPI) 0.0 $143k 150k 0.95
Independence Contract Dril I 0.0 $94k 18k 5.26
Dawson Geophysical (DWSN) 0.0 $158k 21k 7.63
Comstock Resources (CRK) 0.0 $191k 25k 7.65
Ciena Corp note 0.875% 6/1 0.0 $48k 49k 0.98
Weatherford Intl Plc ord 0.0 $65k 12k 5.60
Halcon Res Corp *w exp 09/09/202 0.0 $25k 11k 2.32