Penn Capital Management as of Dec. 31, 2016
Portfolio Holdings for Penn Capital Management
Penn Capital Management holds 282 positions in its portfolio as reported in the December 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Nexstar Broadcasting (NXST) | 1.5 | $24M | 1.2M | 19.15 | |
| Tessera Hldg | 1.4 | $22M | 545k | 40.55 | |
| Harsco Corporation (NVRI) | 1.4 | $22M | 1.5M | 14.31 | |
| Dynegy | 1.4 | $21M | 2.4M | 8.79 | |
| Summit Matls Inc cl a (SUM) | 1.3 | $20M | 2.6M | 7.92 | |
| E.W. Scripps Company (SSP) | 1.3 | $20M | 3.3M | 6.05 | |
| Superior Energy Services | 1.2 | $20M | 4.3M | 4.64 | |
| Us Silica Hldgs (SLCA) | 1.2 | $19M | 1.2M | 16.43 | |
| Fiesta Restaurant | 1.2 | $19M | 701k | 27.22 | |
| Gray Television (GTN) | 1.2 | $19M | 1.8M | 10.38 | |
| Capit Bk Fin A | 1.2 | $19M | 442k | 42.19 | |
| Seaworld Entertainment (PRKS) | 1.2 | $19M | 3.6M | 5.17 | |
| Western Alliance Bancorporation (WAL) | 1.1 | $18M | 402k | 45.44 | |
| Texas Capital Bancshares (TCBI) | 1.1 | $18M | 213k | 84.67 | |
| Huntsman Corporation (HUN) | 1.1 | $17M | 3.7M | 4.60 | |
| DepoMed | 1.0 | $17M | 982k | 16.87 | |
| Cavium | 1.0 | $17M | 865k | 19.23 | |
| Wpx Energy | 1.0 | $17M | 1.2M | 13.57 | |
| ShoreTel | 1.0 | $16M | 2.3M | 7.25 | |
| Genesee & Wyoming | 1.0 | $16M | 837k | 19.63 | |
| Red Rock Resorts Inc Cl A (RRR) | 1.0 | $17M | 780k | 21.13 | |
| Sinclair Broadcast | 1.0 | $16M | 2.0M | 8.00 | |
| Chemical Financial Corporation | 1.0 | $16M | 315k | 50.87 | |
| Rice Energy | 1.0 | $16M | 810k | 19.71 | |
| Hortonworks | 1.0 | $16M | 1.8M | 8.56 | |
| Swift Transportation Company | 0.9 | $15M | 577k | 26.18 | |
| Topbuild (BLD) | 0.9 | $15M | 463k | 32.67 | |
| Webster Financial Corporation (WBS) | 0.9 | $15M | 252k | 58.61 | |
| NuVasive | 0.9 | $15M | 234k | 61.94 | |
| Nice Systems (NICE) | 0.9 | $15M | 225k | 64.48 | |
| Pinnacle Financial Partners (PNFP) | 0.9 | $14M | 192k | 75.15 | |
| Mobile Mini | 0.9 | $14M | 534k | 26.66 | |
| Oasis Petroleum | 0.9 | $14M | 919k | 15.34 | |
| FelCor Lodging Trust Incorporated | 0.9 | $14M | 1.9M | 7.25 | |
| DXP Enterprises (DXPE) | 0.9 | $14M | 383k | 36.11 | |
| Mercury Computer Systems (MRCY) | 0.8 | $13M | 489k | 26.92 | |
| Carrizo Oil & Gas | 0.8 | $13M | 393k | 33.16 | |
| Spx Flow | 0.8 | $13M | 392k | 33.43 | |
| G-III Apparel (GIII) | 0.8 | $13M | 1.8M | 7.09 | |
| WSFS Financial Corporation (WSFS) | 0.8 | $13M | 252k | 49.63 | |
| Akorn | 0.8 | $12M | 2.0M | 5.98 | |
| Cambrex Corporation | 0.8 | $12M | 208k | 58.34 | |
| Icon (ICLR) | 0.8 | $12M | 181k | 67.41 | |
| Pinnacle Entertainment | 0.8 | $12M | 778k | 15.66 | |
| Ellie Mae | 0.8 | $12M | 537k | 22.33 | |
| Fairmount Santrol Holdings | 0.7 | $12M | 948k | 12.39 | |
| Atkore Intl (ATKR) | 0.7 | $12M | 454k | 25.65 | |
| Semtech Corporation (SMTC) | 0.7 | $11M | 334k | 33.22 | |
| Model N (MODN) | 0.7 | $11M | 1.2M | 9.06 | |
| Arch Coal Inc cl a | 0.7 | $11M | 132k | 83.92 | |
| Heritage Financial Corporation (HFWA) | 0.7 | $11M | 429k | 25.75 | |
| CoBiz Financial | 0.7 | $11M | 650k | 16.89 | |
| Sanchez Energy Corp C ommon stocks | 0.7 | $11M | 1.1M | 9.56 | |
| 8x8 (EGHT) | 0.7 | $11M | 897k | 12.14 | |
| U.s. Concrete Inc Cmn | 0.7 | $11M | 156k | 69.56 | |
| Fcb Financial Holdings-cl A | 0.7 | $11M | 206k | 51.91 | |
| Tyler Technologies (TYL) | 0.7 | $11M | 343k | 30.85 | |
| Scientific Games (LNW) | 0.7 | $10M | 689k | 15.13 | |
| Belmond | 0.7 | $10M | 721k | 14.39 | |
| Beacon Roofing Supply (BECN) | 0.6 | $10M | 206k | 49.89 | |
| Wright Medical Group Nv | 0.6 | $10M | 422k | 24.06 | |
| Kirkland's (KIRK) | 0.6 | $10M | 645k | 15.51 | |
| Jack in the Box (JACK) | 0.6 | $9.7M | 375k | 25.92 | |
| Covenant Transportation (CVLG) | 0.6 | $9.7M | 500k | 19.34 | |
| Five Below (FIVE) | 0.6 | $9.7M | 232k | 41.66 | |
| WellCare Health Plans | 0.6 | $9.4M | 77k | 122.43 | |
| Select Comfort | 0.6 | $9.4M | 490k | 19.19 | |
| Pier 1 Imports | 0.6 | $9.2M | 1.1M | 8.54 | |
| Express | 0.6 | $9.3M | 864k | 10.76 | |
| Park Sterling Bk Charlott | 0.6 | $9.3M | 858k | 10.79 | |
| Acadia Healthcare (ACHC) | 0.6 | $9.2M | 1.2M | 7.48 | |
| Celadon (CGIP) | 0.6 | $9.0M | 1.3M | 7.15 | |
| Oxford Industries (OXM) | 0.6 | $8.9M | 149k | 60.13 | |
| Callidus Software | 0.6 | $8.9M | 498k | 17.89 | |
| Penn National Gaming (PENN) | 0.6 | $8.8M | 609k | 14.46 | |
| Tutor Perini Corporation (TPC) | 0.6 | $8.7M | 288k | 30.32 | |
| Kona Grill | 0.6 | $8.8M | 698k | 12.55 | |
| Del Friscos Restaurant | 0.6 | $8.8M | 520k | 17.00 | |
| Jones Energy Inc A | 0.6 | $8.8M | 1.8M | 5.00 | |
| Marten Transport (MRTN) | 0.5 | $8.6M | 369k | 23.30 | |
| Om Asset Management | 0.5 | $8.7M | 566k | 15.31 | |
| Kcg Holdings Inc Cl A | 0.5 | $8.4M | 587k | 14.26 | |
| Evercore Partners (EVR) | 0.5 | $8.0M | 108k | 73.71 | |
| Interxion Holding | 0.5 | $8.0M | 211k | 37.80 | |
| Ring Energy (REI) | 0.5 | $7.9M | 607k | 12.99 | |
| Heritage Commerce (HTBK) | 0.5 | $7.8M | 538k | 14.43 | |
| Guaranty Bancorp Del | 0.5 | $7.8M | 323k | 24.20 | |
| State Street Bank Financial | 0.5 | $7.5M | 279k | 26.86 | |
| Habit Restaurants Inc/the-a | 0.5 | $7.4M | 432k | 17.25 | |
| Resolute Energy | 0.5 | $7.4M | 180k | 41.19 | |
| Imax Corp Cad (IMAX) | 0.4 | $7.0M | 208k | 33.71 | |
| Rexnord | 0.4 | $7.0M | 344k | 20.38 | |
| Malibu Boats (MBUU) | 0.4 | $7.0M | 365k | 19.08 | |
| Gogo (GOGO) | 0.4 | $6.8M | 716k | 9.53 | |
| Southwest Ban | 0.4 | $6.7M | 233k | 29.00 | |
| Zagg | 0.4 | $6.7M | 945k | 7.10 | |
| Bojangles | 0.4 | $6.7M | 360k | 18.65 | |
| Echo Global Logistics | 0.4 | $6.5M | 259k | 25.05 | |
| Radiant Logistics (RLGT) | 0.4 | $6.2M | 1.6M | 3.90 | |
| Bazaarvoice | 0.4 | $5.9M | 1.2M | 4.85 | |
| TETRA Technologies (TTI) | 0.4 | $5.8M | 1.1M | 5.02 | |
| iShares Russell 2000 Index (IWM) | 0.4 | $5.8M | 22k | 262.10 | |
| Chuys Hldgs (CHUY) | 0.4 | $5.7M | 175k | 32.45 | |
| Hd Supply | 0.4 | $5.7M | 1.3M | 4.49 | |
| Extraction Oil And Gas | 0.4 | $5.7M | 269k | 21.33 | |
| Oshkosh Corporation (OSK) | 0.3 | $5.6M | 713k | 7.86 | |
| Affiliated Managers (AMG) | 0.3 | $5.4M | 371k | 14.43 | |
| United Rentals (URI) | 0.3 | $5.4M | 415k | 12.92 | |
| TeleNav | 0.3 | $5.4M | 763k | 7.05 | |
| Caleres (CAL) | 0.3 | $5.4M | 166k | 32.82 | |
| Match | 0.3 | $5.4M | 2.9M | 1.83 | |
| PacWest Ban | 0.3 | $5.3M | 806k | 6.52 | |
| Stein Mart | 0.3 | $5.0M | 916k | 5.48 | |
| Godaddy Inc cl a (GDDY) | 0.3 | $5.1M | 1.3M | 3.82 | |
| Bill Barrett Corporation | 0.3 | $5.0M | 712k | 6.99 | |
| PGT | 0.3 | $4.9M | 424k | 11.45 | |
| Eclipse Resources | 0.3 | $4.9M | 1.9M | 2.67 | |
| K2m Group Holdings | 0.3 | $4.5M | 227k | 20.04 | |
| Mercer International (MERC) | 0.3 | $4.5M | 422k | 10.65 | |
| Stonegate Bk Ft Lauderdale | 0.3 | $4.5M | 108k | 41.73 | |
| BNC Ban | 0.3 | $4.4M | 240k | 18.32 | |
| Media Gen | 0.3 | $4.5M | 261k | 17.31 | |
| SLM Corporation (SLM) | 0.3 | $4.3M | 667k | 6.44 | |
| Arch Capital Group (ACGL) | 0.3 | $4.3M | 454k | 9.39 | |
| Inventure Foods | 0.3 | $4.3M | 433k | 9.85 | |
| Burlington Stores (BURL) | 0.3 | $4.2M | 359k | 11.84 | |
| CPI Aerostructures (CVU) | 0.3 | $4.1M | 448k | 9.25 | |
| RadiSys Corporation | 0.2 | $3.9M | 889k | 4.43 | |
| Mattersight Corp | 0.2 | $4.0M | 1.1M | 3.70 | |
| Gastar Exploration | 0.2 | $3.9M | 2.5M | 1.55 | |
| Brunswick Corporation (BC) | 0.2 | $3.8M | 529k | 7.17 | |
| Gaming & Leisure Pptys (GLPI) | 0.2 | $3.9M | 1.3M | 2.98 | |
| Fnf (FNF) | 0.2 | $3.8M | 1.1M | 3.56 | |
| Revolution Lighting Technolo | 0.2 | $3.9M | 710k | 5.50 | |
| Gulfport Energy Corporation | 0.2 | $3.7M | 1.8M | 2.04 | |
| Lindblad Expeditions Hldgs I (LIND) | 0.2 | $3.7M | 391k | 9.45 | |
| Natus Medical | 0.2 | $3.5M | 92k | 38.58 | |
| Southern National Banc. of Virginia | 0.2 | $3.5M | 212k | 16.34 | |
| Bankunited (BKU) | 0.2 | $3.5M | 159k | 21.67 | |
| First Connecticut | 0.2 | $3.5M | 153k | 22.65 | |
| American Renal Associates Ho | 0.2 | $3.5M | 164k | 21.28 | |
| Approach Resources | 0.2 | $3.4M | 1.0M | 3.35 | |
| Vanguard Extended Market ETF (VXF) | 0.2 | $3.3M | 3.7k | 881.79 | |
| Emerge Energy Svcs | 0.2 | $3.3M | 266k | 12.31 | |
| Cherokee | 0.2 | $3.1M | 297k | 10.50 | |
| Xpo Logistics Inc equity (XPO) | 0.2 | $3.2M | 126k | 25.14 | |
| Berry Plastics (BERY) | 0.2 | $3.3M | 114k | 28.53 | |
| Calatlantic | 0.2 | $3.3M | 155k | 20.93 | |
| Wildhorse Resource Dev Corp | 0.2 | $3.2M | 207k | 15.28 | |
| Transunion (TRU) | 0.2 | $3.1M | 172k | 17.85 | |
| Gogo Inc conv | 0.2 | $2.9M | 3.9M | 0.75 | |
| Spirit Airlines (SAVE) | 0.2 | $2.8M | 87k | 32.71 | |
| Marin Software | 0.2 | $2.8M | 1.2M | 2.35 | |
| Geo Group Inc/the reit (GEO) | 0.2 | $2.8M | 138k | 20.43 | |
| Bank Mutual Corporation | 0.2 | $2.6M | 279k | 9.45 | |
| A. O. Smith Corporation (AOS) | 0.2 | $2.7M | 94k | 28.24 | |
| Heritage Oaks Ban | 0.2 | $2.8M | 226k | 12.33 | |
| Western Digital (WDC) | 0.2 | $2.6M | 815k | 3.15 | |
| SVB Financial (SIVBQ) | 0.1 | $2.4M | 279k | 8.65 | |
| Headwaters Incorporated | 0.1 | $2.4M | 176k | 13.38 | |
| Dixie (DXYN) | 0.1 | $2.3M | 650k | 3.60 | |
| Newfield Exploration | 0.1 | $2.3M | 102k | 22.58 | |
| Live Nation Entertainment (LYV) | 0.1 | $2.2M | 152k | 14.72 | |
| Zions Bancorporation (ZION) | 0.1 | $2.2M | 992k | 2.18 | |
| Bridge Ban | 0.1 | $2.2M | 59k | 37.91 | |
| Washingtonfirst Bankshares, In c | 0.1 | $2.2M | 77k | 28.99 | |
| Capstar Finl Hldgs | 0.1 | $2.3M | 103k | 21.96 | |
| WESCO International (WCC) | 0.1 | $2.0M | 56k | 36.00 | |
| Carlisle Companies (CSL) | 0.1 | $2.0M | 31k | 64.23 | |
| Impax Laboratories | 0.1 | $2.1M | 156k | 13.25 | |
| Cyren | 0.1 | $2.1M | 965k | 2.15 | |
| La Quinta Holdings | 0.1 | $2.0M | 255k | 7.94 | |
| Sharpspring Inc Com equity / small cap | 0.1 | $2.0M | 384k | 5.27 | |
| Mgm Growth Properties | 0.1 | $2.1M | 137k | 15.03 | |
| Comstock Res Inc note 7.750% 4/0 | 0.1 | $2.0M | 2.3M | 0.87 | |
| Lions Gate Entmnt Corp cl a vtg (LGF.A) | 0.1 | $2.1M | 795k | 2.62 | |
| Owens Corning (OC) | 0.1 | $1.9M | 794k | 2.36 | |
| Masco Corporation (MAS) | 0.1 | $2.0M | 1.4M | 1.44 | |
| Commscope Hldg (COMM) | 0.1 | $1.9M | 94k | 19.79 | |
| Southwestern Energy Co Dep 1/2 dep shs 1/20 b | 0.1 | $2.0M | 77k | 25.40 | |
| Lions Gate Entmnt Corp cl b non vtg (LGF.B) | 0.1 | $1.9M | 796k | 2.39 | |
| Key Energy Svcs Inc Del | 0.1 | $1.9M | 58k | 31.81 | |
| Boyd Gaming Corporation (BYD) | 0.1 | $1.7M | 142k | 11.82 | |
| Transocean (RIG) | 0.1 | $1.8M | 2.6M | 0.69 | |
| Southwestern Energy Company | 0.1 | $1.8M | 2.9M | 0.63 | |
| Wynn Resorts (WYNN) | 0.1 | $1.7M | 409k | 4.12 | |
| Navistar Intl Corp conv | 0.1 | $1.7M | 1.8M | 0.99 | |
| Valvoline Inc Common (VVV) | 0.1 | $1.7M | 142k | 12.12 | |
| Baxter International (BAX) | 0.1 | $1.7M | 824k | 2.03 | |
| Continental Resources | 0.1 | $1.6M | 613k | 2.66 | |
| Hologic (HOLX) | 0.1 | $1.6M | 880k | 1.85 | |
| Advance Auto Parts (AAP) | 0.1 | $1.6M | 204k | 8.08 | |
| SeaChange International | 0.1 | $1.6M | 698k | 2.30 | |
| MGM Resorts International. (MGM) | 0.1 | $1.6M | 1.2M | 1.37 | |
| GP Strategies Corporation | 0.1 | $1.6M | 55k | 28.60 | |
| Aspen Technology | 0.1 | $1.5M | 611k | 2.50 | |
| First Nbc Bank Holding | 0.1 | $1.5M | 210k | 7.30 | |
| BOK Financial Corporation (BOKF) | 0.1 | $1.4M | 31k | 43.44 | |
| Albemarle Corporation (ALB) | 0.1 | $1.4M | 347k | 4.01 | |
| Netlist (NLST) | 0.1 | $1.4M | 1.3M | 1.02 | |
| 0.1 | $1.4M | 1.8M | 0.76 | ||
| Verisign Inc sdcv 3.250% 8/1 | 0.1 | $1.2M | 542k | 2.22 | |
| Depomed Inc conv | 0.1 | $1.3M | 1.1M | 1.14 | |
| Intersect Ent | 0.1 | $1.3M | 110k | 12.10 | |
| Oasis Pete Inc New Note 2.625% 9/1 bond | 0.1 | $1.2M | 875k | 1.39 | |
| Intel Corp sdcv | 0.1 | $1.1M | 793k | 1.35 | |
| Veeco Instruments (VECO) | 0.1 | $1.2M | 40k | 29.15 | |
| Pacific Premier Ban (PPBI) | 0.1 | $1.1M | 32k | 35.35 | |
| Micron Technology Inc conv | 0.1 | $1.1M | 1.1M | 0.99 | |
| Sunshine Ban | 0.1 | $1.2M | 68k | 17.15 | |
| Echo Global Logistics Inc note 2.500% 5/0 | 0.1 | $1.0M | 1.1M | 0.98 | |
| Live Nation Entertainmen conv | 0.1 | $1.2M | 1.1M | 1.07 | |
| Anthem Inc conv p | 0.1 | $1.2M | 25k | 47.02 | |
| Wpx Energy Inc p | 0.1 | $1.1M | 16k | 66.25 | |
| 69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy | 0.1 | $1.0M | 930k | 1.12 | |
| Modine Manufacturing (MOD) | 0.1 | $1.0M | 69k | 14.90 | |
| A. H. Belo Corporation | 0.1 | $974k | 153k | 6.35 | |
| Pioneer Energy Services | 0.1 | $913k | 133k | 6.85 | |
| Amtrust Finl Svcs Inc note 2.750%12/1 | 0.1 | $1.0M | 1.2M | 0.85 | |
| Allergan Plc pfd conv ser a | 0.1 | $959k | 1.3k | 761.11 | |
| Wright Med Group Inc note 2.000% 2/1 | 0.1 | $917k | 882k | 1.04 | |
| Fireeye Series B convertible security | 0.1 | $884k | 982k | 0.90 | |
| Basic Energy Services | 0.1 | $962k | 27k | 35.34 | |
| Clayton Williams Energy | 0.1 | $767k | 6.4k | 119.21 | |
| QuickLogic Corporation | 0.1 | $841k | 605k | 1.39 | |
| Hologic Inc cnv | 0.1 | $783k | 576k | 1.36 | |
| Cemex Sab De Cv conv bnd | 0.1 | $728k | 650k | 1.12 | |
| Ryland Group note | 0.1 | $740k | 617k | 1.20 | |
| Fidelity National Finance conv | 0.1 | $728k | 375k | 1.94 | |
| Molina Healthcare Inc conv | 0.1 | $822k | 721k | 1.14 | |
| Rambus Inc Del note 1.125% 8/1 | 0.1 | $842k | 679k | 1.24 | |
| Servicenow Inc. note | 0.1 | $867k | 741k | 1.17 | |
| Nvidia Corp note 1.000 12/0 | 0.1 | $784k | 148k | 5.30 | |
| T Mobile Us Inc conv pfd ser a | 0.1 | $809k | 8.6k | 94.07 | |
| American Tower Corp cnv p | 0.1 | $807k | 7.8k | 103.59 | |
| On Semiconductor Corp Note 1.000%12/0 bond | 0.1 | $750k | 735k | 1.02 | |
| Lonestar Res Us Inc cl a vtg | 0.1 | $854k | 100k | 8.54 | |
| Aquaventure Holdings | 0.1 | $791k | 32k | 24.54 | |
| Whiting Petroleum Corporation | 0.0 | $694k | 58k | 12.03 | |
| Comtech Telecomm (CMTL) | 0.0 | $708k | 60k | 11.85 | |
| Callon Pete Co Del Com Stk | 0.0 | $638k | 42k | 15.37 | |
| Unit Corporation | 0.0 | $561k | 21k | 26.89 | |
| Interface (TILE) | 0.0 | $601k | 32k | 18.56 | |
| Unknown | 0.0 | $643k | 33k | 19.80 | |
| Nanostring Technologies (NSTGQ) | 0.0 | $608k | 27k | 22.28 | |
| Priceline Grp Inc note 0.350% 6/1 | 0.0 | $691k | 544k | 1.27 | |
| Petroquest Energy | 0.0 | $603k | 182k | 3.31 | |
| Integrated Device Tech conv | 0.0 | $713k | 692k | 1.03 | |
| Pandora Media Inc note 1.750%12/0 | 0.0 | $587k | 575k | 1.02 | |
| Chesapeake Energy Corporation | 0.0 | $459k | 65k | 7.01 | |
| Helix Energy Solutions (HLX) | 0.0 | $442k | 50k | 8.83 | |
| Meritor | 0.0 | $441k | 36k | 12.43 | |
| Gentherm (THRM) | 0.0 | $428k | 13k | 33.86 | |
| Hos Us conv | 0.0 | $430k | 605k | 0.71 | |
| Superior Drilling Products (SDPI) | 0.0 | $463k | 351k | 1.32 | |
| Medidata Solutions Inc conv | 0.0 | $424k | 393k | 1.08 | |
| Sanchez Prodtn Partner | 0.0 | $522k | 45k | 11.70 | |
| Bmc Stk Hldgs | 0.0 | $430k | 22k | 19.50 | |
| Cliffs Natural Resources | 0.0 | $363k | 43k | 8.41 | |
| SM Energy (SM) | 0.0 | $304k | 8.8k | 34.49 | |
| Nabors Industries | 0.0 | $328k | 20k | 16.42 | |
| Pilgrim's Pride Corporation (PPC) | 0.0 | $351k | 19k | 19.00 | |
| Cascade Bancorp | 0.0 | $311k | 38k | 8.13 | |
| Republic First Ban (FRBKQ) | 0.0 | $386k | 46k | 8.34 | |
| Nuvasive Inc. conv | 0.0 | $259k | 161k | 1.61 | |
| Boise Cascade (BCC) | 0.0 | $314k | 14k | 22.47 | |
| Investar Holding (ISTR) | 0.0 | $244k | 13k | 18.65 | |
| Legacytexas Financial | 0.0 | $260k | 6.0k | 43.02 | |
| Comstock Resources (CRK) | 0.0 | $322k | 33k | 9.83 | |
| Halcon Res | 0.0 | $317k | 34k | 9.34 | |
| Penn Va | 0.0 | $306k | 6.2k | 48.98 | |
| Radio One | 0.0 | $108k | 37k | 2.91 | |
| iShares Russell Midcap Index Fund (IWR) | 0.0 | $128k | 71k | 1.82 | |
| Vanguard Mid-Cap ETF (VO) | 0.0 | $203k | 51.00 | 3980.39 | |
| Synergy Res Corp | 0.0 | $181k | 20k | 8.92 | |
| Lam Research Corp conv | 0.0 | $90k | 53k | 1.70 | |
| Palo Alto Networks Inc note 7/0 | 0.0 | $117k | 92k | 1.27 | |
| Corecivic (CXW) | 0.0 | $232k | 9.5k | 24.42 | |
| Ciena Corp note 0.875% 6/1 | 0.0 | $38k | 39k | 0.97 | |
| Weatherford Intl Plc ord | 0.0 | $51k | 10k | 4.94 | |
| Cemex Sab De Cv conv | 0.0 | $37k | 35k | 1.06 | |
| Halcon Res Corp *w exp 09/09/202 | 0.0 | $25k | 11k | 2.32 |
