Polar Securities

Polar Securities as of Dec. 31, 2014

Portfolio Holdings for Polar Securities

Polar Securities holds 240 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Mu Us conv 9.7 $182M 50M 3.64
CUBIST PHARM CONVERTIBLE security 7.9 $148M 43M 3.47
Spdr S&p 500 Etf (SPY) 4.9 $93M 450k 205.54
United States Oil Fund 3.1 $59M 2.9M 20.36
J2 Global Inc note 3.250% 6/1 2.0 $39M 35M 1.10
DISH Network 2.0 $38M 522k 72.89
Teleflex Inc note 3.875% 8/0 2.0 $38M 20M 1.88
Newport Corporation 1.5 $28M 1.4M 19.11
Central Gold-Trust 1.5 $28M 676k 40.65
Halliburton Company (HAL) 1.4 $27M 690k 39.33
Cubist Pharmaceuticals conv 1.4 $27M 20M 1.36
Allscripts Healthcare So conv 1.3 $25M 25M 0.99
Bio-Rad Laboratories (BIO) 1.3 $24M 198k 120.56
Hf2 Financial Management 1.2 $22M 2.1M 10.41
MetLife (MET) 1.1 $21M 395k 54.09
Central Fd Cda Ltd cl a 1.1 $21M 1.8M 11.58
Kinder Morgan (KMI) 1.1 $21M 500k 42.31
KAR Auction Services (KAR) 1.1 $21M 604k 34.65
Google Inc Class C 1.1 $21M 40k 526.40
Mueller Water Products (MWA) 1.0 $19M 1.9M 10.24
Eastman Chemical Company (EMN) 1.0 $19M 250k 75.86
Tesaro Inc note 3.000%10/0 1.0 $19M 15M 1.26
PerkinElmer (RVTY) 1.0 $19M 430k 43.73
USG Corporation 1.0 $19M 666k 27.99
AK Steel Holding Corporation 0.9 $18M 3.0M 5.94
Levy Acquisition 0.9 $18M 1.8M 9.78
Sprott Physical Gold Trust (PHYS) 0.9 $18M 1.8M 9.77
Visa (V) 0.9 $17M 65k 262.20
Garnero Group Acquisition 0.9 $17M 1.8M 9.55
MasterCard Incorporated (MA) 0.9 $16M 188k 86.16
Ryder System (R) 0.8 $16M 168k 92.85
Amazon (AMZN) 0.8 $16M 50k 310.36
Reliance Steel & Aluminum (RS) 0.8 $15M 250k 61.27
Cardtronics 0.8 $15M 399k 38.58
Cimarex Energy 0.8 $15M 139k 106.00
Evine Live Inc cl a 0.8 $15M 2.2M 6.59
inContact, Inc . 0.8 $14M 1.6M 8.79
Gsi 0.7 $14M 940k 14.72
Universal Forest Products 0.7 $13M 247k 53.20
Greenbrier Co Inc conv bnd 0.7 $13M 8.8M 1.51
Spectranetics Corp mtnf 2.625% 6/0 0.7 $13M 10M 1.29
Tiptree Finl Inc cl a (TIPT) 0.6 $12M 1.5M 8.10
Sprott Phys Platinum & Palladi (SPPP) 0.6 $12M 1.4M 8.65
Global Defense & Natl Sec Sy 0.6 $12M 1.1M 10.29
Acorda Therap note 1.75% 6/15 0.6 $12M 10M 1.15
Take-two Interactive Softwar note 1.000% 7/0 0.6 $11M 8.0M 1.40
Infinera (INFN) 0.6 $11M 750k 14.72
La-Z-Boy Incorporated (LZB) 0.6 $11M 403k 26.84
Apache Corporation 0.6 $11M 170k 62.67
Actua Corporation 0.6 $11M 580k 18.47
Flextronics International Ltd Com Stk (FLEX) 0.6 $10M 934k 11.18
Tangoe 0.6 $11M 810k 13.03
Herman Miller (MLKN) 0.6 $10M 350k 29.43
Envestnet Inc note 1.750%12/1 0.6 $10M 10M 1.03
Huron Consulting (HURN) 0.5 $10M 149k 68.39
Transglobe Energy Corp 0.5 $10M 2.5M 4.14
Cadence Design Systems (CDNS) 0.5 $9.8M 515k 18.97
Molina Healthcare Inc. conv 0.5 $9.7M 7.0M 1.39
Boulevard Acquisition 0.5 $9.8M 1.0M 9.70
Homeaway 0.5 $9.6M 322k 29.78
Synopsys (SNPS) 0.5 $9.5M 218k 43.47
Kirkland's (KIRK) 0.5 $9.1M 385k 23.64
Carmike Cinemas 0.5 $9.0M 342k 26.27
Mistras (MG) 0.4 $8.2M 447k 18.33
Bellatrix Exploration 0.4 $8.2M 2.3M 3.64
Energy Select Sector SPDR (XLE) 0.4 $7.9M 100k 79.16
Towers Watson & Co 0.4 $8.0M 70k 113.17
Manitex International (MNTX) 0.4 $7.9M 622k 12.71
Industries N shs - a - (LYB) 0.4 $7.9M 100k 79.39
Interactive Intelligence Group 0.4 $7.8M 163k 47.90
Roi Acquisition Corp Ii 0.4 $7.9M 799k 9.83
Take-two Interactive Sof note 0.4 $7.6M 5.0M 1.52
C B Pharma Acquisition Corp unit 99/99/9999 0.4 $7.5M 750k 10.04
Enbridge (ENB) 0.4 $7.1M 139k 51.41
Orbcomm 0.4 $7.1M 1.1M 6.54
Chart Acquisition 0.4 $7.2M 733k 9.77
B2gold Corp conv 0.4 $7.0M 8.0M 0.88
Sprott Physical Silver Tr tr unit (PSLV) 0.3 $6.6M 1.1M 6.15
Emcore Corp 0.3 $6.6M 1.3M 5.30
Dt Asia Invts Ltd unit 99/99/9999t 0.3 $6.5M 643k 10.08
Spectranetics Corporation 0.3 $6.3M 183k 34.58
Motorcar Parts of America (MPAA) 0.3 $6.3M 204k 31.09
Krispy Kreme Doughnuts 0.3 $6.1M 309k 19.74
Michael Kors Holdings 0.3 $5.8M 77k 75.10
Interface (TILE) 0.3 $5.8M 350k 16.47
Del Friscos Restaurant 0.3 $5.7M 241k 23.74
Tecnoglass (TGLS) 0.3 $5.9M 582k 10.15
Cambridge Cap Acquisition 0.3 $5.8M 590k 9.81
Terrapin 3 Acquisition 0.3 $5.9M 600k 9.79
ABM Industries (ABM) 0.3 $5.5M 194k 28.65
Brunswick Corporation (BC) 0.3 $5.6M 109k 51.26
DineEquity (DIN) 0.3 $5.6M 54k 103.64
VCA Antech 0.3 $5.4M 110k 48.77
Trinity Industries (TRN) 0.3 $5.4M 192k 28.01
Swift Transportation Company 0.3 $5.4M 190k 28.63
Roadrunner Transportation Services Hold. 0.3 $5.3M 226k 23.35
Valeant Pharmaceuticals Int 0.3 $5.3M 37k 143.10
Heartware Intl Inc note 3.500%12/1 0.3 $5.3M 5.0M 1.06
Entegris (ENTG) 0.3 $5.1M 388k 13.21
Nxp Semiconductors N V (NXPI) 0.3 $5.0M 65k 76.41
Hudson Global 0.3 $5.0M 1.6M 3.09
Icon (ICLR) 0.3 $5.0M 98k 50.99
eHealth (EHTH) 0.3 $4.8M 193k 24.92
Garnero Group Acquisition Co unit 99/99/9999 0.3 $4.8M 480k 10.01
Dt Asia Invts 0.3 $4.9M 500k 9.70
Pier 1 Imports 0.2 $4.8M 309k 15.40
North Amern Energy Partners 0.2 $4.7M 1.5M 3.15
Exfo 0.2 $4.7M 1.4M 3.45
Navistar Intl Corp conv 0.2 $4.8M 5.0M 0.95
Hydra Inds Acquisition 0.2 $4.8M 500k 9.54
Qihoo 360 Technologies Co Lt 0.2 $4.5M 78k 57.26
Hydra Inds Acquisition Corp unit 10/20/2021 0.2 $4.5M 450k 9.99
Inphi Corporation 0.2 $4.4M 237k 18.48
Endo International 0.2 $4.3M 60k 72.12
Transcanada Corp 0.2 $4.2M 85k 49.11
Furmanite Corporation 0.2 $3.9M 499k 7.82
Hennessy Cap Acquisition Cor 0.2 $3.9M 394k 9.80
Auxilium Pharmaceuticals note 0.2 $3.7M 2.5M 1.48
Capitol Acquisition Corp Ii 0.2 $3.8M 387k 9.88
Ar Cap Acquisition 0.2 $3.4M 350k 9.70
1347 Cap 0.2 $3.2M 338k 9.58
Mattel (MAT) 0.2 $3.1M 99k 30.94
TASER International 0.2 $3.0M 114k 26.48
M/i Homes Inc note 3.250% 9/1 0.2 $3.0M 2.5M 1.20
Yodlee 0.2 $2.9M 240k 12.20
Sino Mercury Acquisition Cor 0.2 $2.9M 295k 9.92
Aurico Gold 0.1 $2.7M 833k 3.29
Tandem Diabetes Care 0.1 $2.8M 217k 12.70
United States Steel Corporation (X) 0.1 $2.7M 100k 26.74
Endeavour Silver Corp (EXK) 0.1 $2.6M 1.2M 2.19
Ar Cap Acquisition Corp unit 99/99/9999 0.1 $2.7M 275k 9.87
Canadian Solar (CSIQ) 0.1 $2.4M 100k 24.19
Chuys Hldgs (CHUY) 0.1 $2.5M 125k 19.67
Dollar Tree (DLTR) 0.1 $2.1M 30k 70.37
Alere Inc note 3.000% 5/1 0.1 $2.1M 2.0M 1.05
Hennessy Capital Acquisition 0.1 $2.1M 203k 10.30
1347 Cap Corp unit 99/99/9999 0.1 $2.1M 207k 10.01
Penn West Energy Trust 0.1 $1.8M 880k 2.09
Capitol Acquisition 0.1 $1.8M 180k 10.05
Wl Ross Holding Corp Uts 0.1 $1.9M 160k 11.60
CareFusion Corporation 0.1 $1.8M 30k 59.33
Family Dollar Stores 0.1 $1.6M 20k 79.20
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.1 $1.4M 37k 39.03
CSX Corporation (CSX) 0.1 $1.2M 34k 36.24
Envision Healthcare Hlds 0.1 $1.4M 40k 34.70
Boulevard Acquis Corp Ut1com & 0.1 $1.4M 136k 10.03
Cobalt Intl Energy Inc note 0.1 $1.1M 1.8M 0.63
Dave & Buster's Entertainmnt (PLAY) 0.1 $1.2M 43k 27.29
Volcano Corporation note 1.750%12/0 0.1 $990k 1.0M 0.99
Cambridge Capital Acquistion 0.1 $965k 94k 10.24
Sino Mercury Acquisition Cor unit 99/99/9999 0.1 $1.0M 100k 10.02
Wl Ross Hldg 0.1 $934k 91k 10.26
Fox News 0.0 $738k 20k 36.90
Imperial Oil (IMO) 0.0 $645k 15k 43.00
Paramount Gold and Silver 0.0 $612k 600k 1.02
Nevsun Res 0.0 $584k 151k 3.86
Sprint 0.0 $576k 139k 4.15
Encana Corp 0.0 $303k 22k 13.90
Canadian Natural Resources (CNQ) 0.0 $463k 15k 30.87
Methanex Corp (MEOH) 0.0 $298k 6.5k 45.92
Gran Tierra Energy 0.0 $436k 113k 3.84
Unifi (UFI) 0.0 $287k 9.7k 29.69
Gold Resource Corporation (GORO) 0.0 $350k 104k 3.38
News Corp Class B cos (NWS) 0.0 $302k 20k 15.10
Levy Acquisition Corp Unit 1 0 0.0 $455k 45k 10.05
Terrapin 3 Acquisition Corp unit 06/27/2019 0.0 $314k 31k 10.04
Garnero Group Acquition Rts right 06/25/2016 0.0 $377k 1.3M 0.30
Barrick Gold Corp (GOLD) 0.0 $217k 20k 10.80
Boyd Gaming Corporation (BYD) 0.0 $201k 16k 12.80
Federal Signal Corporation (FSS) 0.0 $249k 16k 15.47
Big 5 Sporting Goods Corporation (BGFV) 0.0 $180k 12k 14.63
Overstock (BYON) 0.0 $205k 8.4k 24.27
Griffon Corporation (GFF) 0.0 $230k 17k 13.29
Gulf Island Fabrication (GIFI) 0.0 $262k 14k 19.41
Ship Finance Intl 0.0 $199k 14k 14.11
Century Aluminum Company (CENX) 0.0 $239k 9.8k 24.35
Innospec (IOSP) 0.0 $247k 5.8k 42.62
Western Refining 0.0 $210k 5.6k 37.73
Atlas Air Worldwide Holdings 0.0 $236k 4.8k 49.35
Dice Holdings 0.0 $148k 15k 10.00
Skechers USA (SKX) 0.0 $237k 4.3k 55.34
General Cable Corporation 0.0 $219k 15k 14.90
Pan American Silver Corp Can (PAAS) 0.0 $108k 12k 9.23
Poly 0.0 $184k 14k 13.53
Rex American Resources (REX) 0.0 $270k 4.4k 61.93
Orchids Paper Products Company 0.0 $217k 7.5k 29.05
Precision Drilling Corporation 0.0 $245k 40k 6.06
TeleNav 0.0 $272k 41k 6.66
Cloud Peak Energy 0.0 $234k 26k 9.18
Noranda Aluminum Holding Corporation 0.0 $138k 39k 3.52
National CineMedia 0.0 $145k 10k 14.36
FutureFuel (FF) 0.0 $211k 16k 13.02
U.s. Concrete Inc Cmn 0.0 $255k 9.0k 28.48
Just Energy Group 0.0 $105k 20k 5.22
Thermon Group Holdings (THR) 0.0 $273k 11k 24.16
C&j Energy Services 0.0 $156k 12k 13.22
Renewable Energy 0.0 $137k 14k 9.72
Turquoisehillres 0.0 $172k 56k 3.09
West 0.0 $221k 6.7k 32.97
Dex Media 0.0 $103k 12k 8.96
Global Brass & Coppr Hldgs I 0.0 $240k 18k 13.19
Prosensa Hldgs B V Shs Usd 0.0 $281k 15k 18.73
Continental Bldg Prods 0.0 $223k 13k 17.70
Papa Murphys Hldgs 0.0 $215k 19k 11.62
Demand Media 0.0 $116k 19k 6.14
Rightside 0.0 $148k 22k 6.73
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $98k 390k 0.25
Garnero Acquisition Group Cw19 *w exp 06/24/201 0.0 $164k 1.3M 0.13
Hydra Inds Acquisition Corp right 99/99/9999 0.0 $160k 500k 0.32
Sino Mercury Acquisition Cor right 99/99/9999 0.0 $102k 300k 0.34
Energy Xxi 0.0 $35k 11k 3.27
Northern Oil & Gas 0.0 $84k 15k 5.64
BPZ Resources 0.0 $3.0k 12k 0.25
Allied Nevada Gold 0.0 $10k 12k 0.87
Vonage Holdings 0.0 $45k 12k 3.78
Yamana Gold 0.0 $52k 13k 4.00
Kratos Defense & Security Solutions (KTOS) 0.0 $50k 10k 5.00
VirnetX Holding Corporation 0.0 $69k 13k 5.52
Teekay Tankers Ltd cl a 0.0 $65k 13k 5.08
Pengrowth Energy Corp 0.0 $37k 12k 3.16
B2gold Corp (BTG) 0.0 $29k 18k 1.65
Silver Bull Res 0.0 $47k 313k 0.15
Galena Biopharma 0.0 $19k 13k 1.52
Collabrium Japan Acquisitn C *w exp 99/99/999 0.0 $31k 521k 0.06
Chart Acquisition Co *w exp 12/1 0.0 $39k 73k 0.53
Cis Acquisition Ltd-class A wrt 0.0 $9.9k 29k 0.34
Covisint 0.0 $53k 20k 2.65
Capitol Acquisition Corp Ii *w exp 05/15/201 0.0 $16k 30k 0.53
Roi Acquisition Corp Ii *w exp 99/99/999 0.0 $25k 94k 0.27
Cambridge Cap Acquisition Co w exp 12/23/201 0.0 $25k 81k 0.31
Hennessy Cap Acquisition Cor *w exp 01/23/201 0.0 $16k 39k 0.41
Viggle 0.0 $79k 30k 2.63
Boulevard Acquisition Corp w exp02/19/201 0.0 $56k 106k 0.53
1347 Cap Corp right 07/21/2016 0.0 $64k 200k 0.32
Wl Ross Holding Corp wrt 0.0 $80k 68k 1.18
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $40k 190k 0.21
Hydra Industries Acquisition wrnt 0.0 $90k 500k 0.18
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $42k 175k 0.24
Dt Asia Invts Ltd rights 03/30/2016 0.0 $72k 300k 0.24
Dt Asia Invts Ltd *w exp 03/29/202 0.0 $39k 300k 0.13