Polar Securities

Polar Securities as of March 31, 2015

Portfolio Holdings for Polar Securities

Polar Securities holds 239 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 7.9 $145M 700k 206.43
Mu Us conv 7.7 $142M 50M 2.84
Sunedison Inc note 2.750% 1/0 3.3 $61M 35M 1.75
Actavis Plc Conv Pfd Ser A pfd conv ser a 2.8 $52M 50k 1030.74
Actavis 2.4 $45M 150k 297.62
Central Gold-Trust 2.4 $44M 1.1M 40.29
Teleflex Inc note 3.875% 8/0 2.1 $39M 20M 1.97
iShares Russell 2000 Index (IWM) 1.7 $31M 250k 124.37
Halliburton Company (HAL) 1.6 $29M 670k 43.88
United States Oil Fund 1.6 $29M 1.7M 16.84
Tesaro Inc note 3.000%10/0 1.5 $27M 15M 1.78
Newport Corporation 1.4 $26M 1.3M 19.06
J2 Global Inc note 3.250% 6/1 1.2 $23M 20M 1.15
Google Inc Class C 1.1 $20M 37k 548.00
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 1.1 $20M 400k 50.32
Apache Corporation 1.1 $20M 330k 60.33
Bio-Rad Laboratories (BIO) 1.1 $20M 146k 135.18
Cardtronics 1.1 $20M 525k 37.60
Allscripts Healthcare So conv 1.1 $20M 20M 0.98
Ryder System (R) 1.0 $19M 200k 94.89
MasterCard Incorporated (MA) 1.0 $19M 218k 86.39
Sprott Physical Gold Trust (PHYS) 1.0 $18M 1.8M 9.78
Eastman Chemical Company (EMN) 0.9 $17M 250k 69.26
Garnero Group Acquisition 0.9 $17M 1.8M 9.64
Ryland Group note 0.9 $16M 10M 1.59
Visa (V) 0.9 $16M 240k 65.41
Gsi 0.8 $16M 1.2M 13.32
Evine Live Inc cl a 0.8 $16M 2.3M 6.71
Dollar General (DG) 0.8 $15M 204k 75.38
Harmony Merger Corp unit 99/99/9999 0.8 $15M 1.5M 10.00
McDonald's Corporation (MCD) 0.8 $15M 150k 97.44
KAR Auction Services (KAR) 0.8 $15M 382k 37.93
Sprott Phys Platinum & Palladi (SPPP) 0.8 $14M 1.7M 8.05
Central Fd Cda Ltd cl a 0.7 $14M 1.1M 11.93
PerkinElmer (RVTY) 0.7 $13M 263k 51.14
Cadence Design Systems (CDNS) 0.7 $13M 700k 18.44
Spectranetics Corp mtnf 2.625% 6/0 0.7 $13M 10M 1.29
Synopsys (SNPS) 0.7 $12M 263k 46.32
Global Defense & Natl Sec Sy 0.6 $12M 1.1M 10.39
Actua Corporation 0.6 $11M 730k 15.49
Envestnet Inc note 1.750%12/1 0.6 $11M 10M 1.12
Las Vegas Sands (LVS) 0.6 $11M 200k 55.04
Reliance Steel & Aluminum (RS) 0.6 $11M 180k 61.08
DST Systems 0.6 $11M 98k 110.71
Universal Forest Products 0.6 $11M 195k 55.48
Greenbrier Co Inc conv bnd 0.6 $11M 6.9M 1.54
Take-two Interactive Softwar note 1.000% 7/0 0.6 $11M 8.0M 1.32
Acorda Therap note 1.75% 6/15 0.6 $10M 10M 1.02
Premier (PINC) 0.5 $9.9M 264k 37.58
Boulevard Acquisition 0.5 $9.9M 1.0M 9.80
Liberty Tripadvisor Hldgs (LTRPA) 0.5 $9.9M 311k 31.79
FTI Consulting (FCN) 0.5 $9.7M 259k 37.46
Herman Miller (MLKN) 0.5 $9.7M 350k 27.76
MetLife (MET) 0.5 $9.7M 191k 50.55
SPDR KBW Regional Banking (KRE) 0.5 $9.7M 238k 40.83
WisdomTree Japan Total Dividend (DXJ) 0.5 $9.6M 175k 55.12
Eaton (ETN) 0.5 $9.8M 144k 67.94
Financial Select Sector SPDR (XLF) 0.5 $9.4M 390k 24.11
Integrated Device Technology 0.5 $9.2M 460k 20.02
Swift Transportation Company 0.5 $9.1M 351k 26.02
Tangoe 0.5 $8.9M 648k 13.80
Smith & Wesson Holding Corporation 0.5 $8.8M 692k 12.73
Roi Acquisition Corp Ii 0.5 $8.9M 899k 9.89
DISH Network 0.5 $8.5M 122k 70.07
Emcore Corp 0.5 $8.7M 1.6M 5.44
Quinpario Acquisition Corp 2 unit 01/01/2023 0.5 $8.6M 853k 10.12
Cbiz (CBZ) 0.5 $8.2M 882k 9.33
Carmike Cinemas 0.5 $8.2M 245k 33.60
Mueller Water Products (MWA) 0.4 $8.1M 819k 9.85
Cimarex Energy 0.4 $8.1M 70k 115.09
Ar Cap Acquisition 0.4 $8.1M 827k 9.85
iShares Dow Jones US Real Estate (IYR) 0.4 $7.9M 100k 79.32
Amazon (AMZN) 0.4 $7.4M 20k 372.10
Flextronics International Ltd Com Stk (FLEX) 0.4 $7.6M 599k 12.67
NCR Corporation (VYX) 0.4 $7.4M 251k 29.51
Orbcomm 0.4 $7.3M 1.2M 5.97
Interactive Intelligence Group 0.4 $7.4M 180k 41.18
Capitol Acquisition Corp Ii 0.4 $7.2M 712k 10.11
DineEquity (DIN) 0.4 $7.0M 66k 107.01
Lazard Ltd-cl A shs a 0.4 $6.8M 130k 52.59
Continental Resources 0.4 $6.6M 150k 43.67
Vwr Corp cash securities 0.3 $6.5M 248k 25.99
Dt Asia Invts Ltd unit 99/99/9999t 0.3 $6.4M 643k 10.02
Inphi Corporation 0.3 $6.2M 350k 17.83
Array Biopharma Inc note 3.000% 6/0 0.3 $6.3M 5.0M 1.26
North Amern Energy Partners 0.3 $6.0M 2.1M 2.91
Cambridge Cap Acquisition 0.3 $6.0M 594k 10.10
Terrapin 3 Acquisition 0.3 $6.0M 597k 10.00
Callidus Software 0.3 $5.9M 467k 12.68
Infinera (INFN) 0.3 $5.6M 287k 19.67
inContact, Inc . 0.3 $5.7M 527k 10.90
Heartware Intl Inc note 3.500%12/1 0.3 $5.7M 5.0M 1.14
Interface (TILE) 0.3 $5.6M 270k 20.78
Rti Intl Metals Inc note 1.625%10/1 0.3 $5.8M 5.0M 1.15
Tiptree Finl Inc cl a (TIPT) 0.3 $5.7M 866k 6.63
Gentex Corporation (GNTX) 0.3 $5.5M 300k 18.30
Pandora Media 0.3 $5.3M 325k 16.21
C B Pharma Acquisition Corp 0.3 $5.4M 550k 9.79
MGM Resorts International. (MGM) 0.3 $5.0M 240k 21.03
Manitex International (MNTX) 0.3 $5.2M 530k 9.73
Icon (ICLR) 0.3 $5.1M 72k 70.53
Hydra Inds Acquisition 0.3 $5.1M 530k 9.56
TASER International 0.3 $4.9M 203k 24.11
Trinity Industries (TRN) 0.3 $5.0M 142k 35.51
Huron Consulting (HURN) 0.3 $5.0M 75k 66.15
Nxp Semiconductors N V (NXPI) 0.3 $4.9M 49k 100.37
Wl Ross Holding Corp Uts 0.3 $5.0M 473k 10.48
Dt Asia Invts 0.3 $4.9M 500k 9.82
Krispy Kreme Doughnuts 0.3 $4.8M 238k 19.99
Tesla Motors (TSLA) 0.3 $4.7M 25k 188.76
Shutterstock (SSTK) 0.3 $4.7M 69k 68.67
Tecnoglass (TGLS) 0.3 $4.7M 504k 9.30
Levy Acquisition 0.3 $4.8M 365k 13.15
Garnero Group Acquisition Co unit 99/99/9999 0.3 $4.8M 480k 9.92
Barington Hilco Acquisition 0.3 $4.9M 500k 9.70
Southwestern Energy Company 0.2 $4.6M 200k 23.19
Transglobe Energy Corp 0.2 $4.6M 1.3M 3.54
Bloomin Brands (BLMN) 0.2 $4.6M 190k 24.33
Hudson Global 0.2 $4.4M 1.6M 2.73
Hydra Inds Acquisition Corp unit 10/20/2021 0.2 $4.4M 450k 9.85
Harvard Bioscience (HBIO) 0.2 $4.3M 737k 5.82
Potbelly (PBPB) 0.2 $4.1M 300k 13.70
VCA Antech 0.2 $3.9M 71k 54.82
SPDR S&P Biotech (XBI) 0.2 $3.6M 16k 225.50
Del Friscos Restaurant 0.2 $3.6M 179k 20.15
Tandem Diabetes Care 0.2 $3.7M 297k 12.62
Fintech Acquisition Corp unit 99/99/9999 0.2 $3.6M 347k 10.35
Finish Line 0.2 $3.5M 143k 24.52
1347 Cap 0.2 $3.2M 338k 9.60
Hospira 0.2 $3.1M 35k 87.83
Pharmacyclics 0.2 $3.2M 13k 255.92
Life Time Fitness 0.2 $2.9M 40k 70.96
Sprott Physical Silver Tr tr unit (PSLV) 0.2 $3.0M 467k 6.47
M/i Homes Inc note 3.250% 9/1 0.2 $3.0M 2.5M 1.20
Sino Mercury Acquisition Cor 0.2 $2.9M 295k 9.84
City National Corporation 0.1 $2.7M 30k 89.07
Ar Cap Acquisition Corp unit 99/99/9999 0.1 $2.7M 275k 9.95
Enerplus Corp 0.1 $2.6M 256k 10.14
Emulex Corp note 1.750%11/1 0.1 $2.6M 2.5M 1.02
Quinpario Acquisition Corp 2 0.1 $2.5M 249k 10.00
Comcast Corporation (CMCSA) 0.1 $2.4M 42k 56.47
Jack in the Box (JACK) 0.1 $2.4M 25k 95.92
Raven Industries 0.1 $2.4M 119k 20.46
Homeaway 0.1 $2.4M 79k 30.16
Catamaran 0.1 $2.4M 40k 59.55
Endo International 0.1 $2.5M 28k 89.71
Eagle Pharmaceuticals (EGRX) 0.1 $2.4M 58k 41.88
Endeavour Silver Corp (EXK) 0.1 $2.2M 1.2M 1.89
Zulily Inc cl a 0.1 $2.2M 172k 12.99
1347 Cap Corp unit 99/99/9999 0.1 $2.1M 207k 10.01
C B Pharma Acquisition Corp unit 99/99/9999 0.1 $2.0M 200k 10.22
Agrium 0.1 $1.9M 18k 104.30
RTI International Metals 0.1 $1.8M 50k 35.92
Aruba Networks 0.1 $1.8M 75k 24.49
Vitesse Semiconductor Corporate 0.1 $1.9M 350k 5.31
Sigma-Aldrich Corporation 0.1 $1.7M 13k 138.24
Transcanada Corp 0.1 $1.7M 39k 42.73
Ovascience 0.1 $1.7M 50k 34.72
Energizer Holdings 0.1 $1.4M 10k 138.00
Enbridge (ENB) 0.1 $1.5M 31k 48.48
Boulevard Acquis Corp Ut1com & 0.1 $1.4M 136k 10.14
B2gold Corp conv 0.1 $1.3M 1.5M 0.88
Orbitz Worldwide 0.1 $1.2M 100k 11.66
Biosante Pharmaceuticals (ANIP) 0.1 $1.1M 17k 62.53
qunar Cayman Is Ltd spns adr cl b 0.1 $1.1M 26k 41.25
Cambridge Capital Acquistion 0.1 $1.0M 94k 11.00
Levy Acquisition Corp Unit 1 0 0.1 $1.2M 75k 15.41
Sino Mercury Acquisition Cor unit 99/99/9999 0.1 $1.0M 100k 10.25
IGI Laboratories 0.1 $979k 120k 8.16
Merus Labs Intl 0.1 $945k 450k 2.10
Auspex Pharmaceuticals 0.1 $1.0M 10k 100.30
Barington Hilco Acquisition unit 99/99/9999t 0.1 $995k 100k 9.95
Pepco Holdings 0.0 $671k 25k 26.84
Orion Energy Systems (OESX) 0.0 $678k 216k 3.14
Rubicon Minerals Corp 0.0 $713k 750k 0.95
Rio Alto Mng 0.0 $679k 275k 2.47
Wl Ross Hldg 0.0 $669k 67k 10.00
Paramount Gold and Silver 0.0 $606k 600k 1.01
Nevsun Res 0.0 $460k 136k 3.39
Capitol Acquisition 0.0 $590k 57k 10.29
Norcraft 0.0 $639k 25k 25.56
Cott Corp 0.0 $319k 34k 9.38
Akorn 0.0 $380k 8.0k 47.50
Courier Corporation 0.0 $367k 15k 24.47
Penn West Energy Trust 0.0 $281k 170k 1.65
Pembina Pipeline Corp (PBA) 0.0 $317k 10k 31.70
Tahoe Resources 0.0 $383k 35k 10.97
Turquoisehillres 0.0 $401k 128k 3.12
Dominion Diamond Corp foreign 0.0 $383k 22k 17.10
Fox News 0.0 $329k 10k 32.90
Cellular Dynamics Internatio 0.0 $411k 25k 16.44
Terrapin 3 Acquisition Corp unit 06/27/2019 0.0 $315k 31k 10.07
HSN 0.0 $223k 3.3k 68.22
Briggs & Stratton Corporation 0.0 $242k 12k 20.51
Commercial Metals Company (CMC) 0.0 $175k 11k 16.20
Federal Signal Corporation (FSS) 0.0 $159k 10k 15.74
Encana Corp 0.0 $114k 10k 11.18
Griffon Corporation (GFF) 0.0 $248k 14k 17.46
Harte-Hanks 0.0 $98k 13k 7.84
Wabash National Corporation (WNC) 0.0 $217k 15k 14.09
American Railcar Industries 0.0 $217k 4.4k 49.77
H&E Equipment Services (HEES) 0.0 $224k 9.0k 24.94
TAL International 0.0 $210k 5.2k 40.78
PetMed Express (PETS) 0.0 $202k 12k 16.56
Gran Tierra Energy 0.0 $246k 90k 2.73
CAI International 0.0 $200k 8.1k 24.55
Douglas Dynamics (PLOW) 0.0 $235k 10k 22.82
Teekay Tankers Ltd cl a 0.0 $156k 27k 5.74
Gold Resource Corporation (GORO) 0.0 $189k 59k 3.19
NovaBay Pharmaceuticals 0.0 $201k 300k 0.67
Alliance Fiber Optic Products 0.0 $214k 12k 17.40
U.s. Concrete Inc Cmn 0.0 $222k 6.6k 33.81
West 0.0 $230k 6.8k 33.74
Capitol Acquisition Corp Ii *w exp 05/15/201 0.0 $111k 106k 1.05
Earthlink Holdings 0.0 $130k 29k 4.45
Continental Bldg Prods 0.0 $255k 11k 22.57
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $125k 390k 0.32
Garnero Group Acquition Rts right 06/25/2016 0.0 $238k 1.3M 0.19
Garnero Acquisition Group Cw19 *w exp 06/24/201 0.0 $139k 1.3M 0.11
Hydra Inds Acquisition Corp right 99/99/9999 0.0 $185k 500k 0.37
C B Pharma Acquisition Corp right 06/17/2016 0.0 $137k 350k 0.39
Barington Hilco Acquisition right 02/13/2017 0.0 $140k 500k 0.28
Parker Drilling Company 0.0 $49k 14k 3.53
Silver Standard Res 0.0 $48k 11k 4.57
Iamgold Corp (IAG) 0.0 $45k 24k 1.88
Cis Acquisition Ltd-class A wrt 0.0 $7.0k 29k 0.24
Roi Acquisition Corp Ii *w exp 99/99/999 0.0 $32k 144k 0.22
Cambridge Cap Acquisition Co w exp 12/23/201 0.0 $19k 81k 0.23
Boulevard Acquisition Corp w exp02/19/201 0.0 $68k 97k 0.70
1347 Cap Corp right 07/21/2016 0.0 $56k 200k 0.28
Wl Ross Holding Corp wrt 0.0 $23k 36k 0.64
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $44k 190k 0.23
Hydra Industries Acquisition wrnt 0.0 $85k 500k 0.17
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $79k 175k 0.45
Dt Asia Invts Ltd rights 03/30/2016 0.0 $48k 300k 0.16
Dt Asia Invts Ltd *w exp 03/29/202 0.0 $27k 300k 0.09
Sino Mercury Acquisition Cor right 99/99/9999 0.0 $87k 300k 0.29
Barington Hilco Acquisition *w exp 02/11/201 0.0 $80k 500k 0.16
C B Pharma Acquisition Corp *w exp 12/17/202 0.0 $84k 350k 0.24