Radcliffe Capital Management

Radcliffe Capital Management as of Sept. 30, 2015

Portfolio Holdings for Radcliffe Capital Management

Radcliffe Capital Management holds 29 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Prospect Capital Corp Convrt Bond (Principal) 16.1 $62M 61M 1.02
Ares Capital Corporation Convrt Bond (Principal) 13.3 $52M 51M 1.01
Apollo Investment Corp Convrt Bond (Principal) 9.8 $38M 38M 1.01
Fifth Street Finance Corporation Convrt Bond (Principal) 7.4 $29M 28M 1.01
New Mountain Finance Corporation Convrt Bond (Principal) 7.2 $28M 28M 0.99
TCP Capital Corp Convrt Bond (Principal) 6.1 $24M 24M 0.99
Ares Capital Corporation Convrt Bond (Principal) 5.9 $23M 22M 1.03
Prospect Capital Corp Convrt Bond (Principal) 5.9 $23M 23M 0.97
Prospect Capital Corp Convrt Bond (Principal) 5.0 $19M 20M 0.98
Prospect Capital Corp Convrt Bond (Principal) 4.3 $17M 17M 1.00
TPG Specialty Lending Convrt Bond (Principal) 4.2 $16M 17M 0.98
Ares Capital Corporation Convrt Bond (Principal) 3.0 $12M 11M 1.03
Prospect Capital Corp Convrt Bond (Principal) 2.7 $11M 12M 0.91
Ares Capital Corporation Convrt Bond (Principal) 2.5 $9.9M 9.6M 1.03
Ares Capital Corporation Convrt Bond (Principal) 2.2 $8.7M 8.6M 1.01
Iconix Brand Group Convrt Bond (Principal) 1.8 $7.1M 7.5M 0.95
Prospect Capital Corp Convrt Bond (Principal) 1.7 $6.7M 6.6M 1.01
Nuance Communications Convrt Bond (Principal) 0.3 $1.0M 1.0M 1.01
American Capital Common (Principal) 0.1 $420k 35k 12.17
Firsthand Technology Value Fund Common (Principal) (SVVC) 0.1 $390k 46k 8.51
Iconix Brand Group Common (Principal) 0.1 $293k 22k 13.50
BlackRock Kelso Capital Corp Common (Principal) 0.1 $245k 28k 8.84
Solar Capital Common (Principal) (SLRC) 0.1 $236k 15k 15.84
Golub Capital BDC Common (Principal) (GBDC) 0.1 $198k 12k 15.97
Prospect Capital Corp Common (Principal) (PSEC) 0.0 $171k 24k 7.12
Fifth Street Finance Corporation Common (Principal) 0.0 $157k 25k 6.18
Hercules Technology Growth Capital Common (Principal) (HTGC) 0.0 $135k 13k 10.07
Alcentra Capital Corp Common (Principal) 0.0 $122k 11k 11.62
Horizon Technology Finance Common (Principal) (HRZN) 0.0 $103k 11k 9.04