Radcliffe Capital Management

Radcliffe Capital Management as of Dec. 31, 2015

Portfolio Holdings for Radcliffe Capital Management

Radcliffe Capital Management holds 29 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ares Capital Corp 5.75 16 convert 14.1 $80M 80M 1.00
Prospect Capital Corp note 12.5 $71M 70M 1.01
Apollo Invt Corp note 5.750% 1/1 10.3 $58M 58M 1.00
Ares Capital Corp 5.125 2016 conv 7.3 $42M 42M 1.00
Fifth Str Fin Corp note 5.375% 4/0 7.3 $41M 41M 1.00
Cemex Sab De Cv conv bnd 6.0 $34M 34M 1.00
New Mountain Finance Corp conv 5.5 $31M 32M 0.98
Prospect Capital Corporation note 5.875 5.2 $30M 31M 0.96
Tcp Cap Corp note 5.250%12/1 4.9 $28M 28M 0.99
Psec Us conv 4.3 $24M 25M 0.98
Ares Capital Corp conv 4.0 $22M 22M 1.00
Prospect Capital Corporati mtnf 5.375% 3.8 $21M 22M 0.99
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 3.7 $21M 21M 1.03
Ares Capital Corporation convertible cor 3.1 $18M 18M 1.00
Tpg Specialty Lending In conv 2.9 $17M 17M 0.99
Prospect Capital Corp conv 1.8 $10M 12M 0.87
Arcc 4 7/8 03/15/17 1.7 $9.7M 9.6M 1.01
Icon 2 1/2 06/01/16 1.2 $6.7M 7.5M 0.89
American Capital 0.1 $476k 35k 13.80
Firsthand Tech Value (SVVC) 0.1 $375k 46k 8.18
Blackrock Kelso Capital 0.1 $260k 28k 9.39
Solar Cap (SLRC) 0.0 $245k 15k 16.44
Golub Capital BDC (GBDC) 0.0 $206k 12k 16.61
Fifth Street Finance 0.0 $162k 25k 6.38
Iconix Brand 0.0 $148k 22k 6.82
Hercules Technology Growth Capital (HTGC) 0.0 $163k 13k 12.16
Prospect Capital Corporation (PSEC) 0.0 $168k 24k 7.00
Horizon Technology Fin (HRZN) 0.0 $134k 11k 11.75
Alcentra Cap 0.0 $122k 11k 11.62